关键新材料创新突破的研究回顾与展望
|
摘要
制造强国梦、材料当先行"。关键新材料是未来高新技术产业发展的基石和先导。本文从关键新材料创新突破的演进规律、技术创新、商业化应用、战略与政策等四个方面梳理了近年来关键新材料创新突破的研究进展。研究表明,产业升级不断对关键新材料创新突破提出新的要求和挑战,而关键新材料的创新突破也会进一步推动产业升级。为此,世界各国都根据本国新材料发展情况纷纷制定关键新材料创新突破战略和政策,争夺科技制高点。然而,关键新材料具有"高技术不确定性"和"高市场不确定性",这决定了关键新材料创新突破面临"技术创新"和"商业化应用"两大难题。未来需要加强智能制造技术经济范式变革和重点领域智能转型对关键新材料创新突破的影响、关键新材料技术创新突破的实现路径、不同类别关键新材料商业化应用模式的创新以及战略与政策的精准设计等方面的研究。
Advanced materials are the cornerstone and precursor of the future development of hightech industries. This paper provides a systemic review about the innovation evolution, technological innovation, commercialization, national strategies, and policies of advanced materials. It indicates that industrial upgrading has continuously put forward new requirements and challenges for advanced materials. The advanced materials innovation will further promote industrial upgrading.Therefore, different strategies and policy tools for the material innovation are adopted by countries or regions depending on their national circumstances. However, advanced material is highly uncertain in technology and market, demonstrating that it will face two problems of technological innovation and commercialization. Based on these findings and the development of advanced materials, future study in advanced materials innovation should focus mainly on the following four areas:(1) the in-depth study on the impact of intelligent manufacturing technology economic paradigm change and key areas of intelligent transformation on advanced materials innovation.(2) the emphasis study on the paths design for advanced materials technology innovation under special circumstances in China.(3) the in-depth study on the innovation of commercialization models of different kinds of advanced materials. And(4) the in-depth study on the advanced materials policy design on the synergy between government, market and society.
Advanced materials are the cornerstone and precursor of the future development of hightech industries. This paper provides a systemic review about the innovation evolution, technological innovation, commercialization, national strategies, and policies of advanced materials. It indicates that industrial upgrading has continuously put forward new requirements and challenges for advanced materials. The advanced materials innovation will further promote industrial upgrading.Therefore, different strategies and policy tools for the material innovation are adopted by countries or regions depending on their national circumstances. However, advanced material is highly uncertain in technology and market, demonstrating that it will face two problems of technological innovation and commercialization. Based on these findings and the development of advanced materials, future study in advanced materials innovation should focus mainly on the following four areas:(1) the in-depth study on the impact of intelligent manufacturing technology economic paradigm change and key areas of intelligent transformation on advanced materials innovation.(2) the emphasis study on the paths design for advanced materials technology innovation under special circumstances in China.(3) the in-depth study on the innovation of commercialization models of different kinds of advanced materials. And(4) the in-depth study on the advanced materials policy design on the synergy between government, market and society.
引文
[1]屠海令,张世荣,李腾飞.我国新材料产业发展战略研究[J].中国工程科学,2016,18(4):90-100.[Tu H L,Zhang S R,Li T F.Research on development strategies for China.s advanced materials industry[J].Engineering Sciences 2016,18(4):90-100.]
[2]U.S.National Science and Technology Council.Strategy For American Leadership In Advanced Manufacturing[EB/OL].(2018-10-01)[2018-11-15].https://www.whitehouse.gov/wp-content/uploads/2018/10/Advanced-Manufacturing-Strategic-Plan-2018.pdf.
[3]Ward C H,Warren J A.Materials Genome Initiative:Materials Data[EB/OL].(2015-01-22)[2018-11-15].https://nvlpubs.nist.gov/nistpubs/ir/2015/NIST.IR.8038.pdf.
[4]Japan Ministry of Education,Culture,Sports,et al.科学技術基本計画[EB/OL].(2016-01-22)[2018-11-15].http://www.mext.go.jp/b_menu/hakusho/html/hpaa201701/detail/1388497.htm.
[5]Brussels.Preparing for Our Future:Developing a Common Strategy for Key Enabling Technologies in the EU[EB/OL].(2009-09-30)[2018-11-15].http://www.doc88.com/p-8116099800667.html.
[6]中国工信部,发改委,科技部,等.新材料产业发展指南[EB/OL].(2017-01-23)[2018-11-15].http://www.miit.gov.cn/n1146290/n4388791/c5473607/content.html.[Ministry of Industry and Information Technology,National Development and Reform Commission,Ministry of Science and Technology,et al.Guide to the Development of New Materials Industry[EB/OL].(2017-01-23)[2018-11-15].http://www.miit.gov.cn/n1146290/n4388791/c5473607/content.html.]
[7]中国科技部.关于印发《“十三五”材料领域科技创新专项规划》的通知[EB/OL].(2017-04-14)[2018-11-15].http://www.most.gov.cn/mostinfo/xinxifenlei/fgzc/gfxwj/gfxwj2017/201704/t20170426_132496.htm.[Ministry of Science and Technology.Notice on Printing and Distributing the"Special Plan for Scientific and Technological Innovation in the"13th Five-Year Plan"Materials Field"[EB/OL].(2017-04-14)[2018-11-15].http://www.most.gov.cn/mostinfo/xinxifenlei/fgzc/gfxwj/gfxwj2017/201704/t20170426_132496.html.]
[8]师昌绪.关于构建我国“新材料产业体系”的思考[J].工程研究-跨学科视野中的工程,2013,5(1):5-11.[Shi C X.Reflections on the construction of China.s“new material industry system”[J].Journal of Engineering Studies,2013,5(1):5-11.]
[9]贾根良.第三次工业革命与工业智能化[J].中国社会科学,2016,(6):87-107.[Jia G L.The third industrial revolution and industrial intellectualization[J].Social Science in China,2016,(6):87-107.]
[10]马琳.“中国制造2025”对材料提出新要求[J].新材料产业,2015,(7):11-13.[Ma L."Made in China 2025"puts new requirements on materials[J].Advanced Materials Industry,2015,(7):11-13.]
