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基于空间外溢效应的区域经济增长空间俱乐部趋同研究
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摘要
近些年,围绕趋同假说展开的关于经济增长问题的讨论已经成为经济研究的前沿性问题。但是,在区域经济体的增长过程中,增长的动力不仅源于区域生产要素的禀赋状况,区域的地理位置及其邻居区域的经济绩效都会影响该区域自身的增长路径。本文以新古典经济增长理论和新经济地理学为理论基础,以区域空间外溢效应作为概念界定的基准,提出空间俱乐部趋同假说,在此基础上构建理论模型与经验研究框架。进而,综合运用探索性空间数据分析方法和空间计量经济学技术,在MATLAB、ArcGIS等软件的支撑下,以中国4个发展程度不同的经济区域作为研究对象,首先分别依次检验这4个区域内部是否具有显著的空间外溢效应,是否发生前文所定义的空间俱乐部趋同,如果发生,那么,符合哪种类型的空间趋同俱乐部,然后,进一步进行空间异质性分析,研究区域内部增长极的空间外溢效应,以明确异质性区域发生空间俱乐部趋同的可能原因,得到的主要结论如下:
     (1)结合空间俱乐部趋同的经典定义和区域空间属性特征,本文给出了空间俱乐部趋同的定义,即指空间中地理位置邻近且初始条件和结构特征相似的一组区域的经济增长收敛于相同的稳态。这个概念强调了空间趋同俱乐部成员的空间属性,空间外溢效应是界定区域空间属性的基准。而空间外溢效应产生的直接原因是邻居区域的经济绩效。本文在充分考察理论与现实的基础上,将空间外溢效应的溢出路径分为3种类型:通过邻居区域人均收入增长率影响目标区域经济增长的空间外溢效应;通过邻居区域经济随机震荡影响目标区域经济增长的空间外溢效应;通过邻居区域的绝对人均收入水平影响目标区域经济增长的空间外溢效应。进而,考虑到不同发展程度空间趋同俱乐部内部空间外溢效应溢出路径差异的可能性,把空间趋同俱乐部又进一步的细化为以下6类型:邻居区域经济增长率水平引致的发达空间趋同俱乐部;邻居区域经济增长率水平引致的发展中空间趋同俱乐部;邻居区域经济随机震荡引致的发达空间趋同俱乐部;邻居区域随机震荡引致的发展中空间趋同俱乐部;邻居区域绝对收入水平引致的发达空间趋同俱乐部;邻居区域绝对收入水平引致的发展中空间趋同俱乐部。
     (2)本文以新古典经济增长模型为框架构建了同质区域假设条件下的空间俱乐部趋同假说的理论模型,证明在存在空间外溢效应的情形下,从理论上不能无条件得出空间俱乐部趋同的结论,反而会受到相关参数的制约,这对于经验研究的启发是在现实世界中并非任何一个空间关联的区域组群内部均会发生空间俱乐部趋同,需要对其进行条件检验。进而,结合新经济地理学中的经典核心-外围模型,证明在异质性区域间无论是分散力还是聚集力占主导地位时,均从不同尺度支持本文提出的空间俱乐部趋同假说。
     (3)本文选择两个发达区域——长江三角洲和珠江三角洲,和两个发展中区域——中原城市群和武汉城市群进行案例分析。结果表明,四个区域均表现为显著的空间自相关,因此可以首先确定在它们内部存在显著的空间外溢效应;两个发达地区的空间外溢效应溢出路径均表现为显著的绝对人均收入驱动,而两个发展中区域的溢出路径则表现为随机震荡驱动;在区域同质性假设下,空间俱乐部趋同假说检验结果表明,两个发达区域属于不同显著程度的邻居区域绝对收入水平引致的发达空间趋同俱乐部类型,而两个发展中区域属于不同显著程度的邻居区域随机震荡引致的欠发达空间趋同俱乐部类型;在考虑空间异质性的情形下,可以发现长江三角洲区域、珠江三角洲区域和中原城市群区域均表现为显著的核心-外围空间结构,武汉城市群呈现出的异质性区域结构特征并不十分明显;增长极的空间外溢效应分析表明,上述3个区域的空间外溢效应强度均显著高于非增长极的空间外溢效应,而武汉城市群仅表现为略高,从而证明异质性区域内部同样可以发生空间俱乐部趋同,其动力来自于增长极的强空间外溢效应。
In recent years, the discussion carried out around the convergence hypothesis of economic growth has become the forefront of issues. However, in the process of regional economic growth, the growth is driven not only from the regional production factors endowments, but geographical location of one region and the economic performance of its neighbors will affect its own growth path. In this paper, based on the neoclassical growth theory and new economic geography spatial club convergence is defined. The benchmarks of the concept are regional spatial spillover effects. After that theoretical models and empirical research framework are built. And then, the empirical research will be carried out using exploratory spatial data analysis and spatial econometric techniques, in the support of MATLAB, ArcGIS and other software. The objects of this paper are four economic regions of China with the different degree of development. Firstly the regions will be tested whether there are significant spatial spillover effects, and whether there has arisesd the spatial club convergence. If there is, which type of spatial convergence clubs they belong to? And then, in order to understand the reasons of spatial club convergence in the regions of heterogeneity, the analysis of spatial heterogeneity and the spatial spillover effects of growth poles will be carried out. The main conclusion is as follows:
     (1) Combined with the classic definition of space club convergence and the regional spatial attributes, this paper put forward the definition of the spatial club convergence. This concept means that a group of regions will convergence at the same steady state if their locations are close and with the similar initial conditions and structural characteristics. This concept emphasizes the spatial properties of the members of the spatial convergence club. The spatial spillover effects are the benchmark to define the regional spatial properties. The direct cause of spatial spillover effects is the economic performance of its neighbors. Based