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组织模块化影响组织动态能力机制研究
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摘要
本世纪以来,经济发展加快向全球化、网络化、知识化、需求个性化方向演进,这推动了产业组织范式的根本性变革。新的产业组织范式,表现为全球价值链体系的垂直裂解,基于分布式开放网络的资源敏捷组合,以及跨越行业与组织边界的生产要素协同。在这种变革背景下,越来越多的领先企业采取网络化、敏捷性的经营战略,以实现组织能力的动态可持续发展,及有效地响应外部环境变革。模块化组织范式被认为是驱动当今产业变革的核心力量之一,它提高了组织单元之间的协同效率,降低了组织间协同成本,为低成本大规模定制和跨越组织边界的资源整合创造了条件,其结果是增强了企业能力的动态性。当前的组织模块化理论研究,虽然在组织模块化能够有效提升组织动态能力的观点上达成了广泛共识,但是关于组织模块化如何提升组织动态能力的问题,统计实证研究十分薄弱,显然仍处于初期探索阶段。本研究旨在从组织模块化理论与动态能力理论研究的模糊地带中,通过核心概念解构与情境研究,构建并检验两者之间可靠的影响关系逻辑,为两个理论的深层次联结进行前沿探索。
     为了解开组织模块化影响组织动态能力的“黑箱”规则,本研究综合权威文献对“组织模块化”概念的理解,按其内在逻辑将其拆分为组织模块化(程度)、模块化界面、组织动态能力三个构念,以探索组织模块化对组织动态能力影响机制的深层次结构。当前关于组织模块化的研究,实际上是将组织模块化特征与动态能力特征合并在一起来解释“组织模块化”概念的,并且没有对组织模块化程度与模块化界面进行清晰地界定。本研究为了探索组织模块化内在机制,将组织动态能力和模块化界面两个特征从组织模块化模糊概念中抽取出来,这样组织模块化概念只剩下“组织分工”和“组织独立性”两个衡量组织模块化程度的特征。基于以上概念界定,本研究设计了组织模块化通过模块化界面的中介效应,影响组织动态能力的研究模型。
     如何理解基于组织模块化特征的动态能力,是本研究另一个核心命题。组织模块化是一种市场机制与企业机制“握手”的中间性组织机制,它突破企业产权边界划分的传统观察视角,将组织边界理解为基于分工职能的独立组织模块,组织模块内部主要追求专业性能力完整性创造的效益,而组织模块之间则主要追求差异化能力灵活组合所创造的效益。在这样的视角下,笼统的组织动态能力可以根据模块化边界分解为“组织内动态能力”和“组织间动态能力”两种功能性情境。其中,“组织间动态能力”强调组织间异质性资源的整合、重构与重组的能力;“组织内动态能力”则强调核心能力的敏捷性与多元化扩展应用的能力。本研究根据组织动态能力的情境分类,将研究模型分拆为“组织模块化对组织内动态能力的影响机制”和“组织模块化对组织内动态能力的影响机制”两个子模型,以探索两种情境下组织模块化影响机制的差异,并进行基于“组织动态能力”构念效度区分的情境敏感性比较。
     为了探索组织模块化对组织动态能力的影响机制,本文采用理论研究与实证研究相结合、定性研究与定量研究相结合的方法,通过以下三个部分展开规范的理论构建、假设提出与假设关系验证:
     (1)文献综述与理论评价。通过对组织模块化、动态能力、模块化界面相关理论的述评、归纳、分析,找出前沿研究的发展脉络和问题交织点,建立三个构念之间关联性的文献依据,以及组织动态能力构念情境化研究的依据。
     (2)多案例研究与理论框架的提出。通过对来自6个不同行业的典型多案例研究,为理论研究模型的构建进一步准备厚实的案例实证材料,强化研究论证的坚韧度,降低理论构建风险。多案例研究遵循规范的案例研究步骤和方法。其中,2个重点探索性案例研究采取基于设计科学研究方法(DSRD)的准实验跟踪调查,并对组织模块化实施前与实施后的组织动态能力进行差异性比较;4个解释性案例研究旨在复证逻辑关系,多重检验因果关系,以及对变量关系及其测量题项进行补充调查。在文献研究和案例研究的基础上,本文分别构建了组织模块化对组织间动态能力影响机制和对组织内动态能力影响机制的两个子模型。
     (3)大样本统计实证分析。针对组织模块化经由模块化界面中介作用影响组织动态能力的理论模型,通过大样本统计分析,验证并比较该模型在组织间动态能力情境和组织内动态能力情境下的作用机制和差异性。两种情境的研究,均先通过对50份测试样本的探索性因子分析,进行初步的模型构建和问卷题项的修正。在此基础上,对5省市企业样本进行随机调查,采集了229份来自制造业与服务业的有效样本。通过对大样本数据进行探索性因子分析和结构方程模型估计,验证两种情境下组织模块化对组织动态能力的影响机制,并分析其差异性。
     通过以上研究,本研究得出以下主要结论:
     (1)组织模块化概念可以有效分解为组织模块化(程度)、组织动态能力、模块化界面三个构念。其中,组织模块化程度由分工程度、组织独立性程度两个变量维度组成;组织动态能力可以分解为组织间动态能力和组织内动态能力,这种分解具有统计学意义;模块化界面由界面标准化、界面兼容性、合作属性区分三个变量维度组成。在两种组织动态能力情境中,组织模块化对组织间动态能力和组织内动态能力均发挥显著正向影响,模块化界面均发挥显著中介作用。
     (2)在组织间动态能力情境下,组织模块化通过模块化界面的完全中介作用影响组织间动态能力。组织模块化程度构念中,分工程度变量与模块化界面三个变量具有高度相关性,组织独立程度与模块化界面具有中低度相关性。模块化界面的构成变量中,合作属性区分与组织间动态能力的关系最为密切,发挥的中介作用最大;界面兼容性的中介作用次之;界面标准化的中介作用最小