[11]Tu H.450 mm silicon wafers are imperative for Moore.s Law but maybe postponed[J].Engineering,2015,1(2):162-163.
[12]Zhang X,Chen Y,Hu J.Recent advances in the development of aerospace materials[J].Progress in Aerospace Sciences,2018,97:22-34.
[13]Johnson J,Harper E M,Lifset R,et al.Dining at the periodic table:Metals concentrations as they relate to recycling[J].Environmental Science&Technology,2007,41(5):1759-1765.
[14]Shubha G N,Tejaswini M L,Lakshmi K P.Advanced material for newer applications[J].Materials Today:Proceedings,2018,5(1):2541-2546.
[15]孙晓霞.新材料为机器人产业强体筑基[J].新材料产业,2016,(7):1-4.[Sun X X.New materials for the robot industry[J].Advanced Materials Industry,2016,(7):1-4.]
[16]Zhang C,Wang W,Xi N,et al.Development and future challenges of bio-syncretic robots[J].Engineering,2018,4(4):452-463.
[17]司林波.国内外装备制造业技术创新研究述评[J].经济问题探索,2016,(8):177-184.[Si L B.A review of researches on technology innovation of equipment manufacturing industry at home and abroad[J].Inquiry into Economic Issues,2016,(8):177-184.]
[18]杨勇,朱乾,王志杰.江苏新材料企业技术创新效率的实证分析[J].现代管理科学,2013,(8):61-63.[Yang Y,Zhu G,Wang Z J.An empirical analysis of the technological innovation efficiency of Jiangsu new materials enterprises[J].Modern Management Science,2013,(8):61-63.]
[19]Cruz-Cázares C,Bayona-Sáez C,García-Marco T.You cannot manage right what you cannot measure well:Technological innovation efficiency[J].Research Policy,2013,42(6):1239-1250.
[20]张胜楠.中日高新技术创新能力与创新绩效比较及借鉴研究[J].经济体制改革,2017,(2):171-175.[Zhang S N.The comparison and reference of the new and high technology innovation ability and innovation performance of Chinese and Japanese[J].Reform of Economic System,2017,(2):171-175.]
[21]胡义东,仲伟俊.高新技术企业技术创新绩效影响因素的实证研究[J].中国科技论坛,2011,(4):80-85.[Hu Y D,Zhong W J.The factors affecting the technological innovation of high-tech enterprises[J].Forum on Science and Technology in China,2011,(4):80-85.]
[22]Cozza C,Malerba F,Mancusi M L,et al.Innovation,profitability and growth in medium and high-tech manufacturing industries:Evidence from Italy[J].Applied Economics,2012,44(15):1963-1976.
[23]张庆垒,施建军,刘春林,等.技术多元化、行业竞争互动与双元创新能力[J].外国经济与管理,2018,40(9):71-83.[Zhang Q L,Shi J J,Liu C L,et al.Technological diversification,industrial competitive interaction and ambidextrous innovative competences[J].Foreign Economics&Management,2018,40(9):71-83.]
[24]Lacerda J S,Jeroen C J M,Bergh V D.Diversity in solar photovoltaic energy:Implications for innovation and policy[J].Renewable&Sustainable Energy Reviews,2016,54:331-340.
[25]Guan J C,Liu N.Exploitative and exploratory innovations in knowledge network and collaboration network:A patent analysis in the technological field of nano-energy[J].Research Policy,2015,45(1):97-112.
[26]CrabbéA,Jacobs R,Van Hoof V,et al.Transition towards sustainable material innovation:Evidence and evaluation of the Flemish case[J].Journal of Cleaner Production,2013,56:63-72.
[27]霍沫霖,张希良,王仲颖.光伏市场拉动研发创新的国际研究[J].中国人口·资源与环境,2011,21(9):138-144.[Huo M L,Zhang X L,Wang Z Y.Cross-country studies on demand pull in photovoltaic sector[J].China Population,Resources and Environment,2011,21(9):138-144.]
[28]Mathews J A.Strategy and the crystal cycle[J].California Management Review,2004,47(2):6-32.
[29]Lee K,Malerba F.Catch-up cycles and changes in industrial leadership:Windows of opportunity and responses of firms and countries in the evolution of sectoral systems[J].Research Policy,2017,46(2):338-351.
[30]Binz C,Truffer B.Global innovation systems-a conceptual framework for innovation dynamics in transnational contexts[J].Research Policy,2017,46(7):1284-1298.
[31]Cantner U,Graf H,Herrmann J,et al.Inventor networks in renewable energies:The influence of the policy mix in Germany[J].Research Policy,2016,45(6):1165-1184.
[32]Costantini V,Crespi F,Palma A.Characterizing the policy mix and its impact on eco-innovation:A patent analysis of energy-efficient technologies[J].Research Policy,2017,46(4):799-819.
[33]林毅夫,张鹏飞.适宜技术、技术选择和发展中国家的经济增长[J].经济学(季刊),2006,5(3):985-1006.[Lin Y F,Zhang P F.Appropriate technology,technology choice and economic growth in developing countries[J].China Economic Quarterly,2006,5(3):985-1006.]
[34]Kim L.limitation to Innovation:The Dynamics of Korea Technological Learning[M].Boston:Harvard Business School Press,1997.
[35]刘建新,王毅,吴贵生,等.后发国家产业技术追赶模式新探:单路径、双路径与多路径[J].科学学与科学技术管理,2011,32(11):93-99.[Liu J X,Wang Y,Wu G S,et al.A new perspective on industry technological catch-up modes of later-developing countries:single-pathway,dual-pathway,and multi-pathway[J].Science of Science and Management of S.&T,2011,32(11):93-99.]
[36]赵放,曾国屏.多重视角下的创新生态系统[J].科学学研究,2014,32(12):1781-1788.[Zhao F,Zeng G P.Innovation ecosystem under multiple perspectives[J].Studies in Science of Science,2014,32(12):1781-1788.]
[37]林杞泽,陈松.三星电子公司半导体技术发展过程[J].中国科技论坛,1999,(1):58-61.[Lin Y Z,Chen S.Samsung electronics corporation's semiconductor technology development process[J].Forum on Science and Technology in China,1999,(1):58-61.]
