知识溢出创业理论:评述与未来研究方向
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摘要
知识溢出创业理论认为,在位企业未利用或者未被充分利用的知识可以通过人才流动的方式溢出到社会中,从而形成创业机会。首先,梳理了知识溢出创业理论发展历程;然后,从国家、区域及企业3个层面论述了知识溢出创业理论研究现状和不足;最后,对知识溢出创业理论的未来研究方向进行了总结和展望。
The knowledge spillover theory of entrepreneurship(KSTE) describes a particular source of entrepreneurial opportunities which originate from the unexploited or under-exploited knowledge in incumbent knowledge-creating firms through labor mobility. To begin with, this paper summarizes the development of the theory. Then, we review empirical studies on KSTE from the national, regional and firm levels. Finally, this paper concludes by identifying major limitations and future research directions.
The knowledge spillover theory of entrepreneurship(KSTE) describes a particular source of entrepreneurial opportunities which originate from the unexploited or under-exploited knowledge in incumbent knowledge-creating firms through labor mobility. To begin with, this paper summarizes the development of the theory. Then, we review empirical studies on KSTE from the national, regional and firm levels. Finally, this paper concludes by identifying major limitations and future research directions.
引文
[1] AGARWAL R, AUDRETSCH D, SARKAR M B. The process of creative construction: knowledge spillovers, entrepreneurship, and economic growth[J]. Strategic Entrepreneurship Journal, 2007, 1(3-4):263-286.
[2] AUDRETSCH D B. Innovation and industry evolution[M]. Cambridge: MIT Press, 1995:81-99.
[3] ACS Z J, BRAUNERHJELM P, AUDRETSCH D B, et al. The knowledge spillover theory of entrepreneurship[J]. Small Business Economics, 2009, 32(1):15-30.
[4] 李华晶. 知识过滤、创业活动与经济增长——基于我国31个地区的实证研究[J]. 科学学研究, 2010, 28(7):1001-1007.
[5] 陈屹珊. 知识溢出与创业关系的实证研究[J]. 平顶山学院学报, 2012, 27(2):98-102.
[6] 林苞. 知识溢出与创业——基于中国地区数据的研究[J]. 科学学与科学技术管理, 2013(9):142-148.
[7] SHANE S, VENKATARAMAN S. The promise of entrepreneurship as a field of research[J]. Academy of Management Review, 2000, 25(1):217-226.
[8] SHU C, LIU C, GAO S, et al. The knowledge spillover theory of entrepreneurship in alliances[J]. Entrepreneurship Theory & Practice, 2014, 38(4): 913-940.
[9] SARASVATHY S D, DEW N, VELAMURI S R, et al. Three views of entrepreneurial opportunity[M]. New York:Handbook of Entrepreneurship Research, 2010: 77-96.
[10] KGHIO N, GUERINI M, LEHMANN E E, et al.The emergence of knowledge spillover theory of entrepreneurship[J]. Small Business Economics, 2015, 44(1): 1-18.
[11] ACS Z J, AUDRETSCH D B, BRAUNERHJELM P, et al. The missing link: the knowledge filter and entrepreneurship in endogenous growth[R]. Discussion Paper, Center for Economic Policy Research, 2004.
[12] ARROW K. Economic welfare and the allocation of resources for invention[A].NELSON R. In the rate and direction of inventive activity[M]. Princeton: Princeton University Press, 1962: 609-626.
[13] AGARWAL R, AUDRETSCH D, SARKAR M. Knowledge spillovers and strategic entrepreneurship[J]. Strategic Entrepreneurship Journal, 2011, 4(4):271-283.
[14] GRANT R M. Toward a knowledge-based theory of the firm[J]. Strategic Management Journal, 1996, 17(S2):109-122.
[15] BRAUNERHJELM P, DING D, THULIN P. Labor as a knowledge carrier: how increased mobility influences entrepreneurship[J]. Journal of Technology Transfer, 2016, 41(6): 1308-1326.