     (3)在组织内动态能力情境下,组织模块化通过模块化界面的部分中介作用影响组织内动态能力。组织模块化构念中,分工程度对组织内动态能力的直接正向影响较小,并且弱于模块化界面的中介作用;组织独立程度对组织内动态能力的直接正向影响较大,并且强于模块化界面的中介作用。模块化界面三个变量与分工程度的相关性高于与组织独立程度的相关性,但它们与组织内动态能力的相关性比较接近。
     本研究具有以下理论贡献和管理实践启示:
     (1)首次从当前主流组织模块化概念中成功分离出组织模块化(程度)、组织动态能力、模块化界面三个不同的构念,构建并验证了三者之间的逻辑关系从而在组织模块化理论与动态能力理论之间构建了深层次联结的理论桥梁。
     (2)率先将动态能力概念在模块化范式中分为组织间动态能力和组织内动态能力两种不同的能力范畴,并在实证研究中有效地验证了两种能力的差异性。同时,组织模块化对两种动态能力的影响路径存在显著差异。
     (3)企业应高度重视组织模块化管理范式,它是产品模块化、生产模块化、价值链模块化深化发展的必然结果,能为企业带来动态能力的显著提升,克服组织对传统发展路径的刚性依赖,提高对复杂、动态环境的响应能力。
     (4)企业不仅要重视发展组织间资源的柔性整合能力,而且要挖掘组织模块专业性核心能力多元化应用的敏捷能力,通过模块化网络机制和柔性组织流程将组织间动态能力与组织内动态能力有效结合起来。
     (5)企业应特别关注模块化界面在动态能力建设中的超级催化剂作用,它在组织模块化机制发挥着无法替代的关键作用。特别要根据不同情境,加强外部协同的界面标准化、界面兼容性与合作属性分类的组合管理,以提高组织在全球化、网络式、知识化背景下的网络化资源整合与资源嵌入性应用能力。
Since the beginning of this century, the economic development, which has been speeding up its involvement towards being globalized, networked, intellectualized and personalized on demands, has promoted the ultimate transformation in paradigm of industrial organization. The new formula is characterized by vertical cracking of global value chain and synergy in production factors of stepping across the traditional organizational boundaries on the basis of agile recourse combination in open networks. In this trend, there will be more and more leading companies that are choosing modular strategy to improve the dynamics of organizing capacity and be in response to the environmental changes effectively. Organizational modularity, the inner force at the core for driving the industrial organizational reform, has improved the synergy efficiency between organizations, and reduced the collaboration cost between organizations, which has created realization conditions for low-cost mass customization and networking recourse consolidation. Although the current authoritative documentary related to the organizational modularity has extensive consensus on the opinions regarding to the improvement of organizational dynamic capabilities, it is still in the initial exploratory stage in respect of the "how". The statistical empirical study is very scarce, which makes the connection relation between the theory of organizational modularity and theory of dynamic capability terribly vague. This study is designed to establish a clear, secure and profound logic of connections of influence between the two theories for filling up the theoretical gap.
