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历史语境与文本再现
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摘要
威廉·福克纳(William Faulkner,1897-1962)是美国文学史上最重要的南方作家之一。他一直被认为是美国“南方文艺复兴”运动最具代表性的作家,创造了举世瞩目的文学成就,赢得众多来自世界各地的读者。他在其文学作品中构建了自己独特的小说体系——约克纳帕塔瓦法家族谱系小说。福克纳在邮票大小的地方展现了美国南方社会群体的众生相。他通过深刻的心理描写塑造了来自不同阶层的南方人物形象,折射了整个人类社会。从福克纳的作品可以看出,他的文学创作采用了多角度叙述、对位结构等多种现代叙事策略。他的作品照应了时代语境,蕴含了丰富的文化内涵。他的开拓实验的风格使他跻身于西方最为经典的现代派小说家之列。
     在过去的五十年里,福克纳在世界文坛上产生了深远的影响,是各国作家模仿的榜样。同时他也是各国评论者的关注对象。很多评论者将作品的人物特征表现与历史语境相结合,取得了丰富的文化批评的研究成果。本论文主要考察福克纳是如何在文学创作中想像性地再现了所处的历史语境,全面探究福克纳文学作品与其所处时代的关系。在具体研究中,本论文整理了福克纳各创作阶段的代表作品,将主要代表作品与所处时代的特定历史语境相联系,运用文化批评的相关理论和视角阐释福克纳的作品内涵。
     论文的主体部分由五个部分构成。第一部分是第一章导论。这部分从对福克纳及其生活时代背景的简略介绍开始,梳理福克纳及其作品自问世以来国内外研究的主要发展脉络,整理归纳半个多世纪以来的主要研究成果,完成福克纳作品及其研究概貌的综述。在此基础上推导论文的选题意义和研究价值。最后指出本论文的主要研究内容和研究架构。
     第二部分为第二章“美国南方历史语境与福克纳的创作”,主要从总体层面阐述南方历史语境与福克纳创作的关系,为后续研究奠定基础。具体研究分为两个层面,包括美国社会自内战后到二十世纪六十年代发生的变革和福克纳不同时期的创作轨迹。首先介绍和描述福克纳所处时代美国发生的重要转变,即完成国家统一和实现从农业文明向现代工商业文明的转变。工业革命开始后,南方工业迅猛发展,铁路网拉近了人们的距离,使城镇逐渐成为南方经济、文化和政治的区域中心。与此同时,南方传统农业文明受到强烈冲击,人们的消费习惯和生活方式发生重大改变。这一时期还发生了经济大萧条、第一次世界大战、第二次世界大战、民权运动等重要事件。然后,将福克纳创作分为三个阶段,即1920-1929的早期创作阶段、1929-1949的巅峰鼎盛阶段和1949年后的后期创作阶段,结合不同创作阶段的历史语境和文化气候对福克纳不同时期的创作进行了总结和归纳。
     第三章“爱米丽与加文:福克纳文本的人物再现”,是论文主体的第三部分,借助社会学家关于身份的概念分析福克纳作品中人物的身份特征。主要包括《献给爱米丽的一朵玫瑰花》中的爱米丽·格里尔森和《坟墓里闯入者》中的加文·斯蒂文斯等人物形象。这两个人物分别对应了没落的旧南方贵族和现代南方的新兴中产阶级。他们的人物身份特征照应了他们所处的特定历史语境。无论是旧南方贵族淑女爱米丽的颓废腐朽,还是加文的新兴中产阶级形象,都暗示了美国南方社会自内战后到二十世纪六十年代的文化变迁时期的阶层人物特征。
     第四章“农业文明向工商业文明的过渡:福克纳文本的文化再现”,主要从“农业文明的消逝”、“消费文化的兴起”、“工商业文明的批判”三方面全面考察福克纳在小说文本中如何具体呈现美国南方社会自内战结束国家统一后到二十世纪六十年代的文化变迁。福克纳在创作中展示了美国十九世纪末二十世纪初农业机械化的过程,由此可透视美国南方社会农业文明向工业文明过渡的重要特征以及工业化带给农业文明的影响;福克纳文本中和消费相关的书写表现了现代工商业文明对传统农业文明的侵蚀,改变了人们的消费观念和消费习惯;福克纳通过继承荒原传统表达了自己对于工商业文明的批判态度。
     第五部分为第五章“农村与城镇:福克纳文本的阶层再现”。这一部分主要借助现代社会学理论研究福克纳作品体系中所呈现的南方特定社会的阶层特点。福克纳在很多作品中以美国南方庄园、偏僻农村和城市化进程中的城镇为背景,描述了在工业文明和文化冲击下的农村和城镇中的不同阶层。同时也展示了美国南方特定历史时期社会各阶层居民的生活以及精神状态。福克纳在众多作品中塑造了萨德本百亩地、麦卡斯林庄园、老法国人湾、杰斐逊城镇等美国南方社会文化变革时期的典型代表。这些农村和城镇是美国南方社会发展变化的缩影,透过它们可以管窥那些在工业文明和文化冲击下的南方居民阶层变革,可以更好地帮助读者理解生活在其中的主要人物的心理身份和行为动机。
     最后一部分是结论。福克纳整个创作时期是在第一次世界大战之后,经历四十多年的文学创作后,于1962年去世。他所处南方社会发展变革的重要时期,纷繁复杂,重要历史事件众多,其创作也必然与这一时期的历史文化语境密切相关。福克纳的作品以多种叙事手法再现了美国南方在这一时期发生的社会变革面貌。将福克纳的作品置于美国南方特定历史语境下进行考查研究可以更深入地理解其作品的艺术内涵。
William Faulkner (1897-1962), regarded as the most typical representative writer of "The Southern Renaissance" in America, also called the flag-bearer of "The Southern Renaissance", is one of the greatest literary writer in American history of literature and a giant in the world literature arena, who kept writing for nearly four decades and produced many a classic and influential literary works, winning a large readership worldwide. His literary achivements are fabulous and extraordinary. In his literary works, he created his own literary realm, Yokanapatawpha, an imaginary county he built after Lafayete, his hometown, which displayed a magnificent view of the American South, with a very strong feature of the southern area. Faulkner depicted what happened in his hometown, his "postages tamp", to show the whole view of the society, including the movement of social strata and the reaction of common people during the social and cultural transmission period of the American South. And in his literary writing, he inherited the great tradition of the Southern Literature and at the same time adopted a great variety of modern narrative techniques in literature such as multiple point of view and a circular form, symbolic metaphor and contrapuntal type structure. Besides, he used the detailed psychological description to portray the characters vividly from all the social classes in the south in his novels, with which he showed the good and the bad of all human beings metaphorically. His works are filled with much cultural connotation and aesthetic tastes as a result of his echo to the cultural context of the era he was living in, and his experimental writing style, and finally he was listed among the most typical modem literary writers in the west.
