生态效率测度方法及应用研究综述
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摘要
生态效率可量化经济发展对生态环境的影响程度,在国内外得到广泛推广和应用。基于前人研究成果,本研究总结了生态效率概念的发展、评价方法的演变及实践应用:(1)生态效率的概念,在核算生态效率时大都遵循"较少的资源投入和环境成本获取较大的经济效益"这一核心思想;(2)评价方法主要有单一比值法、指标评价法、模型法(其中DEA模型使用较多);(3)生态效率的应用,研究已从微观(企业)层面拓展到中观(行业)甚至宏观(区域)层面,但国内关于微观层面研究较少。
Eco-efficiency can quantify the degree of impact of economic developmenton the ecological environment.and has been widely promoted and applied indomestic and foreign field.Based on the previousresearch results,this study summarizes the development of eco-efficiency concept,the evolution of evaluation methods and practical applications.The results show as follow:(1) Regarding the concept of eco-efficiency,most scholars follow the core idea of "less resource input and environmental cost to obtain greater economic benefits" when accounting for eco-efficiency;(2) The evaluation methods mainly include single ratio method,index evaluation method and model method(where DEA model is used more)(3) Regarding the application of ecological efficiency,relevant research at home and abroad has expanded from the micro-enterprise level to the meso-level industry level and the macro-level level.Meanwhile,there are few studies on micro-enterprises in China.
Eco-efficiency can quantify the degree of impact of economic developmenton the ecological environment.and has been widely promoted and applied indomestic and foreign field.Based on the previousresearch results,this study summarizes the development of eco-efficiency concept,the evolution of evaluation methods and practical applications.The results show as follow:(1) Regarding the concept of eco-efficiency,most scholars follow the core idea of "less resource input and environmental cost to obtain greater economic benefits" when accounting for eco-efficiency;(2) The evaluation methods mainly include single ratio method,index evaluation method and model method(where DEA model is used more)(3) Regarding the application of ecological efficiency,relevant research at home and abroad has expanded from the micro-enterprise level to the meso-level industry level and the macro-level level.Meanwhile,there are few studies on micro-enterprises in China.
引文
[1]吕彬,杨建新.生态效率方法研究进展与应用[J].生态学报,2006(11):3898-3906.
[2]SCHALTEGGER S,BURRITT R.Contemporary environmental accounting:issues,concepts and practice[M].Sheffield:Greenleaf Publishing,2000.
[3]WILLARD BOB.The sustainability advantage:seven business case benefits of a triple bottom line[M].Gabriola Island:New Society Publishers,2002.
[4]WBCSD.Eco-efficiency:leadership for improved economic and environmental performance [M].Geneva:WBCSD,1996.
[5]OECD.Eco-efficiency[M].Pairs:Organizationfor Economic Co-operation and Development,1998.
[6]SCHOLZ R W,WIEK A.Operational eco-efficiency:comparing firms′environmental investments in different domains of operation[J].Journal of Industrial Ecology,2005(4):155-170.
[7]尹科,王如松,周传斌,梁菁.国内外生态效率核算方法及其应用研究述评[J].生态学报,2012(11):3595-3605.
[8]李丽平,田春秀,国冬梅.生态效率——OECD全新环境管理经验[J].环境科学动态,2000(1):33-36.
[9]诸大建,朱远.生态效率与循环经济[J].复旦学报(社会科学版),2005(2):60-66.
[10]卢丽文,宋德勇,李小帆.长江经济带城市发展绿色效率研究[J].中国人口·资源与环境,2016(6):35-42.
[11]李艳军,华民.中国城市经济的绿色效率及其影响因素研究[J].城市与环境研究,2014(2):36-52.
[12]周平.基于超效率DEA模型的区域低碳效率空间分异——以湖南省各市州为例[J].经济地理,2017(3):188-192.
[13]王丽,郗凤明,李金鑫,刘丽丽.基于数据包络分析方法的辽宁省工业节能减碳效率[J].应用生态学报,2016(9):2925-2932.