[16] BRAUNERHJELM P, ACS Z J, AUDRETSCH D B, et al. The missing link: knowledge diffusion and entrepreneurship in endogenous growth[J]. Small Business Economics, 2010, 34(2):105-125.
[17] ROMER P M. Endogenous technical change[J]. Journal of Political Economy, 1990, 98(5):71-102.
[18] 朱美光, 韩伯棠. 空间知识溢出与中国区域经济增长的研究框架[J]. 科技进步与对策, 2005, 22(10):18-20.
[19] AUDRETSCH D B, KEILBACH M. Resolving the knowledge paradox: knowledge-spillover entrepreneurship and economic growth[J]. Research Policy, 2008, 37(10):1697-1705.
[20] MUELLER P. Exploring the knowledge filter: how entrepreneurship and university-industry relationships drive economic growth[J]. Research Policy, 2006, 35(10):1499-1508.
[21] ACS Z, PLUMMER L A, SUTTER R. Penetrating the knowledge filter in "rust belt" economies[J]. Annals of Regional Science, 2009, 43(4):989.
[22] PLUMMER L A, ACS Z J. Localized competition in the knowledge spillover theory of entrepreneurship[J]. Journal of Business Venturing, 2014, 29(1):121-136.
[23] GHIO N, GUERINI M, ROSSI-LAMASTRA C. University knowledge and the creation of innovative start-ups: an analysis of the Italian case[J]. Small Business Economica,2016,47(2): 293-311.
[24] 齐玮娜, 张耀辉. 创业、知识溢出与区域经济增长差异——基于中国30个省市区面板数据的实证分析[J]. 经济与管理研究, 2014(9):23-31.
[25] KOTHA S. Spillovers, spill-ins, and strategic entrepreneurship: America's first commercial jet airplane and Boeing’s ascendancy in commercial aviation[J]. Strategic Entrepreneurship Journal, 2011, 4(4):284-306.
[26] SARKAR S. Uncorking knowledge-purposeful spillovers as a strategic tool for capability enhancement in the cork industry[J]. International Entrepreneurship and Management Journal, 2017, 13(1): 1-25.
[27] DELMAR F. Endogenous growth through knowledge spillovers in entrepreneurship: an empirical test[J]. Strategic Entrepreneurship Journal, 2011, 5(3):199-226.
[28] 闫华飞. 创业行为、创业知识溢出与产业集群发展绩效[J]. 科学学研究, 2015, 33(1):98-105.
[29] 闫华飞, 孙元媛. 产业集群发展绩效:创业行为及其知识溢出的微观机理[J]. 技术经济, 2016, 35(11):50-56.
[30] 陈继勇, 雷欣. 我国区域间知识溢出的数量测度[J]. 科技进步与对策, 2010, 27(1):39-44.
[31] BRAUNERHJELM P, DING D, THULIN P. The knowledge spillover of intrapreneurship[J]. Small Business Economics, 2018, 51(1): 1-30.
[32] ROSENZWEIG S. The effects of diversified technology and country knowledge on the impact of technological innovation[J]. Journal of Technology Transfer, 2017, 42(3): 564-584.
[33] OLDROYD J B, GULATI R. A learning perspective on intra-organizational knowledge spill-ins[J]. Strategic Entrepreneurship Journal, 2010, 4(4):356-372.
[34] AUDRETSCH D B, LEHMANN E E. Does the knowledge spillover theory of entrepreneurship hold for regions[J]. Research Policy, 2005, 34(8):1191-1202.
[35] COHEN W M, LEVINTHAL D A. Adsorptive capacity: a new perspective on learning[J]. Administrative Science Quarterly, 1990, 35(1):128-152.
[36] TAVASSOLI S, BENGTSSON L, KARLSSON C. Strategic entrepreneurship and knowledge spillovers: spatial and aspatial perspectives[J]. International Entrepreneurship and Management Journal, 2016, 13(1): 233-249.
