中国—东盟自由贸易区的建立对相互投资的影响分析
|
摘要
在经济全球化的趋势下,各个地区的经济一体化速度也加快。欧盟、北美自由贸易区等主要由发达国家组成的区域经济组织,虽然各自的一体化程度不同,但是都对区域内的经济发展起到了促进作用。2002年,中国与东盟签订《中国—东盟全面合作框架协议》,决定到2010年成立中国—东盟自由贸易区。
与中国—东盟自由贸易区内相互投资有关的文献综述,包括早期基于对欧洲经济一体化对跨国公司影响而形成的关于区域一体化的直接投资效应的研究文献;上世纪80、90年代对欧盟和北美自由贸易区大量的个案研究;与发展中国家进行直接投资相关的理论研究;以及近几年关于关于东亚地区区域一体化的直接投资效应的国内外文献。
20世纪90年代以来,随着中国与东盟双边关系的全面发展,双边经贸往来也十分迅速,双向直接投资流动日趋活跃。中国已经成为东盟对外直接投资(FDI)的重要地区。与此同时,中国也是一些东盟国家重要的FDI来源地。虽然由于彼此之间相互投资发展较晚,资本流动潜力没有充分的发挥出来,但是随着中国—东盟自由贸易区的建立和投资领域的条款的兑现实施,中国与东盟国家的相互投资将会得到进一步的发展,双边的经贸往来将会更加密切。
东盟国家是中国的近邻,双方拥有相似的人文环境和文化背景,在资源、技术、产业结构等方面双方互有优势,合作的机会很多。东盟成员国经济发展水平呈阶梯状分布,产业结构也呈现出不同的特点。东盟对中国的直接投资主要集中在经济发展程度和产业结构相对比较合理的老东盟五国。根据各国的产业结构特点和经济发展阶段的不同表现为不同类型的投资,有利于中国国内的产业结构升级和经济的发展。
建立中国—东盟自由贸易区对加强双方之间的直接投资关系有着很重大的战略意义,有利于中国积极实施“走出去”战略;可以利用东盟国家丰富的资源,减轻本国资源紧缺的压力;加强与新加坡等东盟经济发达国家的投资关系有利于我国金融服务业市场的对外开放。当然,应该看到,中国和东盟国家之间的相互投资仍然存在着一些客观原因上的阻碍,但是,一些有利于加强双方投资关系的因素也存在着。本文最后也提出了一些促进双方投资关系发展的政策建议,包括提高我国市场开放度,削弱与东盟国家之间的非关税壁垒,以及促进与东盟各国进行直接投资的产业结构调整等。
With the trend of economic globalization, the pace of area economic integration is accelerated. European Union (EU) and North American Free Trade Area (NAFTA), eventhough have different integration level, both make progress in the development of economy. In 2002, China has sighed documents with Association of Southeast Asian Nationas(ASEAN) to eatablish the China—Asean Free Trade Area (CAFTA) in the year of 2010.
Summary of articles with reference to mutual investment in CAFTA, including early researching articles about area economic integration based on European economic integration and mltinational companies.In 1980s and 1990s,more and more researches are on EU and ASEAN's practical cases.Articles about developing countries' FDI, and recently domestic and foreign interatures of investmentment effect of East Asia's area integration.
Since 1990s, mutual investment between China and ASEAN developed quickly. China has became one of the most importmant capital—outflow destination. Meanwhile, China also invest a large number of capital to some ASEAN's members. Although mutual investment between them began so late and still haven't exert the whole potentional power, following the foundation of ASEAN and implement of clause of investment, mutual investment between China and ASEAN will get more progress, and bilateral economic relationship will be more consanguineous.
ASEAN countries are near to China in location and have kindred cultural background. China and ASEAN countries have different advantages in the resources, technology and industrial structure, so each partner have a great quantity of cooperative opportunities.Development of econimy differ is unlike in different counteries and industry stucture present different characteristics. Investment from ASEAN to China mostly centralize to formal five counteries whose economy and industry structure are caparatively reasonable.Investment fom China to ASEAN countries.According to different countries' structure and economic seedtimes to produce different types of investment, them will be benefit for China's industry upgrade.
