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基于情景分析与CBR的非常规突发事件应急决策关键技术研究
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摘要
非常规突发事件具有明显的罕见性和不可预测性,高度的衍生性和连锁动态性,典型的灾难性与不可控制性,以及严重的社会恐慌和危机性等“非常规”特征,给政府应急决策与管理工作带来了很大的困难,无法基于现有的知识和以往的经验进行预测和超前准备,传统的“预测-应对”型危机管理模式已不能很好地适应非常规突发事件应急管理的需求。本文在非常规突发事件系统特征与应急决策机理分析的基础上,将情景分析法与案例推理技术相结合,研究了“情景-应对”型非常规突发事件应急决策的关键技术。主要研究内容与成果如下:
     首先,对非常规突发事件进行界定与特征分析,构建基于熵原理与耗散结构理论的非常规突发事件系统动力学模型,分析事件发生与应急管理过程中的熵态变化情况;进而分析非常规突发事件应急决策的时态框架与机理。并以2010年中国大连输油管道爆炸事件为例,对具体的原则性、原理性、流程性和操作性机理进行分析与阐述。研究表明:非常规突发事件是由增熵因素ZS、负熵因素FS和系统承载能力C三者共同作用组成的动态系统;非常规突发事件的预警与应急管理必须强化负熵因子、控制增熵因子,使系统形成一个良好的耗散结构,尽量处于有序平衡区域和理想稳定区域。
     其次,根据建立的非常规突发事件系统熵态的动力学方程,推导出事故灾难型非常规突发事件的燕尾突变模型;以燕尾突变的分歧点集和三维平衡曲面图分析事件的发生与控制机理,以及熵态突变过程中的突跳性、滞后性、多模态、多径性等现象,表明突变理论能够很好地解释非常规突发事件的发生与控制机理;进而提出基于三角形模糊数理论的非常规突发事件的突变评价预警模型。以某油库的评价预警为例,对该方法进行验证,预警结果与该油库实际情况基本一致,并且对不同类型决策者(λ,a取不同值时)的预警结果进行稳定性分析,证明该方法具有较好的合理性和科学性。
     第三,通过非常规突发事件情景的界定和演变规律分析,确定情景分析的主要内容为情景知识表示、情景网络构建和情景推演;基于PSR模型研究了非常规突发事件的“压力-状态-响应”情景知识表示结构;基于贝叶斯网络和D-S证据合成理论构建了非常规突发事件情景分析网络与推演模型。以采掘工作面发生的重大和特别重大煤矿瓦斯爆炸事故为例,对该情景分析与推演模型进行验证,可为事故的应急决策与救援提供了更加充分的信息依据,推演结果与现实情况一致性较好。该方法能够对事件演变过程中的情景知识进行全面表示,实现了定性与定量相结合的情景推演过程。
     第四,研究基于情景检索的非常规突发事件案例推理应急决策方法,通过计算情景推演案例输出结果与具体实例间的相似度,对改进的情景检索算法进行验证。结果表明:引入结构相似度计算和基于云模型的启发式权重获取算法来改进传统的最近相邻检索算法,能够有效地提高情景检索的准确性。然后,将情景分析和案例推理相结合,基于MAS理论构建了非常规突发事件智能决策平台框架,对各Agent部件的功能结构与协作运行机制进行设计,为“情景-应对”型非常规突发事件应急决策模式的实现提供了依据。
     以上研究成果丰富和扩展了非常规突发事件发生机理与预警方法的研究,促进了突发事件情景推演技术的发展,有利于“情景-应对”型非常规突发事件应急决策模式的实现,对非常规突发事件防治具有较大的参考价值和现实意义。
Unconventional emergencies show the unconventionality, with obvious infrequence and inscrutability, highly derivative and concatenate dynamic, typical catastrophic consequences and cannot be controlled, inducing serious social panic and crisis. Unconventional emergencies cannot be predicted in advance based on knowledge and experience in past so that a great deal of difficulties were brought to the government’s emergency decision-making and management, and the traditional management pattern of‘predict-pesponse’can not meet the demand of unconventional emergency management any more. On the basis of analyzing the system structure and mechanism of emergency decision-making for unconventional emergencies, the key technologies of‘scenario-response’emergency decision-making were researched based on scenario analysis method and case-based reasoning in this paper. Main contents were as follows.
     ①On the basis of analyzing the definition and characters of unconventional emergencies, the system dynamic model was established based on entropy and dissipative structure theory, and the entropy changes were analyzed in the process of unconventional emergencies’occurrence, development, evolution, and emergency management. Then the system structure, temporal framework and mechanism of emergency decision-making were analysed on view of mechanism methodology. Dalian oil pipeline explosion accident in 2010 was taken as an example, the content and features of principle, theory, process and operation mechanism were described. The research show unconventional emergency was a dynamic system which was consisted of increasing entropy factors ZS, decreasing entropy factors FS and the system capacity C the early warning and emergency management of unconventional emergencies had to intensify decreasing entropy factors, control increasing entropy factors to form a good dissipative structures, and make the system be located in the orderly balanced and ideal stable area as soon as possible.
     ②According to the established system dynamic model of entropy for unconventional emergencies, the standard swallowtail catastrophe model of unconventional emergencies was obtained. Unconventional emergencies’occurrence mechanism and the phenomena of catastrophe, hysteresis, multi-mode, multi-path in the process of unconventional emergencies’occurrence and management were analyzed by showing swallowtail catastrophe bifurcation set and three-dimensional equilibrium surface chart, and that research show catastrophe theory could explain well the occurrence and control mechanism of unconventional emergencies. Then the catastrophe early warning model was proposed based on triangular fuzzy number theory. The verification of early warning method was implemented on specific example, and the results were consistent with the actual situation of the oil depot. The results of early warning was proved better solidity and the method was shown better reasonable and feasible by analyzing different decision makers’evaluation results (λ, a with different values).
     ③On the basis of defining the‘scenario’and analyzing the scenario evolution of unconventional emergencies, the critical works of unconventional emergencies’scenario analysis were definited as representing scenario knowledge, constructing scenario network, and deducting the scenarios. The‘Pressure-State-Response’representation structure of scenario knowledge for unconventional emergencies was set up based on PSR model, then the scenario analysis network and deduction model was established based on Bayesian networks theory and the combination rule of D-S evidence theory. The major coal mine gas explosion which happened on mining heading face was taken as an example to verify the scenario analysis and deducting model. The results were consistent with the reality and could provide more information for emergency decision-making and rescue. This method could represent completely the scenario knowledge in the process of scenario evolution, and the qualitative and quantitative scenarios deduction process was achieved.
     ④The case-based reasoning emergency decision-making method of unconventional emergencies based on scenario retrieval was researched, and the improved scenario retrieval algorithm was verified by calculating the similarity between the output of scenario deducting case and specific examples. The research show that the improved K-nearest neighbor approach could improve the effectiveness and accuracy of scenario retrieval by introducing the calculation method of structural similarity as well as the heuristic weights algorithm based on cloud model. By combining scenario analysis method and case-based reasoning, a‘scenarios-response’intelligent decision-making platform framework was constructed based on multi-agent system, then the main agents’functional structure and operating mechanism were designed. The study provided a basis to realize‘scenarios-response’intelligent decision mode of unconventional emergencies.
     The research were enriched and expanded on occurrence mechanism and early warning method for unconventional emergencies, and the techniques of emergency scenario deduction were developed. It promoted to achieve‘scenario-response’emergency decision-making mode of unconventional emergencies, with great reference value and practical significance to prevent and control unconventional emergencies.
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