中国农民工个体现代性探索—前因后果
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
现代化问题一直是众多学科研究的一个热门话题。目前现代化问题的研究过多地侧重社会层面的现代化及现代性,而常常忽略了对于个人现代性问题的关注。迄今为止,个人现代性的问题在我国的研究不受重视,虽然有一些学者对此进行了研究,但大多是侧重于青少年学生群体。本文试图从社会心理学角度来研究农民工这一特殊群体在乡村走到城市这种跨文化适应中所体现出的现代性。
     本研究结合美国社会学家英克尔斯的《总体现代性量表》及台湾心理学家杨国枢的《多元传统性与现代性量表》,对在上海、宁波、郑州三个城市的330位农民工进行问卷调查,对农民工现代性的构成进行因子分析和回归分析,具体地描述当前农民工个人现代性的程度,分析促成农民工现代性的各种因素,并考察这种现代性对农民工自身及社会带来的结果。研究者还展开了后续的采访来深入解答几大促成因素对个人现代性的影响。
     研究者将现代性分为11个维度,每个维度上采用了3-5个问题,共40个问题,在每个维度上都对农民工的传统或现代取向做了分析。因子分析证明40个问题下确实存在一个整体的个人现代性特征组。数据显示当代中国农民工在信度较高的8个维度上上均取得了较高的现代性分值。研究者认为中国当代农民工整体上已经呈现了较高的现代性,具体体现在:注重男女平等;重视教育,追求经济上的富足;具有强烈的个人效能感,相信个人能力;乐于接受新的生活经验,新的思想观念及行为方式;重视计划,具有较强的时间观念,着眼与现在和未来;尊重他人;对未来充满乐观;强调个人自由。
     研究者采用了7个独立变量来分析农民工现代性促成因素。回归分析表明促成农民工现代性的因素里中“父亲所受教育”、“年龄”的影响较为突出,而数据并没有说明现代性的几个重大促成因素“个人教育程度”、“流动经历”、“工厂经历”及“大众传媒”对现代性的影响。而对5位农民工的后续采访中,研究者发现这些因素对个人现代性的发展起着不可或缺的推进作用。个人现代性的发展帮助农民工更好地适应城市里的生活,打破了城乡之间的隔离状态,促进了新的思想与事物在城乡之间的流动,给中国农村的经济发展带来积极的影响。
     最后,研究者对今后中国人的个人现代性研究进行了展望并在研究方法和研究方向上提出了新的建议和意见。作者认为,农民工挣扎在社会和城市的边缘,他们需要经历一个艰难的磨合过程来建立起一种新的价值体系来更好地适应城市和乡村的生活。相关社会人士需要关注他们所体现出的现代性,对他们做出正确的引导,让他们更好地适应高度现代化的城市生活。
The concept of modernity has always been one of the central themes in social analysis. There are basically two approaches to the study of modernization. The first perspective examines the relatively traditional status of the society and the transformative processes and focuses on patterns of social organization. The second perspective studies the cultural values, beliefs and psychological orientations of the individuals. In China, the study of individual modernity is largely neglected. Among the very few studies carried out by Chinese scholars, almost all of them are focused on teenagers. The present study is an attempt to explore the individual modernity of Chinese migrant workers. Working and living in a highly urbanized and industrialized city involves a continuous process of inter-group communication, intra-cultural adaptation, and building a new identity through weighing and evaluating the traditional and modern values, attitudes and behavioral orientations. All these are important components of contemporary research of intercultural communication.
     Based on American sociologist Alex Inkeles’Overall Modernity Scale and Chinese psychologist K.S. Yang’s Multi-dimensional modernity scale, the author constructed a questionnaire and administered it among 330 migrant workers in three highly developed cities—Shanghai, Ningbo and Zhengzhou. Using explorative factor analysis and regression analysis, the author attempted to explore multiple dimensions of modernity of Chinese migrant workers, and to explain the causes and consequences of modernity. Follow-up interviews were conducted to further examine the hypothetical causes.