[37] 苑婧婷, 唐书林. 文化嵌入对集群核心企业知识溢出的影响机制研究[J]. 科技进步与对策, 2014(17):132-137.
[38] 袁庆宏, 王春艳. 员工离职引发知识反向流动机制研究——基于社会资本理论视角[J]. 科学学与科学技术管理, 2012, 33(5):71-77.
[39] 王珊珊, 邢东兵. “高溢出”环境下集群企业创新合作的博弈分析[J]. 科技进步与对策, 2010, 27(2):70-73.
[40] CHESBROUGH H. Open innovation: the new imperative for creating and profiting from technology[M]. Boston: Harvard Business School Press, 2003.
[41] VON HIPPEL E A. People don′t need a profit motive to innovate[J]. Harvard Business Review, 2011, 89(11).
[2] AUDRETSCH D B. Innovation and industry evolution[M]. Cambridge: MIT Press, 1995:81-99.
[3] ACS Z J, BRAUNERHJELM P, AUDRETSCH D B, et al. The knowledge spillover theory of entrepreneurship[J]. Small Business Economics, 2009, 32(1):15-30.
[4] 李华晶. 知识过滤、创业活动与经济增长——基于我国31个地区的实证研究[J]. 科学学研究, 2010, 28(7):1001-1007.
[5] 陈屹珊. 知识溢出与创业关系的实证研究[J]. 平顶山学院学报, 2012, 27(2):98-102.
[6] 林苞. 知识溢出与创业——基于中国地区数据的研究[J]. 科学学与科学技术管理, 2013(9):142-148.
[7] SHANE S, VENKATARAMAN S. The promise of entrepreneurship as a field of research[J]. Academy of Management Review, 2000, 25(1):217-226.
[8] SHU C, LIU C, GAO S, et al. The knowledge spillover theory of entrepreneurship in alliances[J]. Entrepreneurship Theory & Practice, 2014, 38(4): 913-940.
[9] SARASVATHY S D, DEW N, VELAMURI S R, et al. Three views of entrepreneurial opportunity[M]. New York:Handbook of Entrepreneurship Research, 2010: 77-96.
[10] KGHIO N, GUERINI M, LEHMANN E E, et al.The emergence of knowledge spillover theory of entrepreneurship[J]. Small Business Economics, 2015, 44(1): 1-18.
[11] ACS Z J, AUDRETSCH D B, BRAUNERHJELM P, et al. The missing link: the knowledge filter and entrepreneurship in endogenous growth[R]. Discussion Paper, Center for Economic Policy Research, 2004.
[12] ARROW K. Economic welfare and the allocation of resources for invention[A].NELSON R. In the rate and direction of inventive activity[M]. Princeton: Princeton University Press, 1962: 609-626.
[13] AGARWAL R, AUDRETSCH D, SARKAR M. Knowledge spillovers and strategic entrepreneurship[J]. Strategic Entrepreneurship Journal, 2011, 4(4):271-283.
[14] GRANT R M. Toward a knowledge-based theory of the firm[J]. Strategic Management Journal, 1996, 17(S2):109-122.
[15] BRAUNERHJELM P, DING D, THULIN P. Labor as a knowledge carrier: how increased mobility influences entrepreneurship[J]. Journal of Technology Transfer, 2016, 41(6): 1308-1326.
[16] BRAUNERHJELM P, ACS Z J, AUDRETSCH D B, et al. The missing link: knowledge diffusion and entrepreneurship in endogenous growth[J]. Small Business Economics, 2010, 34(2):105-125.
[17] ROMER P M. Endogenous technical change[J]. Journal of Political Economy, 1990, 98(5):71-102.
[18] 朱美光, 韩伯棠. 空间知识溢出与中国区域经济增长的研究框架[J]. 科技进步与对策, 2005, 22(10):18-20.
[19] AUDRETSCH D B, KEILBACH M. Resolving the knowledge paradox: knowledge-spillover entrepreneurship and economic growth[J]. Research Policy, 2008, 37(10):1697-1705.
