用户名: 密码: 验证码:
非物质文化遗产知识产权法保护探究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
对非物质文化遗产予以知识产权法保护涉及到国际社会知识产权制度格局的变革,其背后隐藏的是发达国家与发展中国家之间紧张激烈的利益纷争,所以这是一个可能要面对发达国家反对和抵制的敏感课题。但是,为了对抗发达国家在知识产权方面的明显优势,力争把作为我国优势资源的非物质文化遗产纳人知识产权法保护范畴,是拓展我国知识产权保护及其惠益分享机会的战略选择,这是一个涉及到民族和国家利益的重大课题。
     由于从全世界范围来看,这一论题尚无国际规则和成熟实践可以借鉴,对非物质文化遗产知识产权保护的正当性论证以及具体制度设计构想的提出成为本研究的难点及主要目的所在。
     本文主要采用了语义分析方法、价值分析方法、比较研究方法、实证分析方法等研究方法分五章对议题展开讨论。
     第一章以《保护非物质文化遗产公约》为基础从构成要件、特性以及分类这三个角度对非物质文化遗产进行了界定,同时提出了非物质文化遗产知识产权法保护的概念及其与其它法律保护的关系。
     第二章从必要性和可行性两个方面对非物质文化遗产知识产权法保护的正当性这一前提性论题进行了理论论证。必要性的论证主要是从当前国际知识产权保护环境下我国所面临的挑战的角度展开的,关于可行性的论证则围绕非物质文化遗产保护的目的与知识产权法价值取向之间的契合性、非物质文化遗产同知识产权客体之间的兼容性、非物质文化遗产利益诉求内容与知识产权内容重合性、非物质文化遗产利益诉求主体与知识产权主体之间的一致性这四个方面全面展开。
     第三章首先对非物质文化遗产知识产权法保护的国际条约、非物质文化遗产知识产权法保护的国外立法、非物质文化遗产知识产权法保护的国内立法进行了总结,然后从主体确认制度和权利确认制度两方面归纳了国际社会立法实践对我国的借鉴意义。
     第四章分别探讨了著作权保护模式、专利权保护模式、商标权保护模式和商业秘密权保护模式下非物质文化遗产保护的可行性及存在的缺陷。
     第五章是完善我国非物质文化遗产知识产权法保护制度的构想。通过对前四章研究结论的总结,提出了非物质文化遗产知识产权法保护专门立法的构想。通过对非物质文化遗产的文化价值和资源价值以及市场规律下该双重价值的冲突的分析,得出非物质文化遗产知识产权法保护专门法应当以平衡该双重价值的冲突,保障非物质文化遗产提供“民族自尊和民族认同”的人文精神不受贬损为核心的立法宗旨。最后以该宗旨为指导对非物质文化遗产知识产权法保护专门法的权利客体、权利主体、权利内容设计进行了论述,以期对我国正在起草的《非物质文化遗产法》提供些许建设性的意见。
To safeguard intangible cultural heritage under intellectual property law may bring about a blazing transformation of the established international intellectual property law system, simultaneously, behind this is the tensional and vehement interest dispute between the developed countries and the developing ones, as a result, it is a sensitive subject that might be opposited and resisted by the developed nation. Nevertheless, in order to fight against the developed nation's obvious advantage in intellectual property, it will be a sensible strategy for our nation to try to bring intangible cultural heritage, which is our abundant local resources, as a object of intellectual property law.
     Considering the truth that there is no international rule or mature practice for us to borrow idea from, to prove the validity of safeguarding intangible cultural heritage under intellectual property law and its special system design concept shall be the difficult point and main purpose of this subject.
     This essay mainly use the semantic parsing method, the value analysis method, comparative method, substantial evidence analysis method to discuss the subject in five chapters.
     ChapterⅠdefines intangible cultural heritage from the angles of elements, as well as characteristics and classification, which based on Convention for the Safeguarding of the Intangible Cultural Heritage. In the mean time, the author defines the concept of safeguarding intangible cultural heritage under intellectual property law, and have a discuss on the different function of intellectual property law and other forms of law when protecting the intangible cultural heritage.