     In order to solve the Black Box rules for the organizational modularity that impact the organizational dynamic capability, this study has split up it into three "constructs", which are organizational modularity (degree), modular interface and organizational dynamic capability according to the inner theoretical logic with the understanding of the concept of Organizational Modularity as described in the authoritative documentary for exploring the deep structural relation between organizational modularity and influencing mechanism of organizational dynamic capability. Organizational modularity that is currently defined the theoretical documentary is actually the combination of the three concepts which are organizational modularity (degree), modular interface and organizational dynamic capability. To scientifically explore the inner mechanism of organizational modularity, this study extracted the two concepts of organizational dynamic capability and modular interface from the fuzzy concept of organizational modularity, only two characteristic dimensions which are "division of labor" and "organizational independence" are remained for measuring the degree of organizational modularity. The author believes that the organizational dynamic capability of organizational modularity is influenced by mediating effect through decomposition of the concept of organizational modularity, which is the core logic to the design of this study.
     To understand the dynamic capability based on the characteristics of organizational modularity is another key proposition of this study. Organizational modularity is considered to be the intermediate organizational mechanism between the market mechanism and enterprise mechanism, which has broken the angle of view of the traditional organizational boundaries based on property right and endowed the organizational boundaries with the understanding of modular organizational boundaries based on professional division efficiency. Ground on the boundary of division efficiency, the organizational modularity mainly pursues its internal profit from the creation of the completeness of professional capability while the profit generated from the flexible combination of differentiation capability is mainly pursued between the organization modularity. The organizational dynamic capability then can be divided into two situations as "inter-organization dynamic capability" and "intra-organization dynamic capability" on the ground of the foresaid perspectives."Intra-organization dynamic capability" focuses on the capability of integration, reconstruction and recombination for the heterogeneous resources between organizations;"inter-organization dynamic capability" will attach more importance on the agility of the core ability and the capability of expanding application in pluralism. The model to be studied hereof will be split into two sub-models which are "influencing mechanism that organizational modularity gives to inter-organization dynamic capability" and "influencing mechanism that organizational modularity gives to intra-organization dynamic capability " according to the classification of the circumstance of "organizational dynamic capability" construct for exploring the differentiation of the influencing mechanism of the organizational modularity in different conditions of dynamic capability.
     In respect of the mechanism for organizational modularity that influences the organizational dynamic capability, this study has given theory construction and hypothesis and validation through the following three aspects:
     (1)Literature review and evaluation. To find out the development threads and crossing points regarding to the problems of the frontier research and establish documentary basis together with the basis for research on circumstances of organizational dynamic capability construct in connection with the relativity between the three constructs through commentary, summary and analysis of the related theory of organizational modularity, dynamic capability and modular interface.
     (2) Multi-case study and theoretical model construction. The present study further prepares abundant case-based empirical materials for the construction of theoretical research model, strengthens the robustness of feasibility study and reduces the risk of theory construction through the research of multiple typical cases in6different industries. Multi-case research complies with the procedures and methods of normative case study, where there are2key exploratory case studies adopt the follow-up investigation with quasi-experiment based on Design Science Research Methodology, DSRD and conduct the differentiation comparison for the organizational dynamic capability before and after the implementation of organizational modularity;4explanative case studies are designed to provide cumulative evidence of logical relationship, multi-tested causality and give supplement survey for relationship between the variables and the items for measurement. This study has constructed two sub-models which are the influencing mechanism of inter-organization dynamic capability and influencing mechanism of inter-organization dynamic capability in respect of organizational modularity on the basis on the literature research and case study.
