改革开放四十年:科技金融的实践探索与理论发展
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摘要
改革开放以来,科技金融从科技与金融结合的政策实践到金融、科技与产业深度融合发展态势,成为国家和地方政府创新驱动发展战略的重要抓手。当前,科技金融的外延发生变化,内涵也在不断演进,呈现出一定的技术经济范式特征,把握这种态势和特征,丰富和完善科技金融理论体系,需要结合科技创新和金融创新"双轮"驱动发展的实践,从微观、中观、宏观3个维度明晰科技金融的资本工具、创新政策、新经济范式三大属性,从短期和长期两个角度辩证认识科技金融作为工具、政策或范式的实践效用和理论价值。
Since the reform and opening up,sci-tech finance has become a key player in the innovation-driven development strategy of the state and local governments,from the practice of the combination of science and technology with finance to the deep integration of finance,technology and industry.At present,the extension of sci-tech finance has changed,and its connotation is constantly evolving,presenting certain technical and economic paradigms.Grasping this situation and characteristics,enriching and perfecting the theoretical system of sci-tech finance,it is necessary to combine the sci-tech innovation and financial innovation "two-wheel" driven development,and clarify the three major attributes of technology finance,capital tools,innovation policies,and new economic paradigms from the micro,meso,and macro dimensions,and dialectically understand the practical utility and theoretical value of science and technology finance as a tool,policy or paradigm from both short-term and long-term perspectives.
Since the reform and opening up,sci-tech finance has become a key player in the innovation-driven development strategy of the state and local governments,from the practice of the combination of science and technology with finance to the deep integration of finance,technology and industry.At present,the extension of sci-tech finance has changed,and its connotation is constantly evolving,presenting certain technical and economic paradigms.Grasping this situation and characteristics,enriching and perfecting the theoretical system of sci-tech finance,it is necessary to combine the sci-tech innovation and financial innovation "two-wheel" driven development,and clarify the three major attributes of technology finance,capital tools,innovation policies,and new economic paradigms from the micro,meso,and macro dimensions,and dialectically understand the practical utility and theoretical value of science and technology finance as a tool,policy or paradigm from both short-term and long-term perspectives.
引文
[1]房汉廷.中国科技金融简史及政府责任[J].广东科技,2015,24(21):18-22.
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[19]张明喜,魏世杰,朱欣乐.科技金融:从概念到理论体系构建[J].中国软科学,2018(4):31-42.
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[23]NELSON R.Bringing institutions into evolutionary economics[J].Journal of Evolutionary Economics,2002,12(1/2):17-28.
[24]GEELS F W.Technological transitions as evolutionary reconfiguration processes:a multi-level perspective and a casestudy[J].Research Policy,2002,31(8/9):1257-1274.
[25]袁纯清.金融共生理论与城市商业银行改革[M].北京:商务印书馆,2002.
[26]李华军,刘贻新.“金科产”融合发展视角下金融资本作用路径及支持效率研究:基于资本形态及创新阶段的比较分析[J].科技管理研究,2018,38(14):36-43.
[27]韩超.战略性新兴产业政策依赖性探析:来自地方政府补贴视角的实证检验[J].经济理论与经济管理,2014(11):57-71.
[28]CARLSSON B,JACOBSSON S.In search of useful public policies:key lessons and issues for policy makers[M]//CARLSSONB.Technological systems and industrial dynamics.Dordrecht:Kluwer Academic Publishers,1997.
[29]SMITH K.Innovation as a systemic phenomenon:rethinking the role of policy[J]Enterprise and Innovation Management Studies,2000,1(1):73-102.
[30]贾诗玥,李晓峰.超越市场失灵:产业政策理论前沿与中国启示[J].南方经济,2018(5):22-31.
[2]赵昌文,陈春发,唐英凯.科技金融[M].北京:科学出版社,2009.
[3]房汉廷.关于科技金融理论、实践与政策的思考[J].中国科技论坛,2010(11):5-10,23.
[4]房汉廷.科技金融本质探析[J].中国科技论坛,2015(5):5-10.
