公交补贴机制研究综述与展望
详细信息    查看全文 | 推荐本文 |
  • 英文篇名:A Review and Prospects of Subsidy Mechanism for Bus Transit
  • 作者:朱伟权 ; 谢秉磊 ; 杨晓光 ; 葛宏伟
  • 英文作者:ZHU Weiquan;XIE Binglei;YANG Xiaoguang;GE Hongwei;Harbin Institute of Technology Shenzhen Graduate School;Shenzhen Transportation Design and Research Institute Co.,Ltd.;School of Transportation Engineering,Tongji University;
  • 关键词:公交 ; 补贴 ; 补贴机制 ; 研究综述
  • 英文关键词:bus transit;;subsidy;;subsidy mechanism;;literature review
  • 中文刊名:JTJS
  • 英文刊名:Journal of Transport Information and Safety
  • 机构:哈尔滨工业大学深圳研究生院;深圳市综合交通设计研究院有限公司;同济大学交通运输工程学院;
  • 出版日期:2015-08-20
  • 出版单位:交通信息与安全
  • 年:2015
  • 期:v.33;No.192
  • 基金:国家自然基金项目(批准号:71173061);国家自然基金项目(批准号:71473060);; 广东省交通科技计划项目(批准号:科技-2015-02-034)资助
  • 语种:中文;
  • 页:JTJS201504002
  • 页数:9
  • CN:04
  • ISSN:42-1781/U
  • 分类号:7-14+59
摘要
建立科学、规范的公交补贴机制是促进公交行业稳定健康发展与增强政府财政补贴有效性、可持续性的重要保障。为促进国内公交补贴机制相关研究的发展,回顾和总结了公交补贴机制领域主要研究的发展现状、研究成果、存在问题及发展方向。首先简要介绍了公交补贴机制的基本定义及研究的热点、难点问题。而后从公交补贴的理论依据、补贴测算方法、补贴及补贴机制对公交系统绩效的影响3个方面,重点对主要研究方法、研究结论及存在的问题等进行了梳理和分析。最后进行了问题总结并从公交成本评价方法、更优化的补贴机制构建等方面探讨了未来的研究发展方向。
        A scientific subsidy mechanism ensures the healthy development of bus transit industry,and the effectiveness and sustainability of government subsidy.This study reviews the research status,achievements,existing problems and development prospects on the subsidy mechanism of bus transit in China.Firstly,the definition,research focus and challenges on the subsidy mechanism are reviewed.Secondly,the study summarizes the main methods,conclusions and problems on the research rationales,the calculation methods of bus transit subsidies,and the effects of subsidy and subsidy mechanism on bus performances.Finally,the research challenges are summarized and the future research trends and topics are identified including cost measurement method and establishment of subsidy mechanism.
引文
[1]朱伟权.公共汽车交通运营监管基础问题研究[D].上海:同济大学,2012.ZHU Weiquan.Research on the basic problems of bus operating regulation[D].Shanghai:Tongji University,2012.(in Chinese)
    [2]姚莲芳.城市公共交通企业财政补贴机制探讨[J].交通财会,2011(4):14-20.YAO Lianfang.Study on the urban public transit agency subsidy mechanism[J].Finance&Accounting for Communications,2011(4):14-20.(in Chinese)
    [3]林定良,张天孟.城市公交企业财政补贴机制探讨[J].城市公共交通,2013,(11):33-37.LIN Dingliang,ZHANG Tianmeng.A study on the fiscal subsidy-mechanism of public transportation enterprise[J].Urban Public Transport,2013(11):33-37.(in Chinese)
    [4]ELGAR I,KENNEDY C.Review of optimal transit subsidies comparison between models[J].Journal of Urban Planning and Development,2005,131(2):71-78.
    [5]GOEVERDEN C V,RIETVELD P,KOELEMEIJER J,et al.Subsidies in public transport[J].European Transport,2006(32):5-25.
    [6]MOHRING H.Optimization and scale economies in urban bus transportation[J].American Economic Review,1972,62(4):591-604.
    [7]BUTTON K J.Transport economics(2nd Edition)[M].Aldershot:Edward Elgar,1993.
    [8]UBBELS B,NIJKAMP P.Unconventional funding of urban public transport[J].Transportation Research Part D,2002,7(5):317-329.
    [9]PARRY I W H,SMALL K A.Should urban transit subsidies be reduced[J].American Economic Review,2009,99(3):700-724.
    [10]BORCK R,WREDE M.Commuting subsidies with two transport modes[J].Journal of Urban Economics,2008,63(3):841-848.