It has a very important stratege meaning for reinforce mutual investment relation to establish CAFTA,which is extremly favor of China's recent "Go Out" procedure.We can also use cheap and ASEAN's abundant resources to reduce pressure from domestic lack of resouce.It is also in favor of totallyopenning of domestic financial market. During the procedure of foundation of CAFTA,we should see that there are still many ojective obstacles in mutural investment between China and ASEAN, meanwhile,and this area economic integration hasn't expounded the concrete investment system of CAFTA,which still to be improved.So this paper aslo provide some benificial suggestions such as increasing domestic market—openning degree.Weakening non—tariff obstacles between with other countries of CAFTA.Promoting upgrading industry organizaition of mutual investment with CAFTA's members.
与中国—东盟自由贸易区内相互投资有关的文献综述,包括早期基于对欧洲经济一体化对跨国公司影响而形成的关于区域一体化的直接投资效应的研究文献;上世纪80、90年代对欧盟和北美自由贸易区大量的个案研究;与发展中国家进行直接投资相关的理论研究;以及近几年关于关于东亚地区区域一体化的直接投资效应的国内外文献。
20世纪90年代以来,随着中国与东盟双边关系的全面发展,双边经贸往来也十分迅速,双向直接投资流动日趋活跃。中国已经成为东盟对外直接投资(FDI)的重要地区。与此同时,中国也是一些东盟国家重要的FDI来源地。虽然由于彼此之间相互投资发展较晚,资本流动潜力没有充分的发挥出来,但是随着中国—东盟自由贸易区的建立和投资领域的条款的兑现实施,中国与东盟国家的相互投资将会得到进一步的发展,双边的经贸往来将会更加密切。
东盟国家是中国的近邻,双方拥有相似的人文环境和文化背景,在资源、技术、产业结构等方面双方互有优势,合作的机会很多。东盟成员国经济发展水平呈阶梯状分布,产业结构也呈现出不同的特点。东盟对中国的直接投资主要集中在经济发展程度和产业结构相对比较合理的老东盟五国。根据各国的产业结构特点和经济发展阶段的不同表现为不同类型的投资,有利于中国国内的产业结构升级和经济的发展。
建立中国—东盟自由贸易区对加强双方之间的直接投资关系有着很重大的战略意义,有利于中国积极实施“走出去”战略;可以利用东盟国家丰富的资源,减轻本国资源紧缺的压力;加强与新加坡等东盟经济发达国家的投资关系有利于我国金融服务业市场的对外开放。当然,应该看到,中国和东盟国家之间的相互投资仍然存在着一些客观原因上的阻碍,但是,一些有利于加强双方投资关系的因素也存在着。本文最后也提出了一些促进双方投资关系发展的政策建议,包括提高我国市场开放度,削弱与东盟国家之间的非关税壁垒,以及促进与东盟各国进行直接投资的产业结构调整等。
With the trend of economic globalization, the pace of area economic integration is accelerated. European Union (EU) and North American Free Trade Area (NAFTA), eventhough have different integration level, both make progress in the development of economy. In 2002, China has sighed documents with Association of Southeast Asian Nationas(ASEAN) to eatablish the China—Asean Free Trade Area (CAFTA) in the year of 2010.
Summary of articles with reference to mutual investment in CAFTA, including early researching articles about area economic integration based on European economic integration and mltinational companies.In 1980s and 1990s,more and more researches are on EU and ASEAN's practical cases.Articles about developing countries' FDI, and recently domestic and foreign interatures of investmentment effect of East Asia's area integration.
Since 1990s, mutual investment between China and ASEAN developed quickly. China has became one of the most importmant capital—outflow destination. Meanwhile, China also invest a large number of capital to some ASEAN's members. Although mutual investment between them began so late and still haven't exert the whole potentional power, following the foundation of ASEAN and implement of clause of investment, mutual investment between China and ASEAN will get more progress, and bilateral economic relationship will be more consanguineous.
ASEAN countries are near to China in location and have kindred cultural background. China and ASEAN countries have different advantages in the resources, technology and industrial structure, so each partner have a great quantity of cooperative opportunities.Development of econimy differ is unlike in different counteries and industry stucture present different characteristics. Investment from ASEAN to China mostly centralize to formal five counteries whose economy and industry structure are caparatively reasonable.Investment fom China to ASEAN countries.According to different countries' structure and economic seedtimes to produce different types of investment, them will be benefit for China's industry upgrade.