on the theory and reality the spillover path of the spatial spillover effects is divided into 3 types: the spatial spillover effects through the affecting of the rate of regional per capita income growth of the neighbors; the spatial spillover effects through the affecting of the random shocks of the neighbors; the spatial spillover effects through the affecting of the level of per capita income of the neighbors. Furthermore, taking into account the possibility of the difference of the spillover path in different spatial convergence clubs the spatial convergence club will be divided into six types: developed spatial convergence club caused by the rate of regional per capita income growth of the neighbors; developing spatial convergence club caused by the rate of regional per capita income growth of the neighbors; developed spatial convergence club caused by the random shocks of the neighbors; developing spatial convergence club caused by the random shocks of the neighbors; developed spatial convergence club caused by the level of per capita income of the neighbors; developing spatial convergence club caused by the level of per capita income of the neighbors.
     (2) In this paper, the theoretical model of spatial club convergence hypothesis is constructed within the framework of the neoclassical economic growth model of space under the assumptions of homogeneous regions. It is proved that in the presence of spatial spillover effects, we cannot get the conclusion of spatial club convergence unconditionally from the aspect of theory. It will be restricted by the relevant parameters. The illumination to the empirical study is that not all of groups of spatially associated regions will converge. It need be tested conditionally. And then, combined with the classical core - periphery model of the new economic geography, it is proved that the conclusions of that model will support the viewpoint of this paper from different aspect.
     (3) It is chosen two developed regions - the Yangtze River Delta and Pearl River Delta, and two developing regions– Zhongyuan urban agglomeration and Wuhan urban agglomeration as the cases in this paper. The conclusions are as follows. The four regions have showed significant spatial autocorrelation. Therefore it is firstly proved significant spatial spillover effect within them. The spillover path of the spatial spillover effects of the two developed regions is significantly driven by the level of per capita income of the neighbors. And the spillover path of the spatial spillover effects of the two developing regions is significantly driven by the random shocks of the neighbors. under the assumption of homogeneity the conclusions of the test of spatial club convergence hypothesis are the two developed regions belong to the developed spatial convergence club caused by the level of per capita income of the neighbors and the two developing regions belong to the developing spatial convergence club caused by the random shocks of the neighbors. In considering the case of spatial heterogeneity it can be found that a significant core - periphery structure are showed in the Yangtze River Delta, Pearl River Delta and the Zhongyuan urban agglomeration and not significant in wuhan urban agglomeration. The analysis of the spatial spillover effects of the growth poles proves that the spatial spillover effects of the growth poles are significantly higher than that of non-growth poles in the three regions and slightly higher in Wuhan urban agglomeration. So it is proved that the spatial club convergence can also occur within heterogeneous regions driven by the strong spatial spillover effects of growth poles.
引文
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