英国高校科研数据政策内容分析
|
摘要
为了解英国高校有关科研数据管理与共享政策的现状与特点,从而为我国高校制定和实施科研数据政策提供参考。本文以收集到的76项科研数据政策为样本,对这些政策的基本情况(政策的制定时间与修订周期)和主要内容(政策概述、政策适用对象、科研数据的管理、保存与维护、共享与利用、政策的实施、相关政策法规等)进行分析。在此基础上总结英国高校科研数据政策的特点,主要包括对科研数据价值的认同和资助机构的要求是高校科研数据政策的主要推动力,政策内容可分为通用性规范和管理性规范两方面,形成以科研数据管理计划为核心、权责明晰的科研数据管理机制,监管与服务并重,注重政策实施的保障措施,注重与相关政策之间的联系和衔接等。
In order to provide references for the establishment and implementation of research data policy in Chinese Universities, this paper took the collected 76 UK universities' research data policies as sample, analyzed these policies' general information(including date of policymaking and the revision cycle), the policies' main content(including policy preamble, policy scope, roles and responsibilities, requirements of research data's management, storage and maintain, sharing and reuse, policy's implementation, and the related policies, etc.). On base of the analysis, it summarized the characteristic of UK Universities' research data policies: the recognition of research data's value and the requirements of research funders are two key drivers for the development and implementation of research data policy in UK universities, the policy contents mainly constitute of general rules and management rules, research data management plan as the core with clarity of authority and responsibility, paying equal attention to the supervision and services, emphasizing supporting measures of policy implementation, focusing on the consistent with related regulations etc.
In order to provide references for the establishment and implementation of research data policy in Chinese Universities, this paper took the collected 76 UK universities' research data policies as sample, analyzed these policies' general information(including date of policymaking and the revision cycle), the policies' main content(including policy preamble, policy scope, roles and responsibilities, requirements of research data's management, storage and maintain, sharing and reuse, policy's implementation, and the related policies, etc.). On base of the analysis, it summarized the characteristic of UK Universities' research data policies: the recognition of research data's value and the requirements of research funders are two key drivers for the development and implementation of research data policy in UK universities, the policy contents mainly constitute of general rules and management rules, research data management plan as the core with clarity of authority and responsibility, paying equal attention to the supervision and services, emphasizing supporting measures of policy implementation, focusing on the consistent with related regulations etc.
引文
[1]唐义,张晓蒙,郑燃.国际科学数据共享政策法规体系:Linked Science制度基础[J].图书情报知识,2013,(3):67-73.
[2]杨云秀,顾立平,张瑶,等.国外科研教育机构数据政策的调研与分析--以英国10所高校为例[J].图书情报工作,2015,59(5):53-59.
[3]国务院办公厅关于印发科学数据管理办法的通知[EB/OL].(2018-04-02)[2018-10-19].http://www.gov.cn/zhengce/content/2018-04/02/content_5279272.htm.
[4]UK Research and Innovation.Common Principles on Data Policy[EB/OL].[2017-08-10].https://www.ukri.org/funding/information-for-award-holders/data-policy/common-principleson-data-policy/.
[5]WHYTE A,DONNELLY M.Common Directions in Research Data Policy[EB/OL].[2018-07-29].http://www.dcc.ac.uk/resources/briefing-papers/common-directions-research-datapolicy/common-directions-research-data-pol.
[6]Horton,L and DCC(2016)Overview of UK Institution RDMPolicies[EB/OL].[2018-07-29].http://www.dcc.ac.uk/sites/default/files/documents/resource/policy/UKdatapolicies_v6_HortonDCC_Aug16.xlsx.
[7]DCC.Research data policy briefing[EB/OL].[2018-07-29].http://www.dcc.ac.uk/sites/default/files/documents/resource/policy/DCC_policy_briefing_2011.pdf.
[8]RICE R,EKMEKCIOGLU?,HAYWOOD J.Implementing the research data management policy:University of Edinburgh roadmap[J].International Journal of Digital Curation,2013,8(2):194-204.