It has a very important stratege meaning for reinforce mutual investment relation to establish CAFTA,which is extremly favor of China's recent "Go Out" procedure.We can also use cheap and ASEAN's abundant resources to reduce pressure from domestic lack of resouce.It is also in favor of totallyopenning of domestic financial market. During the procedure of foundation of CAFTA,we should see that there are still many ojective obstacles in mutural investment between China and ASEAN, meanwhile,and this area economic integration hasn't expounded the concrete investment system of CAFTA,which still to be improved.So this paper aslo provide some benificial suggestions such as increasing domestic market—openning degree.Weakening non—tariff obstacles between with other countries of CAFTA.Promoting upgrading industry organizaition of mutual investment with CAFTA's members.
引文
[1]梅平、邹明榕.中国.东盟自贸区建设-产业互补与中小企业合作[M].北京:世界知识出版社.2007:322.
[2]叶辅靖.走向FTA-建立中国东盟自由贸易区的战略与对策[M].北京:中国计划出版社.2004:334.
[3]宫占奎、孟夏、刘晨阳.中国与东盟经济一体化:模式比较与政策选择[M].北京:中国对外经济贸易出版社,2003.
[4]廖少廉、陈雯、赵洪.东盟区域经济研究[M]..北京:中国对外经济贸易出版社,2003.
[5]陈乔之.东亚区域经济合作研究[M].北京:中国社会科学出版社,2002.
[6]汪幕恒、周明伟.东盟国家外资投资发展趋势与外资投资政策[M].厦门:厦门大学出版社.2002.
[7]张宏、蔡彤娟.中国-东盟自由贸易区的投资效应分析[J].当代亚太.2007(2):52-57.
[8]东艳.南南型区域经济一体化能否促进FDI流入?[J].南开经济研究2006(6):70-88.
[9]周毓萍、桑杰尔.拉尔.中国吸引外资对东南亚国家吸引外资影响的实证研究[J].国际贸易问题.2005(12):48-54.
[10]李皖南.东盟自由贸易区的投资效应分析[J].当代亚太.2004(9):38-33.
[11]杜群阳、宋玉华.中国东盟自由贸易区的FDI效应[J],国际贸易问题.2004(3):51-54.
[12]李建伟.中国对东盟直接投资产业选择问题研究[J].东南亚纵横.2003(8):49-53.
[13]于津平.中国与东亚主要国家和地区间的比较优势与贸易互补性[J].世界经济杂志.2003(5):33-40.
[14]张蕴岭.中国-东盟自由贸易区的机遇和挑战[J].亚太经济.2003(3):1-4.
[15]赵春明、何艳.从国际经验看中国对外直接投资的产业和区位选择[J].世界经济.2002(5):38-41.
[16]张帆.建立中国-东盟自由贸易区贸易与投资效益分析[J].经贸关系.2002(5):63-66.
[17]Chantasasawat,Busakorn.The Giant Sucking Sound:Is China Diverting Foreign Direct Investment from Other Asian Economies?[J].Asian Economic Papers.2004(9).Vol.3Issue 3:pp122-140.
[18]Shatz,Howard J&Venables,Anthony J.Global Economic Integration:Investment and Trade:The Geography of International Investment[A].In:Oxford Handbook of Economic Geography[M].Oxford University Press/Books.2000:pp125-145.
[19]United Nations Conference on Trade and Development.World investment directory:Asia and the Pacific foreign direct investment and corporate data[M].United Nations.New York.2000:pp78-85.
[20]Fernandez,R.&J.Portes:Returns to Regionalism:An Analysis of Nontraditional Gains from Regional Trade Agreements[J].Nontraditional Gains from Regional Trade Agreements,The World Bank Economic Review.1998:Vol.12,No.2:pp97-220.
[21]Magnus Blomstrom.Ari Kokko and Steven Globrman.Regional Economic Integration and Foreign Direct Investment:The North American Experience[J].Working Paper Series in Economics and Finance No.269.1998:pp235-247.
[22]Blomatrtfm,M.& Kokko.A.Regional Integration and Foreign Direct Investment:A Conceptual Framework and'lhree Cases[J].Policy Research Working Paper 1750 World Bank Washington,DC,United States.1997:pp127-148.
[23]Blumstrum Magnus&Ari Kokko.Regional Integrations and Foreign DirectInvestment [J].NBER Working Paper Series.No.6019.1997:pp50-64.