     In the past five decades, his novels brought influential impact on the world literature with their profound meanings and wide scope of topics, as a result of which he was imitated by the writers in many countries and also became the focus in the field of literary criticism in a lot of countries. Many literary theories have been applied in scrutinizing Faulkner's novels and many literary critics associated the features of people in the novels with the historical context, which to a great exten has added new achievements in Faulknerian studies from the perpective of cultural study. Thus, this dissertation will, on the basis of associating the main novels of Faulkner and the specific cultural and historical context of the time they were in, make a comprehensive investigation into how Faulkner imaginatively represented the historical context in his own literary writing, intend to figure out the relationship between Faulkner's main literary works and the time they were produced. In the research practice, the dissertation will attach the special importance to the historical context in which Faulkner created his novels, that is, the social transiting period of the rapid development of industrialization and urbanization in the American South during the first half of twentieth century, explore the representative works in Faulkner's different writing periods as a whole in the context of the social transiting period of the American South. In addition, this dissertation will interpret the texts and Faulkner's writing aesthetics from the perspectives of the theories of cultural criticism.
     The body of this dissertation is composed of five parts. The first part is Chapter one, an introduction which starts from a brief introduction to Faulkner and the time he was living in. What comes next is tracing the evolvement of the study on Faulkner and his literary works home and abroad, sorting the results of studies on the author and his works in the past five decades, and accomplishing the literature review of the research and the sketch of the works, from which the significance of this dissertation is derived.
     The second part is Chapter Two "The Historical Context in the American South and Faulkner's Literary Writing", mainly presenting the connection between Faulkner's literary writing and the historical and social context in the South generally, a basis for the study in the following chapters. This part can be further divided into two sections, the first of which deals with the social changes in the historical context from the American Civil War to the1960s, and the second of which is about Faulkner's literary writing in different periods. To begin with, Chapter Two first introduces the huge social changes that took place in America during the time when Faulkner was living. America accomplished the national unification from a separated country into a united one and the transition from an agricultural society to an industrialized and commercialized society. The Second Industrial Revolution happened in the late of nineteenth century, bringing about huge impact on the south. The industries in the south witnessed an enormous development, the network of railway rendered the connection closer than before between towns and people of different places and eventually towns became the regional center of economy, culture and politics. At the same time, the traditional agricultural society in the south was heavily struck by the industrial revolution and people's way of consumption and everyday life began to change fundamentally. In addition to these huge changes, the influential historical events also happened during this period, two World Wars, the Great Depression, the Progressive Movement and the Civil Rights Movement by black people. Then, Faulkner's literary writing is divided into three phases, early writing phase of1920-1929, the gold age phase of1929-1949and the later period writing phase since1949. Each writing phase was connected with its specific social context and cultural reality, which form a perfect foundation for the summary of Faulkner's writing in the three phases correspondingly. Finally, the clear association between the works and their specific social context and cultural reality can be seen.
