供应链链际竞争的研究与发展
|
摘要
本文试图从供应链的结构、竞争的数学经济模型,以及工业应用的领域等三个方向,概括和介绍国际和国内有关供应链链际竞争的研究工作。其中绝大多数的数学模型是建立在竞争的各方都是具有相同性质和相同结构的供应链的前提假设下,因此是对称的链际竞争模型,而且主要局限于二层或者三层的供应链网络。但是我们也特别介绍了一些非对称的模型可以用来研究不同性质和结构的供应链之间的竞争问题。另一个有意义的方向是研究链内的合作契约在链际竞争中所起到的作用。
This paper provides a limited survey on mathematical models of inter supply chain competition,a topic whose importance is widely recognized in business and industry but not until recently has gained adequate attention in the management science or operations management literature. This survey is deployed along three dimensions of the literature collected on this topic. We first classify the works based on the network structure of the competing supply chains,ranging from the simplest one-supplier-one-retailer chain,through three-tier symmetric network with multiple agents on each tier,to most general asymmetric network structure with any number of agents. The symmetric network is termed to refer the competition between homogeneous structured supply chains,whereas asymmetric network is termed to refer the competition between heterogeneous structured supply chains.Secondly,we review the mathematical and economic models employed to study the inter supply chain competition. Most of the models are in game theoretic framework,including Cournot-Nash equilibrium,Bertrand-Nash equilibrium,Stackelberg game. But network economic models such as spatial price equilibrium and Wardrop equilibrium are also proved to be powerful and effective means for modeling supply chain versus supply chain competition. Thirdly,we thread the relevant works in various application areas. The application background of these models range from power supply chain,financial supply chain,environment and corporate social responsibilities,reverse logistics,and automobile industry supply chains. The majority of these works study the competition between chains of same nature and homogeneous structure. But emerging models on inter chain competition between heterogeneous chains are remarkable. Another noticeable progress is represented by incorporating intra chain contract into inter chain competition.
This paper provides a limited survey on mathematical models of inter supply chain competition,a topic whose importance is widely recognized in business and industry but not until recently has gained adequate attention in the management science or operations management literature. This survey is deployed along three dimensions of the literature collected on this topic. We first classify the works based on the network structure of the competing supply chains,ranging from the simplest one-supplier-one-retailer chain,through three-tier symmetric network with multiple agents on each tier,to most general asymmetric network structure with any number of agents. The symmetric network is termed to refer the competition between homogeneous structured supply chains,whereas asymmetric network is termed to refer the competition between heterogeneous structured supply chains.Secondly,we review the mathematical and economic models employed to study the inter supply chain competition. Most of the models are in game theoretic framework,including Cournot-Nash equilibrium,Bertrand-Nash equilibrium,Stackelberg game. But network economic models such as spatial price equilibrium and Wardrop equilibrium are also proved to be powerful and effective means for modeling supply chain versus supply chain competition. Thirdly,we thread the relevant works in various application areas. The application background of these models range from power supply chain,financial supply chain,environment and corporate social responsibilities,reverse logistics,and automobile industry supply chains. The majority of these works study the competition between chains of same nature and homogeneous structure. But emerging models on inter chain competition between heterogeneous chains are remarkable. Another noticeable progress is represented by incorporating intra chain contract into inter chain competition.
引文
[1]Rice J B,Hoppe R M.SC vs.SC competition.Supply chain management review,2001,29(1),46-54.
[2]肖迪.基于结构分析的供应链之间竞争行为的研究[D].上海:上海交通大学,2008.
[3]Mc Guire T,Staelin R.An industry equilibrium analysis of downstream vertical integration[J].Marketing Science,1983,2(2):161-191.
[4]Coughlan A T.Competition and cooperation in marketing channel choice:theory and application[J].Marketing Science,1985,4(2):110-130.
[5]Trivedi M.Distribution channels:an extension of exclusive relationship[J].Management Science,1998,44(7):896-907.
[6]Boyaci Tamer,Gallego Guillermo.Supply chain coordination in a market with customer service competition[J].Production&Operations Management,2004,13(1):3-22.
[7]Lee E,Staelin R.Vertical strategic interaction:implications for channel pricing strategy[J].Management Science,1997,16(3):185-207.