     Statistical results suggested that migrant workers are generally modern on all the eight dimensions classified“a priori”. They (1) play a more egalitarian role in their social and personal life; (2) place a high value on education and strive for economic success; (3) believe that one can exert considerable control over his environment and advance his goals; (4) welcome change and are more disposed to accept new ideas, new ways of feeling and acting; (5) believe in the advantages of planning and are more oriented to the present and the future than to the past; (6) respect for the dignity of others; (7) are optimistic about the development and future of things and believe in the goodness of people; and (8) emphasize freedom of actions. Statistics also indicated that father’s education and age played the most significant role shaping the modernity of migrant workers. Follow-up interviews indicated that migrant workers’education, the migration and urban experiences, industrial experiences, and media exposure were all major determinants of individual modernity. In terms of consequences and significance, development of individual modernity of Chinese migrant workers have brought economic and structural development to rural China and have helped them better adapt to the city.
     Implications of the present study for individual modernity studies are noted and directions for future research are also proposed at the end of the thesis. The author’s main argument is that migrant workers have to go through a rough time adapting themselves to the urbanized areas, and constructing a new identity that could allow them to live a better life. It is important to pay attention to the development of this special group of people.
引文
4 To see a detailed description of the content of each theme or realm, refer to Inkeles, A., & Smith, D. H. (1974). Becoming modern: Individual change in six developing countries. Cambridge, Massachusetts: Harvard University Press.
    5 For a detailed description of the selection criteria, refer to Smith, D. H., & Inkeles, A. (1966). The OM scale: a comparative socio-psychological measure of individual modernity. Sociometry, 29(4), 353-377.
    6 The 23 questions were excluded because there was no consensus among the project staff in favor of including those items in the definition of a modern man, even though they had been identified by other researchers as appropriate measures for the purpose. Inkeles used them in OM-2 because he wanted to determine whether or not they really were useful indicators of a man’s standing on the modern-traditional dimension. (Inkeles & Smith, 1974).
    7 Test of information included responses to such questions as“where is Moscow?”and“please give us the names of some newspapers”(Smith & Inkeles, 1966).
    8 Inkeles’scale system used key letters to identify the different sets of questions—themes, ranging from AC to WR. The number of questions developed for each theme was not balanced. For instance, efficacy and aspirations were represented by at least 13 questions while work commitment and aging were represented by only 2 each.
    9 Psychosomatic Symptoms Test is widely acknowledged to be the best available instrument for cross-cultural assessment of psychic stress. For a detailed description of the test, refer to The Fate of Personal Adjustment in the Process of Modernization by Alex Inkeles and David Smith in the International Journal of Comparative Sociology, 1970.
    10 To see a detailed description of the social cognition system, refer to Ye, N. K. (1998). Modernization of Chinese people. Nanjing: Nanjing Press.
    11 Primary group is a social group such as a family in which people are intimate and highly interactive with each other and thus plays an initial and crucial role of shaping one’s psychology (Ye, 1992).
    12 Secondary group is a social group such as a work organization in which human relationship are complicated and regulated by certain rules and goals and thus exerts long-term influence over one’s socialization and modernization (Ye, 1992).
    13 For a detailed description of each of the factors, refer to Ye, N. K. (1992). A comprehensive study of contributors to modernization of Chinese people. Sociology Studies, 2, 96-105.
    14 Principal components method operates so as to extract a maximum amount of variance as each factor is calculated; it attempts to redefine the correlation matrix with as few factors as possible. Successive factors also extract maximum variance but of residual correlation matrices. (Williams & Monge, 2001)
    15 Only years and schooling and father’s education were included because the other variables such as the length of industrial working, urban living, TV-watching and Internet use were not sufficient to measure their modernizing impact.
    16 It should be noted here that EO-4 was not included in counting the score of EO because the deletion of the item increase the reliability of EO scale to a moderately high (from 0.551 to 0.668). And NE scale was dismissed because of its unsatisfactory reliability. Both RE and UI were excluded because reliability cannot be told with 2 and 1 item respectively. OM score was generated using all 40 items instead of the 33 items (when EO-4, NE, RE and UI were excluded) because the scale at large is substantially high (0.930).
    17 A cross-tabulation is generally extremely crude and may therefore be thoroughly misleading. And it comes awkward to take into account more than two extraneous variables (Inkeles & Smith, 1974).
    18 Gender was not included because it was a nominal variable while all the other independent variables were scaled variables.
