开放存取学术期刊的经济学研究综述
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摘要
【目的/意义】随着开放存取运动的深入开展,研究并解决开放存取学术期刊经济问题对其可持续发展至关重要。【方法/过程】本文以Web of Science和CNKI数据库为数据来源,通过Cite Space分析工具归纳研究热点,利用定性的文献分析方法,从开放存取政策的经济导向、开放存取学术期刊的经济模式和开放存取学术期刊与传统订阅期刊经济对比三个方面,梳理国内外相关研究成果,并总结目前学术界研究现状。【结果/结论】分析开放存取学术期刊存在的经济问题,并提出后续研究的方向建议。
【Purpose/Significance】With the development of open access movement, it is vital to study and solve the economic problems of open access academic journals.【Method/Process】This paper mainly uses Web of Science and CNKI database as the data source. The author uses Cite Space to summarize the research focus, and then combs domestic and foreign related research results through qualitative literature analysis method and summarizes the current research status, from three aspects including the economic orientation of open access policy, the economic model of open access academic journals and the economic contrast between open access academic journals and traditional subscription journals.【Result/Conclusion】The author analyzes the economic problems of open access academic journals, the directions and suggestions of subsequent research are proposed.
【Purpose/Significance】With the development of open access movement, it is vital to study and solve the economic problems of open access academic journals.【Method/Process】This paper mainly uses Web of Science and CNKI database as the data source. The author uses Cite Space to summarize the research focus, and then combs domestic and foreign related research results through qualitative literature analysis method and summarizes the current research status, from three aspects including the economic orientation of open access policy, the economic model of open access academic journals and the economic contrast between open access academic journals and traditional subscription journals.【Result/Conclusion】The author analyzes the economic problems of open access academic journals, the directions and suggestions of subsequent research are proposed.
引文
1张敏.开放获取发展概述[J].高校图书馆工作,2006,26(2):11-15.
2 Budapest Open Access Initiative[EB/OL].www.budapestopenaccessinitiative.org/,2017-12-16.
3曹娟.国内开放存取期刊研究述评[J].图书馆工作与研究,2017,1(2):29-38.
4 RCUK announces new Open Access policy[EB/OL]http://www.medoanet.eu/news/rcuk-announces-ne w-open-access-policy,2017-12-16.
5 Wiley-Blackwell Signs Open Access Agreements with Telethon Italy,FWF Austrian Science Fund,and Max Planck Society[EB/OL].https://www.wiley com/Wiley CDA/Press Release/press Release Id-101041.html,2017-12-16.
6 Coalition of Open Access Policy Institutions(COAPI)[EB/OL].https://sparcopen.org/coapi/,2017-12-16.
7 Campus-based Open-access Publishing Funds[EB/OL].http://sparc.arl.org/res ources/funds,2017-12-16.
8 H.R.4004-Federal Research Public Access Act of2012[EB/OL].https://www.congress.gov/bill/112th-congress/house-bill/4004/text,2017-12-16.
9 Springer Acquires Bio Med Central Group(BMC)[EB/OL].http://www.springer.com/gp/partners/soci ety-zone-issues/springer-acquires-biomed-central-group--bmc-/4408,2017-12-16.
10 Kent Anderson.How Much Does It Cost e Life to Publish an Article?[EB/OL].https://scholarlykitchen.sspnet.org/2014/08/18/how-much-does-it-cost-elife-to-publishan-article/,2017-12-16.
11张耀坤.国家开放存取政策:一个先导性研究[J].情报资料工作,2013,34(6):5-9.
12曾湘琼.开放获取理论与实践[M].湘潭:湘潭大学出版社,2011:23-41.
13王颖,黄思敏,刘娜,等.国内外学术期刊开放存取出版环境比较[J].中华医学图书情报杂志,2016,25(3):64-69.
14张晓林,李麟,李姝影.国外教育科研机构支持作者发表开放出版论文的政策研究[J].图书情报工作,2013,57(1):32-36.