[8]肖迪,黄培清.基于供应链间价格竞争的供货渠道选择策略[J].工业工程与管理,2010,15(4):31-34转111.
[9]艾兴政,唐小我,涂智寿.不确定环境下链与链竞争的纵向控制结构绩效[J].系统工程学报,2008,23(2):188-193.
[10]鲁其辉,朱道立.质量与价格竞争供应链的均衡与协调策略研究[J].管理科学学报,2009,12(3):56-64.
[11]Corbett C,Karmarkar U.Competition and structure in serial supply chains with deterministic demand[J].Management Science,2001,47(7):966-978.
[12]Carr S,Karmarkar U.Competition in multiechelon assembly supplychains[J].Management Science,2005,51(1):45-59.
[13]Nagurney A,Dong J,Zhang D.A supply chain network equilibrium model[J].Transportation Research E,2002,38:281-303.
[14]Zhang D.A network economic model for supply chain versus supply chain competition[J].Omega:The International Journal of Management Science,2006,34:283-295.
[15]Takayama T,Judge G G.Spatial and temporal price and allocation models,Amsterdam:North Holland,1971.
[16]艾兴政,廖涛,唐小我.链与链竞争的充分订货政策[J].系统工程学报,2008,23(2):188-193.
[17]廖涛,艾兴政,唐小我.基于成本差异与产品替代的链与链竞争纵向结构[J].控制与决策,2009,24(7):1110-1113.
[18]Dong J,Zhang D,Nagurney A.A supply chain network equilibrium model with random demands[J].European Journal of Operational Research,2004,156:194-212.
[19]滕春贤,姚锋敏,胡宪武.具有随机需求的多商品流供应链网络均衡模型的研究[J].系统工程理论与实践,2007,10:77-83.
[20]滕春贤,胡引霞,周艳山.具有随机需求的供应链网络均衡应对突发事件[J].系统工程理论与实践,2009,29(3):16-20.
[21]徐兵,朱道立.产品随机选择下多商品流供应链网络均衡模型研究[J].系统工程理论与实践,2007(3):82-90转104.
[22]滕春贤,高广振.不确定的多商品流多准则供应链网络模型[J].系统工程,2009,27(1):25-29.
[23]Dong J,Zhang D,Yan H,Nagurney A.Multitiered supply chain networks:multicriteria decision-making under uncertainty[J].Annals of Operations Research,2005,135:155-178.
[24]张铁柱,刘志勇,滕春贤,胡运权.多商品流供应链网络均衡模型的研究[J].系统工程理论与实践,2005(7):61-66.
[25]Nagurney A,Dong J.Supernetworks:decision-making for the information age,Edward Elgar Publishing,Cheltenham,England,2002.
[26]Nagurney A,Cruz J,Dong J,Zhang D.Supply chain networks,electronic commerce,and supply side and demand side risk[J].European Journal of Operational Research,2005,164:120-142.
[27]董琼,马军.供应链超网络均衡模型[J].上海理工大学学报,2011,33(3):238-247.
[28]徐兵,朱道立.竞争供应链的结构和链内协调策略分析[J].运筹与管理,2008,17(5):51-57.
[29]朱道立,胡一竑,徐最.网购供应链中的竞争和协调若干问题[J].上海理工大学学报,2011,33(3):248:252.
[30]艾兴政,马建华,唐小我.不确定环境下链与链竞争纵向联盟与收益分享[J].管理科学学报,2010,13(7):1-8.
[31]Wardrop J G.Some theoretical aspects of road traffic research.in Proceedings of the Institute of Civil Engineering,Part II,325-378,1952.
[32]Guo Jie,Zhang Ding.Supply chain competition model with customer preference:a theoretical perspective[C].BMEI 2011-Proceedings 2011 international conference on business management and electronic information-special track on supernetworks and system management,Shanghai,2011.147-151.
[33]Chen Z,Sun J Y,Teng C X,Zhang D.Modeling inter supply chains competition with resource limitation and demand disruption[J].Journal of Applied Mathematics,under review,2012.
[34]胡引霞,滕春贤.基于电子商务的供应链与供应链竞争研究[J].运筹与管理,2010,19(3):41-46.
[35]周艳山,滕春贤.具有随机需求的多供应链竞争模型研究[J].科技与管理,2011,13(5):10-13.