[5]熊彼特.经济发展理论[M].郭武军,吕阳,译.北京:华夏出版社,2015.
[6]佩蕾丝.技术革命与金融资本:泡沫与黄金时代的动力学[M].田方萌,胡叶青,刘然,等,译.北京:中国人民大学出版社,2003.
[7]李健,马亚.科技金融:理论进展与滨海金谷的构建[M].北京:中国金融出版社,2014.
[8]刘军民.科技金融的相关理论问题探析[J].经济研究参考,2015(7):13-26.
[9]邓向荣,周密.“麦克米伦”缺口及其经济学分析[J].南开经济研究,2005(4):63-68.
[10]STIGLITZ J E,WEISS A.Credit rationing in markets with imperfect information[J].The American Economic Review,1981,71(3):393-410.
[11]林毅夫,李永军.中小金融机构发展与中小企业融资[J].经济研究,2001(1):10-18,53-93.
[12]黄国平,孔欣欣.金融促进科技创新政策和制度分析[J].中国软科学,2009(2):28-37.
[13]肖奎喜,谢玥玥,徐世长.创新驱动背景下实现中国科技金融突破性发展的制度安排及政策建议[J].科技进步与对策,2016,33(23):105-110.
[14]张缨.科技金融:促进政府创新政策“有效供给”[J].中国科技论坛,2015(10):126-129.
[15]徐义国.科技金融的政策性禀赋[J].中国金融,2012(23):24-26.
[16]PEREZ C.Structural change and assimilation of new technologies in the economic and social systems[J].Futures,1983,15(5):357-375.
[17]FREEMAN C,PEREZ C.Structural crisis of adjustment,business cycles and investment behaviour[M]//DOSI G,FREEMAN C,NELSON R,et al.Technical change and economic theory.London:Pinter,1988:38-66.
[18]房汉廷.STFE模型:新资本体系驱动的创新经济增长[J].中国软科学,2015(11):17-27.
[19]张明喜,魏世杰,朱欣乐.科技金融:从概念到理论体系构建[J].中国软科学,2018(4):31-42.
[20]杨雨清,李华民.基于风险功能视角的科技金融的政策性禀赋[J].南方金融,2013(9):27-31.
[21]KEMP R,SCHOT J,HOOGMA R.Regime shifts to sustainability through processes of niche formation:the approach of strategic niche management[J].Technology Analysis and Strategic Management,1998,10(2):175-196.
[22]KEMP R P M,RIP A,SCHOT J.Constructing transition paths through the management of niches[M]//GARUD R,KARNOEP.Path dependence and creation.Mahwah:Lawrence Erlbaum Associates Publishers,2001:269-299.
[23]NELSON R.Bringing institutions into evolutionary economics[J].Journal of Evolutionary Economics,2002,12(1/2):17-28.
[24]GEELS F W.Technological transitions as evolutionary reconfiguration processes:a multi-level perspective and a casestudy[J].Research Policy,2002,31(8/9):1257-1274.
[25]袁纯清.金融共生理论与城市商业银行改革[M].北京:商务印书馆,2002.
[26]李华军,刘贻新.“金科产”融合发展视角下金融资本作用路径及支持效率研究:基于资本形态及创新阶段的比较分析[J].科技管理研究,2018,38(14):36-43.
[27]韩超.战略性新兴产业政策依赖性探析:来自地方政府补贴视角的实证检验[J].经济理论与经济管理,2014(11):57-71.
[28]CARLSSON B,JACOBSSON S.In search of useful public policies:key lessons and issues for policy makers[M]//CARLSSONB.Technological systems and industrial dynamics.Dordrecht:Kluwer Academic Publishers,1997.
[29]SMITH K.Innovation as a systemic phenomenon:rethinking the role of policy[J]Enterprise and Innovation Management Studies,2000,1(1):73-102.
[30]贾诗玥,李晓峰.超越市场失灵:产业政策理论前沿与中国启示[J].南方经济,2018(5):22-31.