15韩红,刘晟,姜恩波.版权制度对开放获取的影响综述--开放获取的法律视角分析[J].情报理论与实践,2011,34(3):121-125.
16唐丹.简论我国开放获取政策体系构建[J].科技与出版,2013,(3):79-82.
17 Towards a Competitive and Sustainable OA Market in Europe-A Study of the Open Access Market and Policy Environment[EB/OL].https://blogs.openaire.eu/wp-content/uploads/2017/03/OA-market-report-28Final-13-March-201729-1.pdf,2017-12-16.
18 Annex A-Mid-term evaluation of the Open AIRE Postgrant OA Pilot[EB/OL].https://blogs.openaire.eu/wp-content/uploads/2017/03/Annex-Open AIRE-Pilot-28Final29-3.pdf,2017-12-16.
19 SCOAP3[EB/OL].https://scoap3.org/,2017-12-16.
20 OXFORD ACADEMIC Journals[EB/OL].https://https://academic.oup.com/journals/,2017-12-16.
21魏志鹏.开放存取学术期刊的盈利模式研究[D].兰州:兰州大学,2014.
22王应宽,王锦贵.基于赢利模式的开放存取学术期刊出版:Bio Med Central案例研究[J].中国科技期刊研究,2006,17(3):354-359.
23 Zo?Corbyn.Price doesn't always buy prestige in open access[EB/OL].https://www.nature.com/news/price-doesn-t-always-buy-prestige-in-open-access-1.12259/,2017-12-14.
24 Mccabe M.The Economics of Open-Access Journals[J].Working Papers,2006,103(35):277-304,28.
25 Odiyzko,Andrew.The Economics of Electronic Journals.[J].First Monday,1997,2(2):14.
26 Crow R,Consultant S.INCOME MODELS FOR OPENACCESS:AN OVERVIEW OF CURRENT PRACTICE[J].Washington Sparc,2009,23(1):232-235.
27 OPEN SOCIETY FOUNDATIONS[EB/OL].https://www.opensocietyfoundations.org,2017-12-14.
28刘锦宏.基于数字出版的科学交流系统成本收益模型[J]图书情报知识,2009,(1):63-68.
29周冬飞.开放存取作品版权问题的经济学研究[J].现代情报,2007,27(8):13-15.
30傅蓉.开放存取学术期刊的经济机制[J].中国图书馆学报,2006,32(5):32-35.
31李红,张翼.开放存取学术期刊运营模式探讨[J].中国科技期刊研究,2009,20(3):400-403.
32 Cox J.Value for Money in Electronic Journals☆:A Survey of the Early Evidence and Some Preliminary Conclusions[J].Serials Review,2004,29(2):83-88.
33 Holmstr?m J.The Cost per Article Reading of Open Access Articles[J].D-Lib Magazine,2004,(1):101-121.
34 Diversity in the Open Access Movement,Part 2:Differing Goals[EB/OL].https://scholarlykitchen.sspnet.org/2017/01/24/diversity-open-access-movement-part-2-differing-g oals/,2017-12-24.
35 Towards a Competitive and Sustainable OA Market in Europe-A Study of the Open Access Market and Policy Environment[EB/OL].https://blogs.openaire.eu/wp-content/uploads/2017/03/OA-market-report-28Final-13-March-201729-1.pdf,2017-12-16.
36 Mccabe M,Snyder C.A Model of Academic Journal Quality with Applications to Open-Access Journals[J].Social Science Electronic Publishing,2004,(95):21-27.
37 Open Access Trends 2017:Challenges and Opportunities[EB/OL].https://www.simbainformation.com/about/releas e.asp?id=4060,2017-12-24.
38 BC Bj?rk.Growth of hybrid open access,2009-2016.[J]Peer J,2017,(5):e3878.
39 Kozak M,Hartley J.Publication fees for open access journals:Different disciplines-different methods[J].Journal o the Association for Information Science&Technology2013,64(12):2591-2594.
40刘烜贞,陈静.开放获取期刊出版费及其对学术交流的影响[J].中国科技期刊研究,2015,26(12):1244-1249.
