区域高校科技创新力排名及评价分析
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摘要
从资源基础、产出效益、环境建设三个层面构建了区域高校的科技创新评价指标体系,通过将指标的发展增量与序关系分析法相结合的方式提出了一种客观赋权方法及相应的评价模型。在此基础上,对中国31省域的高校科技创新能力进行了评价分析,得出上海、北京、江苏的高校科技创新能力较好,海南、贵州、西藏等地区高校科技创新较落后的主要结论。另外,通过对省域高校科技创新模式的分析,得到全国高校科技创新整体水平有待进一步提升且省域之间发展差异较大等主要结论。
This paper develops the regional universities' science and technology innovation evaluation index from the aspects of resources,output benefits and environment construction. A type of objective weighting method is provided by considering the attribute's incremental information and the rank correlation analysis method together. Furthermore,the related evaluation model is also given. Based on this,we evaluate the universities' science and technology innovation capability of 31 provinces in China. It is found the provinces of Shanghai,Beijing,and Jiangsu perform better,while Hainan,Guizhou and Tibet are in poor performance. We further divide the 31 provinces into four types of development patterns. It is known that the overall level of regional universities' science and technology innovation needs to be enhanced,and the innovation capability among 31 provinces is in great difference.
This paper develops the regional universities' science and technology innovation evaluation index from the aspects of resources,output benefits and environment construction. A type of objective weighting method is provided by considering the attribute's incremental information and the rank correlation analysis method together. Furthermore,the related evaluation model is also given. Based on this,we evaluate the universities' science and technology innovation capability of 31 provinces in China. It is found the provinces of Shanghai,Beijing,and Jiangsu perform better,while Hainan,Guizhou and Tibet are in poor performance. We further divide the 31 provinces into four types of development patterns. It is known that the overall level of regional universities' science and technology innovation needs to be enhanced,and the innovation capability among 31 provinces is in great difference.
引文
[1]孙燕,杨健安,潘鹏飞,孙敏.高校科技创兴能力评价指标体系研究[J].研究与发展管理,2011,23(3):125-129.Sun Yan,Yang Jianan,Pan Pengfei,Sun Min.Research on the evaluation index system of S&T innovation capacity of universities[J].R&D Management,2011,23(3):125-129.
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[3]梁燕,耿燕,林玉伟,李相银.基于层次分析法的高校科技创新能力评价指标体系研究[J].科学学与科学技术管理,2009(5):194-196.Liang Yan,Geng Yan,Lin Yuwei,Li Xiangyin.Research on the scientific and technological innovation evaluation system of university based on AHP method[J].Science of Science and Management of S&T,2009(5):194-196.
[4]王章豹,徐枞巍,李姚矿,吴骏.高校科研排行性评价与科技创新能力评价指标设计[J].合肥工业大学学报(社会科学版),2005,19(1):1-8.Wang Zhangbao,Xu Zongwei,Li Yaokuang,Wu Jun.Evaluation of university seniority of scientific research and evaluation index design about sci-technology innovation ability[J].Journal of Hefei University of Technolify(Social Sciences),2005,19(1):1-8.
[5]吴建国,张经强,王娇.我国高校科技创新能力比较分析:基于因子分析法的实证研究[J].科技进步与对策,2016,33(15):151-155.Wu Jianguo,Zhang Jingqiang,Wang Jiao.A comparative analysis of science and technology innovation ability in universities and colleges:An empirical study based on factor analysis[J].Science&Technology Progress and Policy,2016,33(15):151-155.
[6]韩晓明,王洪燕.基于熵值法的高校科技创新能力评价[J].北京工业大学学报(社会科学版),2015,15(1):74-78,84.Han Xiaoming,Wang Hongyan.Evaluation of university’s scientific and technological innovation ability based on entropy method[J].Journal of Beijing University of Technology(Social Sciences Edition),2015,15(1):74-78,84.
[7]章熙春,马卫华,蒋兴华.基于灰色关联度评价方法的高校科技创新能力评价实证研究[J].科技管理研究,2010(14):66-70.Zhang Xichuan,Ma Weihua,Jiang Xinghua.Empirical study on the evaluation of the university’s scientific and technological innovation ability based on grey correlation grade evaluation method[J].Science and Technology Management Research,2010(14):66-70.
[8]李新荣.基于集对分析的高校产学研合作项目绩效评价方法与模型研究[J].科技管理研究,2013(2):85-88.Li Xinrong.On matrix and assessment of cooperation projects based on set pair analysis[J].Science and Technology Management Research,2013(2):85-88.
[9]Wang E C,Huan GW.Relative efficiency of R&D activities:Across-country study accounting for environmental factors in the DEA approach[J].Research Policy,2007,36(2):260-273.
[10]Carayannis E G,Grigoroudis E,Goletsis Y.A multilevel and multistage efficiency evaluation of innovation systems:A multiobjective DEA approach[J].Expert Systems with Applications,2016,62(15):63-80.
[11]沈能,宫为天.我国省区高校科技创新效率评价实证分析——基于三阶段DEA模型[J].科研管理,2013,34(专刊):125-132.Shen Neng,Gong Weitian.Evaluationand spatial patterns ofuniversity’s innovation efficiency in Chinabased on threestage DEA Model[J].Science Research Management,2013,34(Supplement):125-132.
[12]周静,王立杰,石晓军.我国不同地区高校科技创新的制度效率与规模效率研究[J].研究与发展管理,2005,17(1):109-117.Zhou Jing,Wang Lijie,Shi Xiaojun.A study on institutional efficiency and scale efficiency of universities’S&T innovation in different regions of China[J].R&D Management,2005,17(1):109-117.
