“零被引专利”就没有价值吗?——“零被引专利”在科学论文中的应用分析
|
摘要
分析前人对零被引的研究成果发现,"零被引"的定义可能存在一定的局限,即只考察同类数据库中的引用情况。分析CSTPCD 2009—2012年的科技论文与引文发现,期刊论文引用了大量的技术专利。存在专利数据库中的"零被引专利"在科技论文中却有较高的引用次数。以其中1件"零被引专利"CN 01134280.3为例,从技术内容解读、10篇施引文献及其内容分析,展示了该项技术发明影响的研究主题,并通过文献调研解析了该项研究成果的工业化应用。基于钱学森的"基础科学—技术科学—工程科学"理论,探讨了使用较高科技论文引用次数的"零被引专利"及较高专利引用次数的"零被引论文"定量分析技术科学的可能性。
In the scientometrics, un-cited means low value or no value. Do un-cited patents have no value? In this paper, based on the quantitative analysis of papers and their citations in the Chinese Scientific and Technical Information of China from 2009 to 2011, we find a large number of patents were cited by the journal papers, or even with high citations. Then taking a "uncited patent" CN 01134280.3 with its 10 citing papers as an example, we analyze their contents from the cloud mapping to represent its influenced research topics and studies its industrial applications from literature research. Finally, based on Tsien Hsue-shen's theory about "basic science-technical science and engineering science", the paper analyzes the uncited paper with a high citation by the patents and the uncited patents with a high citation by the papers.
In the scientometrics, un-cited means low value or no value. Do un-cited patents have no value? In this paper, based on the quantitative analysis of papers and their citations in the Chinese Scientific and Technical Information of China from 2009 to 2011, we find a large number of patents were cited by the journal papers, or even with high citations. Then taking a "uncited patent" CN 01134280.3 with its 10 citing papers as an example, we analyze their contents from the cloud mapping to represent its influenced research topics and studies its industrial applications from literature research. Finally, based on Tsien Hsue-shen's theory about "basic science-technical science and engineering science", the paper analyzes the uncited paper with a high citation by the patents and the uncited patents with a high citation by the papers.
引文
[1]Liang L,Rousseau R,Zhong Z.Uncited papers,uncited authors and uncited topics:A case study in library and information science[J].Journal of Informetrics,2015,9(1):50-58.
[2]Hu Z,Wu Y.Regularity in the time-dependent distribution of the percentage of never-cited papers:An empirical pilot study based on the six journals[J].Journal of Informetrics,2014,8(1):136-146.
[3]薛晓丽,武夷山.跨学科研究的文献计量及可视化分析[J].情报杂志,2014(7):122-127.Xue Xiaoli,Wu Yishan.Bibliometric study on interdisciplinary research articles and its visualization[J].Journal of Intelligence,2014(7):122-127.
[4]Zhang J J,Guan J.Scientific relatedness and intellectual base:A citation analysis of un-cited and highly-cited papers in the solar energy field[J].Scientometrics,2017,110(1):141-162.
[5]Gopalakrishnan S,Bathrinarayanan A L,Tamizhchelvan M.Uncited publications in MEMS literature:A bibliometric study[J].Desidoc Journal of Library&Information Technology,2015,35(2):113-123.
[6]Liang L,Zhong Z,Rousseau R.Scientists'referencing(mis)behavior revealed by the dissemination network of referencing errors[J].Scientometrics,2014,101(3):1973-1986.
[7]胡泽文,武夷山,袁军鹏.零被引研究文献的知识图谱分析--历史发展脉络、主体和高频主题[J].情报科学,2016(3):85-91.Hu Zewen,Wu Yishan,Yuan Junpeng.Mapping studies on uncitedness:History,main research entities and top topics[J].Information Science,2016(3):85-91.
[8]郭永正.国际合作论文零被引率的中印比较[J].情报杂志,2014(12):89-93.Guo Yongzheng.Comparison on the percentage of never-cited international coauthored papers between China and India[J].Journal of Intelligence,2014(12):89-93.
[9]钟镇.从高被引与零被引论文的引文结构差异看Research Front与Research Frontier的区别[J].图书情报工作,2015,59(8):87-96.Zhong Zhen.The difference between research front and research frontier based on the reference structure difference between highly cited papers and un-cited papers[J].Library and Information Service,2015,59(8):87-96.