[36]苗世迪,滕春贤,丁思思.基于系统动力学的供应链竞争策略应对研究[J].科技与管理,2012,14(1):18-22.
[37]陈兆波,孙嘉轶,姚锋敏,滕春贤,苗世迪.具有资源配置的供应链竞争动态模型[J].系统工程,2012,30(7):22-29.
[38]张超,滕春贤,陈兆波.多供应链竞争背景下的重组应对成本干扰[J].系统工程理论与实践,2011,31(3):404-410.
[39]姚锋敏,滕春贤.基于二层规划的供应链网络间的竞争模型[J].系统工程学报,2012,27(4):527-534.
[40]章定.超网络供应链经济中市场链的理想生成与动态演进模型[J].上海理工大学学报,2011,33(3):253-257.
[41]Nagurney A,Matsypura D.A supply chain network perspective for electric power generation,supply,transmission,and consumption,Optimization,Econometric and Financial Analysis,E.J.Kontoghiorghes and C.Gatu,Editors,Springer,Berlin,Germany,3-27,2006.
[42]Wu K A,Nagurney Liu Z,Stranlund J.Modeling generator power plant portfolios and pollution taxes in electric power supply chain networks:a transportation network equilibrium Transformation[J].Transportation Research D,2006,11:171-190.
[43]Matsypura D,Nagurney A,Liu Z.Modeling of electric power supply chain networks with fuel suppliers via variational inequalities[J].International Journal of Emerging Electric Power Systems,2007,8(1):Article 5.
[44]Nagurney A,Matsypura D.Global supply chain network dynamics with multicriteria decision-making under risk and uncertainty[J].Transportation Research E,2005,41:585-612.
[45]Nagurney A,Liu Z,Woolley T.Optimal endogenous carbon taxes for electric power supply chains with power plants[J].Mathematical and Computer Modelling,2006,(44):899-916.
[46]Liu Z,Nagurney A.An integrated electric power supply chain and fuel market network framework:theoretical modeling with empirical analysis for New England,Naval Research Logistics,2009,56(7):600-624.
[47]Casazza J,Delea F.Understanding electric power systems[M].New York:John Wiley&Sons,2003.
[48]Zaccour G.(Editor).Deregulation of electric utilities.Kluwer Academic Publishers,Boston,Massachusetts,1998.
[49]Nagurney A,Ke K.Financial networks with intermediation:risk management with variable weights[J].European Journal of Operational Research,2005,172:40-63.
[50]Cruz J,Nagurney A,Wakolbinger T.Financial engineering of the integration of global supply chain networks and social networks with risk management[J].Naval Research Logistics,2006,53:674-696.
[51]Cruz J.Dynamics of supply chain networks with corporate social responsibility through integrated environmental decision-making[J].European Journal of Operational Research,2008,184(3):1005-1031.
[52]Hsueh C,Chang M.Equilibrium analysis and corporate social responsibility for supply chain integration[J].European Journal of Operational Research,2007,190(1):116-129.
[53]Nagurney A,Toyasaki F.Reverse supply chain management and electronicwaste recycling:a multitiered network equilibrium framework for e-cycling[J].Transportation Research E,2005,41:1-28.
[54]Hammond D,Beullens P.Modeling oligopolistic closed loop supply chains[A].Proceedings of 13th CIRP Life Cycle Engineering Conference,2006.
[55]胡引霞,滕春贤.基于技术创新的供应链网络均衡研究[J].科技进步与对策,2009,26(13):20-22.
[56]苗世迪,滕春贤,鄢章华.基于SCE的汽车制造业网络竞争模型研究[J].统计与决策,2010(19):57-59.
[57]Nash J F.Equilibrium points in n-person games[J].in Proceedings of the National Academy of Sciences,USA36,48-49,1950.
[58]Nash J F.Non-cooperative games[J].Annals of Mathematics,1951,54:286-298.
[2]肖迪.基于结构分析的供应链之间竞争行为的研究[D].上海:上海交通大学,2008.
[3]Mc Guire T,Staelin R.An industry equilibrium analysis of downstream vertical integration[J].Marketing Science,1983,2(2):161-191.
[4]Coughlan A T.Competition and cooperation in marketing channel choice:theory and application[J].Marketing Science,1985,4(2):110-130.
