基于碳配额交易和减排技术的供应链策略选择
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摘要
本文以一个碳排放依赖型制造商和一个供应商组成的两级供应链为研究对象,考虑碳配额与交易机制和碳减排技术投入及消费者低碳偏好等因素下的供应链策略选择问题。若政府制定的碳配额不足以满足目标生产,制造商可以通过碳交易获得额外的碳排放权或采用碳减排技术、或两者结合,以实现收益最大化。本文采用报童模型,针对制造商的几种策略建立了供应链成员的收益模型。研究发现,对于制造商来说,碳减排技术和购买额外碳排放权相结合的策略一直是最优的;碳交易使制造商的碳排放总量上升,政府应该谨慎推行;通过制定适当的碳配额,政府可激励企业投资碳减排技术,从而降低碳排放总量并提高经济效益。
This paper focuses on a two-stage supply chain consisting of one carbon-emission-dependent manufacturer and one supplier.The low-carbon preference customers are considered and the optimal strategy choices with'cap and trade'policy and carbon emission reduction technology are investigated.If the carbon cap is not sufficient,the manufacturer may purchase extra carbon emission permit or adopt carbon reduction technology,or both of them to maximize the profits.By using the Newsboy model,it is found that the both of them policy will be the optimal choice for the manufacturer.The government should be cautious to implement carbon trading,because it will increase the total carbon emissions.In order to achieve the decrease in the total carbon emissions and enhance the economic benefits,the government can encourage the enterprises to invest in carbon reduction technology and set an appropriate carbon cap simultaneously.
This paper focuses on a two-stage supply chain consisting of one carbon-emission-dependent manufacturer and one supplier.The low-carbon preference customers are considered and the optimal strategy choices with'cap and trade'policy and carbon emission reduction technology are investigated.If the carbon cap is not sufficient,the manufacturer may purchase extra carbon emission permit or adopt carbon reduction technology,or both of them to maximize the profits.By using the Newsboy model,it is found that the both of them policy will be the optimal choice for the manufacturer.The government should be cautious to implement carbon trading,because it will increase the total carbon emissions.In order to achieve the decrease in the total carbon emissions and enhance the economic benefits,the government can encourage the enterprises to invest in carbon reduction technology and set an appropriate carbon cap simultaneously.
引文
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[14]Ji Jingna,Zhang Zhizhong,Yang Lei.Carbon emission reduction decisions in the retail-/dual-channel supply chain with consumers'preference[J].Journal of Cleaner Production,2017,141:852-867.
[15]付秋芳,忻莉燕,马士华.惩罚机制下供应链企业碳减排投入的演化博弈[J].管理科学学报,2016,19(4):56-70.
[16]李友东,赵道致,谢鑫鹏.考虑消费者低碳偏好的两级供应链博弈分析[J].内蒙古大学学报(哲学社会科学版),2013(5):64-69.
[17]王芹鹏,赵道致.消费者低碳偏好下的供应链收益共享契约研究[J].中国管理科学,2014,22(9):114-122.
[18]楼高翔,张洁琼,范体军,等.非对称信息下供应链减排投资策略及激励机制[J].管理科学学报,2016,19(2):42-52.
[2]Zhang Jingjiang,Nie Tengfei,Du Shaofu.Optimal emission-dependent production policy with stochastic demand[J].International Journal of Society Systems Science,2011,3(1):21-39.
[3]Morrison H.Low carbon products in demand despite challenging economic climate[EB/OL].[2011-7-1]http://www.guardian.co.uk/environment/2011/jul/01/carbon-trust-research-footprint-consumer-demand.
[4]Du Shaofu,Ma F,Fu Z,et al.Game-theoretic analysis for an emission-dependent supply chain in a‘capand-trade’system[J].Annals of Operations Research,2015,228(1):135-149.
[5]Du Shaofu,Zhu Lili,Liang Liang,et al.Emission-dependent supply chain and environment-policy-making in the‘cap-and-trade’system[J].Energy Policy,2013,57:61-67.
[6]Hua Guowei,Han Qiao,Li Jian.Optimal order lot selling and pricing with carbon trade[D].Beijing:Beijing Jiao tong University,2011.
[7]陈晓红,曾祥宇,王傅强.碳配额交易机制下碳交易价格对供应链碳排放的影响[J].系统工程理论与实践,2016,36(10):2562-2571.
[8]侯玉梅,尉芳芳.碳权交易价格对闭环供应链定价的影响[J].燕山大学学报(哲学社会科学版),2013,14(2):103-108.
[9]何华,马常松,吴忠和.碳配额与交易政策下考虑绿色技术投入的定价策略研究[J].中国管理科学,2016,24(5):74-84.
[10]周艳菊,黄雨晴,陈晓红,等.促进低碳产品需求的供应链减排成本分担模型[J].中国管理科学,2015,23(7):85-93.
[11]Caro F,Corbett C,Tan T,et al.Carbon-optimal and carbon-neutral supply chains[R].Working Paper,Los Angeles:UC Los Angeles,2011.
[12]Benjaafar S,Li Yanzhi,Daskin M.Carbon footprint and the management of supply chains:Insights from simple models[J].Automation Science and Engineering,2013,10(1):99-116.
[13]徐春秋,赵道致,原白云,等.上下游联合减排与低碳宣传的微分博弈模型[J].管理科学学报,2016,19(2):53-65.
[14]Ji Jingna,Zhang Zhizhong,Yang Lei.Carbon emission reduction decisions in the retail-/dual-channel supply chain with consumers'preference[J].Journal of Cleaner Production,2017,141:852-867.
[15]付秋芳,忻莉燕,马士华.惩罚机制下供应链企业碳减排投入的演化博弈[J].管理科学学报,2016,19(4):56-70.
[16]李友东,赵道致,谢鑫鹏.考虑消费者低碳偏好的两级供应链博弈分析[J].内蒙古大学学报(哲学社会科学版),2013(5):64-69.
[17]王芹鹏,赵道致.消费者低碳偏好下的供应链收益共享契约研究[J].中国管理科学,2014,22(9):114-122.
[18]楼高翔,张洁琼,范体军,等.非对称信息下供应链减排投资策略及激励机制[J].管理科学学报,2016,19(2):42-52.