战略性新兴产业产能利用率及影响因素——以新一代信息技术产业为例
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摘要
本文采用产出角度的DEA (MUILTI-STAGE)方法,利用上市公司数据,根据Fare定义的有偏产能利用率概念,测算了2007—2016年中国新一代信息技术产业的产能利用率、技术效率和设备使用率,并运用随机面板Tobit模型对其影响因素进行实证研究。研究发现,新一代信息技术产业产能利用率平均值仅为0. 647,远低于国际公认的正常产能利用水平,沿海地区产能利用率高于内陆地区,制造业行业产能利用率远低于服务业;政府补助和金融支持对新一代信息技术产业产能利用率具有显著的负向影响,沿海地区及新一代信息技术制造业的负向效应更为显著。
According to the concept of"biased capacity utilization"defined by Fare,this paper calculates capacity utilization,technical efficiency and equipment utilization based on listed company data from 2007 to 2016,by using DEA( MUILTI-STAGE) method in output aspects. Then it carries out an empirical study on the influential factors by using Random Panel Tobit model. The results show that the average capacity utilization of the new generation information technology industry is only 0. 647,which is far lower than the internationally recognized normal level in the perspective of the whole industry. The capacity utilization of coastal areas is higher than that of inland regions. The capacity utilization rate of the manufacturing industry is far lower than the utilization rate of the service industry. Government subsidies and financial support both negatively affect capacity utilization of the new generation of information technology industry,especially stronger negative influence on the Coastal industry and new generation of information technology manufacturing.
According to the concept of"biased capacity utilization"defined by Fare,this paper calculates capacity utilization,technical efficiency and equipment utilization based on listed company data from 2007 to 2016,by using DEA( MUILTI-STAGE) method in output aspects. Then it carries out an empirical study on the influential factors by using Random Panel Tobit model. The results show that the average capacity utilization of the new generation information technology industry is only 0. 647,which is far lower than the internationally recognized normal level in the perspective of the whole industry. The capacity utilization of coastal areas is higher than that of inland regions. The capacity utilization rate of the manufacturing industry is far lower than the utilization rate of the service industry. Government subsidies and financial support both negatively affect capacity utilization of the new generation of information technology industry,especially stronger negative influence on the Coastal industry and new generation of information technology manufacturing.
引文
[1]杨震宇.中国战略性新兴产业产能过剩程度的测度[J].管理现代化,2016,36(1):23-25.
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[3]汤萱,谢梦园.战略性新兴产业产能效率与政府补助行为---基于新一代信息技术产业上市公司的实证分析[J].学术研究,2017(3):89-97,178.
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[5]董敏杰,梁泳梅,张其仔.中国工业产能利用率:行业比较、地区差距及影响因素[J].经济研究,2015,50(1):84-98.
[6]FARE Rolf,GROSSKOPF Shawana,KOKKELWNBERG C E.Measuring plant capacity,utilization and technical charge:a nonparametric approach[J].International economic review,1989(30):655-666.
[7]COELLI Tim,GRIFELLTATJE Emili,PERELMAN Sergio.Capacity utilisation and profitability:a decomposition of short-run profit efficiency[J].International journal production economics,2002(79):261-278.
[8]王宇,罗悦.外需引导与政府补贴下战略性新兴产业的产能过剩研究---以光伏产业为例[J].现代经济探讨,2018(3):78-87.
[9]李晓钟,张培.FDI对我国高技术行业技术创新能力与市场转换能力影响研究[J].国际经济合作,2016(11):80-85.
[10]樊纲,王小鲁,朱恒鹏.中国市场化指数:各地区市场化相对进程2011年报告[M].北京:经济科学出版社,2011.
[11]朱伟珠,李春发.中国区域技术创新与新一代信息技术产业协调发展的动态演进研究[J].现代情报,2017,37(5):137-144.
[12]修宗峰,黄健柏.市场化改革、过度投资与企业产能过剩---基于中国制造业上市公司的经验证据[J].经济管理,2013,35(7):1-12.
[2]余东华,吕逸楠.政府不当干预与战略性新兴产业产能过剩---以中国光伏产业为例[J].中国工业经济,2015(10):53-68.
[3]汤萱,谢梦园.战略性新兴产业产能效率与政府补助行为---基于新一代信息技术产业上市公司的实证分析[J].学术研究,2017(3):89-97,178.
[4]沈宏超.中国战略性新兴产业发展隐患的形成机理及治理对策[J].现代经济探讨,2014(6):29-33.
[5]董敏杰,梁泳梅,张其仔.中国工业产能利用率:行业比较、地区差距及影响因素[J].经济研究,2015,50(1):84-98.
[6]FARE Rolf,GROSSKOPF Shawana,KOKKELWNBERG C E.Measuring plant capacity,utilization and technical charge:a nonparametric approach[J].International economic review,1989(30):655-666.
[7]COELLI Tim,GRIFELLTATJE Emili,PERELMAN Sergio.Capacity utilisation and profitability:a decomposition of short-run profit efficiency[J].International journal production economics,2002(79):261-278.
[8]王宇,罗悦.外需引导与政府补贴下战略性新兴产业的产能过剩研究---以光伏产业为例[J].现代经济探讨,2018(3):78-87.
[9]李晓钟,张培.FDI对我国高技术行业技术创新能力与市场转换能力影响研究[J].国际经济合作,2016(11):80-85.
[10]樊纲,王小鲁,朱恒鹏.中国市场化指数:各地区市场化相对进程2011年报告[M].北京:经济科学出版社,2011.
[11]朱伟珠,李春发.中国区域技术创新与新一代信息技术产业协调发展的动态演进研究[J].现代情报,2017,37(5):137-144.
[12]修宗峰,黄健柏.市场化改革、过度投资与企业产能过剩---基于中国制造业上市公司的经验证据[J].经济管理,2013,35(7):1-12.