[5]Trivedi M.Distribution channels:an extension of exclusive relationship[J].Management Science,1998,44(7):896-907.
[6]Boyaci Tamer,Gallego Guillermo.Supply chain coordination in a market with customer service competition[J].Production&Operations Management,2004,13(1):3-22.
[7]Lee E,Staelin R.Vertical strategic interaction:implications for channel pricing strategy[J].Management Science,1997,16(3):185-207.
[8]肖迪,黄培清.基于供应链间价格竞争的供货渠道选择策略[J].工业工程与管理,2010,15(4):31-34转111.
[9]艾兴政,唐小我,涂智寿.不确定环境下链与链竞争的纵向控制结构绩效[J].系统工程学报,2008,23(2):188-193.
[10]鲁其辉,朱道立.质量与价格竞争供应链的均衡与协调策略研究[J].管理科学学报,2009,12(3):56-64.
[11]Corbett C,Karmarkar U.Competition and structure in serial supply chains with deterministic demand[J].Management Science,2001,47(7):966-978.
[12]Carr S,Karmarkar U.Competition in multiechelon assembly supplychains[J].Management Science,2005,51(1):45-59.
[13]Nagurney A,Dong J,Zhang D.A supply chain network equilibrium model[J].Transportation Research E,2002,38:281-303.
[14]Zhang D.A network economic model for supply chain versus supply chain competition[J].Omega:The International Journal of Management Science,2006,34:283-295.
[15]Takayama T,Judge G G.Spatial and temporal price and allocation models,Amsterdam:North Holland,1971.
[16]艾兴政,廖涛,唐小我.链与链竞争的充分订货政策[J].系统工程学报,2008,23(2):188-193.
[17]廖涛,艾兴政,唐小我.基于成本差异与产品替代的链与链竞争纵向结构[J].控制与决策,2009,24(7):1110-1113.
[18]Dong J,Zhang D,Nagurney A.A supply chain network equilibrium model with random demands[J].European Journal of Operational Research,2004,156:194-212.
[19]滕春贤,姚锋敏,胡宪武.具有随机需求的多商品流供应链网络均衡模型的研究[J].系统工程理论与实践,2007,10:77-83.
[20]滕春贤,胡引霞,周艳山.具有随机需求的供应链网络均衡应对突发事件[J].系统工程理论与实践,2009,29(3):16-20.
[21]徐兵,朱道立.产品随机选择下多商品流供应链网络均衡模型研究[J].系统工程理论与实践,2007(3):82-90转104.
[22]滕春贤,高广振.不确定的多商品流多准则供应链网络模型[J].系统工程,2009,27(1):25-29.
[23]Dong J,Zhang D,Yan H,Nagurney A.Multitiered supply chain networks:multicriteria decision-making under uncertainty[J].Annals of Operations Research,2005,135:155-178.
[24]张铁柱,刘志勇,滕春贤,胡运权.多商品流供应链网络均衡模型的研究[J].系统工程理论与实践,2005(7):61-66.
[25]Nagurney A,Dong J.Supernetworks:decision-making for the information age,Edward Elgar Publishing,Cheltenham,England,2002.
[26]Nagurney A,Cruz J,Dong J,Zhang D.Supply chain networks,electronic commerce,and supply side and demand side risk[J].European Journal of Operational Research,2005,164:120-142.
[27]董琼,马军.供应链超网络均衡模型[J].上海理工大学学报,2011,33(3):238-247.
[28]徐兵,朱道立.竞争供应链的结构和链内协调策略分析[J].运筹与管理,2008,17(5):51-57.
[29]朱道立,胡一竑,徐最.网购供应链中的竞争和协调若干问题[J].上海理工大学学报,2011,33(3):248:252.
[30]艾兴政,马建华,唐小我.不确定环境下链与链竞争纵向联盟与收益分享[J].管理科学学报,2010,13(7):1-8.
[31]Wardrop J G.Some theoretical aspects of road traffic research.in Proceedings of the Institute of Civil Engineering,Part II,325-378,1952.
[32]Guo Jie,Zhang Ding.Supply chain competition model with customer preference:a theoretical perspective[C].BMEI 2011-Proceedings 2011 international conference on business management and electronic information-special track on supernetworks and system management,Shanghai,2011.147-151.