    19 Wang is 22 years old, and quit school in the second grade in junior high. He is currently working in a factory in Zhengzhou. He had been working in such major cities as Shanghai, Chengdu, Guangzhou, Beijing and Tianjin for almost 6 years.
    20 Ma is 24 years old. He is now working in a factory in Zhengzhou. He had been working in different cities for 5 years.
    21 Jiang is 26 years old and working in a clothes factory in Ningbo. She has worked in lived in Ningbo for more that 5 years.
    22 Dong is 32 years old and has two children. He is now a middle level employee in a factory in Zhengzhou. He has worked in major cities for 10 years.
    Abu-Lughod, J. (1964). Urban-rural differences as a function of the demographic transition: Egytian data and analytical model. Americal Journal of Sociology, 69, 476-490.
    Armer, M. (1970). Formal education and psychological malaise in an African society. Sociology of Education, 43(2), 143-158.
    Armer, M., & Issac, L. (1978). Determinants and behaviral censequences of psychological modernity: empirical evidence from Costa Rica. American Sociological Review, 43(3), 316-334.
    Armer, M., & Schnaiberg, A. (1972). Measuring individual modernity: a near myth. American Sociological Review, 37(3), 301-316.
    Armer, M., & Youtz, R. (1971). Formal education and individual modernity in an African society. The American Journal of Sociology, 76(4), 604-626.
    Bendix, R. (1967). Tradition and modernity reconsidered. Comparative Studies in Society and History, 9, 292-346.
    Cai, Z. (2004).流动民工现代性的探讨, Modernity of migrang workers.华中师范大学学报(人文社会科学版), Journal of Central China Normal University (Humanities and Social Sciences), 43(3), 65-69.
    Chen, H. (2008). Study on the representation of the farmer workers’image on the local media of“Zhujiang delta”Area. Unpublished Master’s Thesis, Suzhou University, Suzhou.
    Dawson, J. L. M. (1967). Traditional versus western attitude in west Africa: The construction, validation and application of a measuring device. British Journal of Social and Clinical Psychology(6), 81-96.
    Day, L. H., & Xia, M. (1994). Migration and urbanization in China. Armonk, NY: M. E. Sharpe Inc.
    Delacroix, J. (1978). Modernizing instituions, mobilization, and third world development: a cross-national study. The American Journal Of Sociology, 84(1), 123-150.
    Doob, L. W. (1967). Scales for assaying psychological modernization in Africa. Public Opinion Quarterly, 31, 414-421.
    Dulles, J. W. F. (1969). Book reviews: the measurement of modernism, a study of values in Brazil and Mexico by Joseph A. Kahl. The Hispanic American Historical Review, 49(2), 312-314.
    Eisenstadt, S. N. (2000). Multiple modernities. Daedalus, 129(1), 1-29. Fei, X. (2005).乡土中国, (Native soil China):北京出版社,北京. Beijing: Beijing Press.
    Foucault, M. (1984). The Foucault reader. New York: Pantheon Books. Fu, D. (2009). A cage of voices: producing and doing dagongmei in contemporary China. Modern China, 35(5), 527-561.
    Fu Keung Wong, D., & He Xue, S. (2008). The resilience of migrant workers in Shanghai China: the roles of migration stress and meaning of migration. International Journal of Social Psychiatry, 54(2), 131-143.
    Giddens, A. (1990). The consequences of modernity. Cambridge: Polity Press. Giddens, A. (2000). The consequences of modernity (H. Tian, Trans.). Shanghai: Yilin Press.
    Goodkind, D., & West, L. A. (2002). China’s floating population: definitions, data and recent findings. Urban Stud, 39(12), 2237-2250.
    Guo, Z., & Zhou, D. (1996).外出务工与农民现代性的获得, Migration and acquirement of modernity of peasants.中山大学学报, Journal of Sun Yatsen Unversity, 5, 52-57.
    Gusfield, J. (1967). Tradition and modernity: misplaced polarities in the study of social change. Americal Journal of Sociology, 72, 351-362.
    Hofstede, G. H., & Kranenburg, R. Y. (1974). Work goals of migrant workers. Human Relations, 27(1), 83-99.
    Huang, W. (2006). Opinions on migrant workers in the press: a combining approach to evaluation in comment artices from Chinese newspapers. Unpublished Master’s thesis, Guangdong University of Foreign Stuides, Guangzhou
    Huntington, S. P. (1966). Political modernization: America vs. Europe. World Politics,18(3), 378-414.