    [11]MATTSON J,RIPPLINGER D.Marginal cost pricing and subsidy of small urban transit[J].Transportation Research Record,2012,2274:77-83.
    [12]李振华,糜忱.城市公共交通补贴机制研究[J].城市公共交通,1999(4):15-17.LI Zhenhua,MI Chen.Study on the urban public transit subsidy mechanism[J].Urban Public Transport,1999,(4):15-17.(in Chinese)
    [13]杨则海.城市公共交通的二重性与补贴机制研究[J].城市公共交通,2000,(4):15-17.YANG Zehai.Study on the twofold features and subsidy mechanism of urban public transit[J].Urban Public Transport,2000(4):15-17.(in Chinese)
    [14]黄浩丰,严海,关宏志,等.城市公共交通政策性亏损补贴机制探讨:以城市公共汽车为例[C].第三届中国同舟交通论坛:公共交通与城市发展学术研讨会,上海:上海同济大学,2006.HUANGHaofeng,YAN Hai,GUAN Hongzhi,et al.Analysis of subsidies mechanism of urban public transport losses——evidence from urban transit bus[C].The 3rd Tong Zhou Transportation Forum:The Symposium on Public Transportation and Urban Development,Shanghai:Tongji University,2006.(in Chinese)
    [15]柴芳.浅析城市公共交通政策性亏损与补贴[J].公用事业财会,2008,(2):19-22.CHAI Fang.Analysis on the policy-type deficit and subsidy of urban public transit[J].Finance&Accounting for Utilities,2008,(2):19-22.(in Chinese)
    [16]刘建春,朱燕萍.城市公共交通企业财政补偿机制研究[J].交通财会,2009(1):46-49.LIU Jianchun,ZHU Yanping.Study on the finance subsidy mechanism of urban public transit agency[J].Finance&Accounting for Communications,2009(1):46-49.(in Chinese)
    [17]JRGENSEN F,PEDERSEN P,VOLDEN F.Estimating the inefficiency in the Norwegian bus industry from stochastic cost frontier models[J].Transportation,1997,24(4):421-433.
    [18]COWIE J,ASENOVA D.Organisation form,scale effects and efficiency in the British bus industry[J].Transportation,1999,26(3):231-248.
    [19]RIETVELD P.Transport and the environment.In:FOLMER H,TIETENBERG T.Yearbook of environmental economics[M].Cheltenham:Edward Elgar Publishing Ltd.,2006.
    [20]FABBRI D.Public transit subsidy:from the economics of welfare to the theory of incentives[R]In:BUTTON K J,NIJKAMP P,PRIEMUS H.Transport networks in Europe:concepts,analysis and policies.Cheltenham:Edward Elgar Publishing Ltd.,1998.
    [21]SONESSON T.Optimal system of subsidization for local public transport[R].Stockholm:VINNOVA-Swedish Governmental Agency for Innovation Systems,2006.
    [22]JACKSO R.Optimal subsidies for public transit[J].Journal of Transport Economics and Policy,1975,9(1):3-15.
    [23]GLAISTER S,LEWIS D.An integrated fares policy for transport in London[J].Journal of Public Economics,1978,9(3):341-355.
    [24]VITON P A.Pareto-optimal urban transportation equilibria[J].Research in Transportation Economics,1983(1):75-101.
    [25]ANTOS J D.Paying for public transportation:the optimal,the actual,and the possible[D].Boston:Massachusetts Institute of Technology,2007.
    [26]HARTMAN R J,KURTZ E M,WINN A B.The role of performance-based measures in allocating funding for transit operations[R].Washington,D C:National Academy Press,1994.
    [27]FORKENBROCK D J,DUEKER K J.Transit assistance allocation[J].Transportation Research Part A,1979,13(5):317-327.
    [28]MARSHMENT R S.Assessment of state procedures for allocating section 5311subsidies to rural public transit operators[J].Transportation Research Record,1998,1623:63-67.
    [29]MATHERLY D.Developing aperformance-based transit allocation formula:case study for a participatory process[J].Transportation Research Record,1998(1604):83-91.
    [30]LARSEN O I.Designing incentive schemes for public transport operators in Hordaland County,Norway[C].Presented at 7th International Conference on Competition and Ownership in Land Passenger Transport,Norway:Molde University College,2001.
    [31]HENSHER D A,STANLEY J.Performancebased quality contracts in bus service provision[J].Transportation Research Part A,2003,37(6):519-538.
    [32]LONGVA F,BEKKEN J T,NORHEIM B.Competitive tendering and performance-based subsidiesexperiences in Dutch and Norwegian bus transport[C].Presented at the European Transport Conference,France:Association for European Transport,2004.