[38]左大培.绕过比较优势“陷阱”,以技术立国[J].绿叶,2009,(8):51-56.[Zuo D P.Bypassing the comparative advantage"trap"to establish the country with technology[J].Green Leaf,2009,(8):51-56.]
[39]高旭东.技术创新能力培养:特定的培养顺序还是有效的R&D[J].科学学与科学技术管理,2005,26(6):64-68.[Gao X D.Technological capability development:follow the right sequence or do the right R&D[J].Science of Science and Management of S.&T,2005,26(6):64-68.]
[40]武建龙,王宏起.战略性新兴产业突破性技术创新路径研究-基于模块化视角[J].科学学研究,2014,32(4):508-518.[Wu JL,Wang H Q.Research on radical technology innovation paths of strategic emerging industries:from the perspective of modularization[J].Studies in Science of Science,2014,32(4):508-518.]
[41]Maine E,Seegopaul P.Accelerating advanced-materials commercialization[J].Nature Materials,2016,15(5):487-491.
[42]Harms R,Marinaks Y,Walsh S T.Lean startup for materials ventures and other science-based ventures:Under what conditions is it useful?[J].Translational Materials Research,2015,DOI:10.1088/2053-1613/2/3/035001.
[43]Chen C J.Influences of technological attributes and environmental factors on technology commercialization[J].Journal of Business Ethics,2011,104(4):525-535.
[44]Park S.The puzzle of graphene commercialization[J].Nature Reviews Materials,2016,DOI:10.1038/natrevmats.2016.85.
[45]Boren M,Chan V,Musso C.The Path to Improved Returns in Materials Commercialization[EB/OL].(2012-08)[2018-11-15].https://www.mckinsey.com/business-functions/operations/our-insights/the-path-to-improved-returns-in-materials-commercialization.
[46]Lubik S,Garnsey E.Early business model evolution in sciencebased ventures:The case of advanced materials[J].Long Range Planning,2016,49(3):393-408.
[47]Cao C,Appelbaum R P,Parker R.“Research is high and the market is far away”:Commercialization of nanotechnology in China[J].Technology in Society,2013,35(1):55-64.
[48]Phaal R,O'Sullivan E,Farrukh C,et al.A framework for mapping industrial emergence[J].Technological Forecasting&Social Change,2009,78(2):217-230.
[49]Zurutuza A,Marinelli C.Challenges and opportunities in graphene commercialization[J].Nature Nanotechnology,2014,9(10):730-734.
[50]Xu G,Wu Y,Minshall T,et al.Exploring innovation ecosystems across science,technology,and business:A case of 3D printing in China[J].Technological Forecasting and Social Change,2017,136:208-221.
[51]Lubik S J.The commercialization of advanced material technologies by university spin-outs[J].SSRN Electronic Journal,2008,10:1-43.
[52]Lubik S,Garnsey E,Minshall T.Evolving toward an Ecosystem Perspective:Market Strategies for Science-Based Ventures[C].Barcelona:DRUID.2013.
[53]Rong K,Shi Y,Shang T,et al.Organizing business ecosystems in emerging electric vehicle industry:Structure,mechanism,and integrated configuration[J].Energy Policy,2017,107:234-247.
[54]Freitas I M B,Marques R A,Silva E M P.University-industry collaboration and innovation in emergent and mature industries in new industrialized countries[J].Research Policy,2013,42(2):443-453.
[55]贺正楚,潘红玉,张蜜.新材料产业技术创新联盟模式研究[J].财经理论与实践,2015,(2):128-132.[He Z C,Pan H Y,Zhang M.Research on technology innovation of new materials industry based on technology innovation alliance[J].The Theory and Practice of Finance and Economics,2015,(2):128-132.]
[56]Moore J F.Predators and prey:A new ecology of competition[J].Harvard Business Review,1993,71(3):75-86.
[57]Adner R,Kapoor R.Innovation ecosystems and the pace of substitution:Re-examining technology S-curves[J].Strategic Management Journal,2016,37(4):625-648.
[58]Moore J F.The Death of Competition:Leadership and Strategy in the Age of Business Ecosystems[M].New York:Harper Business,1996.
[59]Iansiti M,Levien R.Strategy as ecology[J].Harvard Business Review,2004,34(3):68-78.
[60]陈春花,刘祯.水样组织:一个新的组织概念[J].外国经济与管理,2017,39(7):3-14.[Chen C H,Liu W.Water-form organization:A new organizational concept[J].Foreign Economics and Management,2017,39(7):3-14.]
[61]Sun Q,Wang C,Zuo L S,et al.Digital empowerment in a WEEEcollection business ecosystem:A comparative study of two typical cases in China[J].Journal of Cleaner Production,2018,184:414-422.
[62]Maine E,Lubik S,Garnsey E.Value creation strategies for science-based business:A study of advanced materials ventures[J].Innovation,2013,15(1):35-51.
[63]Rong K,Patton D,Chen W.Business models dynamics and business ecosystems in the emerging 3D printing industry[J].Technological Forecasting&Social Change,2018,134:234-245.
[64]中国国务院.中国制造2025[EB/OL].(2015-05-08)[2018-11-15].http://www.ndrc.gov.cn/fzgggz/wzly/zcfg/201505/t20150520_692449.html.[The State Council.Made in China 2015[EB/OL].(2015-05-08)[2018-11-15].http://www.ndrc.gov.cn/fzgggz/wzly/zcfg/201505/t20150520_692449.html.]
[65]工信部.新材料产业“十二五”发展规划发布[EB/OL].(2012-01-04)[2018-11-15].http://www.miit.gov.cn/n1146295/n1146562/n1146650/c3074286/content.html.[Ministry of Industry and Information Technology.The New Material Industry"12th Five-Year"Development Plan Released[EB/OL].(2012-01-04)[2018-11-15].http://www.miit.gov.cn/n1146295/n1146562/n1146650/c3074286/content.html.]