     ChapterⅡproves the validity of safeguarding intangible cultural heritage under intellectual property law by its necessity and feasibility. The argument of necessity starts basically from the point of view that the challenges that China would be confronted under the current international intellectual property protection environment. The feasibility is argued from four main points as follows, the correspondence between the goal of safeguarding intangible cultural heritage and the value orientation of intellectual property law, the compatibility between intangible cultural heritage and objects of intellectual property right, the coincidence between the interest demands content arising from intangible cultural heritage and the content of intellectual property right, the consistency of interest demands parties of intangible cultural heritage and the parties of intellectual property right.
     ChapterⅢmakes an conclusion of intangible cultural heritage protection of intellectual property law under international treaties, as well as foreign legislation and domestic legislation, then sums up the reference of the international community's legislation practice for our nation from both the angle of the confirm system of party and that of right.
     ChapterⅣdiscuss both the feasiblities and defects of the four modes to safeguard intangible cultural heritage under the established copyright law, patent law, trademark law, as well as trade secret law.
     ChapterⅤis the concept of perfect our nation's intellectual property law for intangible cultural heritage. Basing on the conclusion made from the former four chapters, the author proposes the concept of establishing an intellectual property law special for safeguarding our intangible cultural heritage. Through the analysis of the cultural value and resource value and the conflicts between the two values, the author conclude that the special law should established basing on the principle of both balancing the conflicts between the double values and assuring that the humanism of national pride and national identity reflected by intangible cultural heritage shall not to be derogatory. In the end, following the guidance of this principle, the author has a detailed discussion on objects, subjects, as well as the contents of intangible cultural heritage right, with a view to give some constructive advice for the forthcoming Intangible Cultural Heritage Act of our nation.
引文
[1]冯晓青.知识产权法哲学[M].北京:中国人民公安大学出版社,2003.
