中国省际节能与环保一致性及影响因素研究
详细信息    查看全文 | 推荐本文 |
  • 英文篇名:A study on the consistency and influencing factors of China's provincial energy saving and environmental protection
  • 作者:刘海英 ; 尚晶 ; 王殿武
  • 英文作者:LIU Haiying;SHANG Jing;WANG Dianwu;Center for Quantitative Economics, Jilin University;Business School, Jilin University;Heilongjiang Provincial Academy of Social Science;
  • 关键词:全要素效率 ; 节能与环保一致性 ; 非径向方向性距离函数 ; 能源消费的清洁化结构 ; Probit模型 ; 中国
  • 英文关键词:total factors efficiency;;consistency of energy conservation and environmental protection;;Non-radial Directional Distance Function(NDDF);;clean structure of energy consumption;;Probit Model;;China
  • 中文刊名:ZRZY
  • 英文刊名:Resources Science
  • 机构:吉林大学数量经济研究中心;吉林大学商学院;黑龙江省社会科学院;
  • 出版日期:2018-12-14
  • 出版单位:资源科学
  • 年:2018
  • 期:v.40
  • 基金:国家社会科学基金重大项目(15ZDA015);; 国家自然科学基金项目(71373101);; 吉林大学青年学术领袖培育计划项目(2015FRLX14)
  • 语种:中文;
  • 页:ZRZY201812011
  • 页数:13
  • CN:12
  • ISSN:11-3868/N
  • 分类号:112-124
摘要
节能和环保是践行绿色发展理念的两个基本立足点,二者是否能够协调一致,事关中国经济的可持续发展。将能源消费的清洁化结构纳入基于环境技术的非径向方向性距离函数(NDDF),测算全要素的节能效率、环保效率、节能环保效率,据此判定2001—2016年中国省际节能与环保一致性的实现情况,发现不考虑能源消费的清洁化结构会导致以上DEA全要素效率值的低估,节能与环保失衡的现象比高耗能高污染更普遍。Probit模型分析表明,财政节能环保支出比重对节能与环保一致性影响的方向和强度依赖于经济发展水平。相反,经济发展水平提高和环境规制增强却对节能与环保实现一致有负向影响,前者提示以牺牲资源环境换取经济增长现象的存在,后者说明适度环境规制刺激技术创新的"波特效应"还未显现。对外开放水平对节能与环保一致性实现概率的负向影响虽小,却警示"污染天堂"风险的存在。
        Energy conservation and environmental protection are two basic footholds for practicing the concept of green development of China. Whether the two can be coordinated is related to the sustainable development of China's economy. Incorporated the clean structure of energy consumption into the non-radial directional distance function(NDDF) which based on environmental technology,and used it to measure the energy saving efficiency, environmental protection efficiency, energy saving and environmental protection efficiency of total factors, and judged the realization of the consistency of inter-provincial energy conservation and environmental protection in China from2001 to 2016 according to the calculation results. Found that if the clean structure of energy consumption is not considered, it will lead to the underestimation of the above-mentioned DEA total factor efficiency value. It is also found that the phenomenon of energy saving and environmental imbalance is more common than high energy consumption and high pollution.Probit model regression results show that the direction and intensity of the impact of fiscal energy conservation and environmental protection expenditure on energy conservation and environmental protection consistency depends on the level of economic development. On the contrary, the improvement of economic development level and the enhancement of environmental regulation have a negative impact on the realization of energy conservation and environmental protection consistency. The former suggests the existence of the phenomenon that sacrificing resources and environment to exchange for economic growth, while the latter illustrates that the Potter effect of"appropriate environmental regulation can stimulate technological innovation"has not yet appeared in China. The level of openness has a negative impact on achieving energy conservation and environmental coherence. Although this negative impact is small, it is enough to warn of the existence of"pollution paradise"risk.
引文
[1]Williams R H.Low cost strategies for coping with CO2emission limits[J].The Energy Journal,1990,11(4):35-60.
    [2]段文斌,刘大勇,余泳泽.异质性产业节能减排的技术路径与比较优势-理论模型及实证检验[J].中国工业经济,2013,(4):69-81.[Duan W B,Liu D Y,Yu Y Z.Technology path choices and comparative advantages of heterogeneous industries for energy saving&emission reduction-theoretical model and empirical evidence[J].China Industrial Economics,2013,(4):69-81.]