    Inglehart, R., & Baker, W. E. (2000). Modernization, cultural change, and the persistence of traditional values. American Sociological Review, 65(1), 19-51.
    Inglehart, R., & Welzel, C. (2005). Modernization, cultural change, and democracy: the human development sequence. New York: Cambridge University Press.
    Inkeles, A. (1969). Making men modern: on the causes and consequences of individual change in six developing countries. The American Journal of Sociology, 75(2), 208-225.
    Inkeles, A. (1975). Becoming modern: individual change in six developing countries. Ethos, 3(2), 323-342.
    Inkeles, A. (1977). Understanding and misunderstanding individual modernity. Journal of Cross-Cultural Psychology, 8(2), 135-176.
    Inkeles, A. (1995). Exploring individual modernity (Z. D. Cao, Trans.). Tianjin: Tianjin Academy of Social Sciences Press.
    Inkeles, A., Broaded, C. M., & Cao, Z. (1997). Causes and consequences of individual modernity in China. The China Journal, 37, 31-59.
    Inkeles, A., & Smith, D. H. (1974). Becoming modern: individual change in six developing countries. Cambridge, Massachusetts: Harvard University Press.
    Inkeles, A., & Smith, D. H. (1992). Becoming modern: individual change in six developing countries (Q. Gu, Trans.). Beijing: Press of People’s University of China.
    Jia, Y. (1997).跨文化交际学, (Intercultural communication):上海外语教育出版社, 上海. Shanghai: Shanghai Foreign Language Education Press.
    Jiang, L. (2004).论农民工在城市的生存和现代性, On survival and modernity of migrant workers in city. Zhengzhou University Journal, 1.
    Kahl, J. A. (1968). The measurement of modernism: a study of values in Brazil and Mexico. Austin: University of Texas Press.
    Klapper, J. T. (1960). Effects of mass communication. New York: Free Press.
    Lawson, V. A. (2000). Arguments within geographies of movement: the theoretical potential of migrants’stories. Progress in Human Geography, 24(2), 173-189.
    Lerner, D. (1958). The passing of traditional society: modernizing the Middle East. Glencoe: Free Press.
    Levy, M. J. (1966). Modernization and the structure of societies. Princeton: Princeton University Press.
    Li, Y., & Tan, E. (2006).和谐社会建设中的不和谐音─大众传媒中的农民工刻板印象浅析, An analysis of the stereotyped portrayal of migrant workers in mass media.媒介批评, Shanghai Journalism Review, 4, 17-20.
    Liang, Z., Por Chen, Y., & Gu, Y. (2002). Rural industrialisation and internal migration in China. Urban Stud, 39(12), 2175-2187.
    Lin, S. (2007).转型时期农民现代性的探讨─对福建沿海五地市农民的调查与分析, A study of Chinese peasant’s modernity in the period of transition—suvery and analysis of five Fujian coastal areas.齐齐哈尔大学学报, Journal of Qiqihar University, 3, 43-46.
    Lin, Y. (1998). My country and my people. Beijing: Beijing Foreign Language Teaching and Research Press.
    Lu, H. (2005).鲁迅全集(第三卷), (Selected work of Luxun, Volume III ).人民文学出版社,北京. Beijing: People’s Literature Press.
    Lu, X. (2001).内发的村庄, (Inward villages):社会科学出版社,北京. Beijing: China Social Science Press.
    Migdal, J. S. (1996).农民、政治与革命:第三世界政治与社会变革的压力, (Peasant, politics and revolution: pressures toward political and social change in third world) (Y. Li & N. Yuan, Trans.).中央编译出版社,北京. Beijing: Central Compilation and Translation Press.
    Ming, W., & Guixin, W. (2009). Demographic, psychological, and social environmental factors of loneliness and satisfaction among rural-to-urban migrants in Shanghai, China. International Journal of Comparative Sociology, 50(2), 155-182.
    Mishler, P. C. (2009). Organizing the transnational: labour, politics and social change. Contemporary Sociology: A Journal of Reviews, 38(4), 320-321.
    Murphy, R. (2008). Labour migration and social development in contemporary China.Florence: Routledge.