    [2]冯晓青.知识产权法利益平衡理论[M].北京:中国政法大学出版社,2006.
    [3]E·博登海默.法理学:法律哲学与法律方法[M].邓正来,译.北京:中国人民公安大学出版社,2004.
    [4]韦恩.莫里森.法理学——从古希腊到后现代[M].李桂林,李清伟,侯健,郑云瑞,译.武汉:武汉大学出版社,2003.
    [5]理查德·A·波斯纳.法律的经济分析[M].蒋兆康,译.北京:中国大百科全书出版社,1997:
    [6]郑成思.知识产权论[M].北京:法律出版社,2003.
    [7]徐明华,包海波等.知识产权强国之路——国际知识产权战略研究[M].北京:知识产权出版社,2003.
    [8]吴汉东,胡开忠等.走向知识经济时代的知识产权法[M].北京:法律出版社,2002.
    [9]王利明,王学政,王轶,尹新天,许超,朱谢群,吴汉东,罗东川,蒋志培,包海波.中国知识产权保护前沿问题与WTO知识产权协议[M].北京:法律出版社,2004.
    [10]谭筱清.知识产权权利冲突的理论与判解研究[M].苏州:苏州大学出版社,2004.
    [11]5141课题组.知识产权法词典[M].北京:北京大学出版社,2006.
    [12]张文显.法理学(第二版)[M].北京:高等教育出版社,2003.
    [13]陶鑫良,袁真富.知识产权法总论[M].北京:知识产权出版社,2005.
    [14]威廉·M·兰德斯,理查德·A·波斯纳.知识产权法的经济结构[M].金海军,译.北京:北京大学出版社,2005.
    [15]葛秋萍.创新知识的资本化[M].北京:中国社会科学出版社,2007.
    [16]皇甫晓涛。文化产业新论——14项可能推动世界财富中心转移的新论点[M].长沙:湖南出版社,2007.
    [17]余泽辉.知识产权战略与实务(第一辑)[M].北京:法律出版社,2007.
    [18]甘古力(Ganguli,p.).知识产权:释放知识经济的能量[M].宋建华,姜丹明,张永华,译.北京:知识产权出版社,2004.
    [19]克里斯多佛·派克.暗战——无形垄断再造企业优势[M].彭智,任心惠,译.北京:中国铁道出版社,2006.
    [20]胡剑,张卿.传统知识和民间文学的国际保护——TRIPS协议卜保护的构想[J].黑龙江政法管理干部学院学报,2005(5).
    [21]齐爱民.论知识产权框架下的非物质文化遗产及其保护[J].重庆大学学报(社会科学版),2007(13).
    [22]王文章,陈飞龙.非物质文化遗产保护与国家发展战略[J].求是杂志,2007(17).
    [23]安雪梅.非物质文化遗产保护与知识产权制度的兼容与互动[J].河北法学,2007(12).
    [24]汤静.非物质文化遗产保护之法理视角[J].湖南师范大学社会科学学报,2007(5).
    [25]姚艳,郭.非物质文化遗产的法律保护——阿细跳月非法音像制品的个案研究[J].云南行政学院学报,2007(4).
    [26]陈鹏.非物质文化遗产传承之惑[N].瞭望新闻周刊,2007(25).
    [27]李顺德.非物质文化遗产的法律界定及知识产权保护[J].江西社会科学,2006(5).
    [28]麻雯.关键词:保护——专家学者谈非物质文化遗产保护[J].北京纪事,2007(?).
    [29]王光文.非物质文化遗产知识产权保护初探[J].理论研究,2007(4).
    [30]徐秉梅.“非物质文化遗产”保护对策研究[J].山西青年管理干部学院学报,2007(2).
    [31]李东方.西部人文资源的法律保护——以非物质文化遗产法律保护为典型[J].政法论坛(中国政法大学学报),2007(4).
    [32]李世涛.试析“非物质文化遗产”的基本特点和性质[J].广西民族研究,2007(3).
    [33]姜言文,滕晓慧.论国有非物质文化遗产的法律保护[J].法学杂志,2007(5).
    [34]向云驹.论“口头与非物质文化遗产”的概念与范畴[J].民间文化论坛,2007(3).
    [35]阿土.贵州省第一批国家级非物质文化遗产名录[N].贵州民族研究,2007(3).
    [36]樊嘉禄.非物质文化遗产项目评定中的几个问题[J].安徽大学学报(哲学社会科学版),2007(4).
    [37]许辉鸿,郭富青.非物质文化遗产商标法保护模式的构建[J].法学,2007(9).
    [38]张春丽,李星明.非物质文化遗产概念研究述论[J].中华文化论坛,2007(2).
    [39]白庚胜.非物质文化遗产法律保护论——我国非物质文化遗产的现状[J].中国民族,2006(5).
    [40]费安玲.非物质文化遗产法律保护的基本思考[J].江西社会科学,2006(5).
    [41]杨艳,肖京雨.非物质文化遗产的法律思考[J].法学杂志,2007(5).
    [42]李宗辉.非物质文化遗产的法律保护——以知识产权为中心的思考[J].知识产权,2005(6).
    [43]崔艳峰.中国非物质文化遗产法律问题研究[J].法制与社会,2007(8).
    [44]齐爱民.非物质文化遗产的知识产权综合保护[J].电子知识产权,2007(6).
    [45]乔晓光.关注非物质文化遗产传承保护的公共性[J].电子知识产权,2007(2).
    [46]刘姝.关注和保护非物质文化遗产[J].阵地与熔炉,2006(5).
    [47]桂政发.广西壮族自治区人民政府关于公布第一批自治区级非物质文化遗产名录的通知.桂政发文件,桂政发[2007]1号.
    [48]何楠.何谓“非物质文化遗产”[J].四川统一战线,2006(2).
    [49]黎明.论我国少数民族非物质文化遗产保护的法源问题[J].民族研究,2007(3).
    [50]韩基灿.浅议非物质文化遗产的价值、特点及其意义[J].延边大学学报(社会科学版),2007(4).
    [51]何楠.试论非物质文化遗产的本质[J].专题探讨,2007(2).
    [52]唐海山.试论非物质文化遗产的知识产权保护——以广东凉茶事件为例[J].河南司法警官职业学院学报,2007(6).