[24]Magnus Blomstrom.Gunnar Fors and Rober E.Lipsey.Foreign Direct Investment and Employment:Home Country experience in The United States and Sweden[J]The Economics Journal.107(Novermber).1997:pp1787-1797.
[25]Motta,M.&Norman.G.Does Economic Integration Cause Foreign Direct Investment?[J]International Economic Review.1996.37(4):pp57-83.
[26]Baldwin.R.E.Forslid.R.and Haaland,J.Investment Creation and Investment Diversion:Simulation Analysis of the Single Market Programme[J].1995.NBSR Working paper:5364.
[27]Yannopoulos.G.N.Foreigh Direct Investmen and European Integration:the Evidence from the formative Years of the European Community[J].Journal of Common Market Studies.1990(28):pp235-259.
[28]Dunning J.H.& Robson.P.Mutilnational Corporate Intergration and Regional Economic Integration[J].Journal of Common Market Studies ⅩⅩⅥ/2.1987:pp103-125.
[29]Cantwell,John.The reorganization of European Industries After Integration:selected Evidence on the Role of Multinational Enterprise Activities[J].Journal of Common Market Studies.1987(12).Vol.26 Issue2:pp127-151.
[30]Brander.J.&P.Krugman A.Receprocal Dumping" Model and International Trade[J].Journal of International Economics.1983(15):pp312-321.
[31]Sanjaya,Lall& Mohammad,Sharif.Multinationals in Indian Big Business[J].Journal of Development Economics:1983(8-10).Vol.13 Issue 1/2.pp143-157.
[32]Scaperlanda,Anthony & Balough,Robert S.Determinants of U.S.Direct investment in the E.E.C.European Economic Review.1983(5).Vol.21 Issue 3:pp381-390.
[33]Wells Jr.,Louis T.Negotiating with Third World governments[J].Harvard Business Review.1977(1/2).Vol.55 Issue 1:pp72-80.
[34]Kinderberger.C.P.European Integration and the International Corporation[J].Columbia Journal of World Business.1966:Vol.1:pp65-73.
[35]Balassa.Bela.Trade Liberalization and Revealed Comparative Advantage.Manchester School of Economic and Social Studies.1965:pp99-124.
[36]中国商务部网站:http://www.mofcom.gov.cn
[37]中华人民共和国统计局网站:http://www.stats.gov.cn
[38]东盟秘书处网站:http://www.aseansec.org
[39]中国东盟研究网:http://www.gxucseas.com
[2]叶辅靖.走向FTA-建立中国东盟自由贸易区的战略与对策[M].北京:中国计划出版社.2004:334.
[3]宫占奎、孟夏、刘晨阳.中国与东盟经济一体化:模式比较与政策选择[M].北京:中国对外经济贸易出版社,2003.
[4]廖少廉、陈雯、赵洪.东盟区域经济研究[M]..北京:中国对外经济贸易出版社,2003.
[5]陈乔之.东亚区域经济合作研究[M].北京:中国社会科学出版社,2002.
[6]汪幕恒、周明伟.东盟国家外资投资发展趋势与外资投资政策[M].厦门:厦门大学出版社.2002.
[7]张宏、蔡彤娟.中国-东盟自由贸易区的投资效应分析[J].当代亚太.2007(2):52-57.
[8]东艳.南南型区域经济一体化能否促进FDI流入?[J].南开经济研究2006(6):70-88.
[9]周毓萍、桑杰尔.拉尔.中国吸引外资对东南亚国家吸引外资影响的实证研究[J].国际贸易问题.2005(12):48-54.
[10]李皖南.东盟自由贸易区的投资效应分析[J].当代亚太.2004(9):38-33.
[11]杜群阳、宋玉华.中国东盟自由贸易区的FDI效应[J],国际贸易问题.2004(3):51-54.
[12]李建伟.中国对东盟直接投资产业选择问题研究[J].东南亚纵横.2003(8):49-53.
[13]于津平.中国与东亚主要国家和地区间的比较优势与贸易互补性[J].世界经济杂志.2003(5):33-40.
[14]张蕴岭.中国-东盟自由贸易区的机遇和挑战[J].亚太经济.2003(3):1-4.
[15]赵春明、何艳.从国际经验看中国对外直接投资的产业和区位选择[J].世界经济.2002(5):38-41.