     (3)Statistical empirical study:In connection with the theoretical model that the organizational dynamic capability is influenced by organizational modularity through intermediation of modular interface, examination and verification together with the comparison of mechanism of action and differentiation of this type of model when in the condition of inter-organization dynamic capability and afterwards in the condition of inter-organization dynamic capability shall be carried out through large sample statistical analysis. The research conducted in the foresaid two conditions shall be provided with initial model construction and modifications for the items on the questionnaire after exploratory factorial analysis is given on the50pieces of test patterns. In this case, random investigations shall be carried out in the5provincial and municipal business samples, from which229pieces of valid samples were collected from manufacturing and service trade. To examine and confirm the influencing mechanism that the organizational modularity gives on the organizational dynamic capability in the two foresaid conditions and their differentiation through the exploratory factorial analysis and model estimation with equation of structure carried out on the data of the large samples.
     Conclusions obtained hereof through the above research as follow:(1)The concept of organizational modularity can be effectively decomposed into three constructs which are organizational modularity (degree), organizational dynamic capability and modular interface, where the degree of organizational modularity consists of two variable dimensions which are the degree of division of labor and the degree of independence of organization; the organizational dynamic capability can be divided into inter-organization dynamic capability and inter-organizational dynamic capability, which is characterized by statistical significance; modular interface is composed of three variable dimensions including interface standardization, interface compatibility and differentiation upon the property of cooperation. In the situation of having two types of organizational dynamic capabilities, organizational modularity has significant and positive influence on inter-organization dynamic capability and intern-organizational dynamic capability and the modular interface will play a role as intermediation.
     (2)In the context of having inter-organization dynamic capability, this type of capability is influenced by the organizational modularity through its full intermediation of modular interface. In the construct of degree of organizational modularity, the relativity between the degree of division of labor and the three variables of modular interface is high while that of between the degree of independence of the organizations and modular interface is relatively medium or even lower. Among the variables of the components of modular interface, the relation between the differentiation upon the property of cooperation and inter-organization dynamic capability is the closest and has the greatest intermediation; intermediation provided by interface compatibility takes the second place; that of interface standardization is the least.
     (3)In the context of having the inter-organization dynamic capability, this type of capability is influenced by the organizational modularity through its partial intermediation of modular interface. In the construct of organizational modularity, the degree of division of labor has less direct influence on the inter-organization dynamic capability and is weaker than the intermediation of modular interface; the organizational independence degree has greater direct influence on inter-organization dynamic capability and is stronger than the intermediation of modular interface. The relativity between the three variables of the modular interface and the degree of division of labor is higher than that of the degree of independence of organizations, but it is more approachable to the relativity of inter-organization dynamic capability. The theoretical innovative contribution and significance of enlightenment on management that is obtained from this study as follow:
     (1)(The study first splits out three different constructs in modularity theory which are organizational modularity (degree), organizational dynamic capability and modular interface from the concept of main-stream organizational modularity, the logic relation between the three has been established and verified so that a profound theoretical bridge for connection has been built between the theory of organizational modularity and theory of dynamic capability.
     (2)The study first separates the conception of dynamic capability into two different categories of capabilities in modular paradigm which are inter-organization dynamic capability and intern-organizational dynamic capability, diversity of which has effectively inspected and verified in the empirical study. In the meantime, the paths of impact brought by the organizational modularity on the two dynamic capabilities have significant difference.(3)The company shall highly have an eye to the organizational modular management paradigm which is the inevitable result of deepening development of modularity in products, manufacturing and value chain and can significantly improve the dynamic capability for the company to overcome the rigidity dependence of the organizations on traditional development path for enhancement of the response capability to the complex and dynamic environment.
     (4)The company shall be good at making the most of the advantage of two different dynamic capabilities, upon which the importance shall not be only attached on the development of flexible integration capability of the resource between organizations but also on fully digging out the potential of application in pluralism of the core capability to the organization, to effectively combine inter-organization dynamic capability and the inter-organization dynamic capability in virtue of modular network mechanism and flexible organizational process.
     (5)The company shall pay special attention to the modular interface as a catalyst in the dynamic capabilities construction. The modular interface has been an irreplaceable and key role in the organizational molecular mechanism. To particularly strengthen the interface standardization of external synergy, interface compatibility and portfolio management classified by the property of cooperation according to different situations to enhance the integration of networking resources and embedded application ability of resources in the context of globalization, networking and intellectualizati on.
引文
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