[9]HIGMAN R,PINFIELD S.Research data management and openness:The role of data sharing in developing institutional policies and practices[J].Program,2015,49(4):364-381.
[10]张瑶,吕俊生.国外科研数据管理与共享政策研究综述[J].图书馆理论与实践,2015(11):47-52.
[11]丁培.国外大学科研数据管理政策研究[J].图书馆论坛,2014,34(5):99-106.
[12]司莉,辛娟娟.英美高校科学数据管理与共享政策的调查分析[J].图书馆论坛,2014,34(9):80-85,65.
[13]邢文明.我国科研数据管理与共享政策保障研究[D].武汉:武汉大学,2014.
[14]张晓青,盛小平.国外科学数据开放共享政策述评[J].图书馆论坛,2018,38(8):147-154.
[15]魏悦,刘桂锋.英国高校科研数据管理政策内容调查及启示[J].图书情报研究,2016,9(4):35-44.
[16]王琼,曹冉.英国高校科研数据保存政策调查与分析[J].中国图书馆学报,2016,42(5):102-115.
[17]庄晓喆.国外高校科学数据保存政策调查与思考[J].图书馆学研究,2015(16):68-72,76.
[18]REF 2014.Results and submissions[EB/OL].[2018-08-10].http://results.ref.ac.uk/.
[19]Times Higher Education.Best universities in the UK 2019[EB/OL].(2018-09-26)[2018-10-18].https://www.timeshighereducation.com/student/best-universities/bestuniversities-uk.
[20]Brunel University.Brunel University Research Data Management Policy[EB/OL].[2018-08-10].https://www.brunel.ac.uk/__data/assets/pdf_file/0008/372392/SEN6502-Senate-RKT-APPX1-Brunel-University-RDM-Policy-finalapproved-version.pdf.
[21]Imperial College.Research Data Management Policy[EB/OL].[2018-08-10].http://www.imperial.ac.uk/media/imperialcollege/research-and-in novation/research-off ice/public/Imperial-College-RDM-Policy-[pdf].pdf.
[22]Nottingham Trent University.NTU Research Data Management Policy[EB/OL].[2018-08-10].ht t ps://w w w.nt u.ac.u k/research/document_uploads/172429.pdf.
[23]Edinburgh Napier University.Research Data Management Policy[EB/OL].[2018-08-10].htt p://staff.napier.ac.u k/services/research-innovation-office/Documents/Research%20Data%20Management%20Policy.pdf.
[24]London School of Hygiene and Tropical Medicine.Research Data Management Policy[EB/OL].[2018-08-10].http://www.lshtm.ac.uk/research/researchdataman/rdm_policy.html.
[25]Cranfield University.Management of Research Data Policy[EB/OL].[2018-08-10].https://www.cranfield.ac.uk/~/media/Files/Files-web-migration/management-of-researchdata-policy-cu.ashx.
[26]Heriot Watt University.Research Data Management Policy[EB/OL].[2018-08-10].https://www.hw.ac.uk/documents/research-data-management-policy.pdf.
[27]King’s College London.Research Data Management Policy[EB/OL].[2018-08-10].https://www.kcl.ac.uk/governancezone/Assets/Research/Research-Data-Mgt-Policy-Jan2017.pdf.
[28]Sheffield Hallam University.Research Data Management Policy[EB/OL].[2018-08-10].https://www4.shu.ac.uk/research/ethics/data-management-policy.html.
[29]Bournemouth University.Research Data Policy and Procedures[EB/OL].[2018-08-10].https://www1.bournemouth.ac.uk/sites/default/files/asset/document/research-data-policy.pdf.
[30]University of the Arts London.Research Data Management Policy[EB/OL].[2018-08-10].http://www.arts.ac.uk/media/[[[[[[arts/research/documents/UAL-Research-Data-ManagementPolicy-2014.pdf.