    [3]卢兰兰,毕冬勤,刘壮,等.光伏太阳能电池生产过程中的污染问题[J].中国科学:化学,2013,43(6):687-703.[Lu L L,Bi D Q,Liu Z,et al.Pollution problems in the production process of solar cells[J].Scientia Sinica(Chimica),2013,43(6):687-703.]
    [4]孙利利,赵雪锋,付宏祥.光伏太阳能电池生产中的污染问题分析[J].节能,2015,398(11):64-66.[Sun L L,Zhao X F,Fu HX.Analysis of pollution in photovoltaic solar cell production[J].Energy Conservation,2015,398(11):64-66.]
    [5]Zhou D Q,Wang Q W,Su B,et al.Industrial energy conservation and emission reduction performance in China:a city-level nonparametric analysis[J].Applied Energy,2016,166:201-209.
    [6]王锋,冯根福.基于DEA窗口模型的中国省际能源与环境效率评估[J].中国工业经济,2013,(7):56-68.[Wang F,Feng G F.Evaluation of China’s regional energy and environmental efficiency based on DEA window model[J].China Industrial Economics,2013,(7):56-68.]
    [7]余泳泽.我国节能减排潜力、治理效率与实施路径研究[J].中国工业经济,2011,(5):58-68.[Yu Y Z.The potential of energysaving and emission-reducing,the efficiency of pollution control and implementation path[J].China Industrial Economics,2011,(5):58-68.]
    [8]王兵,刘光天.节能减排与中国绿色经济增长-基于全要素生产率的视角[J].中国工业经济,2015,(5):57-69.[Wang B,Liu G T.Energy conservation and emission reduction and China’s green economic growth-based on a total factor productivity perspective[J].China Industrial Economics,2015,(5):57-69.]
    [9]Zhou P,Ang B W,Wang H.Energy and CO2emission performance in electricity generation:a non-radial directional distance function approach[J].Eur J Oper Res,2012,221(3):625-635.
    [10]Zhang N,Zhou P,Choi Y.Energy efficiency,CO2emission performance and technology gaps in fossil fuel electricity generation in Korea:ameta-frontier non-radial directional distance function analysis[J].Energy Policy,2013,56(2):653-662.
    [11]Wang Z H,Zeng H L,Wei Y M,et al.Regional total factor energy efficiency:anempirical analysis of industrial sector in China[J].Appl Energy,2012,(97):115-123.
    [12]梁俊.环境约束下中国工业增长与节能减排双赢绩效研究-一个非径向DEA模型分析框架[J].产业经济研究,2014,(2):93-102.[Liang J.Win-win performance of China's industrial growth and energy conservation and emission reduction under environmental restriction:a non-radial DEA analytical framework[J].Industrial Economics Research,2014,(2):93-102.]
    [13]李宇灏.当前清洁能源的发展概况[J].地球,2015,(9):54-55.[Li Y H.Current envelopment of clean energy[J].The Earth,2015,(9):54-55.]
    [14]国家发展改革委员会,国家能源局.能源发展“十三五”规划[EB/OL].(2017-01-17)[2018-05-16].http://www.ndrc.gov.cn/zcfb/zcfbtz/201701/W020170117335278192779.pdf.[National Development and Reform Commission,National Energy Administration.The 13th Five-Year Plan for Energy Development[EB/OL].(2017-01-17)[2018-05-16].http://www.ndrc.gov.cn/zcfb/zcfbtz/201701/W020170117335278192779.pdf.]
    [15]国家发展改革委员会,国家能源局.能源生产和消费革命战略(2016-2030)[EB/OL].(2017-04-25)[2018-05-16].http://www.ndrc.gov.cn/zcfb/zcfbtz/201704/W020170425509386101355.pdf.[National Development and Reform Commission,National Energy Administration.Energy Production and Consumption Revolutionary Strategy(2016-2030)[EB/OL].(2017-04-25)[2018-05-16].http://www.ndrc.gov.cn/zcfb/zcfbtz/201704/W020170425509386101355.pdf.]
    [16]发展改革委,能源局,财政部,等.北方地区冬季清洁取暖规划(2017-2021)[EB/OL].(2017-12-20)[2018-05-16].http://www.gov.cn/xinwen/2017-12/20/5248855/files/7ed7d7cda8984ae39a4e9620a4660c7f.pdf.[National Development and Reform Commission,National Energy Administration,Ministry of Finance,et al.Winter Cleaning and Heating Plan in the North(2017-2012)[EB/OL].(2017-12-20)[2018-05-16].http://www.gov.cn/xinwen/2017-12/20/5248855/files/7ed7d7cda8984ae39a4e9620a4660c7f.pdf.]
