纵向结构与企业创新激励
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摘要
本文研究纵向结构与企业技术创新激励的关系,试图从全球价值链不同环节企业内在创新激励不同引致企业技术创新相对能力变化,来解释企业之间存在显著绩效差异原因和破解本土企业升级难题。
在市场自由进入条件下,市场结构内生于领导企业的技术创新行为,全球价值链领导企业的过度研发投资使所在战略环节市场结构趋于高度集中(完全或寡头垄断结构)。如果领导企业能够很好的控制技术溢出,研发投资激励就会高于落后企业,其领导地位就能够持续维持甚至强化。只有当非对称知识溢出水平较高时,行业内技术落后企业的创新激励会超过领导者,才可能实现技术追赶。
在市场自由进入情形,纵向关联行业的企业进入数量随着进入壁垒和市场规模的增加而减少,而且上、下游企业进入数量之间具有正向强化效应,导致纵向结构的演变。企业技术创新激励随着纵向关联行业企业数量增加(减少)而增加(减少)。
领导企业还可以通过内生的一体化策略增加自身的研发投资激励,降低行业内竞争对手和纵向关联企业的创新激励,技术创新能力的差距将进一步扩大。
通过对我国汽车产业企业技术创新的案例分析,初步验证了上述理论判断,并提出了提高企业自主创新能力实现企业升级的政策建议。
This dissertation focuses on the relationship between vertical structure and firm's innovation incentives. From the different innovation incentives and the changes of innovation ability within the firms from different segments of global value chain(GVC), We try to explain the significant difference business performance and solve local enterprises upgrade problems.
Under free entry conditions, the market structure is endogenours with the leader's innovation behavior. The leader of GVC should invest more R & D to make the market structure of GVC strategic segments, tends to highly concentrated (full or oligopolistic structure). If the leader could control the rate of technology spillovers, leader would invest more R & D than the follwers'.The position of leadership would be maintained or even strengthened. Only when it exit higher levels of asymmetric knowledge spillovers, the follwers would be like to invest more R & D than the leader's, the gap of technology will be closed
Under free entry conditions, the firm numubers of each GVC segments industry is incresed as entry barriers and market size are increased. The firms numuber between Upstream and downstream industry has positive effect, it leads to the evolution of GVC vertical structure. The increase (or deccrease)of firm number in vertical related industry woule incentive firms invest more (or lease) R & D
GVC Leader firms can also increase their R & D investment incentives, and reducing competitors and vertical related firms'innovation incentives through endogenous integrated strategy.
Through the case studies of China's automotive industry firms technological innovation, our theory sounds to be a good way to explain the firms innnovation behaviors. In the end, many policy recommendations be made to improve the innovation capability of local firms and the way to upgrade in GVC.
在市场自由进入条件下,市场结构内生于领导企业的技术创新行为,全球价值链领导企业的过度研发投资使所在战略环节市场结构趋于高度集中(完全或寡头垄断结构)。如果领导企业能够很好的控制技术溢出,研发投资激励就会高于落后企业,其领导地位就能够持续维持甚至强化。只有当非对称知识溢出水平较高时,行业内技术落后企业的创新激励会超过领导者,才可能实现技术追赶。
在市场自由进入情形,纵向关联行业的企业进入数量随着进入壁垒和市场规模的增加而减少,而且上、下游企业进入数量之间具有正向强化效应,导致纵向结构的演变。企业技术创新激励随着纵向关联行业企业数量增加(减少)而增加(减少)。
领导企业还可以通过内生的一体化策略增加自身的研发投资激励,降低行业内竞争对手和纵向关联企业的创新激励,技术创新能力的差距将进一步扩大。
通过对我国汽车产业企业技术创新的案例分析,初步验证了上述理论判断,并提出了提高企业自主创新能力实现企业升级的政策建议。
This dissertation focuses on the relationship between vertical structure and firm's innovation incentives. From the different innovation incentives and the changes of innovation ability within the firms from different segments of global value chain(GVC), We try to explain the significant difference business performance and solve local enterprises upgrade problems.
Under free entry conditions, the market structure is endogenours with the leader's innovation behavior. The leader of GVC should invest more R & D to make the market structure of GVC strategic segments, tends to highly concentrated (full or oligopolistic structure). If the leader could control the rate of technology spillovers, leader would invest more R & D than the follwers'.The position of leadership would be maintained or even strengthened. Only when it exit higher levels of asymmetric knowledge spillovers, the follwers would be like to invest more R & D than the leader's, the gap of technology will be closed
Under free entry conditions, the firm numubers of each GVC segments industry is incresed as entry barriers and market size are increased. The firms numuber between Upstream and downstream industry has positive effect, it leads to the evolution of GVC vertical structure. The increase (or deccrease)of firm number in vertical related industry woule incentive firms invest more (or lease) R & D
GVC Leader firms can also increase their R & D investment incentives, and reducing competitors and vertical related firms'innovation incentives through endogenous integrated strategy.
Through the case studies of China's automotive industry firms technological innovation, our theory sounds to be a good way to explain the firms innnovation behaviors. In the end, many policy recommendations be made to improve the innovation capability of local firms and the way to upgrade in GVC.
引文
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