[66]工信部,发改委,科技部,等.关于加快新材料产业创新发展的指导意见[EB/OL].(2016-02-14)[2018-11-15].http://www.ynetc.gov.cn/Item/13009.aspx.[Ministry of Industry and Information Technology,National Development and Reform Commission,Ministry of finance,Ministry of Science and Technology,et al.Guiding Opinions on Accelerating the Innovation and Development of New Materials Industry[EB/OL].(2016-02-14)[2018-11-15].http://www.ynetc.gov.cn/Item/13009.aspx.]
[67]发改委,财政部,工信部.关于印发关键材料升级换代工程实施方案的通知[EB/OL].(2014-10-23)[2018-11-15].http://www.ndrc.gov.cn/gzdt/201410/t20141031_635673.html.[National Development and Reform Commission,Ministry of finance,Ministry of Industry and Information Technology.Notice on Printing and Distributing the Implementation Plan of Key Materials Upgrade Project[EB/OL].(2014-10-23)[2018-11-15].http://www.ndrc.gov.cn/gzdt/201410/t20141031_635673.html.]
[68]U.S.Department of Energy's Office of Energy Efficiency and Renewable Energy.Energy Materials Network[EB/OL].(2018-01)[2018-11-15].https://www.energy.gov/eere/energy-materials-network/energy-materials-network.
[69]U.S.National Science and Technology Council.National Nanotechnology Initiative:Leading Next Industrial Revolution[EB/OL].(2000-01-21)[2018-11-15].https://clintonwhitehouse4.archives.gov/WH/New/html/20000121_4.html.
[70]European Union.Strategic Energy Technology Plan[EB/OL].(2017-12-12)[2018-11-15].https://publications.europa.eu/portal2012-portlet/html/download Handler.jsp?identifier=771918e8-d3ee-11e7-a5b9-01aa75ed71a1&format=pdf&language=en&production System=cellar&part=.
[71]European Commission.Energy 2020:A Strategy for Competitive,Sustainable and Secure Energy[R].Brussels:European Commission,2010.
[72]European Commission.Europe 2020:The European Union Strategy for Growth and Employment[EB/OL].(2016-12-05)[2018-11-15].https://publications.europa.eu/en/publication-detail/-/publication/8d8026dc-d7d7-4d04-8896-e13ef636ae6b/language-en/format-HTML/source-83047741.
[73]European Commission.Horizon 2020[EB/OL].(2017-03-24)[2018-11-15].https://publications.europa.eu/en/publication-detail/-/publication/0ff3a333-d8cd-11e7-a506-01aa75ed71a1/language-et/format-HTML/source-83057882.
[74]Department of Energy&Climate Change.The UK Low Carbon Transition Plan.National Strategy for Climate and Energy[EB/OL].(2009-07-15)[2018-11-15].https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/228752/9780108508394.pdf.
[75]Department of Energy&Climate Change.The UK Renewable Energy Strategy[EB/OL].(2009-07-15)[2018-11-15].https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/228866/7686.pdf.
[76]Department for Business Innovation&Skills,Government Office for Science.Future of Manufacturing:A New Era of Opportunity and Challenge for the UK[EB/OL].(2013-10-30)[2018-11-15].https://www.gov.uk/government/publications/future-of-manufacturing/future-of-manufacturing-a-new-era-of-opportunity-andchallenge-for-the-uk-summary-report.
[77]Bundesregierung.Forschung und Innovation für die Menschen Die Hightech-Strategie 2025[EB/OL].(2018-09-05)[2018-11-15].https://www.hightech-strategie.de/files/HTS2025.pdf.
[78]Federal Government.Leap forward into a New Industrial World[EB/OL].(2017-04-21)[2018-11-15].https://www.bundesregierung.de/breg-en/search/leap-forward-into-a-new-industrialworld-318646.
[79]Bundesministerium für Bildung und Forschung.Werkstoffinnovationen für Industrie und Gesellschaft-WING[EB/OL].(2003-10-01)[2018-11-15].https://www.bmbf.de/pub/rahmenprogramm_wing.pdf.
[80]Ministry of Economy,Trade and Industry,Japan.エネルギー基本計画[EB/OL].(2018-07)[2018-11-15]http://www.enecho.meti.go.jp/category/others/basic_plan/pdf/180703.pdf.
[81]National Science and Technology Commission.????????????[EB/OL].(2009-01-21)[2018-11-15]http://www.now.go.kr/common/File Down.do?atch File Id=FILE_000000000000768&fileSeq=0.
[82]Ministry of Science and ICT.?5????????5????[EB/OL].(2017-06-23)[2018-11-15].https://www.msit.go.kr/web/msip Contents/contents View.do?cate Id=mssw11211&art Id=1348273.
[83]Ministry of Science and ICT.?4?????????(2018~2022)[EB/OL].(2018-04-24)[2018-11-15].https://www.msit.go.kr/web/msip Contents/contents View.do?cate Id=mssw11211&art Id=1381118.
[84]Russian Government.Implementation of the Energy Strategy to2030 and Seven Other Issues[EB/OL].(2013-10-30)[2018-11-15].http://government.ru/en/news/7876/.
[85]Ministry of Education and Science of the Russian Federation.Dmitry Medvedev Approves Ministry of Education and Science Forecast of National Science and Technological Development up to2030[EB/OL].(2014-01-20)[2018-11-15].http://government.ru/en/news/9800/.
[86]蔡柏奇,曾昆.美国新材料产业科技政策演变及启示[J].新材料产业,2014,(3):29-32.[Cai B Q,Zeng K.The evolution of American science and technology policy in new materials industry and its enlightenment[J].Advanced Materials Industry,2014,(3):29-32.]
[87]朱宏康,谷宾,刘书惠.国际新材料政策与计划研究[J].中国材料进展,2015,34(4):326-329.[Zhu H K,Gu B,Liu S H.International policies&programs on R&D of advanced materials[J].Materials China,,2015,34(4):326-329.]
[88]黄文辉.深圳市新材料产业政策研究[D].南昌:南昌大学,2017.[Huang W H.Research on the material industrial policy in Shenzhen[D].Nanchang:Nanchang University,2017.]
[89]Rothwell R,Zegveld W.Industrial Innovation and Public Policy:Preparing for the 1980s and the 1990s[M].London:Frances Pinter,1981.