[14]杜书云,万宇艳.中国工业结构调整的碳减排战略研究——基于12个行业的面板协整分析[J].经济学家,2013(12):51-56.
[15]容建波,严力蛟,黄绍荣,章戈.碳排放约束下中国西部地区环境效率评价[J].应用生态学报,2015(6):1821-1830.
[16]王兵,吴延瑞,颜鹏飞.中国区域环境效率与环境全要素生产率增长[J].经济研究,2010(5):95-109.
[17]YUE YUANYUAN,SU JINGQIN.Eco-efficiency:foreign practice and our measure[J].Studies in Science of Science,2004(2):170-173.
[18]GJALTHUPPES,MASANOBUISHIKAWA.Eco-efficiency and its terminology[J].Journal of Industrial Ecology,2005(4):43-46.
[19]MULLER.K,STERM.A.Standardized eco-efficiency indicators-report1:conceptpaper[R].Basel:Ellipson,2001.
[20]郑宇梅,高纯一,雷光春.林业产业集聚水平与生态效率实证分析——基于中国15个省域面板数据的检验[J].经济地理,2017(10):136-142.
[21]任胜钢,蒋婷婷,李晓磊,等.中国环境规制类型对区域生态效率影响的差异化机制研究[J].经济管理,2016(38):157-165.
[22]VICTOR MOUTINHO,MARAMADALENO,MARGARITAROBAINA.The economic and environmental effciency assessment in EU cross-country:evidence from DEA and quantile regression approach[J].Ecological Indicatiors,2017(78):85-97.
[23]杨志江,文超祥.中国绿色发展效率的评价与区域差异[J].经济地理,2017(3):10-18.
[24]谷平华,刘志成.基于物质流分析的区域工业生态效率评价——以湖南省为例[J].经济地理,2017(4):141-148.
[25]杨晓俊,方传珊,侯叶子.基于生态足迹的西安城市生态游憩空间优化研究[J].地理研究,2018(2):281-291.
[26]史丹,王俊杰.基于生态足迹的中国生态压力与生态效率测度与评价[J].中国工业经济,2016(5):5-21.
[27]任宇飞,方创琳,蔺雪芹.中国东部沿海地区四大城市群生态效率评价[J].地理学报,2017(11):2047-2063.
[28]张煊,王国顺,王一苇.生态经济效率评价及时空差异研究[J].经济地理,2014(12):153-160.
[29]韩增林,吴爱玲,彭飞,孙嘉泽,夏康.基于非期望产出和门槛回归模型的环渤海地区生态效率[J].地理科学进展,2018(2):255-265.
[30]MANDAL S K.Do undesirable output and environmental regulation matter in energy efficiency analysis?evidence from Indian cement industry[J].Energy Policy,2010(10):6076-6083.
[31]涂正革,刘磊珂.考虑能源、环境因素的中国工业效率评价——基于SBM模型的省级数据分析[J].经济评论,2011(2):55-65.
[32]周泽炯,胡建辉.基于Super-SBM模型的低碳经济发展绩效评价研究[J].资源科学,2013(12):2457-2466.
[33]宫大鹏,赵涛,慈兆程,等.基于超效率SBM的中国省际工业化石能源效率评价及影响因素分析[J].环境科学学报,2015(2):585-595.
[34]龙亮军,王霞,郭兵.基于改进DEA模型的城市生态福利绩效评价研究——以我国35个大中城市为例[J].自然资源学报,2017(4):595-605.
[35] C?Té R,BOOTH A,LOUIS B.Eco-efficiency and SMEs in Nova Scotia,Canada[J].Journal of Cleaner Production,2006(6/7):542-550.
[36]吕彬,杨建新.中国电子废物回收处理体系的生态效率分析[J].环境工程学报,2010(1):183-188.
[37]夏凯旋,何明升,张华.北京市发展汽车共享服务的经济生态效率及其可行性研究[J].中国软科学,2006(12):64-70.
[38]HUA ZHONGSHENG,BIAN YIWEN,LIANG LIANG.Eco-efficiency analysis of paper mills along the Huai River:an extended DEA approach[J].Omega,2007(5):578-587.