[20] MUELLER P. Exploring the knowledge filter: how entrepreneurship and university-industry relationships drive economic growth[J]. Research Policy, 2006, 35(10):1499-1508.
[21] ACS Z, PLUMMER L A, SUTTER R. Penetrating the knowledge filter in "rust belt" economies[J]. Annals of Regional Science, 2009, 43(4):989.
[22] PLUMMER L A, ACS Z J. Localized competition in the knowledge spillover theory of entrepreneurship[J]. Journal of Business Venturing, 2014, 29(1):121-136.
[23] GHIO N, GUERINI M, ROSSI-LAMASTRA C. University knowledge and the creation of innovative start-ups: an analysis of the Italian case[J]. Small Business Economica,2016,47(2): 293-311.
[24] 齐玮娜, 张耀辉. 创业、知识溢出与区域经济增长差异——基于中国30个省市区面板数据的实证分析[J]. 经济与管理研究, 2014(9):23-31.
[25] KOTHA S. Spillovers, spill-ins, and strategic entrepreneurship: America's first commercial jet airplane and Boeing’s ascendancy in commercial aviation[J]. Strategic Entrepreneurship Journal, 2011, 4(4):284-306.
[26] SARKAR S. Uncorking knowledge-purposeful spillovers as a strategic tool for capability enhancement in the cork industry[J]. International Entrepreneurship and Management Journal, 2017, 13(1): 1-25.
[27] DELMAR F. Endogenous growth through knowledge spillovers in entrepreneurship: an empirical test[J]. Strategic Entrepreneurship Journal, 2011, 5(3):199-226.
[28] 闫华飞. 创业行为、创业知识溢出与产业集群发展绩效[J]. 科学学研究, 2015, 33(1):98-105.
[29] 闫华飞, 孙元媛. 产业集群发展绩效:创业行为及其知识溢出的微观机理[J]. 技术经济, 2016, 35(11):50-56.
[30] 陈继勇, 雷欣. 我国区域间知识溢出的数量测度[J]. 科技进步与对策, 2010, 27(1):39-44.
[31] BRAUNERHJELM P, DING D, THULIN P. The knowledge spillover of intrapreneurship[J]. Small Business Economics, 2018, 51(1): 1-30.
[32] ROSENZWEIG S. The effects of diversified technology and country knowledge on the impact of technological innovation[J]. Journal of Technology Transfer, 2017, 42(3): 564-584.
[33] OLDROYD J B, GULATI R. A learning perspective on intra-organizational knowledge spill-ins[J]. Strategic Entrepreneurship Journal, 2010, 4(4):356-372.
[34] AUDRETSCH D B, LEHMANN E E. Does the knowledge spillover theory of entrepreneurship hold for regions[J]. Research Policy, 2005, 34(8):1191-1202.
[35] COHEN W M, LEVINTHAL D A. Adsorptive capacity: a new perspective on learning[J]. Administrative Science Quarterly, 1990, 35(1):128-152.
[36] TAVASSOLI S, BENGTSSON L, KARLSSON C. Strategic entrepreneurship and knowledge spillovers: spatial and aspatial perspectives[J]. International Entrepreneurship and Management Journal, 2016, 13(1): 233-249.
[37] 苑婧婷, 唐书林. 文化嵌入对集群核心企业知识溢出的影响机制研究[J]. 科技进步与对策, 2014(17):132-137.
[38] 袁庆宏, 王春艳. 员工离职引发知识反向流动机制研究——基于社会资本理论视角[J]. 科学学与科学技术管理, 2012, 33(5):71-77.
[39] 王珊珊, 邢东兵. “高溢出”环境下集群企业创新合作的博弈分析[J]. 科技进步与对策, 2010, 27(2):70-73.
[40] CHESBROUGH H. Open innovation: the new imperative for creating and profiting from technology[M]. Boston: Harvard Business School Press, 2003.
[41] VON HIPPEL E A. People don′t need a profit motive to innovate[J]. Harvard Business Review, 2011, 89(11).