    Nettl, J. P., & Robertson, R. (1968). International systems and the modernization of societies: the formation of national goals and attitudes. New York City: Basic Books.
    Neve, G. D. (2003). Expectations and rewards of modernity: commitment and mobility among rural migrants in Tirupur, Tamil Nadu. Indian Sociology, 37, 251-280.
    Nielsen, I., Nyland, C., Smyth, R., Zhang, M., & Zhu, C. J. (2006). Effects of intergroup contact on attitudes of Chinese urban residents to migrant workers. Urban Stud, 43(3), 475-490.
    Parsons, T. (1962). Toward a general theory of action. Cambridge, MA: Harvard University.
    Pattanaik, B. K. (2009). Young migrant construction workers in the unorganised urban sector. South Asia Research, 29(1), 19-40.
    Portes, A. (1973a). Modernity and development: a critique. Studies in Comparative Intercultural Development, 8(3), 247-279.
    Portes, A. (1973b). The factorial structure of modernity: empirical replications and a critique. The American Journal of Sociology, 79(1), 15-44.
    Portes, A. (1976). On the sociology of national development: theories and issues. The American Journal Of Sociology, 82(1), 55-85.
    Riesman, D. (1989). The lonely crowd : a study of the changing American character. New Haven, CT: Yale University Press.
    Rigg, J. (1988). Perspectives on migrant labouring and the village economy in developing countries: the Asian experience in a world context. Progress in Human Geography, 12(1), 66-86.
    Rogers, E. M. (1988).乡村社会变迁, (Social change in rural society) (X. Wang & D. Wang, Trans.):浙江人民出版社,杭州. Hangzhou: Zhejiang People’s Publishing House.
    Roy, A. (2008). Between encompassment and closure: The“migrant”and the citizen in India. Contributions to Indian Sociology, 42(2), 219-248.
    S.Feldman, A., & Hurn, C. (1966). The experience of modernization. Sociometry, 29(4), 378-395.
    Schnaiberg, A. (1970). Measuring modernism: theoretical and empirical explorations. Americal Journal of Sociology, 76, 399-425.
    Schnaiberg, A. (1971). The modernizing impract of urbanization: a causal analysis. Economic Development and Cultural Change, 20, 80-104.
    Sha, L. (1998).社会学家的沉思─中国社会文化心理, (Meditation of sociologists: Chinese social and cultural psychology):中国社会出版社,北京. Beijing: China Social Science Press.
    Smith, D. H., & Inkeles, A. (1966). The OM scale: a comparative socio-psychological measure of individual modernity. Sociometry, 29(4), 353-377.
    Solinger, D. J. (2006). The creation of a new underclass in China and its implications. Environment and Urbanization, 18(1), 177-193.
    Stephenson, J. B. (1969). Is everyone going modern? A critique and a suggestion for measuring modernism. Americal Journal of Sociology, 74(3), 265-275.
    Stouffer, S. A. (1962). Attitudes as related to subsequent behavior. New York: Free Press of Glencoe.
    Themo, E. M. (1970). Book reviews: Measurement of modernism: a study of values in Brazil and Mexico by Joseph A. Kahl. American Sociological Review, 35(3), 591-592.
    Wang, Z. (2008).中国农民学现代化及其推进策略, (Modernization of Chinese peasants and strategies for modernization promotion):合肥工业大学出版社,合肥. Hefei: Hefei University of Technology Publishing House.
    Ward, R. E., & Rustow, D. A. (1964). Political modernization in Japan and Turkey. Princeton: Princeton University Press.
    Weber, M. (2005). The protestant ethic and the spirit of capitalism (T. Parsons, Trans.). London: Taylor & Francis Group.
    Williams, F., & Monge, P. R. (2001). Reasoning with statistics: how to read quantitative research. Australia: Thomson Wadsworth.
    Woon, Y.-F. (1999). Labor migration in the 1990s: homeward orientation of migrantsin the pearl river delta region and its implications for interior China. Modern China, 25(4), 475-512.
    Xing Quan, Z. (1991). Urbanisation in China. Urban Stud, 28(1), 41-51.
    Xu, Y. (2001).关于城市边缘人现代性的探讨─对武汉市260名农民工的调查与分析, Exploring modernity of marginal people in cities—survery of 260 migrant workers in Wuhan.青年研究, Youth Studies, 11, 1-5.