    [17]张军,吴桂英,张吉鹏.中国省际物质资本存量估算:1952-2000[J].经济研究,2004,(10):35-44.[Zhang J,Wu G Y,Zhang J P.The estimation of China's provincial capital stock:1952-2000[J].Economic Research Journal,2004,(10):35-44.]
    [18]高铁梅.计量经济分析方法与建模EViews应用及案例[M].北京:清华大学出版社,2006.[Gao T M.Econometric Analysis Methods and Modeling EViews Applications and Cases[M].Beijing:Tsinghua University Press,2006.]
    [19]陶长琪.计量经济学教程[M].上海:复旦大学出版社,2012.[Tao C Q.Econometrics Course[M].Shanghai:Fudan University Press,2012.]
    [20]潘省初.计量经济学中级教程(第二版)[M].北京:清华大学出版社,2013.[Pan X C.Econometrics Intermediate Course(Second Edition)[M].Beijing:Tsinghua University Press,2013.]
    [21]Mork K A.Business cycles and the oil market[J].Energy Journal,1994,15:15-38.
    [22]王兵,吴延瑞,颜鹏飞.中国区域环境效率与环境全要素生产率增长[J].经济研究,2010,45(5):95-109.[Wang B,Wu Y R,Yan P F.Environmental efficiency and environmental total factor productivity growth in China’s regional economies[J].Economic Research Journal,2010,45(5):95-109.]
    [23]Atkeson A,Kehoe P J.Models of energy use:putty-putty versus putty-clay[J].American Economic Review,1999,89(4):1028-1043.
    [24]傅晓霞,吴利学.中国能源效率及其决定机制的变化-基于变系数模型的影响因素分析[J].管理世界,2010,204(9):45-54.[Fu X X,Wu L X.Changes in China's energy efficiency and its determining mechanism:analysis of influencing factors based on variable coefficient model[J].Management World,2010,204(9):45-54.]
    [25]王俊能,许振成,胡习邦,等.基于DEA理论的中国区域环境效率分析[J].中国环境科学,2010,30(4):565-570.[Wang J N,Xu Z C,Hu X B,et al.Analysis of environmental efficiencies and their changes in China based on DEA theory[J].China Environmental Science,2010,30(4):565-570.]
    [26]张志辉.中国区域能源效率演变及其影响因素[J].数量经济技术经济研究,2015,(8):73-88.[Zhang Z H.China’s regional energy efficiency evolution and its affecting factors[J].The Journal of Quantitative&Technical Economics,2015,(8):73-88.]
    [27]袁鹏,程施.中国工业环境效率的库兹涅茨曲线检验[J].中国工业经济,2011,(2):79-88.[Yuan P,Cheng S.Examining Kuznets curve in environmental efficiency of China’s industrial sector[J].China Industrial Economics,2011,(2):79-88.]
    [28]王江宏.我国地方经济发展与财政收入增长的实证分析[J].西安交通大学学报(社会科学版),2013,33(6):21-26.[Wang J H.Empirical analysis of China's local economic development and fiscal revenue growth[J].Journal of Xi’an Jiaotong University(Social Sciences),2013,33(6):21-26.]
    [29]魏楚,沈满洪.能源效率及其影响因素:基于DEA的实证分析[J].管理世界,2007,(8):66-76.[Wei C,Shen M H.Energy efficiency and its influencing factors:empirical analysis based on DEA[J].Management World,2007,(8):66-76.]
    [30]齐绍洲,王班班.开放条件下的技术进步、要素替代和中国能源强度分解[J].世界经济研究,2013,(9):3-9.[Qi S Z,Wang BB.Technical progress,factor substitution and China's energy decomposition under open economy condition[J].World Economy Study,2013,(9):3-9.]
    [31]袁晓玲,张宝山,杨万平.基于环境污染的中国全要素能源效率研究[J].中国工业经济,2009,(2):76-86.[Yuan X L,Zhang BS,Yang W P.The total factor energy efficiency measurement of China based on environmental pollution[J].China Industrial Economics,2009,(2):76-86.]
    [32]王兵,侯冰倩.中国区域绿色发展绩效实证研究-基于全局非径向方向性距离函数[J].中国地质大学学报(社会科学版),2017,17(6):24-40.[Wang B,Hou B Q.Empirical study of regional green development performance in China-based on global nonradial directional distance function[J].Journal of China University of Geosciences(Social Sciences Edition),2017,17(6):24-40.]
    [33]涂正革.环境、资源与工业增长的协调性[J].经济研究,2008,(2):93-105.[Tu Z G.The coordination of industrial growth with environment and resource[J].Economic Research Journal,2008,(2):93-105.]
