A bound for the eigenvalue counting function for Krein-von Neumann and Friedrichs extensions
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For an arbitrary open, nonempty, bounded set Ω⊂Rn, n∈N, and sufficiently smooth coefficients a,b,q, we consider the closed, strictly positive, higher-order differential operator AΩ,2m(a,b,q) in aba44d21c895447b153ac28" title="Click to view the MathML source">L2(Ω) defined on ge" height="20" width="71" alt="View the MathML source" title="View the MathML source" src="/sd/grey_pxl.gif" data-inlimgeid="1-s2.0-S0001870816305412-si6.gif">, associated with the differential expression and its Krein–von Neumann extension AK,Ω,2m(a,b,q) in aba44d21c895447b153ac28" title="Click to view the MathML source">L2(Ω). Denoting by N(λ;AK,Ω,2m(a,b,q)), λ>0, the eigenvalue counting function corresponding to the strictly positive eigenvalues of AK,Ω,2m(a,b,q), we derive the bound where C=C(a,b,q,Ω)>0 (with C(In,0,0,Ω)=|Ω|) is connected to the eigenfunction expansion of the self-adjoint operator ge" height="20" width="82" alt="View the MathML source" title="View the MathML source" src="/sd/grey_pxl.gif" data-inlimgeid="1-s2.0-S0001870816305412-si15.gif"> in L2(Rn) defined on W2m,2(Rn), corresponding to τ2m(a,b,q). Here vn:=πn/2/Γ((n+2)/2) denotes the (Euclidean) volume of the unit ball in Rn.

Our method of proof relies on variational considerations exploiting the fundamental link between the Krein–von Neumann extension and an underlying abstract buckling problem, and on the distorted Fourier transform defined in terms of the eigenfunction transform of ge" height="20" width="70" alt="View the MathML source" title="View the MathML source" src="/sd/grey_pxl.gif" data-inlimgeid="1-s2.0-S0001870816305412-si21.gif"> in L2(Rn).

We also consider the analogous bound for the eigenvalue counting function for the Friedrichs extension AF,Ω,2m(a,b,q) in aba44d21c895447b153ac28" title="Click to view the MathML source">L2(Ω) of AΩ,2m(a,b,q).

No assumptions on the boundary ∂Ω of Ω are made.

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