[10]王海燕,马峥,潘云涛,等.高被引论文与“睡美人”论文引用曲线及影响因素研究[J].图书情报工作,2015(16):83-89.Wang Haiyan,Ma Zheng,Pan Yuntao,et al.Study on citation curves of highly-cited articles with sleeping beauties articles[J].Library and Information Service,2015(16):83-89.
[11]高继平,潘云涛,武夷山.零被引论文的形成因素分析--以光谱学领域零被引论文的国家、机构和主题分布为例[J].科技导报,2015(8):112-119.Gao Jiping,Pan Yuntao,Wu Yishan.An analysis of uncited papers in spectroscopy:From the perspectives of country,institution and topic distributions[J].Science&Technology Review,2015(8):112-119.
[12]张立伟,姜春林.编委学术表现与期刊质量的相关性探讨--基于图书情报学期刊的文献计量研究[J].中国科技期刊研究,2014,25(9):1121-1126.Zhang Liwei,Jiang Chunlin.Analysis on the relationship between academic editor performance and journal quality[J].Chinese Journal of Scientific and Technical Periodicals,2014,25(9):1121-1126.
[13]陈广仁,刘元珉.重视科技论文引用率,提高中国科技影响力[J].科技导报,2008,26(5):96-97.Chen Guangren,Liu Yuanmin.Emphasis on paper citation to improve the Chinese S&T influence[J].Science&Technology Review,2008,26(5):96-97.
[14]陈琼娣.专利计量指标研究进展及层次分析[J].图书情报工作,2012,56(2):99-103.Chen Qiongdi.A study on development of patent indicators and their structure[J].Library and Information Service,2012,56(2):99-103.
[15]Harhoff D,Vopel K.Citation frequency and the value of patented inventions[J].Review of Economics&Statistics,2006,81(3):511-515.
[16]高继平,丁堃.专利计量指标研究述评[J].图书情报工作,2011,55(20):40-43.Gao Jiping,Ding Kun.Review on patentometrics'indicators[J].Library and Information Service,2011,55(20):40-43.
[17]中国国家标准化管理委员会.GB/T 7714-2015信息与文献参考文献著录规则[S].北京:中国标准出版社,2015.China Standardization Administration.GB/T 7714-2015 Information and documentation-Rules for bibliographic references and citations to information resources[S].Beijing:China Standard Press,2015.
[18]中国科学技术信息研究所.中国科技论文统计结果2016--中国科技图书相关指标[R].北京:中国科学技术信息研究所,2016.Institute of Scientific and Technical Information of China.Statistical data of Chinese S&T papers 2016[R].Beijing:Institute of Scientific and Technical Information of China,2016.
[19]中国科学技术信息研究所.中国科技论文统计结果2015--中国科技图书相关指标[R].北京:中国科学技术信息研究所,2015.Institute of Scientific and Technical Information of China.Statistical data of Chinese S&T papers 2015[R].Beijing:Institute of Scientific and Technical Information of China,2015.
[20]高继平.基于论文引用专利的技术对科学的影响分析--以CSTPCD数据库为例[R].中国科学技术信息研究所,2015.Gao Jiping.Analysis on technical impact on science development from the perspective of patent cited by paper[R].Beijing:Institute of Scientific and Technical Information of China,2015.
[21]Hough P V C.Method and means for recognizing complex patterns[P].US 3069654.
[22]Thomas W M.Friction stir butt welding[P].PCT/GB92/0220.
[23]Zabeau M,Vos P.Selective restriction fragment amplification:A general method for DNA fingerprinting[P].EP 92402629.
[24]高明智,李昌秀,刘海涛,等.用于烯烃聚合反应的催化剂组分及其催化剂[P].CN 1453298A.Gao Mingzhi,Li Changxiu,Liu Haitao,et al.Catalyst for olefine polymerizing reaction and its components[P].CN 1453298A.
[25]Anton F.Process and apparatus for preparing artificial threads[P].US 1975504.
