环境规制、绿色技术创新意愿与绿色技术创新行为
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摘要
结合计划行为理论,以高端制造企业为例,探讨了不同类型的环境规制、绿色技术创新意愿与绿色技术创新行为之间的内在逻辑关系和相互作用程度。层级回归分析结果表明:环境规制中的命令控制型和市场激励型均对绿色技术创新意愿和行为有显著的直接正向诱导作用,其中命令控制型环境规制对绿色技术创新意愿的诱导性更强,市场激励型环境规制对绿色技术创新行为的诱导性更强;绿色技术创新意愿能够对绿色技术创新行为产生显著的直接正向影响。研究结果还表明:绿色技术创新意愿在不同类型的环境规制与绿色技术创新行为之间所起的中介作用具有差异性,对命令控制型环境规制与绿色技术创新行为之间的关系发挥着完全中介效应,对市场激励型环境规制与绿色技术创新行为之间的关系发挥着部分中介效应,这揭示了"不完全规制"现象背后产生的原因以及"波特假说"得到进一步支持的中介变量。
Combining the theory of planned behavior,this paper took high-end manufacturing companies as the example to explore the relationship between different types of environmental regulations,green technological innovative intention and green technological innovative behavior. Using hierarchical regression analysis,the results showed that command and control type environmental regulation and market-based incentive environmental regulation have significant direct positive effects on green technological innovative intention and behavior,in which the effect of command and control type environment regulation on green technological innovative intention is greater,the effect of market-based incentive environmental regulation on green technological innovative behavior is greater,and green technological innovative intention has a significant direct positive impact on green technological innovative behavior. The findings also suggested that green technological innovative intention plays different mediating roles in different types of environmental regulation and green technological innovative behavior,that is,it fully mediates the relationship between command and control type environmental regulation and green technological innovative behavior,while partially mediates the relationship between market-based incentive environmental regulation and green technological innovative behavior. The results uncovered the reasons that exists in the phenomenon of"incomplete regulation"and found the mediator variable which further supports the "Porter hypothesis".
Combining the theory of planned behavior,this paper took high-end manufacturing companies as the example to explore the relationship between different types of environmental regulations,green technological innovative intention and green technological innovative behavior. Using hierarchical regression analysis,the results showed that command and control type environmental regulation and market-based incentive environmental regulation have significant direct positive effects on green technological innovative intention and behavior,in which the effect of command and control type environment regulation on green technological innovative intention is greater,the effect of market-based incentive environmental regulation on green technological innovative behavior is greater,and green technological innovative intention has a significant direct positive impact on green technological innovative behavior. The findings also suggested that green technological innovative intention plays different mediating roles in different types of environmental regulation and green technological innovative behavior,that is,it fully mediates the relationship between command and control type environmental regulation and green technological innovative behavior,while partially mediates the relationship between market-based incentive environmental regulation and green technological innovative behavior. The results uncovered the reasons that exists in the phenomenon of"incomplete regulation"and found the mediator variable which further supports the "Porter hypothesis".
引文
[1]李先江.绿色创业导向、探索性学习和低碳突破性创新关系研究[J].科学学与科学技术管理,2013,34(8):120-128.
[2]Villegas-Palacio C,Coria J.On the interaction between imperfect compliance and technology adoption:Taxes versus tradable emissions permits[J].Journal of Regulatory Economics,2010,38(3):274-291.
[3]Jaffe A B,Newell R G,Stavins R N.Environmental policy and technological change[J].Environmental and Resource Economics,2002,22(1):41-70.
[4]Requate T.Dynamic incentives by environmental policy instruments—a survey[J].Ecological Economics,2005,54(2):175-195.
[5]Porter M E,Van Der Linde C.Toward a new conception of the environment-competitiveness relationship[J].Journal of Economic Perspectives,1995,94(4):97
[6]Downing P B,White L J.Innovation in pollution control[J].Journal of Environmental Economics&Management,1986,13(1):18-29.
[7]Popp D.Pollution control innovations and the clean air act of 1990[J].Journal of Policy Analysis and Management,2003,22(4):641-660.
[8]周华,郑雪姣,崔秋勇.基于中小企业技术创新激励的环境工具设计[J].科研管理,2012,33(5):8-18.
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[11]张倩,曲世友.环境规制对企业绿色技术创新的影响研究及政策启示[J].中国科技论坛,2013,(7):11-17.
[12]贾军,张伟.绿色技术创新中路径依赖及环境规制影响分析[J].科学学与科学技术管理,2014,35(5):44-52.