    [33]SCHMIDT S.Incentive effects of expanding federal mass transit formula grants[J].Journal of Policy Analysis and Management,2001,20(2):239-261.
    [34]FILIPPINI M,MAGGI R,PRIONI P.Cost-based yardstick regulation in the Swiss regional public bus industry[C].Presented at 1st Swiss Transport Research Conference,Switzerland:Institut für Verkehrsplanung und Transporttechnik,Strassenund Eisenbahnbau,ETH Zürich,2001.
    [35]FARSI M,FILIPPINI M,KUENZLE M.Cost efficiency in regional bus companies:an application of alternative stochastic frontier models[J].Journal of Transport Economics and Policy,2006,40(1):95-118.
    [36]CULLMANN A,FARSI M,FILIPPINI M.Unobserved heterogeneity and international benchmarking in public transport[R].Zurich:Swiss Federal Institute of Technology in Zurich,2009.
    [37]SHLEIFER A.A theory of yardstick competition[J].Rand Journal of Economics,1985,16(3):319-327.
    [38]魏利华.城市公交企业政策性亏损测算及补贴机制研究[D].长春:吉林大学,2011.WEI Lihua.Research on the calculation and the subsidy mechanism of losses:permitted by policy in urban public transport enterprises[D].Changchun:Jilin University,2011.(in Chinese)
    [39]中华人民共和国建设部.《关于优先发展城市公共交通若干经济政策的意见》(建城[2006]288号)[EB/OL].(2006-12-01)[2015-05-03].http://www.mohurd.gov.cn/zcfg/jsbwj_0/jsbwjcsjs/200612/t20061212_157229.html.The Ministry of Housing and Urban-Rural Development of the People′s Republic of China.Opinions on the economic policies for further the development of urban public transportation[EB/OL].(2006-12-01)[2015-05-03].http://www.gov.cn/zwgk/2006-12/04/content_461023.html.
    [40]中华人民共和国建设部.《关于优先发展城市公共交通的意见》(建城[2004]38号)[EB/OL].(2004-03-06)[2015-05-03].http://www.mohurd.gov.cn/zcfg/jsbwj_0/jsbwjcsjs/200611/t20061101_157100.html.The Ministry of Housing and Urban-Rural Development of the People′s Republic of China.Opinions on further the development of urban public transportation[EB/OL].(2004-03-06)[2015-05-03].http://www.mohurd.gov.cn/zcfg/jsbwj_0/jsbwjcsjs/200611/t20061101_157100.html.
    [41]章钢,陈镇海.建立公交行业成本费用评价和低票价补贴机制架构初探[J].城市公共交通,2009(4):23-25.ZHANG Gang,CHEN Zhenhai.Study on the framework of cost expense measurement and subsidy mechanism of bus transit industry[J].Urban Public Transport,2009(4):23-25.(in Chinese)
    [42]戴星.浦东公交体制改革后政府补贴机制框架思路探讨[J].交通与运输,2009,25(4):48-50.DAI Xing.Study on theframework of subsidy mechanism after the bus transit institution reform in Pudong district[J].Traffic&Transportation,2009,25(4):48-50.(in Chinese)
    [43]高祥涛.城市公交财政补贴测算方法与激励模型研究[D].长春:吉林大学,2011.GAO Xiang tao.Calculation method about subsidy and incentive model of urban public transport[D].Changchun:Jilin University,2011.(in Chinese)
    [44]霍娅敏,陈坚,何湘锋,等.城乡客运一体化公交线路补贴规模测算模型[J].重庆交通大学学报:自然科学版,2011,30(1):81-84.HUO Yamin,CHEN Jian,HE Xiangfeng,et al.Calculation model of transit line subsidy scale of urban and rural road passenger transportation integration[J].Journal of Chongqing Jiaotong University:Natural Science Edition,2011,30(1):81-84.(in Chinese)
    [45]王永胜.城市公交成本、票价和补贴联动机制研究[D].西安:长安大学,2012.WANG Yongsheng.Joint mechanism of urban public transport cost,pricing and subsidy in China[D].Xi′an:Chang′an University,2012.(in Chinese)
    [46]黄海南,翁剑成,刘力力,等.基于多源数据的常规公交运营成本测算方法研究[J].交通信息与安全,2013,31(6):6-10.HUANG Hainan,WENG Jiancheng,LIU Lili.et al.A method for bus operation cost calculation based on multi-source data[J].Journal of Transport Information and Safety,2013,31(6):6-10.(in Chinese)
    [47]DALEN D M,GMEZ-LOBO A.Yardsticks on the road:regulatory contracts and cost efficiency in the Norwegian bus industry[J].Transportation,2003,30(4):371-386.
