考虑减排投资溢出效应的供应链决策研究
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摘要
针对零售商对制造商进行投资减排产生的溢出效应问题,构建一个制造商、两个零售商组成的两级供应链,研究单一零售商投资减排和两个零售商都投资减排的供应链决策问题。研究发现,两个零售商的利润均与其自身所占市场需求规模成正比,单一零售商投资减排总能使两个零售商的利润都增加,非投资方的利润与溢出系数成正比,投资方与非投资方的利润相较于不投资时的改善度均与其所占市场需求规模成反比。通过算例对比两个零售商分别单独投资与不投资时的利润改善度,发现可能出现溢出过大的情况,从而削弱零售商投资的积极性、产生逆向选择行为。
Considering spillover effect of the retailer's investment in the manufacturer on emission reduction,a two-level supply chain consisting of a manufacture and two retailers was setup.The supply chain decision-making on single retailer and two retailers investment on emission reduction were studied.The results show that the two retailers' profits are directly proportional to the market share.It will always increase the profit of the two retailers if one of the retailer invests in carbon emission reduction.The profit of the retailer who doesn't invest will be directly proportional to the spillover coefficient.Nevertheless,the improvement of the two retailers' profits are inversely proportional to the market share.The profits' improvement of the two retailers when they invest separately or do not invest,are compared by the numerical examples.If the overflow is too large,the investment enthusiasm of retailers will be abated and the adverse selection behaviors will come out.
Considering spillover effect of the retailer's investment in the manufacturer on emission reduction,a two-level supply chain consisting of a manufacture and two retailers was setup.The supply chain decision-making on single retailer and two retailers investment on emission reduction were studied.The results show that the two retailers' profits are directly proportional to the market share.It will always increase the profit of the two retailers if one of the retailer invests in carbon emission reduction.The profit of the retailer who doesn't invest will be directly proportional to the spillover coefficient.Nevertheless,the improvement of the two retailers' profits are inversely proportional to the market share.The profits' improvement of the two retailers when they invest separately or do not invest,are compared by the numerical examples.If the overflow is too large,the investment enthusiasm of retailers will be abated and the adverse selection behaviors will come out.
引文
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[23] 夏良杰,赵道致,李友东.考虑碳交易的政府及双寡头企业减排合作与竞争博弈[J].统计与决策,2013(9):44-48.
[24] 牛文举,夏晶,汤伟,等.市场竞争中具溢出效应共同供应商质量投资策略[J].管理工程学报,2017,31(2):222-232.
[25] Ishii A.Cooperative R&D between vertically related firms with spillovers[J].International Journal of Industrial Organization,2004,22(8/9):1213-1235.
[26] 刘名武,吴开兰,付红,等.消费者低碳偏好下零售商主导供应链减排合作与协调[J].系统工程理论与实践,2017,37(12):3109-3117.
[2] Ji J,Zhang Z,Yang L.Carbon emission reduction decisions in the retail dual-channel supply chain with consumers’ preference[J].Journal of Cleaner Production,2017,141:852-867.
[3] Zhang B,Xu L.Multi-item production planning with carbon cap and trade mechanism[J].International Journal of Production Economics,2013,144(1):118-127.
[4] Yi Y,Li J.The effect of governmental policies of carbon taxes and energy-saving subsidies on enterprise decisions in a two-echelon supply chain[J].Journal of Cleaner Production,2018,181:675-691.
[5] Yang H,Chen W.Retailer-driven carbon emission abatement with consumer environmental awareness and carbon tax:Revenue-Sharing versus Cost-Sharing[J].Omega,2018,78:179-191.
[6] Sabzevar N,Enns S T,Bergerson J,et al.Modeling competitive firms’ performance under price-sensitive demand and cap-and-trade emissions constraints[J].International Journal of Production Economics,2017,184:193-209.
[7] Ji J,Zhang Z,Yang L.Comparisons of initial carbon allowance allocation rules in an O2O retail supply chain with the cap-and-trade regulation[J].International Journal of Production Economics,2017,187:68-84.
[8] Aragón-Correa J A.Strategic Proactivity and Firm Approach to the Natural Environment[J].Academy of Management Journal,1998,41(5):556-567.
[9] Wang Z,He S,Zhang B,et al.Optimizing cooperative carbon emission reduction among enterprises with non-equivalent relationships subject to carbon taxation[J].Journal of Cleaner Production,2018,172:552-565.
[10] 程发新,邵世玲.基于阶段划分的企业主动碳减排创新策略实施研究[J].中国管理科学,2016,24(8):28-36.
[11] Luo Z,Chen X,Wang X.The role of co-opetition in low carbon manufacturing[J].European Journal of Operational Research,2016,253(2):392-403.
[12] 李友东,谢鑫鹏,营刚.两种分成契约下供应链企业合作减排决策机制研究[J].中国管理科学,2016,24(3):61-70.
[13] Wang Q,Zhao D,He L.Contracting emission reduction for supply chains considering market low-carbon preference[J].Journal of Cleaner Production,2016,120:72-84.
[14] 夏良杰,赵道致,李友东.基于转移支付契约的供应商与制造商联合减排[J].系统工程,2013,31(8):39-46.
[15] Yang L,Zhang Q,Ji J.Pricing and carbon emission reduction decisions in supply chains with vertical and horizontal cooperation[J].International Journal of Production Economics,2017,191(C):286-297.
[16] 刘名武,万谧宇,付红.碳交易和低碳偏好下供应链低碳技术选择研究[J].中国管理科学,2018,26(1):152-162.
[17] 赵道致,原白云,徐春明.低碳供应链纵向合作减排的动态优化[J].控制与决策,2014,29(7):1340-1344.
[18] 徐春秋,赵道致,原白云,等.上下游联合减排与低碳宣传的微分博弈模型[J].管理科学学报,2016,9(2):53-65.
[19] 黄守军,陈其安,任玉珑.低碳技术组合应用下纵向合作减排的随机微分对策模型[J].中国管理科学,2015,23(12):94-104.
[20] Zhu Q,Geng Y,Kee-hung.Circular economy practices among Chinese manufacturers varying in environmental-oriented supply chain cooperation and the performance implications[J].Journal of Environmental Management,2010,91(6):1324-1331.
[21] Cao J,Zhang X.Coordination strategy of green supply chain under the free market mechanism[J].Energy Procedia,2013,36:1130-1137.
[22] 赵道致,徐春秋,王芹鹏.考虑零售商竞争的联合减排与低碳宣传微分对策[J].控制与决策,2014(10):1809-1815.
[23] 夏良杰,赵道致,李友东.考虑碳交易的政府及双寡头企业减排合作与竞争博弈[J].统计与决策,2013(9):44-48.
[24] 牛文举,夏晶,汤伟,等.市场竞争中具溢出效应共同供应商质量投资策略[J].管理工程学报,2017,31(2):222-232.
[25] Ishii A.Cooperative R&D between vertically related firms with spillovers[J].International Journal of Industrial Organization,2004,22(8/9):1213-1235.
[26] 刘名武,吴开兰,付红,等.消费者低碳偏好下零售商主导供应链减排合作与协调[J].系统工程理论与实践,2017,37(12):3109-3117.