[31]Abertay University.Management of Research Data Policy and Guidelines[EB/OL].[2018-08-08].https://intranet.abertay.ac.uk/media/Management%20of%20Research%20Data%20Pol icy%20and%20Guidelines.pdf.
[32]Recommended Practices for Destruction of Data[EB/OL].[2018-08-08].http://library.soton.ac.uk/researchdata/destruction.
[33]Lancaster University.Research Data Policy[EB/OL].[2018-08-08].https://gap.lancs.ac.uk/policy-info-guide/5-policies-procedures/Documents/SEC-2013-2-0776-Research-Data-Policy.doc.
[34]Research Councils UK.RCUK Policy on Open Access and Supporting Guidance[EB/OL].[2018-08-08].https://www.ukri.org/files/legacy/documents/rcukopenaccesspolicy-pdf/.
[35]Edge Hill University.Research Data Management Guidelines[EB/OL].[2018-08-08].https://www.edgehill.ac.uk/resea rch/f iles/2012/05/St rateg y-Out put-Resea rch-Dat aManagement-Guidelines-RO-GOV-04.pdf.
[36]周晓燕,宰冰欣.澳大利亚高校科研数据管理政策制定研究[J].图书馆建设,2017(2):63-70.
[2]杨云秀,顾立平,张瑶,等.国外科研教育机构数据政策的调研与分析--以英国10所高校为例[J].图书情报工作,2015,59(5):53-59.
[3]国务院办公厅关于印发科学数据管理办法的通知[EB/OL].(2018-04-02)[2018-10-19].http://www.gov.cn/zhengce/content/2018-04/02/content_5279272.htm.
[4]UK Research and Innovation.Common Principles on Data Policy[EB/OL].[2017-08-10].https://www.ukri.org/funding/information-for-award-holders/data-policy/common-principleson-data-policy/.
[5]WHYTE A,DONNELLY M.Common Directions in Research Data Policy[EB/OL].[2018-07-29].http://www.dcc.ac.uk/resources/briefing-papers/common-directions-research-datapolicy/common-directions-research-data-pol.
[6]Horton,L and DCC(2016)Overview of UK Institution RDMPolicies[EB/OL].[2018-07-29].http://www.dcc.ac.uk/sites/default/files/documents/resource/policy/UKdatapolicies_v6_HortonDCC_Aug16.xlsx.
[7]DCC.Research data policy briefing[EB/OL].[2018-07-29].http://www.dcc.ac.uk/sites/default/files/documents/resource/policy/DCC_policy_briefing_2011.pdf.
[8]RICE R,EKMEKCIOGLU?,HAYWOOD J.Implementing the research data management policy:University of Edinburgh roadmap[J].International Journal of Digital Curation,2013,8(2):194-204.
[9]HIGMAN R,PINFIELD S.Research data management and openness:The role of data sharing in developing institutional policies and practices[J].Program,2015,49(4):364-381.
[10]张瑶,吕俊生.国外科研数据管理与共享政策研究综述[J].图书馆理论与实践,2015(11):47-52.
[11]丁培.国外大学科研数据管理政策研究[J].图书馆论坛,2014,34(5):99-106.
[12]司莉,辛娟娟.英美高校科学数据管理与共享政策的调查分析[J].图书馆论坛,2014,34(9):80-85,65.
[13]邢文明.我国科研数据管理与共享政策保障研究[D].武汉:武汉大学,2014.
[14]张晓青,盛小平.国外科学数据开放共享政策述评[J].图书馆论坛,2018,38(8):147-154.
[15]魏悦,刘桂锋.英国高校科研数据管理政策内容调查及启示[J].图书情报研究,2016,9(4):35-44.
[16]王琼,曹冉.英国高校科研数据保存政策调查与分析[J].中国图书馆学报,2016,42(5):102-115.
[17]庄晓喆.国外高校科学数据保存政策调查与思考[J].图书馆学研究,2015(16):68-72,76.