[90]Li J,Wang L.Research on the policy of new material industry development from the perspective of policy instruments[J].International Journal of Innovation,Management and Technology,2017,8(3):201-206.
[91]汪苹,高灵芝,费钟琳.基于内容分析法的中国新材料产业政策工具研究[J].现代化工,2018,38(10):6-11.[Wang P,Gao L Z,Fei Z L.Study on China's policy tool for advanced material industry based on content analysis[J].Modern Chemical Industry,2018,38(10):6-11.]
[92]Grubb M.Technology innovation and climate change policy:An overview of issues and options[J].Keio Economic Studies,2004,41(2):103-132.
[93]张雯钰.石墨烯产业政策变迁-基于技术生命周期的考量[D].南京:南京工业大学,2016.[Zhang W Y.Research on the development of graphene industrial policy:Based on the Consideration of Technology Life Cycle[D].Nanjing:Nanjing Tech University,2016.]
[94]Liu N,Guan J C.Policy and innovation:Nanoenergy technology in the USA and China[J].Energy Policy,2016,91:220-232.
[95]梁爽.政府补助对高新技术企业发展的影响研究:以新材料企业H为例[D].济南:山东大学,2015.[Liang S.Impact of government subsidies on High-tech enterprises:in case of a new material Enterprise H[D].Jinan:Shandong University,2015.]
[96]李施雨.促进新材料产业发展的税收政策[D].大连:东北财经大学,2013.[Li S Y.The research of tax policy for promoting theNew Materials Industry[D].Dalian:Dongbei University of Finance and Economics,2013.]
[2]U.S.National Science and Technology Council.Strategy For American Leadership In Advanced Manufacturing[EB/OL].(2018-10-01)[2018-11-15].https://www.whitehouse.gov/wp-content/uploads/2018/10/Advanced-Manufacturing-Strategic-Plan-2018.pdf.
[3]Ward C H,Warren J A.Materials Genome Initiative:Materials Data[EB/OL].(2015-01-22)[2018-11-15].https://nvlpubs.nist.gov/nistpubs/ir/2015/NIST.IR.8038.pdf.
[4]Japan Ministry of Education,Culture,Sports,et al.科学技術基本計画[EB/OL].(2016-01-22)[2018-11-15].http://www.mext.go.jp/b_menu/hakusho/html/hpaa201701/detail/1388497.htm.
[5]Brussels.Preparing for Our Future:Developing a Common Strategy for Key Enabling Technologies in the EU[EB/OL].(2009-09-30)[2018-11-15].http://www.doc88.com/p-8116099800667.html.
[6]中国工信部,发改委,科技部,等.新材料产业发展指南[EB/OL].(2017-01-23)[2018-11-15].http://www.miit.gov.cn/n1146290/n4388791/c5473607/content.html.[Ministry of Industry and Information Technology,National Development and Reform Commission,Ministry of Science and Technology,et al.Guide to the Development of New Materials Industry[EB/OL].(2017-01-23)[2018-11-15].http://www.miit.gov.cn/n1146290/n4388791/c5473607/content.html.]
[7]中国科技部.关于印发《“十三五”材料领域科技创新专项规划》的通知[EB/OL].(2017-04-14)[2018-11-15].http://www.most.gov.cn/mostinfo/xinxifenlei/fgzc/gfxwj/gfxwj2017/201704/t20170426_132496.htm.[Ministry of Science and Technology.Notice on Printing and Distributing the"Special Plan for Scientific and Technological Innovation in the"13th Five-Year Plan"Materials Field"[EB/OL].(2017-04-14)[2018-11-15].http://www.most.gov.cn/mostinfo/xinxifenlei/fgzc/gfxwj/gfxwj2017/201704/t20170426_132496.html.]
[8]师昌绪.关于构建我国“新材料产业体系”的思考[J].工程研究-跨学科视野中的工程,2013,5(1):5-11.[Shi C X.Reflections on the construction of China.s“new material industry system”[J].Journal of Engineering Studies,2013,5(1):5-11.]
[9]贾根良.第三次工业革命与工业智能化[J].中国社会科学,2016,(6):87-107.[Jia G L.The third industrial revolution and industrial intellectualization[J].Social Science in China,2016,(6):87-107.]
[10]马琳.“中国制造2025”对材料提出新要求[J].新材料产业,2015,(7):11-13.[Ma L."Made in China 2025"puts new requirements on materials[J].Advanced Materials Industry,2015,(7):11-13.]
[11]Tu H.450 mm silicon wafers are imperative for Moore.s Law but maybe postponed[J].Engineering,2015,1(2):162-163.
[12]Zhang X,Chen Y,Hu J.Recent advances in the development of aerospace materials[J].Progress in Aerospace Sciences,2018,97:22-34.
[13]Johnson J,Harper E M,Lifset R,et al.Dining at the periodic table:Metals concentrations as they relate to recycling[J].Environmental Science&Technology,2007,41(5):1759-1765.
[14]Shubha G N,Tejaswini M L,Lakshmi K P.Advanced material for newer applications[J].Materials Today:Proceedings,2018,5(1):2541-2546.
[15]孙晓霞.新材料为机器人产业强体筑基[J].新材料产业,2016,(7):1-4.[Sun X X.New materials for the robot industry[J].Advanced Materials Industry,2016,(7):1-4.]
[16]Zhang C,Wang W,Xi N,et al.Development and future challenges of bio-syncretic robots[J].Engineering,2018,4(4):452-463.
[17]司林波.国内外装备制造业技术创新研究述评[J].经济问题探索,2016,(8):177-184.[Si L B.A review of researches on technology innovation of equipment manufacturing industry at home and abroad[J].Inquiry into Economic Issues,2016,(8):177-184.]
[18]杨勇,朱乾,王志杰.江苏新材料企业技术创新效率的实证分析[J].现代管理科学,2013,(8):61-63.[Yang Y,Zhu G,Wang Z J.An empirical analysis of the technological innovation efficiency of Jiangsu new materials enterprises[J].Modern Management Science,2013,(8):61-63.]
[19]Cruz-Cázares C,Bayona-Sáez C,García-Marco T.You cannot manage right what you cannot measure well:Technological innovation efficiency[J].Research Policy,2013,42(6):1239-1250.