    [53]周涛.论行政法对非物质文化遗产的保护[J].中南财经政法大学研究生学报,2007(3).
    [54]杨开颜,江丽瑜.中国非物质文化遗产的传承——民俗民间艺术[J].中山大学学报论丛,2007(5).
    [55]梅术文.“非物质文化遗产保护与知识产权国际研讨会”综述[J].法商研究,2007(4).
    [56]周涛.论行政法对非物质文化遗产的保护[J].中南财经政法大学研究生学报,2007(3).
    [57]张秀岩.非物质文化遗产法的价值理念[J].黑龙江科技信息.2007(5).
    [58]程润江.保护非物质文化遗产的若干建议[J].议政建言,2007(3).
    [59]柏贵喜.“名录”制度与非物质文化遗产保护[J].贵州民族研究,2007(4).
    [60]京政办.北京支人民政府办公厅关于加强本市非物质文化遗产保护工作的意见.京政办发[2007]1号.
    [61]许林田.传承人:非物质文化遗产保护的核心载体[J].浙江工艺美术,2006(12).
    [62]国务院.国务院关于公布第一批国家级非物质文化遗产名录的通知.国发[2006]18号.
    [63]贾美云.非物质文化遗产保护的若干反思——从贵州的非物质文化资源探讨[J].武汉职业技术学院学报,2007(6).
    [64]杨永芳.非物质文化遗产保护的法学鉴定[J].法学论坛,2007(8).
    [65]许林田.非物质文化遗产保护应处理好的几种关系[J].浙江工艺美术,2007(9).
    [66]梅术文.非物质文化遗产保护与知识产权[J].国际学术动态,2007(5).
    [67]王巨山.非物质文化遗产保护中的三方行为与博弈[J].重庆文理学院学报(社会科学版),2007(6).
    [68]吴安新.非物质文化遗产保护主体间利益的法理分析[J].济宁学院学报,2007(5).
    [69]柏贵喜.非物质文化遗产的特征和价值界定[J].艺术与设计,2007(3).
    [70]刘红庆.非物质文化遗产视界下的北京[J].北京纪事,2007(6).
    [71]朱榄叶.保护传统知识:知识产权领域的新课题[J].社会观察,2005(5).
    [72]李梅.我国非物质文化遗产的知识产权和特别权利保护研究[D].中国政法大学研究生院硕士学位论文,2006.
    [73]张德财.非物质文化遗产法律保护研究[D].华东政法学院硕士学位论文,2007.
    [74]刘杰.非物质文化遗产权的私权性研究[D].湖南大学硕士学位论文,2007.
    [75]刘晶.非物质文化遗产保护立法问题研究——以新疆为例[D].新疆财经大学硕士学位论文,2007.
    [76]齐爱民.保护非物质文化遗产的基本法律问题[J].电子知识产权,2007(5).
    [77]杨开颜,江丽瑜.中国非物质文化遗产的传承——民俗民间艺术[J].中山大学学报论丛,2007(5).
    [78]麻雯.关键词:保护——专家学者谈非物质文化遗产保护[J].北京纪事,2007(5).
    [79]甘开鹏.论非物质文化遗产的知识产权保护——以景颇族目瑙纵歌为例[J].湖北民族学院学报(哲学社会科学版),2007(5).
    [80]孙移芳.浅论非物质文化遗产的知识产权保护[J].甘肃省经济管理干部学院学报.2007(2).
    [81]Robert K.Paterson,Dennis S.Karjala.Looking Beyond Intellectual Property in Resolving Protection Of the Intangible Cultural Heritage of Indigenous Peoples.Cardozo Journal of International and Comparative Law(Summer 2003),Symposium Traditional Knowledge,Intellectual Property,and Indigenous Culture Articles.11 Cardozo J.Int'l & Comp.L.633.
    [82]Jason M.Taylor.The Rage and Return of China's Cultual Property:How Can Bilateral Agreements Stem the Bleeding of China's Cultual Heritage in A Flawed System.Loyola University Chicago International Law Review(Spring/Summer 2006),Student Articles.3 Loy.U.Chi.Int'l L.Rev.233.
    [83]Danielle Conway-Jones.Safeguarding Hawaiian Traditional Knowledge and Cultual Heritage:Supporting the Right to Self-determination and Preventing the Comodification of Cultural.Howard Law Journal(Winter 2005),Symposium Intellectual Property and Social Justice Article.48 How.L.J.737.
    [84] Christopher Heath.Anselm Kamperman Sanders.New Frontiers of Intellectual Property Law:IP and Cultual Heritage,Geographical Indications, Enforcement and Overprotection.European Intellectual Property Review(2006),Publication Review.E.I.P.R. 2006,28(9), 505.
    