[39]戴铁军,陆钟武.钢铁企业生态效率分析[J].东北大学学报(自然科学版),2005(12):1168-1173.
[40]陈毅辉,苏凯.福建工业企业生态效率及影响因素实证研究[J].福建农林大学学报(哲学社会科学版),2018(3):38-43.
[41] WILLISON J H M,C?TéR P.Counting iodiversity waste in industrial eco-efficiency:fisheries case study[J].Journal of Cleaner Production,2009(3):348-353.
[42]RüDENAUER I,GENSCH C O,GRIE?HAMMER R,et al.Integrated environmental and economic assessment of products and processes:a method for eco-efficiency analysis[J].Journal of Industrial Ecology,2005(4):105-116.
[43]EVGENIIMONASTYRENKO.Eco-efficiency outcomes of mergers and acquisitions in the European electricity industry[J].Energy Policy ,2017,107:258-277.
[44]刘健,刘鸿福,姚西龙.我国煤炭产业绿色发展效率研究[J].工业技术经济,2015(10):145-150.
[45]张子龙,鹿晨昱,陈兴鹏,薛冰.陇东黄土高原农业生态效率的时空演变分析——以庆阳市为例[J].地理科学,2014(4):472-478.
[46]郑宇梅,高纯一,雷光春.林业产业集聚水平与生态效率实证分析——基于中国15个省域面板数据的检验[J].经济地理,2017(10):136-142.
[47]KHAREL G P,CHARMONDUSITK.Eco-efficiency evaluation of iron rod industry in Nepal[J].Journal of Cleaner Production,2008(13):1379-1387.
[48]于会录,董锁成,李宇,李泽红,李飞.工业循环经济评价方法研究——以宁夏石嘴山市为例[J].资源科学,2016(12):2348-2360.
[49]郭露,徐诗倩.基于超效率DEA的工业生态效率——以中部六省2003—2013年数据为例[J].经济地理,2016(6):58;116-121.
[50]KELLY J,HAIDER W,WILLIAMS P W,et al.Stated preferences of tourists for eco-efficient destination planning options[J].Tourism Management,2007(2):377-390.
[51]姚治国,陈田,尹寿兵,李新刚.区域旅游生态效率实证分析——以海南省为例[J].地理科学,2016(3):417-423.
[52]彭征,殷开明.我国旅游生态效率测度及发展策略——以海南省为例[J].改革与战略,2018(2):151-154.
[53]BRINGEZU S,SCHüTZ H,STEGER S,et al.International comparison of resource use and its relation to economic growth the development of total material requirement,direct material inputs and hidden flows and the structure of TMR[J].Ecological Economics,2004(1/2):97-124.
[54]韩永辉.中国省域生态治理绩效评价研究[J].统计研究,2017(11):69-78.
[55]杨皓然,吴群.碳排放视角下的江苏省土地利用转型生态效率研究——基于混合方向性距离函数[J].自然资源学报,2017(10):1718-1730.
[56]黄建欢,谢优男,余燕团.城市竞争、空间溢出与生态效率:高位压力和低位吸力的影响[J].中国人口·资源与环境,2018(3):1-12.
[2]SCHALTEGGER S,BURRITT R.Contemporary environmental accounting:issues,concepts and practice[M].Sheffield:Greenleaf Publishing,2000.
[3]WILLARD BOB.The sustainability advantage:seven business case benefits of a triple bottom line[M].Gabriola Island:New Society Publishers,2002.
[4]WBCSD.Eco-efficiency:leadership for improved economic and environmental performance [M].Geneva:WBCSD,1996.
[5]OECD.Eco-efficiency[M].Pairs:Organizationfor Economic Co-operation and Development,1998.
[6]SCHOLZ R W,WIEK A.Operational eco-efficiency:comparing firms′environmental investments in different domains of operation[J].Journal of Industrial Ecology,2005(4):155-170.
