环境规制、技术创新与经济增长——基于不同类型环境规制的比较分析
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摘要
[目的/意义]改革开放以来,我国经济高速增长,但同时也加剧了环境污染问题。该问题的解决需要政府作为约束和激励主体制定有效的环境规制政策。[方法/过程]选取我国30个省市2009—2016年的数据构建面板门槛模型,分别以环境规制和技术创新为门槛变量,研究不同类型环境规制、技术创新和经济增长之间的关系。[结果/结论]研究发现:费用型环境规制和投资型环境规制分别抑制、促进经济增长,并且费用型环境规制和投资型环境规制对经济增长的直接作用均存在显著的门槛效应;不同类型环境规制通过技术创新对经济增长的间接作用也存在显著的门槛效应;技术创新水平的提高对经济增长也有一定的促进作用。基于上述研究结果,文章提出了相关的建议。
[Purpose/Significance]Since the reform and opening up, China's economy has experienced rapid growth, and at the same time it has aggravated problems of environmental pollution. The solution tothe problem requires the government to establish effective environmental regulation policies as the main body of restraint and incentives.[Method/Process]Based on the data of China's 30 provinces and cities in 2009-2016, the panel threshold model is constructed, and the relationship between different types of environmental regulation, technological innovation and economic growth has been studied with environmental rules and technological innovation as thresholds.[Result/Conclusion]The study finds that cost-based environmental regulation and investment-type environmental regulation inhibit and promote economic growthrespectively, and there is a significant threshold effect on the direct effects of cost-based environmental regulation and investment-type environmental regulation on economic growth; and different types of environmental regulation shown in technological innovation. There is also a significant threshold effect on the indirect effects of economic growth. In addition, the improvement of technological innovation level also has a certain role in promoting economic growth. Finally, the paper makes relevant recommendations.
[Purpose/Significance]Since the reform and opening up, China's economy has experienced rapid growth, and at the same time it has aggravated problems of environmental pollution. The solution tothe problem requires the government to establish effective environmental regulation policies as the main body of restraint and incentives.[Method/Process]Based on the data of China's 30 provinces and cities in 2009-2016, the panel threshold model is constructed, and the relationship between different types of environmental regulation, technological innovation and economic growth has been studied with environmental rules and technological innovation as thresholds.[Result/Conclusion]The study finds that cost-based environmental regulation and investment-type environmental regulation inhibit and promote economic growthrespectively, and there is a significant threshold effect on the direct effects of cost-based environmental regulation and investment-type environmental regulation on economic growth; and different types of environmental regulation shown in technological innovation. There is also a significant threshold effect on the indirect effects of economic growth. In addition, the improvement of technological innovation level also has a certain role in promoting economic growth. Finally, the paper makes relevant recommendations.
引文
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[21] 时乐乐, 赵军.环境规制、技术创新与产业结构升级[J].科研管理, 2018, 39(1) :119-125.
[22] 吴敬琏.中国增长模式抉择[M].上海:上海远东出版社, 2013.
[2] 吴晓波, 张超群, 窦伟. 我国转型经济中技术创新与经济周期关系研究[J]. 科研管理, 2011, 32(1):1-9.
[3] 江珂.环境规制对中国技术创新能力影响及区域差异分析——基于中国1995—2007年省际面板数据分析[J].中国科技论坛, 2009(10):28-33.
[4] ZHAO X, ZHAO Y, ZENG S, et al.Corporate behavior and competitiveness: impact of environmental regulation on Chinese firms[J].Journal of Cleaner Production, 2015, 86(12) :311-322.
[5] YUAN B, XIANG Q.Environmental regulation, industrial innovation and green development of Chinese manufacturing: Based on an extended CDM model[J].Journal of Cleaner Production, 2018, 176(14) :895-908.
[6] PORTER M E.America’s Green Strategy[J].Scientific American, 1991,264(4) :168.
[7] PORTER M E, LINDE C V D.Toward a New Conception of the Environment-Competitiveness Relationship[J]. Journal of Economic Perspectives, 1995, 9(4) :97-118.
[8] 颉茂华,王瑾,刘冬梅.环境规制、技术创新与企业经营绩效[J].南开管理评论, 2014, 17(6) :106-113.
[9] ZHAO X, SUN B.The influence of Chinese environmental regulation on corporation innovation and competitiveness[J]. Journal of Cleaner Production, 2016, 112(4) :1528-1536.
[10] 余伟,陈强,陈华.环境规制、技术创新与经营绩效——基于37个工业行业的实证分析[J].科研管理, 2017 , 38 (2) :18-25.
[11] 刘伟, 童健, 薛景.行业异质性、环境规制与工业技术创新[J].科研管理, 2017, 38(5) :1-11.
[12] FREEMAN A M, Haveman R H, Kneese A V.Economics of environmental policy[J].Nature, 1973, 376(6539) :444-447.
[13] 吴明琴, 周诗敏, 陈家昌.环境规制与经济增长可以双赢吗——基于我国“两控区”的实证研究[J].当代经济科学, 2016, 38(6) :44-54.
[14] 张成, 陆旸, 郭路,等.环境规制强度和生产技术进步[J].经济研究, 2011(2) :113-124.
[15] 张雨微, 刘航, 赵景峰.基于创新补偿差异的环境规制对出口优势的效应分析[J].中国科技论坛, 2015(8) :113-124.
[16] 熊艳.基于省际数据的环境规制与经济增长关系[J].中国人口·资源与环境, 2011, 21(5) :126-131.
[17] 李苗苗, 肖洪钧, 赵爽.金融发展、技术创新与经济增长的关系研究——基于中国的省市面板数据[J].中国管理科学, 2015, 23(2):162-169.
[18] 程郁, 陈雪.创新驱动的经济增长——高新区全要素生产率增长的分解[J].中国软科学, 2013(11):26-39.
[19] 张平, 张鹏鹏, 蔡国庆.不同类型环境规制对企业技术创新影响比较研究[J].中国人口·资源与环境, 2016, 26(4) :8-13.
[20] 陈晓红,本喜华,曹裕.技术创新对中小企业成长的影响——基于我国中小企业板上市公司的实证分析[J].科学学与科学技术管理,2009,30(4):91-98.
[21] 时乐乐, 赵军.环境规制、技术创新与产业结构升级[J].科研管理, 2018, 39(1) :119-125.
[22] 吴敬琏.中国增长模式抉择[M].上海:上海远东出版社, 2013.
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