    [85]Andrea Boggio.From Protections to Protection: Rethinking Italian Cultural Heritage Policy.Columbia-VLA Journal of Law and the Arts(Spring, 2001).24 Colum.-VLA J.L. & Arts 269.
    
    [86] Chery Swack.Safeguarding Artistic Creation and the Cultual Heritage: A Comparison of Droit Moral Between France and The United States.Columbia-VLA Journal of Law and the Arts(Spring,1998).22 Colum.-VLA J.L. & Arts 361.
    
    [87] Carol Raish, Alice Mcsweeney.Livestock Ranching and Traditional Culture in Northern New Mexico.Natural Resources Journal(Summer, 2001).41 Nat. Resources J. 713.
    
    [88]Natasha Affolder.Democratising or Demonising the World Heritage Convention?Victoria University of Wellington Law Review(August, 2007).38 Vict. U. Wellington L. Rev. 341.
    
    [89] Natasha Affolder.Mining and The World Heritage Convention: Democratic Legitimacy and Treaty Compliance.Pace Environmental Law Review(Winter 2007).Fourth IUCN Academy of Environmental Law Worldwide Colloquium: Implementing Environmental Legislation: the Critical Role of Enforcement and Compliance.24 Pace Envtl. L. Rev. 35.
    
    [90]Allison Carter Jett. Domestic, Supranational and International Historic Preservation Legislation:Does It Protect Our Cultural Heritage or Restrict Development? Exploring Its Impact on Ancient Roman Monuments.Georgia Journal of International and Comparative Law(Spring,2003).Note.31 Ga. J. Int'l & Comp. L. 649.
    
    [91]Erin K. Slattery.Preserving the United States' Intangible Cultural Heritage: An Evaluation of The 2003 UNESCO Convention For The Safeguarding of The Intangible Cultural Heritage as a Means to Overcome the Problems Posed by Intellectual Property Law.DePaul-LCA Journal of Art and Entertainment Law(Spring 2006).Lead Article.16 DePaul-LCA J. Art & Ent. L. 201.
    
    [92]Sarah Harding.Value, Obligation and Cultural Heritage.Arizona State Law Journal(Summer,1999).31Ariz.St.L.J.291.
    
    [93]Marilyn Phelan.A Synopsis of the Laws Protecting Our Cutural Heritage.New England Law Review(Fall, 1993).28 New Eng. L. Rev. 63.
    
    [94]Susan Shearing.One Step Forward? Recent Developments in Australian State and Territory Indgenous Cultural Heritage Laws. MqJICEL (2006) Vol 3.
    
    [95]Katja Ziegler.Cultural Heritage and Human Rights. An index to the working papers in the University of Oxford Faculty of Law Research Paper Series is located at:http://www.ssrn.com/link/oxford-legal-studies.html.
    
    [96]Anna Alberini,Alberto Longo.The Value of Cultural Heritage Sites in Armenia: Evidence from a Travel Cost Method Study.The Fondazione Eni Enrico Mattei Note di Lavoro Series Index:http://www.feem.it/Feem/Pub/Publications/WPapers/default.htm.
    
    [97]Frederick Van Der Ploeg.The Making of Cultural Policy:A European Perspective.CESIFO Working Paper NO. 1524. Category1: Public Finance (August 2005). An electronic version of the paper may be downloaded from the SSRN website: http://www.ssrn.com/abstract=812309.
    
    [98]Owen Morgan.Protecting Indigenous Signs and Trade Marks under the New Zealand Trade Marks Act 2002.The University of Melbourne Faculty of Law Legal Studies Research Paper No.
    
    80.This paper can be downloaded without charge from the Social Science Research Network Electronic Library at:http://ssrn.com/abstract=573163.
    
    [99]Olufunmilayo B. Arewa.Piracy, Biopiracy and Borrowing:Culture, Cultural Heritage and the Globalization of Intellectual Property.Case Research Paper Series in Legal Studies Working Paper 04-19 revised(March 2006) .This paper can be downloaded without charge from the Social Science Research Network Electronic Paper Collection:http://ssrn.com/abstract=596921.
    