[20]张胜楠.中日高新技术创新能力与创新绩效比较及借鉴研究[J].经济体制改革,2017,(2):171-175.[Zhang S N.The comparison and reference of the new and high technology innovation ability and innovation performance of Chinese and Japanese[J].Reform of Economic System,2017,(2):171-175.]
[21]胡义东,仲伟俊.高新技术企业技术创新绩效影响因素的实证研究[J].中国科技论坛,2011,(4):80-85.[Hu Y D,Zhong W J.The factors affecting the technological innovation of high-tech enterprises[J].Forum on Science and Technology in China,2011,(4):80-85.]
[22]Cozza C,Malerba F,Mancusi M L,et al.Innovation,profitability and growth in medium and high-tech manufacturing industries:Evidence from Italy[J].Applied Economics,2012,44(15):1963-1976.
[23]张庆垒,施建军,刘春林,等.技术多元化、行业竞争互动与双元创新能力[J].外国经济与管理,2018,40(9):71-83.[Zhang Q L,Shi J J,Liu C L,et al.Technological diversification,industrial competitive interaction and ambidextrous innovative competences[J].Foreign Economics&Management,2018,40(9):71-83.]
[24]Lacerda J S,Jeroen C J M,Bergh V D.Diversity in solar photovoltaic energy:Implications for innovation and policy[J].Renewable&Sustainable Energy Reviews,2016,54:331-340.
[25]Guan J C,Liu N.Exploitative and exploratory innovations in knowledge network and collaboration network:A patent analysis in the technological field of nano-energy[J].Research Policy,2015,45(1):97-112.
[26]CrabbéA,Jacobs R,Van Hoof V,et al.Transition towards sustainable material innovation:Evidence and evaluation of the Flemish case[J].Journal of Cleaner Production,2013,56:63-72.
[27]霍沫霖,张希良,王仲颖.光伏市场拉动研发创新的国际研究[J].中国人口·资源与环境,2011,21(9):138-144.[Huo M L,Zhang X L,Wang Z Y.Cross-country studies on demand pull in photovoltaic sector[J].China Population,Resources and Environment,2011,21(9):138-144.]
[28]Mathews J A.Strategy and the crystal cycle[J].California Management Review,2004,47(2):6-32.
[29]Lee K,Malerba F.Catch-up cycles and changes in industrial leadership:Windows of opportunity and responses of firms and countries in the evolution of sectoral systems[J].Research Policy,2017,46(2):338-351.
[30]Binz C,Truffer B.Global innovation systems-a conceptual framework for innovation dynamics in transnational contexts[J].Research Policy,2017,46(7):1284-1298.
[31]Cantner U,Graf H,Herrmann J,et al.Inventor networks in renewable energies:The influence of the policy mix in Germany[J].Research Policy,2016,45(6):1165-1184.
[32]Costantini V,Crespi F,Palma A.Characterizing the policy mix and its impact on eco-innovation:A patent analysis of energy-efficient technologies[J].Research Policy,2017,46(4):799-819.
[33]林毅夫,张鹏飞.适宜技术、技术选择和发展中国家的经济增长[J].经济学(季刊),2006,5(3):985-1006.[Lin Y F,Zhang P F.Appropriate technology,technology choice and economic growth in developing countries[J].China Economic Quarterly,2006,5(3):985-1006.]
[34]Kim L.limitation to Innovation:The Dynamics of Korea Technological Learning[M].Boston:Harvard Business School Press,1997.
[35]刘建新,王毅,吴贵生,等.后发国家产业技术追赶模式新探:单路径、双路径与多路径[J].科学学与科学技术管理,2011,32(11):93-99.[Liu J X,Wang Y,Wu G S,et al.A new perspective on industry technological catch-up modes of later-developing countries:single-pathway,dual-pathway,and multi-pathway[J].Science of Science and Management of S.&T,2011,32(11):93-99.]
[36]赵放,曾国屏.多重视角下的创新生态系统[J].科学学研究,2014,32(12):1781-1788.[Zhao F,Zeng G P.Innovation ecosystem under multiple perspectives[J].Studies in Science of Science,2014,32(12):1781-1788.]
[37]林杞泽,陈松.三星电子公司半导体技术发展过程[J].中国科技论坛,1999,(1):58-61.[Lin Y Z,Chen S.Samsung electronics corporation's semiconductor technology development process[J].Forum on Science and Technology in China,1999,(1):58-61.]
[38]左大培.绕过比较优势“陷阱”,以技术立国[J].绿叶,2009,(8):51-56.[Zuo D P.Bypassing the comparative advantage"trap"to establish the country with technology[J].Green Leaf,2009,(8):51-56.]
[39]高旭东.技术创新能力培养:特定的培养顺序还是有效的R&D[J].科学学与科学技术管理,2005,26(6):64-68.[Gao X D.Technological capability development:follow the right sequence or do the right R&D[J].Science of Science and Management of S.&T,2005,26(6):64-68.]
[40]武建龙,王宏起.战略性新兴产业突破性技术创新路径研究-基于模块化视角[J].科学学研究,2014,32(4):508-518.[Wu JL,Wang H Q.Research on radical technology innovation paths of strategic emerging industries:from the perspective of modularization[J].Studies in Science of Science,2014,32(4):508-518.]
[41]Maine E,Seegopaul P.Accelerating advanced-materials commercialization[J].Nature Materials,2016,15(5):487-491.
[42]Harms R,Marinaks Y,Walsh S T.Lean startup for materials ventures and other science-based ventures:Under what conditions is it useful?[J].Translational Materials Research,2015,DOI:10.1088/2053-1613/2/3/035001.
[43]Chen C J.Influences of technological attributes and environmental factors on technology commercialization[J].Journal of Business Ethics,2011,104(4):525-535.
[44]Park S.The puzzle of graphene commercialization[J].Nature Reviews Materials,2016,DOI:10.1038/natrevmats.2016.85.
[45]Boren M,Chan V,Musso C.The Path to Improved Returns in Materials Commercialization[EB/OL].(2012-08)[2018-11-15].https://www.mckinsey.com/business-functions/operations/our-insights/the-path-to-improved-returns-in-materials-commercialization.