    [34]曾贤刚.中国区域环境效率及其影响因素[J].经济理论与经济管理,2011,(10):103-110.[Zeng X G.Environmental efficiency and its determinants across Chinese regions[J].Economic Theory and Business Management,2011,(10):103-110.]
    [35]魏楚,沈满洪.结构调整能否改善能源效率:基于中国省级数据的研究[J].世界经济,2008,(11):77-85.[Wei C,Shen M H.Whether structural adjustment can improve energy efficiency:a study based on Chinese provincial data[J].The Journal of World Economy,2008,(11):77-85.]
    [36]林伯强,刘泓汛.对外贸易是否有利于提高能源环境效率-以中国工业行业为例[J].经济研究,2015,50(9):127-141.[Lin BQ,Liu H X.Do energy an environment efficiency benefit from foreign trade?The case of China’s industrial sectors[J].Economic Research Journal,2015,50(9):127-141.]
    [37]中华人民共和国国家统计局.中国统计年鉴[M].北京:中国统计出版社,2002-2017.[National Bureau of Statistics of the People's Republic of China.China Statistical Yearbook[M].Beijing:China Statistics Press,2002-2017.]
    [38]国家统计局工业交通统计司,国家发展和改革委员会能源局.中国能源统计年鉴[M].北京:中国统计出版社,2000-2007.[Department of Industry and Transport Statistics of the People’s Republic of China,Energy Bureau National Department and Reform Commission.China Energy Statistical Yearbook[M].Beijing:China Statistics Press,2000-2007.]
    [39]国家统计局能源统计司,国家能源局综合司.中国能源统计年鉴[M].北京:中国统计出版社,2008.[Department of Energy Statistics,National Bureau of Statistics of the People’s Republic of China,Department of General Affairs National Energy Administration of the People’s Republic of China.China Energy Statistical Yearbook[M].Beijing:China Statistics Press,2008.]
    [40]国家统计局能源统计司.中国能源统计年鉴[M].北京:中国统计出版社,2009-2017.[Department of Energy Statistics,National Bureau of Statistics of the People’s Republic of China.China Energy Statistical Yearbook[M].Beijing:China Statistics Press,2009-2017.]
    [41]国家统计局,国家环境保护总局.中国环境统计年鉴[M].北京:中国统计出版社,2002-2007.[National Bureau of Statistics,State Environmental Protection Administration.China Statistical Yearbook on Environment[M].Beijing:China Statistics Press,2002-2007.]
    [42]国家统计局,环境保护部.中国环境统计年鉴[M].北京:中国统计出版社,2008-2017.[National Bureau of Statistics,Ministry of Environmental Protection.China Statistical Yearbook on Environment[M].Beijing:China Statistics Press,2008-2017.]
    [43]高铁梅,李颖,梁云芳.2009年中国经济增长率周期波动呈U型走势-利用景气指数及Probit模型的分析和预测[J].数量经济技术经济研究,2009,(6):3-14.[Gao T M,Li Y,Liang Y F.The business cycle will be u shaped in 2009[J].The Journal of Quantitative&Technical Economics,2009,(6):3-14.]
    [44]谢荣辉.环境规制、引致创新与中国工业绿色生产率提升[J].产业经济研究,2017,(2):38-48.[Xie R H.Environmental regulation,induced innovation,and growth of green productivity in China[J].Industrial Economics Research,2017,(2):38-48.]
    [45]谢建国,周露昭.进口贸易、吸收能力与国际R&D技术溢出:中国省区面板数据的研究[J].世界经济,2009,32(9):68-81.[Xie J G,Zhou L Z.Import trade,absorptive capacity and international R&D spillovers:a study of panel data in China's provinces[J].The Journal of World Economy,2009,32(9):68-81.]
    [46]聂辉华,贾瑞雪.中国制造业企业生产率与资源误置[J].世界经济,2011,(7):27-42.[Nie H H,Jia R X.The mistake of productivity and resources in Chinese manufacturing enterprises[J].The Journal of World Economy,2011,(7):27-42.]
    [47]吴延兵.国有企业双重效率损失研究[J].经济研究,2012,37(3):1-10.[Wu Y B.The dual efficiency losses in Chinese stateowned enterprises[J].Economic Research Journal,2012,37(3):1-10.]
    [48]Melitz M J.The impact of trade on intra-industry reallocations and aggregate industry productivity[J].Econometrica,2003,71(6):1695-1725.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700