    Yang, K. S. (1988a). Will societal modernization eventually eliminate cross-cultural psychological differences. In M. H. Bond (Ed.), Cross-cultural challenge to social psychology (pp. 67-85). Newbury Park, CA: Sage.
    Yang, K. S. (1988b).国人的锐变, (The sharp changes of Chinese people):桂冠图书出版社,台北. Taipei: Laureate Publishing Co.
    Yang, K. S. (1996). The psychological transformation of the Chinese people as a result of societal modernization. In M. H. Bond (Ed.), The handbook of Chinese psychology (pp. 479-498). Hongkong: Oxford University Press.
    Yang, K. S. (1997). Indigenising westernised Chinese psychology. In M. H. Bond (Ed.), Working at the interface of cultures: eighteen lives in social science. London: Routledge.
    Yang, K. S. (2004).中国人的传统性与现代性─概念与测量, (Chinese psychology and behavior—concept and measurement). In K. S. Yang (Ed.),中国人的心理与行为(本土化研究), Chinese psychology and behavior (indigenized studies):中国人民大学出版社,北京. Beijing: China Renmin Univeristy Press.
    Yang, K. S. (2008).心理传统性与现代性, (Psychological traditonality and modernity). In K. S. Yang, K. K. Hwang & Z. F. Yang (Eds.),华人本土心理学(下), (Handbook of Chinese indigenized psychology (II))重庆大学出版社,重庆, Chongqing: Chongqing University Press.
    Yang, M. (1992).中国的家族主义与国民性格, (Chinese familism and national character). In Y. Li & K. S. Yang (Eds.),中国人的性格, (Chinese people’s character):桂冠出版社,台湾. Taipei: Laureate Publishing Co.
    Ye, N. (1992).中国人的现代化发展因素的综合研究, a comprehensive study of cause of modernization of Chinese people.社会学研究, Sociology Studies, 2,96-105.
    Ye, N. (1996).边际人─大过渡时代的转型人格, (Marginal man—changing personality in a transformative age):上海人民出版社,上海. Shanghai: Shanghai People’s Press.
    Ye, N. (1998).中国人的现代化, (Modernization of Chinese people):南京出版社,南京. Nanjing: Nanjing Press.
    Yi, i. (2005).中国女性的婚姻与职业, (Chinese women’s marriage and occupation). In C. Wen & X. Xiao (Eds.),中国人:观念与行为, (Chinese people: Values and behaviors):江苏交通出版社,南京. Nanjing: Jiangsu Communications Press.
    Yin, L. (1985).人的现代化─心理、思想、态度、行为, (Individual modernity: psychology, mind, attitude and behavior):四川人民出版社,成都. Chengdu: Sichuan People’s Publishing House.
    Zhai, H. (1989).社会心理学新论, (Social psychology: new theories)巨流图书公司,台北. Taipei: Juliu Publishing Company.
    Zhang, J., & Thomas, D. L. (1994). Modernization theory revisited: a cross-cultural study of adolescent conformity to significant others in mainland China,Taiwan, and the USA. Adolescence(29), 885-903.
    Zheng Wu. (1995). Book reviews : Lincoln H. Day and Ma Xia (eds.), Migration and urbanization in China. Armonk, ny: M. E. Sharpe inc., 1994. International Journal of Comparative Sociology, 36(1-2), 102-104.
    Zhou, X. (1996).现代社会心理学─多维视野中的社会行为研究, (Modern social psychology—social behavior studies from multiple pespectives):上海人民出版社,上海. Shanghai: Shanghai People’s Press.
    Zhou, X. (1998a).传统与变迁─江浙农民的社会心理及其近代以来的嬗变, (Tradition and transformation—social psychology of peasants in Jiangsu and Zhejiang and its change in modern history).三联书店,香港. Hongkong: Joint Publishing.
    Zhou, X. (1998b).流动和城市体验对中国农民现代性的影响─北京“浙江村”与温州一个农村社区的考察, Influences of migration and urban experiences onmodernity of Chinese peasants—a survey of“Zhejiang village”In Bejing and a rural community in Wenzhou.社会学研究, Sociology Studies, 5, 58-71.