[13]李清贤,曲绍卫,齐书宇.教育部直属高校教师科技创新效率研究[J].高等工程教育研究,2014(3):167-171.Li Qingxian,Qu Shaowei,Qi Shuyu.On the technological innovation efficiency for teachers in subordinate universities of ministry of education[J].Research in Higher Education of Engineering,2014(3):167-171.
[14]郭亚军.综合评价理论、方法及应用[M].北京:科学出版社,2007.Guo Yajun.Comprehensive evaluation theory,method,and application[M].Beijing:Science Press,2007.
[15]易平涛,李伟伟,郭亚军.线性无量纲化方法的结构稳定性分析[J].系统管理学报,2014,23(1):104-110.Yi Pingtao,Li Weiwei,Guo Yajun.Structure stability analysis of linear dimensionless methods[J].Journal of Systems&Management,2014,23(1):104-110.
[2]章熙春,马卫华,蒋兴华.高校科技创新能力评价体系构建及其分析[J].科技管理研究,2010(13):79-83.Zhang Xichuan,Ma Weihua,Jiang Xinghua.Construction and analysis if the evaluation system of the University’s scientific and technological innovation ability[J].Science and Technology Management Research,2010(13):79-83.
[3]梁燕,耿燕,林玉伟,李相银.基于层次分析法的高校科技创新能力评价指标体系研究[J].科学学与科学技术管理,2009(5):194-196.Liang Yan,Geng Yan,Lin Yuwei,Li Xiangyin.Research on the scientific and technological innovation evaluation system of university based on AHP method[J].Science of Science and Management of S&T,2009(5):194-196.
[4]王章豹,徐枞巍,李姚矿,吴骏.高校科研排行性评价与科技创新能力评价指标设计[J].合肥工业大学学报(社会科学版),2005,19(1):1-8.Wang Zhangbao,Xu Zongwei,Li Yaokuang,Wu Jun.Evaluation of university seniority of scientific research and evaluation index design about sci-technology innovation ability[J].Journal of Hefei University of Technolify(Social Sciences),2005,19(1):1-8.
[5]吴建国,张经强,王娇.我国高校科技创新能力比较分析:基于因子分析法的实证研究[J].科技进步与对策,2016,33(15):151-155.Wu Jianguo,Zhang Jingqiang,Wang Jiao.A comparative analysis of science and technology innovation ability in universities and colleges:An empirical study based on factor analysis[J].Science&Technology Progress and Policy,2016,33(15):151-155.
[6]韩晓明,王洪燕.基于熵值法的高校科技创新能力评价[J].北京工业大学学报(社会科学版),2015,15(1):74-78,84.Han Xiaoming,Wang Hongyan.Evaluation of university’s scientific and technological innovation ability based on entropy method[J].Journal of Beijing University of Technology(Social Sciences Edition),2015,15(1):74-78,84.
[7]章熙春,马卫华,蒋兴华.基于灰色关联度评价方法的高校科技创新能力评价实证研究[J].科技管理研究,2010(14):66-70.Zhang Xichuan,Ma Weihua,Jiang Xinghua.Empirical study on the evaluation of the university’s scientific and technological innovation ability based on grey correlation grade evaluation method[J].Science and Technology Management Research,2010(14):66-70.
[8]李新荣.基于集对分析的高校产学研合作项目绩效评价方法与模型研究[J].科技管理研究,2013(2):85-88.Li Xinrong.On matrix and assessment of cooperation projects based on set pair analysis[J].Science and Technology Management Research,2013(2):85-88.
[9]Wang E C,Huan GW.Relative efficiency of R&D activities:Across-country study accounting for environmental factors in the DEA approach[J].Research Policy,2007,36(2):260-273.
[10]Carayannis E G,Grigoroudis E,Goletsis Y.A multilevel and multistage efficiency evaluation of innovation systems:A multiobjective DEA approach[J].Expert Systems with Applications,2016,62(15):63-80.
[11]沈能,宫为天.我国省区高校科技创新效率评价实证分析——基于三阶段DEA模型[J].科研管理,2013,34(专刊):125-132.Shen Neng,Gong Weitian.Evaluationand spatial patterns ofuniversity’s innovation efficiency in Chinabased on threestage DEA Model[J].Science Research Management,2013,34(Supplement):125-132.
[12]周静,王立杰,石晓军.我国不同地区高校科技创新的制度效率与规模效率研究[J].研究与发展管理,2005,17(1):109-117.Zhou Jing,Wang Lijie,Shi Xiaojun.A study on institutional efficiency and scale efficiency of universities’S&T innovation in different regions of China[J].R&D Management,2005,17(1):109-117.
[13]李清贤,曲绍卫,齐书宇.教育部直属高校教师科技创新效率研究[J].高等工程教育研究,2014(3):167-171.Li Qingxian,Qu Shaowei,Qi Shuyu.On the technological innovation efficiency for teachers in subordinate universities of ministry of education[J].Research in Higher Education of Engineering,2014(3):167-171.
[14]郭亚军.综合评价理论、方法及应用[M].北京:科学出版社,2007.Guo Yajun.Comprehensive evaluation theory,method,and application[M].Beijing:Science Press,2007.
[15]易平涛,李伟伟,郭亚军.线性无量纲化方法的结构稳定性分析[J].系统管理学报,2014,23(1):104-110.Yi Pingtao,Li Weiwei,Guo Yajun.Structure stability analysis of linear dimensionless methods[J].Journal of Systems&Management,2014,23(1):104-110.