     Chapter Three "Emily Grierson and Gavin Stevens:the Characters' Representation in Faulkner's Literary Texts", analyses the features of the characters in Faulkner's novels, including Emily in A Rose for Emily Grierson, and Gavin Stevens in Intruder in the Dust, with the aid of the concept "identity" in sociology. These two figures in fact symbolize the decline and decay of the old southern aristocracy and the emergence of the new middle class in the south respectively, definitely exemplifying the close connection between the identity of characters and the special historical context they were in. The depravation of the old aristocrat lady Emily and Gavin's worshipping the chivalry and resistance against the industrial and commercial culture, are working together to illustrate the typical features of their identiy as a mirror to reflect the characteristics of people of different classes in the cultrual and historical context of social transmission from the end of American Civil War to]960s.
     The fourth part, Chapter Four "The Transition of Agricultural Civilization to the Industrial and Commercial Civilization:the Cultural Representation of Faulkner's Literary Texts", is the third part of the body section, focusing on investigating how Faulkner displayed the cultural changes during the social transiting period of the south from the end of American Civil War to1960s in his novel writing from the following three aspects:"the Varnishing Agricultural Civilization","the Rise of Consumption Culture" and "the Criticism on the Industrial and Commercial Civilization". The description of varied changes of geographical setting of the south in the texts by Faulkner was actually a vivid record of the process of agricultural mechanization that happened from the end of nineteenth century to the beginning of twentieth century in America, and furthermore a significant reflection of the prominent characteristics of the south in its social transiting period from agricultural civilization to the industrial civilization. Such a process shows the significant features of the agriculture and the influence of industrialization on agriculture during the transiting period. Another important aspect of Faulkner's writing is his representation of consumption of commodities as an evidence of the invasion of modem industrial and commercial civilization into the traditional agricultural civilization and the changes of people's way of everyday life and their habit of daily consumption. Faulkner in his writing continued the traditional wasteland writing. His writing exposed his critical point of view on the modern industrial and commercial civilization. All in all, Faulkner's writing of the cultural changes from different facets exposed the cultural structure of the social transiting period metaphorically, suggesting his complicated views on these inevitable social and cultural changes.
     Part five is Chapter Five "The Countryside and the Town:the Representation of Social Strata in Faulkner's Literary Texts", which, making good use of the theories of moerdn sociology, mainly deals with the characters of the classes in the southern society depicted in Faulkner's novels. Faulkner, setting the background for several of his novels in the remote countryside in the south or an urbanizing town, portrayed different social classes in the countryside and town under the stroke of the industrial civilization and culture, and then pictured the life and spirit of the different social classes in the social transiting period in the American South. To be specific, his writing of the countryside, such as A Hundred Acre of Sutburn, McCaslin Manor, the Old Frenchmen Place and Jefferson Town showed the changes and reconstruction of social classes in the southern countryside in the first half of the twentieth century while the writing of towns which takes Jefferson town as an instance exhibited the changes in social classes in the southern towns in that specific historical context. In his novels, Faulkner, by shaping the representative countryside and town in the transitional time of the south, A Hundred Acre of Sutburn, the Old Frenchmen Place and Jefferson town for instance, made them a medium for people to know and understand the changes in the social classes in the south and their psychological identity and motives as well.
     The conclusion is naturally the last part of this dissertation. Faulkner started his writing career in a very real sense after the First World War. After more than four decaes of writing, he passed away in1962. The time Faulkner lived was not peaceful during which there were too many momentous historical events. Any writer cannot escape the powerful influence that his time and living environment leave on him and Faulkner is no exception. So his writing is no doubt closely related to the time when he lived. His works artistically reproduced the cultural changes that happened in the social transitting period of the American South, recorded the vicissitudes of the landscape physically and the movement of social classes and also built different images in the special transforming periods. Faulkner manipulated many a modern narrative technique to represent what happened in this great historical context in his novels. Only by putting his works in the periods of the American South can researchers and readers gain a thorough interpretation of Faulkner's works culturally and politically.
引文
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