异质性GIC治理及其“鱼/渔”效应——基于mvQCA方法的本土制造企业实证
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摘要
融入全球创新体系是本土制造企业创新战略的必由之路。突破全球价值链研究的范式局限,文章基于全球创新链新范式、从"异质性"假设和二元关系视角,揭示"技术范式、技术差距和权力地位"等不同情境下,"解构类型、分工模式和空间结构"不同的异质性全球创新链治理,对本土制造企业技术能力溢出("鱼"效应)和创新能力溢出("渔"效应)的显著差异。采用多值集定性比较分析(mvQCA)方法,对80个异质性全球创新链治理二元关系样本,进行组态视角复杂路径构型分析,揭示了全球创新链治理的异质性维度和所处情境特征影响"鱼/渔"效应的交互与匹配机制。研究结论对探索全球创新链研究新范式以及本土制造企业融入全球创新链的战略与策略决策具有启示意义。
Integrating into the global innovation system is the only way for local manufacturing companies to innovate their strategies. Breaking through the paradigm limitation of Global Value Chain research, this paper is based on the new paradigm of Global Innovation Chain, from the perspective of "heterogeneity" hypothesis and binary relationship, revealing the heterogeneous Global Innovation Chain governance of "deconstruction type, division of labor and spatial structure" under different contexts such as "technical paradigm, technology gap and power status", significant differences in the technical capacity spillover("fish" effect) and innovation capacity spillover("fishing"effect) of local manufacturing companies. The multi-value Qualitative Comparative Analysis(mvQCA) method is used to analyze the complex path configuration of 80 heterogeneous Global Innovation Chain governance binary relations samples, revealing the heterogeneity dimension and situational characteristics of global innovation chain governance, and the interaction and matching mechanism of the "fish/fishing" effect. The conclusions of the study are instructive for exploring the new paradigm of Global Innovation Chain research and the strategic decision of local manufacturing enterprises for the integration into the Global Innovation Chain.
Integrating into the global innovation system is the only way for local manufacturing companies to innovate their strategies. Breaking through the paradigm limitation of Global Value Chain research, this paper is based on the new paradigm of Global Innovation Chain, from the perspective of "heterogeneity" hypothesis and binary relationship, revealing the heterogeneous Global Innovation Chain governance of "deconstruction type, division of labor and spatial structure" under different contexts such as "technical paradigm, technology gap and power status", significant differences in the technical capacity spillover("fish" effect) and innovation capacity spillover("fishing"effect) of local manufacturing companies. The multi-value Qualitative Comparative Analysis(mvQCA) method is used to analyze the complex path configuration of 80 heterogeneous Global Innovation Chain governance binary relations samples, revealing the heterogeneity dimension and situational characteristics of global innovation chain governance, and the interaction and matching mechanism of the "fish/fishing" effect. The conclusions of the study are instructive for exploring the new paradigm of Global Innovation Chain research and the strategic decision of local manufacturing enterprises for the integration into the Global Innovation Chain.
引文
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[33]王永贵,马双,杨宏恩.服务外包中创新能力的测量、提升与绩效影响研究——基于发包与承包双方知识转移视角的分析[J].管理世界,2015(6):85-98.
[34]MARX A,DUSA A.Crisp-set Qualitative Comparative Analysis(csQCA),contradictions and consistency benchmarks for model specification[J].Methodological Innovations Online,2011,6(2):97-142.
[35]RAGIN C C.Set relations in social research:evaluating their consistency and coverage[J].Political Analysis,2006,14(3):291-310.
[2]LEMAA R,QUADROSB R,SCHMITZ H.Reorganising global value chains and building innovation capabilities in Brazil and India[J].Research Policy,2015,44(3):1376-1386.
[3]刘志彪.从GVC转向GIC:新常态下中国产业发展新动力[J].学术月刊,2015(2):5-14.
[4]杨艳琳,赖秋霖.基于GIC的中国产业发展新动力[J].国家治理,2015(17):18-24.
[5]卢锋.产品内分工[J].经济学(季刊),2004(4):55-82.
[6]黄江明,赵宁.资源与决策逻辑:北汽集团汽车技术追赶的路径演化研究[J].管理世界,2014(9):120-130.
[7]吕一博,韩少杰,苏敬勤.翻越由技术引进到自主创新的樊篱——基于中车集团大机车的案例研究[J].中国工业经济,2017(8):174-192.
[8]马琳,吴金希.全球创新网络相关理论回顾及研究前瞻[J].自然辩证法研究,2011(1):109-114.
