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A bound for the eigenvalue counting function for Krein-von Neumann and Friedrichs extensions
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For an arbitrary open, nonempty, bounded set Ω⊂Rn, n∈N, and sufficiently smooth coefficients a,b,q, we consider the closed, strictly positive, higher-order differential operator AΩ,2m(a,b,q) in L2(Ω) defined on b42d7a0e6590734e640a190aac9f6c74">View the MathML source, associated with the differential expression
View the MathML source
and its Krein–von Neumann extension e4f9caee6dda0d791f" title="Click to view the MathML source">AK,Ω,2m(a,b,q) in L2(Ω). Denoting by a54ea89b5ac8934320" title="Click to view the MathML source">N(λ;AK,Ω,2m(a,b,q)), λ>0, the eigenvalue counting function corresponding to the strictly positive eigenvalues of e4f9caee6dda0d791f" title="Click to view the MathML source">AK,Ω,2m(a,b,q), we derive the bound
a52b64ff7acd6ed5dbad744148490d4">View the MathML source
where 83079aad096e5" title="Click to view the MathML source">C=C(a,b,q,Ω)>0 (with e48a3a" title="Click to view the MathML source">C(In,0,0,Ω)=|Ω|) is connected to the eigenfunction expansion of the self-adjoint operator View the MathML source in b410d215a3c8a761dd6" title="Click to view the MathML source">L2(Rn) defined on a5c2aa4866bc01139f4d46b" title="Click to view the MathML source">W2m,2(Rn), corresponding to e600e305f4eb19886d204c2c0a318fe" title="Click to view the MathML source">τ2m(a,b,q). Here a8e064040393224564798b3223ed71" title="Click to view the MathML source">vn:=πn/2/Γ((n+2)/2) denotes the (Euclidean) volume of the unit ball in e4c2a0c93f5c7dd08d47" title="Click to view the MathML source">Rn.

Our method of proof relies on variational considerations exploiting the fundamental link between the Krein–von Neumann extension and an underlying abstract buckling problem, and on the distorted Fourier transform defined in terms of the eigenfunction transform of a5fb">View the MathML source in b410d215a3c8a761dd6" title="Click to view the MathML source">L2(Rn).

We also consider the analogous bound for the eigenvalue counting function for the Friedrichs extension e4317b0b20c7f7e4b3" title="Click to view the MathML source">AF,Ω,2m(a,b,q) in L2(Ω) of AΩ,2m(a,b,q).

No assumptions on the boundary ∂Ω of Ω are made.

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