[26]于守智,高晓冬,陈若雷.一种加氢催化剂的预硫化方法[P].CN 00100400.X.Yu Shouzhi,Gao Xiaodong,Chen Ruolei.Pre-sulfurization method of hydrogenation catalyst[P].CN 00100400.X.
[27]于守智,高晓冬,陈若雷.一种加氢催化剂的预硫化方法[P].CN 01134280.3.Yu Shouzhi,Gao Xiaodong,Chen Ruolei.Pre-sulfurization method of hydrogenation catalyst[P].CN 01134280.3.
[28]宋玲,马军.Internet个性化智能信息检索的分析与研究[J].情报学报,2002,21(1):33-37.Song Ling,Ma Jun.Analysis and study on personalized intelligent information retrieval in internet[J].Journal of the China Society for Scientific and Technical Information,2002,21(1):33-37.
[29]张媛,赵艺超.基于用户体验的标签云可视化布局研究[J].计算机与数字工程,2011(10):16-18.Zhang Yuan,Zhao Yichao.Research on the visual layouts of tag cloud based on users'experience[J].Computer&Digital Engineering,2011(10):16-18.
[30]林世雄.石油炼制工程[M].第3版.北京:石油工业出版社,2000.Lin Shixiong.Petroleum processing engineering[M].Third Edition.Beijing:Petroleum Industry Press,2000.
[31]龚建友.JT-4和JT-1G型加氢催化剂的预硫化[J].工业催化,2003,11(3):13-15.Gong Jianyou.Sulfiding of JT-4 and JT-1G dual-functional hydrogenation catalysts[J].Industrial Catalysis,2003,11(3):13-15.
[32]侯祥麟.中国炼油技术[M].北京:中国石化出版社,2008.Hou Xianglin.Oil refining technology in China[M].Beijing:China Petrochemical Press,2008.
[33]贺胜如,袁赞根,刘建平.加氢催化剂器外预硫化技术的工业应用[J].石油炼制与化工,2004(8):34-36.He Shengru,Yuan Zangen,Liu Jianping.Commercial application of hydrogenation catalyst with external presulfurizing technology[J].Petroleum Processing and Petrochemicals,2004(8):34-36.
[34]刘畅,祁兴国,马守波,等.加氢催化剂器外预硫化技术进展[J].化学工程师,2006,20(1):33-38.Liu Chang,Qi Xingguo,Ma Shoubo,et al.Development of ex-situ pre-sulfiding hydrotreatment catalysts[J].Chemical Engineer,2006,20(1):33-38.
[35]赵新强,于守智,高晓冬,等.加氢催化剂器外预硫化技术的开发应用[J].石化技术,2005,12(2):14-16.Zhao Xinqiang,Yu Shouzhi,Gao Xiaodong,et al.Development and application of ex-situ pre-sulfiding technology for hydrotreating catalyst[J].Petrochemical Industry Technology,2005,12(2):14-16.
[36]钱学森.论技术科学[J].科学通报,1957,2(3):290-300.Qian Xuesen.On engineering sciences[J].Chinese Science Bulletin,1957,2(3):290-300.
[37]钱学森.科学学、科学技术体系学、马克思主义哲学[J].哲学研究,1979(1):20-27.Qian Xuesen.Science of science,systematics of S&T,Marxist philosophy[J].Philosophical Researches,1979(1):20-27.
[38]杨中楷,刘则渊,梁永霞.21世纪以来诺贝尔科学奖成果性质的技术科学趋向[J].科学学研究,2016,34(1):4-12.Yang Zhongkai,Liu Zeyuan,Liang Yongxia.The technological sciences trend of the achievements'nature of the Nobel prize for natural science awards:Since the 21st century[J].Studies in Science of Science,2016,34(1):4-12.
[39]van Raan A F.Dormitory of physical and engineering sciences:Sleeping beauties may be sleeping innovations[J].Plos One,2015,10(10):e139786.
[40]van Raan A F J.Sleeping beauties cited in patents:Is there also a dormitory of inventions[J].Scientomtrics,2017,110(3):1123-1156.
[41]武夷山.专利文献对睡美人文献的引用[EB/OL].(2017-02-14)[2018-10-16].http://blog.sciencenet.cn/blog-1557-1033549.html.Wu Yishan.Sleeping beauties cited by patents[EB/OL].(2017-02-14)[2018-10-16].http://blog.sciencenet.cn/blog-1557-1033549.html.