[13]张倩.环境规制对绿色技术创新影响的实证研究——基于政策差异化视角的省级面板数据分析[J].工业技术经济,2015,(7):10-18.
[14]聂爱云,何小钢.企业绿色技术创新发凡:环境规制与政策组合[J].改革,2012,(4):102-108.
[15]许晓燕,赵定涛,洪进.绿色技术创新的影响因素分析——基于中国专利的实证研究[J].中南大学学报(社会科学版),2013,19(2):29-33.
[16]雷善玉,王焕冉,张淑慧.环保企业绿色技术创新的动力机制——基于扎根理论的探索研究[J].管理案例研究与评论,2014,7(4):283-296.
[17]Ajzen I.The theory of planned behavior[J].Organizational Behavior and Human Decision Processes,1991,50(2):179-211.
[18]张毅,游达明.科技型企业员工创新意愿影响因素的实证研究——基于TPB视角[J].南开管理评论,2014,17(4):110-119.
[19]谭娟,陈晓春.基于产业结构视角的政府环境规制对低碳经济影响分析[J].经济学家,2011,(10):91-97.
[20]赵玉民,朱方明,贺立龙.环境规制的界定、分类与演进研究[J].中国人口·资源与环境,2009,19(6):85-90.
[21]马富萍,郭晓川,茶娜.环境规制对技术创新绩效影响的研究——基于资源型企业的实证检验[J].科学学与科学技术管理,2011,32(8):87-92.
[22]Ajzen I,Madden T J.Prediction of goal-directed behavior:Attitudes,intentions,and perceived behavioral control[J].Journal of Experimental Social Psychology,1986,22(5):453-474.
[23]Lanjouw J O,Mody A.Innovation and the international diffusion of environmentally responsive technology[J].Research Policy,1996,25(4):549-571.
[24]王锋正,姜涛.环境规制对资源型产业绿色技术创新的影响——基于行业异质性的视角[J].财经问题研究,2015,(8):17-23.
[25]李婉红,毕克新,孙冰.环境规制强度对污染密集行业绿色技术创新的影响研究——基于2003-2010年面板数据的实证检验[J].研究与发展管理,2013,25(6):72-81.
[26]Weitzman M L.Prices vs.quantities[J].Review of Economic Studies,1974,41(4):477-491.
[27]Fischer C,Parry I W H,Pizer W A.Instrument choice for environmental protection when technological innovation is endogenous[J].Journal of Environmental Economics&Management,2003,45(3):523-545.
[28]许士春,何正霞,龙如银.环境规制对企业绿色技术创新的影响[J].科研管理,2012,33(6):67-74.
[29]Montero J P.Market structure and environmental innovation[J].Journal of Applied Economics,2002,5(2):293-325.
[30]李婉红,毕克新,曹霞.环境规制工具对制造企业绿色技术创新的影响——以造纸及纸制品企业为例[J].系统工程,2013,31(10):112-122.
[31]Chumg H F,Seaton J,Cooke L,et al.Factors affecting employees’knowledge-sharing behaviour in the virtual organisation from the perspectives of well-being and organisational behaviour[J].Computers in Human Behavior,2016,64(11):432-448.
[32]马富萍,茶娜.环境规制对技术创新绩效的影响研究——制度环境的调节作用[J].研究与发展管理,2012,24(1):60-66,77.
[33]Fishbein M,Ajzen I.Belief,Attitude,Intention and Behavior:An Introduction to Theory and Research[M].Boston,MA:Addison-Wesley,Reading,1975:298-318.
[34]王建明,陈红喜,袁瑜.企业绿色创新活动的中介效应实证[J].中国人口·资源与环境,2010,20(6):111-117.
[35]李旭.绿色创新相关研究的梳理与展望[J].研究与发展管理,2015,27(2):1-11.
[2]Villegas-Palacio C,Coria J.On the interaction between imperfect compliance and technology adoption:Taxes versus tradable emissions permits[J].Journal of Regulatory Economics,2010,38(3):274-291.
[3]Jaffe A B,Newell R G,Stavins R N.Environmental policy and technological change[J].Environmental and Resource Economics,2002,22(1):41-70.
[4]Requate T.Dynamic incentives by environmental policy instruments—a survey[J].Ecological Economics,2005,54(2):175-195.
[5]Porter M E,Van Der Linde C.Toward a new conception of the environment-competitiveness relationship[J].Journal of Economic Perspectives,1995,94(4):97
[6]Downing P B,White L J.Innovation in pollution control[J].Journal of Environmental Economics&Management,1986,13(1):18-29.
[7]Popp D.Pollution control innovations and the clean air act of 1990[J].Journal of Policy Analysis and Management,2003,22(4):641-660.