41罗大珍.国外开放存取出版作者付费机制研究[J].出版广角,2016,(23):47-49.
42刘瑛.基于双边市场理论的开放存取学术期刊收费模式[J].图书与情报,2010,(5):89-92.
43刘雅轩,易丹.开放存取学术期刊的出版费用--基于DOAJ的统计分析[J].科技与出版,2015,(4):121-126.
44余敏.欧美出版社开放存取学术期刊论文处理费研究[J].出版科学,2016,24(5):106-110.
45陈晋.开放存取学术期刊的经济运作模式[J].图书馆学刊,2012,(6):3-6.
46苏红英.国外开放存取学术期刊的筹资模式分析[J].晋图学刊,2017,(2):24-27.
47许洁.BMC开放存取出版研究[J].出版科学,2009,17(3):83-87.
48胡爱玲,刘晨,屈清慧,等.非营利性开放存取学术期刊--PLo S系列期刊的特色及学术影响[J].中国科技期刊研究,2008,19(6):959-963.
49崔剑颖,郑建程,尹高磊.开放获取期刊Peer J的终身会员制研究[J].图书馆建设,2013(4):80-83.
50 Van Noorden R.Open access:The true cost of science publishing[J].Nature,2013,495(7442):426.
51 Comparing traditional scientific journals and newer Open Access journals[EB/OL].http://www.aardvarknet.info/access/number52/monthnews.cfm?monthnews=07,2017-12-14.
52 Towards a Competitive and Sustainable OA Market in Europe-A Study of the Open Access Market and Policy Environment[EB/OL].https://blogs.openaire.eu/wp-content/uploads/2017/03/OA-market-report-28Final-13-March-201729-1.pdf,2017-12-16.
53 Dryburgh A.The cost of learned journal and book publishing.A benchmarking study for ALPSP[EB/OL].https://trove.nla.gov.au/work/10013337?q&version Id=11632189,2017-12-12.
54 Limited S.Costs and business models in scientific research publishing[J].Libro,2004,(30):5-15.
55陈丽君.开放存取学术期刊与传统订阅期刊的竞争分析--基于双边市场理论视角[J].图书馆工作与研究,2014,(8):14-19.
56代杨,俞欣.施普林格:从传统出版向数字出版跨越的策略分析[J].出版发行研究,2008,(10):11-14.
57蔡焰辉.开放存取学术出版模式经济可行性分析[J].图书馆学刊,2008,30(5):33-36.
58丁大尉,钟灿涛.NIH强制性“开放获取”政策中的利益博弈-基于多元行动者交互作用的分析视角[C]//全国科学学理论与学科建设暨科学技术学两委联合年会,2012.
59蒋树勇.从开放存取的新经济模式看图书馆的核心价值[C]//中国图书馆学会2007年年会,2007:8-10.
60吴忠权,黄朝宾.知识经济视阈下信息开放获取对构建学习化社会的影响[J].科技管理研究,2010,30(10):226-228.
2 Budapest Open Access Initiative[EB/OL].www.budapestopenaccessinitiative.org/,2017-12-16.
3曹娟.国内开放存取期刊研究述评[J].图书馆工作与研究,2017,1(2):29-38.
4 RCUK announces new Open Access policy[EB/OL]http://www.medoanet.eu/news/rcuk-announces-ne w-open-access-policy,2017-12-16.
5 Wiley-Blackwell Signs Open Access Agreements with Telethon Italy,FWF Austrian Science Fund,and Max Planck Society[EB/OL].https://www.wiley com/Wiley CDA/Press Release/press Release Id-101041.html,2017-12-16.
6 Coalition of Open Access Policy Institutions(COAPI)[EB/OL].https://sparcopen.org/coapi/,2017-12-16.
7 Campus-based Open-access Publishing Funds[EB/OL].http://sparc.arl.org/res ources/funds,2017-12-16.
8 H.R.4004-Federal Research Public Access Act of2012[EB/OL].https://www.congress.gov/bill/112th-congress/house-bill/4004/text,2017-12-16.