[42]司托克斯D E.基础科学与技术创新[M].北京:科学出版社,1999.Donald E Stokes.Basic science and technical innovation[M].Beijing:Science Press,1999.
[43]董坤,许海云,罗瑞,等.科学与技术的关系分析研究综述[J].情报学报,2018,37(6):642-652.Dong Kun,Xu Haiyun,Luo Rui,et al.Review of the research on relationship between science and technology[J].Journal of the China Society for Scientific and Technical Information,2018,37(6):642-652.
[44]杜建,武夷山.基于被引速率指标识别睡美人文献及其“王子”--以2014年诺贝尔化学奖得主Stefan Hell的睡美人文献为例[J].情报学报,2015,34(5):508-521.Du Jian,Wu Yishan.Identifying"Sleeping beauties"and the princes who woke up sleeping beauties in terms of citation speed measures:A case study of the key publications by Stefan W.Hell[J].Journal of the China Society for Scientific and Technical Information,2015,34(5):508-521.
[2]Hu Z,Wu Y.Regularity in the time-dependent distribution of the percentage of never-cited papers:An empirical pilot study based on the six journals[J].Journal of Informetrics,2014,8(1):136-146.
[3]薛晓丽,武夷山.跨学科研究的文献计量及可视化分析[J].情报杂志,2014(7):122-127.Xue Xiaoli,Wu Yishan.Bibliometric study on interdisciplinary research articles and its visualization[J].Journal of Intelligence,2014(7):122-127.
[4]Zhang J J,Guan J.Scientific relatedness and intellectual base:A citation analysis of un-cited and highly-cited papers in the solar energy field[J].Scientometrics,2017,110(1):141-162.
[5]Gopalakrishnan S,Bathrinarayanan A L,Tamizhchelvan M.Uncited publications in MEMS literature:A bibliometric study[J].Desidoc Journal of Library&Information Technology,2015,35(2):113-123.
[6]Liang L,Zhong Z,Rousseau R.Scientists'referencing(mis)behavior revealed by the dissemination network of referencing errors[J].Scientometrics,2014,101(3):1973-1986.
[7]胡泽文,武夷山,袁军鹏.零被引研究文献的知识图谱分析--历史发展脉络、主体和高频主题[J].情报科学,2016(3):85-91.Hu Zewen,Wu Yishan,Yuan Junpeng.Mapping studies on uncitedness:History,main research entities and top topics[J].Information Science,2016(3):85-91.
[8]郭永正.国际合作论文零被引率的中印比较[J].情报杂志,2014(12):89-93.Guo Yongzheng.Comparison on the percentage of never-cited international coauthored papers between China and India[J].Journal of Intelligence,2014(12):89-93.
[9]钟镇.从高被引与零被引论文的引文结构差异看Research Front与Research Frontier的区别[J].图书情报工作,2015,59(8):87-96.Zhong Zhen.The difference between research front and research frontier based on the reference structure difference between highly cited papers and un-cited papers[J].Library and Information Service,2015,59(8):87-96.
[10]王海燕,马峥,潘云涛,等.高被引论文与“睡美人”论文引用曲线及影响因素研究[J].图书情报工作,2015(16):83-89.Wang Haiyan,Ma Zheng,Pan Yuntao,et al.Study on citation curves of highly-cited articles with sleeping beauties articles[J].Library and Information Service,2015(16):83-89.
[11]高继平,潘云涛,武夷山.零被引论文的形成因素分析--以光谱学领域零被引论文的国家、机构和主题分布为例[J].科技导报,2015(8):112-119.Gao Jiping,Pan Yuntao,Wu Yishan.An analysis of uncited papers in spectroscopy:From the perspectives of country,institution and topic distributions[J].Science&Technology Review,2015(8):112-119.
[12]张立伟,姜春林.编委学术表现与期刊质量的相关性探讨--基于图书情报学期刊的文献计量研究[J].中国科技期刊研究,2014,25(9):1121-1126.Zhang Liwei,Jiang Chunlin.Analysis on the relationship between academic editor performance and journal quality[J].Chinese Journal of Scientific and Technical Periodicals,2014,25(9):1121-1126.