[46]Lubik S,Garnsey E.Early business model evolution in sciencebased ventures:The case of advanced materials[J].Long Range Planning,2016,49(3):393-408.
[47]Cao C,Appelbaum R P,Parker R.“Research is high and the market is far away”:Commercialization of nanotechnology in China[J].Technology in Society,2013,35(1):55-64.
[48]Phaal R,O'Sullivan E,Farrukh C,et al.A framework for mapping industrial emergence[J].Technological Forecasting&Social Change,2009,78(2):217-230.
[49]Zurutuza A,Marinelli C.Challenges and opportunities in graphene commercialization[J].Nature Nanotechnology,2014,9(10):730-734.
[50]Xu G,Wu Y,Minshall T,et al.Exploring innovation ecosystems across science,technology,and business:A case of 3D printing in China[J].Technological Forecasting and Social Change,2017,136:208-221.
[51]Lubik S J.The commercialization of advanced material technologies by university spin-outs[J].SSRN Electronic Journal,2008,10:1-43.
[52]Lubik S,Garnsey E,Minshall T.Evolving toward an Ecosystem Perspective:Market Strategies for Science-Based Ventures[C].Barcelona:DRUID.2013.
[53]Rong K,Shi Y,Shang T,et al.Organizing business ecosystems in emerging electric vehicle industry:Structure,mechanism,and integrated configuration[J].Energy Policy,2017,107:234-247.
[54]Freitas I M B,Marques R A,Silva E M P.University-industry collaboration and innovation in emergent and mature industries in new industrialized countries[J].Research Policy,2013,42(2):443-453.
[55]贺正楚,潘红玉,张蜜.新材料产业技术创新联盟模式研究[J].财经理论与实践,2015,(2):128-132.[He Z C,Pan H Y,Zhang M.Research on technology innovation of new materials industry based on technology innovation alliance[J].The Theory and Practice of Finance and Economics,2015,(2):128-132.]
[56]Moore J F.Predators and prey:A new ecology of competition[J].Harvard Business Review,1993,71(3):75-86.
[57]Adner R,Kapoor R.Innovation ecosystems and the pace of substitution:Re-examining technology S-curves[J].Strategic Management Journal,2016,37(4):625-648.
[58]Moore J F.The Death of Competition:Leadership and Strategy in the Age of Business Ecosystems[M].New York:Harper Business,1996.
[59]Iansiti M,Levien R.Strategy as ecology[J].Harvard Business Review,2004,34(3):68-78.
[60]陈春花,刘祯.水样组织:一个新的组织概念[J].外国经济与管理,2017,39(7):3-14.[Chen C H,Liu W.Water-form organization:A new organizational concept[J].Foreign Economics and Management,2017,39(7):3-14.]
[61]Sun Q,Wang C,Zuo L S,et al.Digital empowerment in a WEEEcollection business ecosystem:A comparative study of two typical cases in China[J].Journal of Cleaner Production,2018,184:414-422.
[62]Maine E,Lubik S,Garnsey E.Value creation strategies for science-based business:A study of advanced materials ventures[J].Innovation,2013,15(1):35-51.
[63]Rong K,Patton D,Chen W.Business models dynamics and business ecosystems in the emerging 3D printing industry[J].Technological Forecasting&Social Change,2018,134:234-245.
[64]中国国务院.中国制造2025[EB/OL].(2015-05-08)[2018-11-15].http://www.ndrc.gov.cn/fzgggz/wzly/zcfg/201505/t20150520_692449.html.[The State Council.Made in China 2015[EB/OL].(2015-05-08)[2018-11-15].http://www.ndrc.gov.cn/fzgggz/wzly/zcfg/201505/t20150520_692449.html.]
[65]工信部.新材料产业“十二五”发展规划发布[EB/OL].(2012-01-04)[2018-11-15].http://www.miit.gov.cn/n1146295/n1146562/n1146650/c3074286/content.html.[Ministry of Industry and Information Technology.The New Material Industry"12th Five-Year"Development Plan Released[EB/OL].(2012-01-04)[2018-11-15].http://www.miit.gov.cn/n1146295/n1146562/n1146650/c3074286/content.html.]
[66]工信部,发改委,科技部,等.关于加快新材料产业创新发展的指导意见[EB/OL].(2016-02-14)[2018-11-15].http://www.ynetc.gov.cn/Item/13009.aspx.[Ministry of Industry and Information Technology,National Development and Reform Commission,Ministry of finance,Ministry of Science and Technology,et al.Guiding Opinions on Accelerating the Innovation and Development of New Materials Industry[EB/OL].(2016-02-14)[2018-11-15].http://www.ynetc.gov.cn/Item/13009.aspx.]
[67]发改委,财政部,工信部.关于印发关键材料升级换代工程实施方案的通知[EB/OL].(2014-10-23)[2018-11-15].http://www.ndrc.gov.cn/gzdt/201410/t20141031_635673.html.[National Development and Reform Commission,Ministry of finance,Ministry of Industry and Information Technology.Notice on Printing and Distributing the Implementation Plan of Key Materials Upgrade Project[EB/OL].(2014-10-23)[2018-11-15].http://www.ndrc.gov.cn/gzdt/201410/t20141031_635673.html.]
[68]U.S.Department of Energy's Office of Energy Efficiency and Renewable Energy.Energy Materials Network[EB/OL].(2018-01)[2018-11-15].https://www.energy.gov/eere/energy-materials-network/energy-materials-network.
[69]U.S.National Science and Technology Council.National Nanotechnology Initiative:Leading Next Industrial Revolution[EB/OL].(2000-01-21)[2018-11-15].https://clintonwhitehouse4.archives.gov/WH/New/html/20000121_4.html.
[70]European Union.Strategic Energy Technology Plan[EB/OL].(2017-12-12)[2018-11-15].https://publications.europa.eu/portal2012-portlet/html/download Handler.jsp?identifier=771918e8-d3ee-11e7-a5b9-01aa75ed71a1&format=pdf&language=en&production System=cellar&part=.