9 Springer Acquires Bio Med Central Group(BMC)[EB/OL].http://www.springer.com/gp/partners/soci ety-zone-issues/springer-acquires-biomed-central-group--bmc-/4408,2017-12-16.
10 Kent Anderson.How Much Does It Cost e Life to Publish an Article?[EB/OL].https://scholarlykitchen.sspnet.org/2014/08/18/how-much-does-it-cost-elife-to-publishan-article/,2017-12-16.
11张耀坤.国家开放存取政策:一个先导性研究[J].情报资料工作,2013,34(6):5-9.
12曾湘琼.开放获取理论与实践[M].湘潭:湘潭大学出版社,2011:23-41.
13王颖,黄思敏,刘娜,等.国内外学术期刊开放存取出版环境比较[J].中华医学图书情报杂志,2016,25(3):64-69.
14张晓林,李麟,李姝影.国外教育科研机构支持作者发表开放出版论文的政策研究[J].图书情报工作,2013,57(1):32-36.
15韩红,刘晟,姜恩波.版权制度对开放获取的影响综述--开放获取的法律视角分析[J].情报理论与实践,2011,34(3):121-125.
16唐丹.简论我国开放获取政策体系构建[J].科技与出版,2013,(3):79-82.
17 Towards a Competitive and Sustainable OA Market in Europe-A Study of the Open Access Market and Policy Environment[EB/OL].https://blogs.openaire.eu/wp-content/uploads/2017/03/OA-market-report-28Final-13-March-201729-1.pdf,2017-12-16.
18 Annex A-Mid-term evaluation of the Open AIRE Postgrant OA Pilot[EB/OL].https://blogs.openaire.eu/wp-content/uploads/2017/03/Annex-Open AIRE-Pilot-28Final29-3.pdf,2017-12-16.
19 SCOAP3[EB/OL].https://scoap3.org/,2017-12-16.
20 OXFORD ACADEMIC Journals[EB/OL].https://https://academic.oup.com/journals/,2017-12-16.
21魏志鹏.开放存取学术期刊的盈利模式研究[D].兰州:兰州大学,2014.
22王应宽,王锦贵.基于赢利模式的开放存取学术期刊出版:Bio Med Central案例研究[J].中国科技期刊研究,2006,17(3):354-359.
23 Zo?Corbyn.Price doesn't always buy prestige in open access[EB/OL].https://www.nature.com/news/price-doesn-t-always-buy-prestige-in-open-access-1.12259/,2017-12-14.
24 Mccabe M.The Economics of Open-Access Journals[J].Working Papers,2006,103(35):277-304,28.
25 Odiyzko,Andrew.The Economics of Electronic Journals.[J].First Monday,1997,2(2):14.
26 Crow R,Consultant S.INCOME MODELS FOR OPENACCESS:AN OVERVIEW OF CURRENT PRACTICE[J].Washington Sparc,2009,23(1):232-235.
27 OPEN SOCIETY FOUNDATIONS[EB/OL].https://www.opensocietyfoundations.org,2017-12-14.
28刘锦宏.基于数字出版的科学交流系统成本收益模型[J]图书情报知识,2009,(1):63-68.
29周冬飞.开放存取作品版权问题的经济学研究[J].现代情报,2007,27(8):13-15.
30傅蓉.开放存取学术期刊的经济机制[J].中国图书馆学报,2006,32(5):32-35.
31李红,张翼.开放存取学术期刊运营模式探讨[J].中国科技期刊研究,2009,20(3):400-403.
32 Cox J.Value for Money in Electronic Journals☆:A Survey of the Early Evidence and Some Preliminary Conclusions[J].Serials Review,2004,29(2):83-88.
33 Holmstr?m J.The Cost per Article Reading of Open Access Articles[J].D-Lib Magazine,2004,(1):101-121.
34 Diversity in the Open Access Movement,Part 2:Differing Goals[EB/OL].https://scholarlykitchen.sspnet.org/2017/01/24/diversity-open-access-movement-part-2-differing-g oals/,2017-12-24.