[13]陈广仁,刘元珉.重视科技论文引用率,提高中国科技影响力[J].科技导报,2008,26(5):96-97.Chen Guangren,Liu Yuanmin.Emphasis on paper citation to improve the Chinese S&T influence[J].Science&Technology Review,2008,26(5):96-97.
[14]陈琼娣.专利计量指标研究进展及层次分析[J].图书情报工作,2012,56(2):99-103.Chen Qiongdi.A study on development of patent indicators and their structure[J].Library and Information Service,2012,56(2):99-103.
[15]Harhoff D,Vopel K.Citation frequency and the value of patented inventions[J].Review of Economics&Statistics,2006,81(3):511-515.
[16]高继平,丁堃.专利计量指标研究述评[J].图书情报工作,2011,55(20):40-43.Gao Jiping,Ding Kun.Review on patentometrics'indicators[J].Library and Information Service,2011,55(20):40-43.
[17]中国国家标准化管理委员会.GB/T 7714-2015信息与文献参考文献著录规则[S].北京:中国标准出版社,2015.China Standardization Administration.GB/T 7714-2015 Information and documentation-Rules for bibliographic references and citations to information resources[S].Beijing:China Standard Press,2015.
[18]中国科学技术信息研究所.中国科技论文统计结果2016--中国科技图书相关指标[R].北京:中国科学技术信息研究所,2016.Institute of Scientific and Technical Information of China.Statistical data of Chinese S&T papers 2016[R].Beijing:Institute of Scientific and Technical Information of China,2016.
[19]中国科学技术信息研究所.中国科技论文统计结果2015--中国科技图书相关指标[R].北京:中国科学技术信息研究所,2015.Institute of Scientific and Technical Information of China.Statistical data of Chinese S&T papers 2015[R].Beijing:Institute of Scientific and Technical Information of China,2015.
[20]高继平.基于论文引用专利的技术对科学的影响分析--以CSTPCD数据库为例[R].中国科学技术信息研究所,2015.Gao Jiping.Analysis on technical impact on science development from the perspective of patent cited by paper[R].Beijing:Institute of Scientific and Technical Information of China,2015.
[21]Hough P V C.Method and means for recognizing complex patterns[P].US 3069654.
[22]Thomas W M.Friction stir butt welding[P].PCT/GB92/0220.
[23]Zabeau M,Vos P.Selective restriction fragment amplification:A general method for DNA fingerprinting[P].EP 92402629.
[24]高明智,李昌秀,刘海涛,等.用于烯烃聚合反应的催化剂组分及其催化剂[P].CN 1453298A.Gao Mingzhi,Li Changxiu,Liu Haitao,et al.Catalyst for olefine polymerizing reaction and its components[P].CN 1453298A.
[25]Anton F.Process and apparatus for preparing artificial threads[P].US 1975504.
[26]于守智,高晓冬,陈若雷.一种加氢催化剂的预硫化方法[P].CN 00100400.X.Yu Shouzhi,Gao Xiaodong,Chen Ruolei.Pre-sulfurization method of hydrogenation catalyst[P].CN 00100400.X.
[27]于守智,高晓冬,陈若雷.一种加氢催化剂的预硫化方法[P].CN 01134280.3.Yu Shouzhi,Gao Xiaodong,Chen Ruolei.Pre-sulfurization method of hydrogenation catalyst[P].CN 01134280.3.
[28]宋玲,马军.Internet个性化智能信息检索的分析与研究[J].情报学报,2002,21(1):33-37.Song Ling,Ma Jun.Analysis and study on personalized intelligent information retrieval in internet[J].Journal of the China Society for Scientific and Technical Information,2002,21(1):33-37.
[29]张媛,赵艺超.基于用户体验的标签云可视化布局研究[J].计算机与数字工程,2011(10):16-18.Zhang Yuan,Zhao Yichao.Research on the visual layouts of tag cloud based on users'experience[J].Computer&Digital Engineering,2011(10):16-18.
[30]林世雄.石油炼制工程[M].第3版.北京:石油工业出版社,2000.Lin Shixiong.Petroleum processing engineering[M].Third Edition.Beijing:Petroleum Industry Press,2000.