[7]尹科,王如松,周传斌,梁菁.国内外生态效率核算方法及其应用研究述评[J].生态学报,2012(11):3595-3605.
[8]李丽平,田春秀,国冬梅.生态效率——OECD全新环境管理经验[J].环境科学动态,2000(1):33-36.
[9]诸大建,朱远.生态效率与循环经济[J].复旦学报(社会科学版),2005(2):60-66.
[10]卢丽文,宋德勇,李小帆.长江经济带城市发展绿色效率研究[J].中国人口·资源与环境,2016(6):35-42.
[11]李艳军,华民.中国城市经济的绿色效率及其影响因素研究[J].城市与环境研究,2014(2):36-52.
[12]周平.基于超效率DEA模型的区域低碳效率空间分异——以湖南省各市州为例[J].经济地理,2017(3):188-192.
[13]王丽,郗凤明,李金鑫,刘丽丽.基于数据包络分析方法的辽宁省工业节能减碳效率[J].应用生态学报,2016(9):2925-2932.
[14]杜书云,万宇艳.中国工业结构调整的碳减排战略研究——基于12个行业的面板协整分析[J].经济学家,2013(12):51-56.
[15]容建波,严力蛟,黄绍荣,章戈.碳排放约束下中国西部地区环境效率评价[J].应用生态学报,2015(6):1821-1830.
[16]王兵,吴延瑞,颜鹏飞.中国区域环境效率与环境全要素生产率增长[J].经济研究,2010(5):95-109.
[17]YUE YUANYUAN,SU JINGQIN.Eco-efficiency:foreign practice and our measure[J].Studies in Science of Science,2004(2):170-173.
[18]GJALTHUPPES,MASANOBUISHIKAWA.Eco-efficiency and its terminology[J].Journal of Industrial Ecology,2005(4):43-46.
[19]MULLER.K,STERM.A.Standardized eco-efficiency indicators-report1:conceptpaper[R].Basel:Ellipson,2001.
[20]郑宇梅,高纯一,雷光春.林业产业集聚水平与生态效率实证分析——基于中国15个省域面板数据的检验[J].经济地理,2017(10):136-142.
[21]任胜钢,蒋婷婷,李晓磊,等.中国环境规制类型对区域生态效率影响的差异化机制研究[J].经济管理,2016(38):157-165.
[22]VICTOR MOUTINHO,MARAMADALENO,MARGARITAROBAINA.The economic and environmental effciency assessment in EU cross-country:evidence from DEA and quantile regression approach[J].Ecological Indicatiors,2017(78):85-97.
[23]杨志江,文超祥.中国绿色发展效率的评价与区域差异[J].经济地理,2017(3):10-18.
[24]谷平华,刘志成.基于物质流分析的区域工业生态效率评价——以湖南省为例[J].经济地理,2017(4):141-148.
[25]杨晓俊,方传珊,侯叶子.基于生态足迹的西安城市生态游憩空间优化研究[J].地理研究,2018(2):281-291.
[26]史丹,王俊杰.基于生态足迹的中国生态压力与生态效率测度与评价[J].中国工业经济,2016(5):5-21.
[27]任宇飞,方创琳,蔺雪芹.中国东部沿海地区四大城市群生态效率评价[J].地理学报,2017(11):2047-2063.
[28]张煊,王国顺,王一苇.生态经济效率评价及时空差异研究[J].经济地理,2014(12):153-160.
[29]韩增林,吴爱玲,彭飞,孙嘉泽,夏康.基于非期望产出和门槛回归模型的环渤海地区生态效率[J].地理科学进展,2018(2):255-265.
[30]MANDAL S K.Do undesirable output and environmental regulation matter in energy efficiency analysis?evidence from Indian cement industry[J].Energy Policy,2010(10):6076-6083.
[31]涂正革,刘磊珂.考虑能源、环境因素的中国工业效率评价——基于SBM模型的省级数据分析[J].经济评论,2011(2):55-65.
[32]周泽炯,胡建辉.基于Super-SBM模型的低碳经济发展绩效评价研究[J].资源科学,2013(12):2457-2466.