[8]周华,郑雪姣,崔秋勇.基于中小企业技术创新激励的环境工具设计[J].科研管理,2012,33(5):8-18.
[9]Norberg-Bohm V.Stimulating‘green’technological innovation:An analysis of alternative policy mechanisms[J].Policy Sciences,1999,32(1):13-38.
[10]许士春,何正霞,龙如银.环境规制对企业绿色技术创新的影响[J].科研管理,2012,33(6):67-74.
[11]张倩,曲世友.环境规制对企业绿色技术创新的影响研究及政策启示[J].中国科技论坛,2013,(7):11-17.
[12]贾军,张伟.绿色技术创新中路径依赖及环境规制影响分析[J].科学学与科学技术管理,2014,35(5):44-52.
[13]张倩.环境规制对绿色技术创新影响的实证研究——基于政策差异化视角的省级面板数据分析[J].工业技术经济,2015,(7):10-18.
[14]聂爱云,何小钢.企业绿色技术创新发凡:环境规制与政策组合[J].改革,2012,(4):102-108.
[15]许晓燕,赵定涛,洪进.绿色技术创新的影响因素分析——基于中国专利的实证研究[J].中南大学学报(社会科学版),2013,19(2):29-33.
[16]雷善玉,王焕冉,张淑慧.环保企业绿色技术创新的动力机制——基于扎根理论的探索研究[J].管理案例研究与评论,2014,7(4):283-296.
[17]Ajzen I.The theory of planned behavior[J].Organizational Behavior and Human Decision Processes,1991,50(2):179-211.
[18]张毅,游达明.科技型企业员工创新意愿影响因素的实证研究——基于TPB视角[J].南开管理评论,2014,17(4):110-119.
[19]谭娟,陈晓春.基于产业结构视角的政府环境规制对低碳经济影响分析[J].经济学家,2011,(10):91-97.
[20]赵玉民,朱方明,贺立龙.环境规制的界定、分类与演进研究[J].中国人口·资源与环境,2009,19(6):85-90.
[21]马富萍,郭晓川,茶娜.环境规制对技术创新绩效影响的研究——基于资源型企业的实证检验[J].科学学与科学技术管理,2011,32(8):87-92.
[22]Ajzen I,Madden T J.Prediction of goal-directed behavior:Attitudes,intentions,and perceived behavioral control[J].Journal of Experimental Social Psychology,1986,22(5):453-474.
[23]Lanjouw J O,Mody A.Innovation and the international diffusion of environmentally responsive technology[J].Research Policy,1996,25(4):549-571.
[24]王锋正,姜涛.环境规制对资源型产业绿色技术创新的影响——基于行业异质性的视角[J].财经问题研究,2015,(8):17-23.
[25]李婉红,毕克新,孙冰.环境规制强度对污染密集行业绿色技术创新的影响研究——基于2003-2010年面板数据的实证检验[J].研究与发展管理,2013,25(6):72-81.
[26]Weitzman M L.Prices vs.quantities[J].Review of Economic Studies,1974,41(4):477-491.
[27]Fischer C,Parry I W H,Pizer W A.Instrument choice for environmental protection when technological innovation is endogenous[J].Journal of Environmental Economics&Management,2003,45(3):523-545.
[28]许士春,何正霞,龙如银.环境规制对企业绿色技术创新的影响[J].科研管理,2012,33(6):67-74.
[29]Montero J P.Market structure and environmental innovation[J].Journal of Applied Economics,2002,5(2):293-325.
[30]李婉红,毕克新,曹霞.环境规制工具对制造企业绿色技术创新的影响——以造纸及纸制品企业为例[J].系统工程,2013,31(10):112-122.
[31]Chumg H F,Seaton J,Cooke L,et al.Factors affecting employees’knowledge-sharing behaviour in the virtual organisation from the perspectives of well-being and organisational behaviour[J].Computers in Human Behavior,2016,64(11):432-448.
[32]马富萍,茶娜.环境规制对技术创新绩效的影响研究——制度环境的调节作用[J].研究与发展管理,2012,24(1):60-66,77.
[33]Fishbein M,Ajzen I.Belief,Attitude,Intention and Behavior:An Introduction to Theory and Research[M].Boston,MA:Addison-Wesley,Reading,1975:298-318.
[34]王建明,陈红喜,袁瑜.企业绿色创新活动的中介效应实证[J].中国人口·资源与环境,2010,20(6):111-117.
[35]李旭.绿色创新相关研究的梳理与展望[J].研究与发展管理,2015,27(2):1-11.