The enantioselective hydrogenations of the dialkyl 3,3-dimethyloxaloacetate ketone substrates(
2,
3, and
4; alkyl = Me,
iPr, and
tBu, respectively) were catalyzed by [Ru((
R)-BINAP)(H)(MeCN)
n(sol)
3-n](BF
4) (
1,
n = 0-3, sol = THF or MeOH, (
R)-BINAP = (
R)-2,2'-bis(diphenylphosphino)-1,1'-binaphthyl) inup to 82% ee (
R). Reaction of the active catalyst
1 with 1 equiv of substrate (
2,
3, or
4) in THF or MeOHsolution formed the diastereomeric catalyst-alkoxide complexes [Ru((
R)-BINAP)(MeCN)(OCH(CO
2R)-(C(CH
3)
2CO
2R))](BF
4) (
5/
6 R = Me,
8/
9 R =
iPr, and
10 R =
tBu, respectively) via hydride addition to theketone carbonyl carbon and ruthenium addition to oxygen. The absolute configurations at the alkoxidegroups ((
R)- for the major diastereomers
5,
8, and
10) were determined via cleavage of the ruthenium-alkoxide bond with 1 equiv of HBF
4·OEt
2. The solution structures of the major diastereomer catalyst-alkoxide complexes (
5,
8, and
10) were unambiguously determined by variable-temperature NMRspectroscopy. The major diastereomers (
5,
8, and
10) had the same absolute configuration as the majorproduct enantiomers from the catalytic hydrogenation of
2,
3, and
4 with
1 as catalyst. The ratio of majorto minor alkoxide diastereomers was similar to the ee of the catalytic hydrogenation. The catalyst-alkoxidecomplexes are formed at temperatures as low as -30
C with no other precursors or intermediates observedby NMR showing that ketone-hydride insertion is likely not the turnover limiting step of the catalytichydrogenation. Results from the stoichiometric hydrogenolysis of
5/
6,
8/
9, or
10 indicate that their formationis rapid and only partially reversible prior to the irreversible hydrogenolysis of the ruthenium-oxygen bond.The stereoselectivities of the formation and hydrogenolysis of
5/
6,
8/
9, and
10 sum up to equal thestereoselectivities of the respective catalytic hydrogenations of
2,
3, and
4. The rates of the hydrogenolysiswere consistent with these diastereomers being true catalytic intermediates.