[18]REF 2014.Results and submissions[EB/OL].[2018-08-10].http://results.ref.ac.uk/.
[19]Times Higher Education.Best universities in the UK 2019[EB/OL].(2018-09-26)[2018-10-18].https://www.timeshighereducation.com/student/best-universities/bestuniversities-uk.
[20]Brunel University.Brunel University Research Data Management Policy[EB/OL].[2018-08-10].https://www.brunel.ac.uk/__data/assets/pdf_file/0008/372392/SEN6502-Senate-RKT-APPX1-Brunel-University-RDM-Policy-finalapproved-version.pdf.
[21]Imperial College.Research Data Management Policy[EB/OL].[2018-08-10].http://www.imperial.ac.uk/media/imperialcollege/research-and-in novation/research-off ice/public/Imperial-College-RDM-Policy-[pdf].pdf.
[22]Nottingham Trent University.NTU Research Data Management Policy[EB/OL].[2018-08-10].ht t ps://w w w.nt u.ac.u k/research/document_uploads/172429.pdf.
[23]Edinburgh Napier University.Research Data Management Policy[EB/OL].[2018-08-10].htt p://staff.napier.ac.u k/services/research-innovation-office/Documents/Research%20Data%20Management%20Policy.pdf.
[24]London School of Hygiene and Tropical Medicine.Research Data Management Policy[EB/OL].[2018-08-10].http://www.lshtm.ac.uk/research/researchdataman/rdm_policy.html.
[25]Cranfield University.Management of Research Data Policy[EB/OL].[2018-08-10].https://www.cranfield.ac.uk/~/media/Files/Files-web-migration/management-of-researchdata-policy-cu.ashx.
[26]Heriot Watt University.Research Data Management Policy[EB/OL].[2018-08-10].https://www.hw.ac.uk/documents/research-data-management-policy.pdf.
[27]King’s College London.Research Data Management Policy[EB/OL].[2018-08-10].https://www.kcl.ac.uk/governancezone/Assets/Research/Research-Data-Mgt-Policy-Jan2017.pdf.
[28]Sheffield Hallam University.Research Data Management Policy[EB/OL].[2018-08-10].https://www4.shu.ac.uk/research/ethics/data-management-policy.html.
[29]Bournemouth University.Research Data Policy and Procedures[EB/OL].[2018-08-10].https://www1.bournemouth.ac.uk/sites/default/files/asset/document/research-data-policy.pdf.
[30]University of the Arts London.Research Data Management Policy[EB/OL].[2018-08-10].http://www.arts.ac.uk/media/[[[[[[arts/research/documents/UAL-Research-Data-ManagementPolicy-2014.pdf.
[31]Abertay University.Management of Research Data Policy and Guidelines[EB/OL].[2018-08-08].https://intranet.abertay.ac.uk/media/Management%20of%20Research%20Data%20Pol icy%20and%20Guidelines.pdf.
[32]Recommended Practices for Destruction of Data[EB/OL].[2018-08-08].http://library.soton.ac.uk/researchdata/destruction.
[33]Lancaster University.Research Data Policy[EB/OL].[2018-08-08].https://gap.lancs.ac.uk/policy-info-guide/5-policies-procedures/Documents/SEC-2013-2-0776-Research-Data-Policy.doc.
[34]Research Councils UK.RCUK Policy on Open Access and Supporting Guidance[EB/OL].[2018-08-08].https://www.ukri.org/files/legacy/documents/rcukopenaccesspolicy-pdf/.
[35]Edge Hill University.Research Data Management Guidelines[EB/OL].[2018-08-08].https://www.edgehill.ac.uk/resea rch/f iles/2012/05/St rateg y-Out put-Resea rch-Dat aManagement-Guidelines-RO-GOV-04.pdf.
[36]周晓燕,宰冰欣.澳大利亚高校科研数据管理政策制定研究[J].图书馆建设,2017(2):63-70.