[33]Chen Z,Sun J Y,Teng C X,Zhang D.Modeling inter supply chains competition with resource limitation and demand disruption[J].Journal of Applied Mathematics,under review,2012.
[34]胡引霞,滕春贤.基于电子商务的供应链与供应链竞争研究[J].运筹与管理,2010,19(3):41-46.
[35]周艳山,滕春贤.具有随机需求的多供应链竞争模型研究[J].科技与管理,2011,13(5):10-13.
[36]苗世迪,滕春贤,丁思思.基于系统动力学的供应链竞争策略应对研究[J].科技与管理,2012,14(1):18-22.
[37]陈兆波,孙嘉轶,姚锋敏,滕春贤,苗世迪.具有资源配置的供应链竞争动态模型[J].系统工程,2012,30(7):22-29.
[38]张超,滕春贤,陈兆波.多供应链竞争背景下的重组应对成本干扰[J].系统工程理论与实践,2011,31(3):404-410.
[39]姚锋敏,滕春贤.基于二层规划的供应链网络间的竞争模型[J].系统工程学报,2012,27(4):527-534.
[40]章定.超网络供应链经济中市场链的理想生成与动态演进模型[J].上海理工大学学报,2011,33(3):253-257.
[41]Nagurney A,Matsypura D.A supply chain network perspective for electric power generation,supply,transmission,and consumption,Optimization,Econometric and Financial Analysis,E.J.Kontoghiorghes and C.Gatu,Editors,Springer,Berlin,Germany,3-27,2006.
[42]Wu K A,Nagurney Liu Z,Stranlund J.Modeling generator power plant portfolios and pollution taxes in electric power supply chain networks:a transportation network equilibrium Transformation[J].Transportation Research D,2006,11:171-190.
[43]Matsypura D,Nagurney A,Liu Z.Modeling of electric power supply chain networks with fuel suppliers via variational inequalities[J].International Journal of Emerging Electric Power Systems,2007,8(1):Article 5.
[44]Nagurney A,Matsypura D.Global supply chain network dynamics with multicriteria decision-making under risk and uncertainty[J].Transportation Research E,2005,41:585-612.
[45]Nagurney A,Liu Z,Woolley T.Optimal endogenous carbon taxes for electric power supply chains with power plants[J].Mathematical and Computer Modelling,2006,(44):899-916.
[46]Liu Z,Nagurney A.An integrated electric power supply chain and fuel market network framework:theoretical modeling with empirical analysis for New England,Naval Research Logistics,2009,56(7):600-624.
[47]Casazza J,Delea F.Understanding electric power systems[M].New York:John Wiley&Sons,2003.
[48]Zaccour G.(Editor).Deregulation of electric utilities.Kluwer Academic Publishers,Boston,Massachusetts,1998.
[49]Nagurney A,Ke K.Financial networks with intermediation:risk management with variable weights[J].European Journal of Operational Research,2005,172:40-63.
[50]Cruz J,Nagurney A,Wakolbinger T.Financial engineering of the integration of global supply chain networks and social networks with risk management[J].Naval Research Logistics,2006,53:674-696.
[51]Cruz J.Dynamics of supply chain networks with corporate social responsibility through integrated environmental decision-making[J].European Journal of Operational Research,2008,184(3):1005-1031.
[52]Hsueh C,Chang M.Equilibrium analysis and corporate social responsibility for supply chain integration[J].European Journal of Operational Research,2007,190(1):116-129.
[53]Nagurney A,Toyasaki F.Reverse supply chain management and electronicwaste recycling:a multitiered network equilibrium framework for e-cycling[J].Transportation Research E,2005,41:1-28.
[54]Hammond D,Beullens P.Modeling oligopolistic closed loop supply chains[A].Proceedings of 13th CIRP Life Cycle Engineering Conference,2006.
[55]胡引霞,滕春贤.基于技术创新的供应链网络均衡研究[J].科技进步与对策,2009,26(13):20-22.
[56]苗世迪,滕春贤,鄢章华.基于SCE的汽车制造业网络竞争模型研究[J].统计与决策,2010(19):57-59.
[57]Nash J F.Equilibrium points in n-person games[J].in Proceedings of the National Academy of Sciences,USA36,48-49,1950.
[58]Nash J F.Non-cooperative games[J].Annals of Mathematics,1951,54:286-298.