[31]龚建友.JT-4和JT-1G型加氢催化剂的预硫化[J].工业催化,2003,11(3):13-15.Gong Jianyou.Sulfiding of JT-4 and JT-1G dual-functional hydrogenation catalysts[J].Industrial Catalysis,2003,11(3):13-15.
[32]侯祥麟.中国炼油技术[M].北京:中国石化出版社,2008.Hou Xianglin.Oil refining technology in China[M].Beijing:China Petrochemical Press,2008.
[33]贺胜如,袁赞根,刘建平.加氢催化剂器外预硫化技术的工业应用[J].石油炼制与化工,2004(8):34-36.He Shengru,Yuan Zangen,Liu Jianping.Commercial application of hydrogenation catalyst with external presulfurizing technology[J].Petroleum Processing and Petrochemicals,2004(8):34-36.
[34]刘畅,祁兴国,马守波,等.加氢催化剂器外预硫化技术进展[J].化学工程师,2006,20(1):33-38.Liu Chang,Qi Xingguo,Ma Shoubo,et al.Development of ex-situ pre-sulfiding hydrotreatment catalysts[J].Chemical Engineer,2006,20(1):33-38.
[35]赵新强,于守智,高晓冬,等.加氢催化剂器外预硫化技术的开发应用[J].石化技术,2005,12(2):14-16.Zhao Xinqiang,Yu Shouzhi,Gao Xiaodong,et al.Development and application of ex-situ pre-sulfiding technology for hydrotreating catalyst[J].Petrochemical Industry Technology,2005,12(2):14-16.
[36]钱学森.论技术科学[J].科学通报,1957,2(3):290-300.Qian Xuesen.On engineering sciences[J].Chinese Science Bulletin,1957,2(3):290-300.
[37]钱学森.科学学、科学技术体系学、马克思主义哲学[J].哲学研究,1979(1):20-27.Qian Xuesen.Science of science,systematics of S&T,Marxist philosophy[J].Philosophical Researches,1979(1):20-27.
[38]杨中楷,刘则渊,梁永霞.21世纪以来诺贝尔科学奖成果性质的技术科学趋向[J].科学学研究,2016,34(1):4-12.Yang Zhongkai,Liu Zeyuan,Liang Yongxia.The technological sciences trend of the achievements'nature of the Nobel prize for natural science awards:Since the 21st century[J].Studies in Science of Science,2016,34(1):4-12.
[39]van Raan A F.Dormitory of physical and engineering sciences:Sleeping beauties may be sleeping innovations[J].Plos One,2015,10(10):e139786.
[40]van Raan A F J.Sleeping beauties cited in patents:Is there also a dormitory of inventions[J].Scientomtrics,2017,110(3):1123-1156.
[41]武夷山.专利文献对睡美人文献的引用[EB/OL].(2017-02-14)[2018-10-16].http://blog.sciencenet.cn/blog-1557-1033549.html.Wu Yishan.Sleeping beauties cited by patents[EB/OL].(2017-02-14)[2018-10-16].http://blog.sciencenet.cn/blog-1557-1033549.html.
[42]司托克斯D E.基础科学与技术创新[M].北京:科学出版社,1999.Donald E Stokes.Basic science and technical innovation[M].Beijing:Science Press,1999.
[43]董坤,许海云,罗瑞,等.科学与技术的关系分析研究综述[J].情报学报,2018,37(6):642-652.Dong Kun,Xu Haiyun,Luo Rui,et al.Review of the research on relationship between science and technology[J].Journal of the China Society for Scientific and Technical Information,2018,37(6):642-652.
[44]杜建,武夷山.基于被引速率指标识别睡美人文献及其“王子”--以2014年诺贝尔化学奖得主Stefan Hell的睡美人文献为例[J].情报学报,2015,34(5):508-521.Du Jian,Wu Yishan.Identifying"Sleeping beauties"and the princes who woke up sleeping beauties in terms of citation speed measures:A case study of the key publications by Stefan W.Hell[J].Journal of the China Society for Scientific and Technical Information,2015,34(5):508-521.
© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号 地址：北京市海淀区学院路29号 邮编：100083 电话：办公室：(+86 10)66554848；文献借阅、咨询服务、科技查新：66554700 |