[16]张帆.建立中国-东盟自由贸易区贸易与投资效益分析[J].经贸关系.2002(5):63-66.
[17]Chantasasawat,Busakorn.The Giant Sucking Sound:Is China Diverting Foreign Direct Investment from Other Asian Economies?[J].Asian Economic Papers.2004(9).Vol.3Issue 3:pp122-140.
[18]Shatz,Howard J&Venables,Anthony J.Global Economic Integration:Investment and Trade:The Geography of International Investment[A].In:Oxford Handbook of Economic Geography[M].Oxford University Press/Books.2000:pp125-145.
[19]United Nations Conference on Trade and Development.World investment directory:Asia and the Pacific foreign direct investment and corporate data[M].United Nations.New York.2000:pp78-85.
[20]Fernandez,R.&J.Portes:Returns to Regionalism:An Analysis of Nontraditional Gains from Regional Trade Agreements[J].Nontraditional Gains from Regional Trade Agreements,The World Bank Economic Review.1998:Vol.12,No.2:pp97-220.
[21]Magnus Blomstrom.Ari Kokko and Steven Globrman.Regional Economic Integration and Foreign Direct Investment:The North American Experience[J].Working Paper Series in Economics and Finance No.269.1998:pp235-247.
[22]Blomatrtfm,M.& Kokko.A.Regional Integration and Foreign Direct Investment:A Conceptual Framework and'lhree Cases[J].Policy Research Working Paper 1750 World Bank Washington,DC,United States.1997:pp127-148.
[23]Blumstrum Magnus&Ari Kokko.Regional Integrations and Foreign DirectInvestment [J].NBER Working Paper Series.No.6019.1997:pp50-64.
[24]Magnus Blomstrom.Gunnar Fors and Rober E.Lipsey.Foreign Direct Investment and Employment:Home Country experience in The United States and Sweden[J]The Economics Journal.107(Novermber).1997:pp1787-1797.
[25]Motta,M.&Norman.G.Does Economic Integration Cause Foreign Direct Investment?[J]International Economic Review.1996.37(4):pp57-83.
[26]Baldwin.R.E.Forslid.R.and Haaland,J.Investment Creation and Investment Diversion:Simulation Analysis of the Single Market Programme[J].1995.NBSR Working paper:5364.
[27]Yannopoulos.G.N.Foreigh Direct Investmen and European Integration:the Evidence from the formative Years of the European Community[J].Journal of Common Market Studies.1990(28):pp235-259.
[28]Dunning J.H.& Robson.P.Mutilnational Corporate Intergration and Regional Economic Integration[J].Journal of Common Market Studies ⅩⅩⅥ/2.1987:pp103-125.
[29]Cantwell,John.The reorganization of European Industries After Integration:selected Evidence on the Role of Multinational Enterprise Activities[J].Journal of Common Market Studies.1987(12).Vol.26 Issue2:pp127-151.
[30]Brander.J.&P.Krugman A.Receprocal Dumping" Model and International Trade[J].Journal of International Economics.1983(15):pp312-321.
[31]Sanjaya,Lall& Mohammad,Sharif.Multinationals in Indian Big Business[J].Journal of Development Economics:1983(8-10).Vol.13 Issue 1/2.pp143-157.
[32]Scaperlanda,Anthony & Balough,Robert S.Determinants of U.S.Direct investment in the E.E.C.European Economic Review.1983(5).Vol.21 Issue 3:pp381-390.
[33]Wells Jr.,Louis T.Negotiating with Third World governments[J].Harvard Business Review.1977(1/2).Vol.55 Issue 1:pp72-80.
[34]Kinderberger.C.P.European Integration and the International Corporation[J].Columbia Journal of World Business.1966:Vol.1:pp65-73.
[35]Balassa.Bela.Trade Liberalization and Revealed Comparative Advantage.Manchester School of Economic and Social Studies.1965:pp99-124.
[36]中国商务部网站:http://www.mofcom.gov.cn
[37]中华人民共和国统计局网站:http://www.stats.gov.cn
[38]东盟秘书处网站:http://www.aseansec.org
[39]中国东盟研究网:http://www.gxucseas.com
© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号 地址：北京市海淀区学院路29号 邮编：100083 电话：办公室：(+86 10)66554848；文献借阅、咨询服务、科技查新：66554700 |