[9]杜红平,王元地,陈劲,等.跨国企业创新国际化的动机研究综述[J].软科学,2015(3):130-134.
[10]张战仁,杜德斌.分散与整合:跨国公司全球研发网络投资的空间协同治理研究[J].科技进步与对策,2017(21):30-35.
[11]张战仁,李一莉.全球创新价值链模式的国际研发投资转移研究[J].科学学研究,2015(10):1487-1495.
[12]赖磊.GVC治理、知识转移与代工企业升级——以珠三角地区为例[J].国际经贸探索,2012(4):42-51.
[13]MILLINGTON A,GROSVOLDJ J,HOEJMOSE S U.Socially responsible supply chains:power asymmetries and joint dependence[J].Supply Chain Management,2013(18):277-291.
[14]李金生,宋丹丹.技术范式演进下企业动态创新能力模型研究[J].科技进步与对策,2016(11):73-79.
[15]张国胜.技术变革、范式转换与我国产业技术赶超[J].中国软科学,2013(3):53-65.
[16]LEE K,MALERBA F.Catch-up cycles and changes in industrial leadership:windows of opportunity and responses of firms and countries in the evolution of sectoral systems [J].Research Policy,2017,46(2):338-351.
[17]DOSI G,NELSON R R.Technological paradigms and technological trajectories[J].Research Policy,1982,11(3):147-162.
[18]龙勇,罗芳,黄海波.竞争性联盟中关于技术合作效应的实证研究[J].科学学与科学技术管理,2009(10):31-37.
[19]STEIN N V,SICK N,LEKER J.How to measure technological distance in collaborations——the case of electric mobility[J].Technological Forecasting & Social Change,2015,97:154-167.
[20]TOKATLI N.Asymmetrical power relations and upgrading among suppliers of global clothing brands:Hugo Boss in Turkey[J].Social Science Electronic Publishing,2007,7(1):67-92.
[21]HE Q,GHOBADIAN A,GALLEAR D.Knowledge acquisition in supply chain partnerships:the role of power [J].International Journal of Production Economics,2013,141(2):605-618.
[22]BUVIK A,REVE T.Inter-firm governance and structural power in industrial relationships:the moderating effect of bargaining power on the contractual safeguarding of specific assets[J].Scandinavian Journal of Management,2002,18(3):261-284.
[23]杨静,陈菊红.基于供应商参与新产品开发的知识转移关键影响因素分析[J].情报杂志,2009(1):110-114.
[24]王凤彬,江鸿,王璁.央企集团管控架构的演讲:战略决定、制度引致还是路径依赖?——一项定性比较分析(QCA)尝试[J].管理世界,2014(12):92-114.
[25]郝瑾,王凤彬,王璁.海外子公司角色分类及其与管控方式的匹配效应——一项双层多案例定性比较分析[J].管理世界,2017(10):150-171.
[26]VERGNE J P,DEPEYRE C.How do firms adapt?A fuzzy-set analysis of the role of cognition and capabicites in U.S.defense firms' responses to 9/11[J].Academy of Maragement Journal,2016,59:1653-1680.
[27]金永生,季桓生.创业导向如何影响企业绩效——模糊集定性比较分析[J].科技进步与对策,2017(11):88-94.
[28]REICHERT F M,TORUGSA N,ZAWISLAK P A,et al.Exploring innovation success recipes in low-technology firms using fuzzy-set QCA[J].Journal of Business Research,2016,69(11):5437-5441.
[29]程聪,贾良定.我国企业跨国并购驱动机制研究——基于清晰集的定性比较分析[J].南开管理评论,2016(6):113-121.
[30]杨震宁,李东红,马振中.关系资本,锁定效应与中国制造业企业创新[J].科研管理,2013(11):42-52.
[31]FINK R C,JAMES W L,HATTEN K J.Customer perceptions of dependencies in customer-supplier relationships[J].Journal of Strategic Marketing,2011(1):73-89.
[32]王永贵,赵春霞,赵宏文.算计性依赖、关系性依赖和供应商创新能力的关系研究[J].南开管理评论,2017(3):4-14.
[33]王永贵,马双,杨宏恩.服务外包中创新能力的测量、提升与绩效影响研究——基于发包与承包双方知识转移视角的分析[J].管理世界,2015(6):85-98.
[34]MARX A,DUSA A.Crisp-set Qualitative Comparative Analysis(csQCA),contradictions and consistency benchmarks for model specification[J].Methodological Innovations Online,2011,6(2):97-142.
[35]RAGIN C C.Set relations in social research:evaluating their consistency and coverage[J].Political Analysis,2006,14(3):291-310.