[33]宫大鹏,赵涛,慈兆程,等.基于超效率SBM的中国省际工业化石能源效率评价及影响因素分析[J].环境科学学报,2015(2):585-595.
[34]龙亮军,王霞,郭兵.基于改进DEA模型的城市生态福利绩效评价研究——以我国35个大中城市为例[J].自然资源学报,2017(4):595-605.
[35] C?Té R,BOOTH A,LOUIS B.Eco-efficiency and SMEs in Nova Scotia,Canada[J].Journal of Cleaner Production,2006(6/7):542-550.
[36]吕彬,杨建新.中国电子废物回收处理体系的生态效率分析[J].环境工程学报,2010(1):183-188.
[37]夏凯旋,何明升,张华.北京市发展汽车共享服务的经济生态效率及其可行性研究[J].中国软科学,2006(12):64-70.
[38]HUA ZHONGSHENG,BIAN YIWEN,LIANG LIANG.Eco-efficiency analysis of paper mills along the Huai River:an extended DEA approach[J].Omega,2007(5):578-587.
[39]戴铁军,陆钟武.钢铁企业生态效率分析[J].东北大学学报(自然科学版),2005(12):1168-1173.
[40]陈毅辉,苏凯.福建工业企业生态效率及影响因素实证研究[J].福建农林大学学报(哲学社会科学版),2018(3):38-43.
[41] WILLISON J H M,C?TéR P.Counting iodiversity waste in industrial eco-efficiency:fisheries case study[J].Journal of Cleaner Production,2009(3):348-353.
[42]RüDENAUER I,GENSCH C O,GRIE?HAMMER R,et al.Integrated environmental and economic assessment of products and processes:a method for eco-efficiency analysis[J].Journal of Industrial Ecology,2005(4):105-116.
[43]EVGENIIMONASTYRENKO.Eco-efficiency outcomes of mergers and acquisitions in the European electricity industry[J].Energy Policy ,2017,107:258-277.
[44]刘健,刘鸿福,姚西龙.我国煤炭产业绿色发展效率研究[J].工业技术经济,2015(10):145-150.
[45]张子龙,鹿晨昱,陈兴鹏,薛冰.陇东黄土高原农业生态效率的时空演变分析——以庆阳市为例[J].地理科学,2014(4):472-478.
[46]郑宇梅,高纯一,雷光春.林业产业集聚水平与生态效率实证分析——基于中国15个省域面板数据的检验[J].经济地理,2017(10):136-142.
[47]KHAREL G P,CHARMONDUSITK.Eco-efficiency evaluation of iron rod industry in Nepal[J].Journal of Cleaner Production,2008(13):1379-1387.
[48]于会录,董锁成,李宇,李泽红,李飞.工业循环经济评价方法研究——以宁夏石嘴山市为例[J].资源科学,2016(12):2348-2360.
[49]郭露,徐诗倩.基于超效率DEA的工业生态效率——以中部六省2003—2013年数据为例[J].经济地理,2016(6):58;116-121.
[50]KELLY J,HAIDER W,WILLIAMS P W,et al.Stated preferences of tourists for eco-efficient destination planning options[J].Tourism Management,2007(2):377-390.
[51]姚治国,陈田,尹寿兵,李新刚.区域旅游生态效率实证分析——以海南省为例[J].地理科学,2016(3):417-423.
[52]彭征,殷开明.我国旅游生态效率测度及发展策略——以海南省为例[J].改革与战略,2018(2):151-154.
[53]BRINGEZU S,SCHüTZ H,STEGER S,et al.International comparison of resource use and its relation to economic growth the development of total material requirement,direct material inputs and hidden flows and the structure of TMR[J].Ecological Economics,2004(1/2):97-124.
[54]韩永辉.中国省域生态治理绩效评价研究[J].统计研究,2017(11):69-78.
[55]杨皓然,吴群.碳排放视角下的江苏省土地利用转型生态效率研究——基于混合方向性距离函数[J].自然资源学报,2017(10):1718-1730.
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