    [100] CHRISTINE HAIGHT FARLEY .Protecting Folklore: Is Intellectual Property the Answer? American University - Washington College of Law .Connecticut Law Review, Vol. 30,1997.
    
    [101] OLUFUNMILAYO AREWA .TRIPS and Traditional Knowledge: Local Communities,Local Knowledge, and Global Intellectual Property Frameworks (TRIPs Symposium). March 2006 Case Legal Studies Research Paper No. 06-05 .Marquette Intellectual Property Law Review,Vol. 10, p. 156,2006.
    
    [102] STEPHEN M. MCJOHN, LORIE GRAHAM. Indigenous Peoples and Intellectual Property Washington University Journal of Law & Policy, Vol. 19, p. 313, 2006.
    
    [103] EMANUELA AREZZO .Struggling Around the Natural Divide: The Protection of Tangible and Intangible Indigenous Property .Duke University - School of Law; Luiss University - School of Law .Duke Law School Legal Studies Paper No. 126 .Cardozo Arts & Entertainment Law Journal, Vol. 25, No. 1,2007.
    
    [104] DR. MARCELIN TONYE MAHOP .Patents, Scientific and Commercial Use of Plant Genetic Resources and Traditional Knowledge: How Does Public Interest Fit in this Arena? Queen Mary Intellectual Property Research Institute (QMIPRI).
    
    [105] THOMAS COTTIER .The Protection of Genetic Resources and Traditional Knowledge: Towards More Specific Rights and Obligations in World Trade Law .University of Bern - Institute of European and International Economic Law .Journal of International Economic Law, Vol. 1, No.4, 1998.
    
    [106] DANIEL J. GERVAIS .Traditional Knowledge & Intellectual Property: A TRIPS-Compatible Approach .University of Ottawa - Common Law .Michigan State Law Review,p. 137, Spring 2005.
    
    [107] HANNS ULLRICH. Traditional Knowledge, Biodiversity, Benefit-Sharing and the Patent System: Romantics v. Economics? European University Institute - Department of Law (LAW) .May 2005 EUI Working Paper LAW No. 2005/07 .
    
    [108] GRAEME B. DINWOODIE .Towards an International Framework for the Protection of Traditional Knowledge .Chicago-Kent College of Law . Twarog & Turner, eds., U.N. Conference on Trade & Development, 2005.
    
    [109] BITA AMANI .What's Wrong With Intellectual Property Rights?: And the Public Interest in Privatizing Our Common Genetic Heritage .Queen's University - Faculty of Law .May 2007 Queen's Legal Studies Research Working Paper No. 07-06 .
    
    [110]MARCELO DIAS VARELLA. Access to Genetic Resources and Benefit Sharing: Main Aspect of Some Legal Frameworks .UniCEUB October 2003.Open Meeting of the Global Environmental Change Research Community.
    [111]ANDRES GUADAMUZ.Patented Past, Genetically Modified Future? Biotechnology and Developing Countries .University of Edinburgh - School of Law; University of Edinburgh -AHRC Centre for Studies in Intellectual Property and Technology Law .Web Journal of Current Legal Issues, Vol. 4, 2007.
    
    [112] DANIEL J. GERVAIS .Spiritual but not Intellectual? The Protection of Sacred Intangible Traditional Knowledge .University of Ottawa - Common Law .Cardozo Journal of International and Comparative Law (JICL), vol. 11, p. 467, Summer 2003.
    
    [113] SUSY FRANKEL .Trademarks and Traditional Knowledge and Cultural Intellectual Property Rights .Victoria University of Wellington.TRADEMARK LAW AND THEORY: A HANDBOOK OF CONTEMPORARY RESEARCH,Graeme B. Dinwoodie and Mark D. Janis,eds, Edward Elgar Publishers, 2008.
    
    [114] MARION PANIZZON .Traditional Knowledge and Geographical Indications: Foundations,Interests and Negotiating Positions .World Trade Institute October 1, 2006.NCCR Trade Regulation Working Paper No. 2005/01.
    
    [115] KRISHNA RAVI SRINIVAS. Intellectual Property Rights and Traditional Knowledge: The Case of Yoga Affiliation Unknown .Economic & Political Weekly, Vol. 47, No. 27-28, pp.2866-2871, July 2007.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700