[71]European Commission.Energy 2020:A Strategy for Competitive,Sustainable and Secure Energy[R].Brussels:European Commission,2010.
[72]European Commission.Europe 2020:The European Union Strategy for Growth and Employment[EB/OL].(2016-12-05)[2018-11-15].https://publications.europa.eu/en/publication-detail/-/publication/8d8026dc-d7d7-4d04-8896-e13ef636ae6b/language-en/format-HTML/source-83047741.
[73]European Commission.Horizon 2020[EB/OL].(2017-03-24)[2018-11-15].https://publications.europa.eu/en/publication-detail/-/publication/0ff3a333-d8cd-11e7-a506-01aa75ed71a1/language-et/format-HTML/source-83057882.
[74]Department of Energy&Climate Change.The UK Low Carbon Transition Plan.National Strategy for Climate and Energy[EB/OL].(2009-07-15)[2018-11-15].https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/228752/9780108508394.pdf.
[75]Department of Energy&Climate Change.The UK Renewable Energy Strategy[EB/OL].(2009-07-15)[2018-11-15].https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/228866/7686.pdf.
[76]Department for Business Innovation&Skills,Government Office for Science.Future of Manufacturing:A New Era of Opportunity and Challenge for the UK[EB/OL].(2013-10-30)[2018-11-15].https://www.gov.uk/government/publications/future-of-manufacturing/future-of-manufacturing-a-new-era-of-opportunity-andchallenge-for-the-uk-summary-report.
[77]Bundesregierung.Forschung und Innovation für die Menschen Die Hightech-Strategie 2025[EB/OL].(2018-09-05)[2018-11-15].https://www.hightech-strategie.de/files/HTS2025.pdf.
[78]Federal Government.Leap forward into a New Industrial World[EB/OL].(2017-04-21)[2018-11-15].https://www.bundesregierung.de/breg-en/search/leap-forward-into-a-new-industrialworld-318646.
[79]Bundesministerium für Bildung und Forschung.Werkstoffinnovationen für Industrie und Gesellschaft-WING[EB/OL].(2003-10-01)[2018-11-15].https://www.bmbf.de/pub/rahmenprogramm_wing.pdf.
[80]Ministry of Economy,Trade and Industry,Japan.エネルギー基本計画[EB/OL].(2018-07)[2018-11-15]http://www.enecho.meti.go.jp/category/others/basic_plan/pdf/180703.pdf.
[81]National Science and Technology Commission.????????????[EB/OL].(2009-01-21)[2018-11-15]http://www.now.go.kr/common/File Down.do?atch File Id=FILE_000000000000768&fileSeq=0.
[82]Ministry of Science and ICT.?5????????5????[EB/OL].(2017-06-23)[2018-11-15].https://www.msit.go.kr/web/msip Contents/contents View.do?cate Id=mssw11211&art Id=1348273.
[83]Ministry of Science and ICT.?4?????????(2018~2022)[EB/OL].(2018-04-24)[2018-11-15].https://www.msit.go.kr/web/msip Contents/contents View.do?cate Id=mssw11211&art Id=1381118.
[84]Russian Government.Implementation of the Energy Strategy to2030 and Seven Other Issues[EB/OL].(2013-10-30)[2018-11-15].http://government.ru/en/news/7876/.
[85]Ministry of Education and Science of the Russian Federation.Dmitry Medvedev Approves Ministry of Education and Science Forecast of National Science and Technological Development up to2030[EB/OL].(2014-01-20)[2018-11-15].http://government.ru/en/news/9800/.
[86]蔡柏奇,曾昆.美国新材料产业科技政策演变及启示[J].新材料产业,2014,(3):29-32.[Cai B Q,Zeng K.The evolution of American science and technology policy in new materials industry and its enlightenment[J].Advanced Materials Industry,2014,(3):29-32.]
[87]朱宏康,谷宾,刘书惠.国际新材料政策与计划研究[J].中国材料进展,2015,34(4):326-329.[Zhu H K,Gu B,Liu S H.International policies&programs on R&D of advanced materials[J].Materials China,,2015,34(4):326-329.]
[88]黄文辉.深圳市新材料产业政策研究[D].南昌:南昌大学,2017.[Huang W H.Research on the material industrial policy in Shenzhen[D].Nanchang:Nanchang University,2017.]
[89]Rothwell R,Zegveld W.Industrial Innovation and Public Policy:Preparing for the 1980s and the 1990s[M].London:Frances Pinter,1981.
[90]Li J,Wang L.Research on the policy of new material industry development from the perspective of policy instruments[J].International Journal of Innovation,Management and Technology,2017,8(3):201-206.
[91]汪苹,高灵芝,费钟琳.基于内容分析法的中国新材料产业政策工具研究[J].现代化工,2018,38(10):6-11.[Wang P,Gao L Z,Fei Z L.Study on China's policy tool for advanced material industry based on content analysis[J].Modern Chemical Industry,2018,38(10):6-11.]
[92]Grubb M.Technology innovation and climate change policy:An overview of issues and options[J].Keio Economic Studies,2004,41(2):103-132.
[93]张雯钰.石墨烯产业政策变迁-基于技术生命周期的考量[D].南京:南京工业大学,2016.[Zhang W Y.Research on the development of graphene industrial policy:Based on the Consideration of Technology Life Cycle[D].Nanjing:Nanjing Tech University,2016.]
[94]Liu N,Guan J C.Policy and innovation:Nanoenergy technology in the USA and China[J].Energy Policy,2016,91:220-232.
[95]梁爽.政府补助对高新技术企业发展的影响研究:以新材料企业H为例[D].济南:山东大学,2015.[Liang S.Impact of government subsidies on High-tech enterprises:in case of a new material Enterprise H[D].Jinan:Shandong University,2015.]
[96]李施雨.促进新材料产业发展的税收政策[D].大连:东北财经大学,2013.[Li S Y.The research of tax policy for promoting theNew Materials Industry[D].Dalian:Dongbei University of Finance and Economics,2013.]
© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号 地址：北京市海淀区学院路29号 邮编：100083 电话：办公室：(+86 10)66554848；文献借阅、咨询服务、科技查新：66554700 |