    [48]徐海波.公交特许经营成本规制和补贴政策机制研究:以深圳市为例[J].交通财会,2011,(10):62-65.XU Haibo.Study on the costs regulation and subsidy mechanism in bus transit franchise—the case of Shenzhen city[J].Finance&Accounting for Communications,2011,(10):62-65.(in Chinese)
    [49]傅小芸.公交企业成本规制苏州之实践[J].城市公共交通,2013(12):20-22.FU Xiaoyun.The Suzhou practice of bus agency costs regulation[J].Urban Public Transport,2013(12):20-22.(in Chinese)
    [50]郝记秀,黄浩丰,关宏志,等.城市公共交通定价中的补贴测算方法研究[J].太原理工大学学报:社会科学版,2008,26(3):19-22.HAO Jixiu,HUANG Haofeng,GUAN Hongzhi,et al.Study on subsidy about bus serving pricing in city[J].Journal of Taiyuan University of Technology:Social Sciences Edition,2008,26(3):19-22.(in Chinese)
    [51]郝记秀,周伟,黄浩丰,等.城市公共交通财政补贴测算模型研究[J].交通运输系统工程与信息,2009,9(2):11-16.HAO Jixiu,ZHOU Wei,HUANG Haofeng,et al.Calculating model of urban public transit subsidy[J].Journal of Transportation Systems Engineering and Information Technology,2009,9(2):11-16.(in Chinese)
    [52]王海燕,于荣,王国祥,等.城市公共交通财政补贴测算方法研究[J].交通运输系统工程与信息,2013,13(6):23-26.WANG Haiyan,YU Rong,WANG Guoxiang,et al.Calculating method of urban public transport finance subsidy[J].Journal of Transportation Systems Engineering and Information Technology,2013,13(6):23-26.(in Chinese)
    [53]杨帆,杨琦,张珺,等.公共交通定价与最优政府补偿模型[J].交通运输工程学报,2010,10(2):110-115.YANG Fan,YANG Qi,ZHANG Jun,et al.Public transit pricing and optimal government compensation models[J].Journal of Traffic and Transportation Engineering,2010,10(2):110-115.(in Chinese)
    [54]CERVERO R.Examining the performance impacts of transit operating subsidies[J].Journal of Transportation Engineering,1984,110(5):467-480.
    [55]WUNSCH,P.Cost and productivity of major urban transit systems in Europe:an exploratory analysis.Journal of Transport Economics and Policy,1996,30(2):171-186.
    [56]KIM M,SPIEGEl M.The effects of lump-sum subsidies on the structure of production and productivity in regulated industries[J].Journal of Public Economies,1987,34(1):105-119.
    [57]SAKAI H,SHOJI K.The effect of governmental subsidies and the contractual model on the publicly-owned bus sector in Japan[J].Research in Transportation Economics,2010,29(1):60-71.
    [58]LI J.Transit subsidies and performance:the case of Los Angeles county[D].Los Angeles:University of California,1992.
    [59]SAKAI H,TAKAHASHI Y.Ten years after bus deregulation in Japan:an analysis of institutional changes and cost efficiency[J].Research in Transportation Economics,2013,39(1):215-255.
    [60]KARLAFTIS M,MCCARTHY,P.Operating subsidies and performance in public transit:an empirical study[J].Transportation Research Part A,1998,32(5):359-375.
    [61]LI J L,WACHS M.The effects of federal transit subsidy policy on investment decisions:the case of San Francisco′s geary corridor[J].Transportation,2004,31(1):43-67.
    [62]FILIPPINI M,MAGGI R,PRIONI P.Inefficiency in a regulated industry:the case of the Swiss regional bus companies[J].Annals of Public and Cooperative Economics,1992,63(3):437-454.
    [63]SAKANO R,OBENG K.Re-examination of inefficiencies in urban transit systems:a stochastic frontier approach[J].The Logistics and Transportation Review,1995,31(4):377-392.
    [64]SAKANO R.Subsidies and inefficiency:stochastic frontier approach[J].Contemporary Economic Policy,1997,15(3):113-127.
    [65]PIACENZA M.Regulatory contracts and cost efficiency:stochastic frontier evidence from the Italian local public transport[J].Journal of Productivity Analysis,2006,25(3):257-277.
    [66]MARGARI B B,ERBETTA F,PETRAGLIA C,et al.Regulatory and environmental effects on public transit efciency:a mixed DEA-SFAapproach[J].Journal of Regulatory Economics,2007,32(2):131-151.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700