35 Towards a Competitive and Sustainable OA Market in Europe-A Study of the Open Access Market and Policy Environment[EB/OL].https://blogs.openaire.eu/wp-content/uploads/2017/03/OA-market-report-28Final-13-March-201729-1.pdf,2017-12-16.
36 Mccabe M,Snyder C.A Model of Academic Journal Quality with Applications to Open-Access Journals[J].Social Science Electronic Publishing,2004,(95):21-27.
37 Open Access Trends 2017:Challenges and Opportunities[EB/OL].https://www.simbainformation.com/about/releas e.asp?id=4060,2017-12-24.
38 BC Bj?rk.Growth of hybrid open access,2009-2016.[J]Peer J,2017,(5):e3878.
39 Kozak M,Hartley J.Publication fees for open access journals:Different disciplines-different methods[J].Journal o the Association for Information Science&Technology2013,64(12):2591-2594.
40刘烜贞,陈静.开放获取期刊出版费及其对学术交流的影响[J].中国科技期刊研究,2015,26(12):1244-1249.
41罗大珍.国外开放存取出版作者付费机制研究[J].出版广角,2016,(23):47-49.
42刘瑛.基于双边市场理论的开放存取学术期刊收费模式[J].图书与情报,2010,(5):89-92.
43刘雅轩,易丹.开放存取学术期刊的出版费用--基于DOAJ的统计分析[J].科技与出版,2015,(4):121-126.
44余敏.欧美出版社开放存取学术期刊论文处理费研究[J].出版科学,2016,24(5):106-110.
45陈晋.开放存取学术期刊的经济运作模式[J].图书馆学刊,2012,(6):3-6.
46苏红英.国外开放存取学术期刊的筹资模式分析[J].晋图学刊,2017,(2):24-27.
47许洁.BMC开放存取出版研究[J].出版科学,2009,17(3):83-87.
48胡爱玲,刘晨,屈清慧,等.非营利性开放存取学术期刊--PLo S系列期刊的特色及学术影响[J].中国科技期刊研究,2008,19(6):959-963.
49崔剑颖,郑建程,尹高磊.开放获取期刊Peer J的终身会员制研究[J].图书馆建设,2013(4):80-83.
50 Van Noorden R.Open access:The true cost of science publishing[J].Nature,2013,495(7442):426.
51 Comparing traditional scientific journals and newer Open Access journals[EB/OL].http://www.aardvarknet.info/access/number52/monthnews.cfm?monthnews=07,2017-12-14.
52 Towards a Competitive and Sustainable OA Market in Europe-A Study of the Open Access Market and Policy Environment[EB/OL].https://blogs.openaire.eu/wp-content/uploads/2017/03/OA-market-report-28Final-13-March-201729-1.pdf,2017-12-16.
53 Dryburgh A.The cost of learned journal and book publishing.A benchmarking study for ALPSP[EB/OL].https://trove.nla.gov.au/work/10013337?q&version Id=11632189,2017-12-12.
54 Limited S.Costs and business models in scientific research publishing[J].Libro,2004,(30):5-15.
55陈丽君.开放存取学术期刊与传统订阅期刊的竞争分析--基于双边市场理论视角[J].图书馆工作与研究,2014,(8):14-19.
56代杨,俞欣.施普林格:从传统出版向数字出版跨越的策略分析[J].出版发行研究,2008,(10):11-14.
57蔡焰辉.开放存取学术出版模式经济可行性分析[J].图书馆学刊,2008,30(5):33-36.
58丁大尉,钟灿涛.NIH强制性“开放获取”政策中的利益博弈-基于多元行动者交互作用的分析视角[C]//全国科学学理论与学科建设暨科学技术学两委联合年会,2012.
59蒋树勇.从开放存取的新经济模式看图书馆的核心价值[C]//中国图书馆学会2007年年会,2007:8-10.
60吴忠权,黄朝宾.知识经济视阈下信息开放获取对构建学习化社会的影响[J].科技管理研究,2010,30(10):226-228.