政府创新投入和城市规模等级对城市创新能力的影响
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摘要
基于我国59个创新型城市2009-2015年的面板数据,分析了政府创新投入、企业创新投入和外商直接投资对城市创新能力的影响,并从省会城市和城市规模考察了城市规模等级对政府创新投入和城市创新能力的调节效应。结果显示:政府及企业创新投入对城市的创新能力均具有显著的促进作用,但企业创新投入的贡献度更大;外商直接投资对城市的创新能力有抑制作用;省会城市和城市规模对政府创新投入的城市创新能力效应具有负调节作用,即在中小城市和非省会城市中,政府创新投入对城市创新能力的贡献要大于大城市及省会城市。
By using the panel data of 59 innovative cities in China from 2009 to 2015,this essay examines the influences of government innovation input,enterprise innovation input and FDI on urban innovation capability,and analyzes the adjustment function of city size on the government innovation input and urban innovation capability from the provincial capital and city scale. The results show that compared with government innovation input,enterprise innovation input has a greater role in promoting urban innovation capability; FDI has an inhibitory influence on the urban innovation capability; Provincial capital and city scale have a negative adjustment function,that is,in small and medium-sized cities and non-capital cities,the contribution of government innovation input to urban innovation capacity is greater than that of large-scale and provincial capital cities.
By using the panel data of 59 innovative cities in China from 2009 to 2015,this essay examines the influences of government innovation input,enterprise innovation input and FDI on urban innovation capability,and analyzes the adjustment function of city size on the government innovation input and urban innovation capability from the provincial capital and city scale. The results show that compared with government innovation input,enterprise innovation input has a greater role in promoting urban innovation capability; FDI has an inhibitory influence on the urban innovation capability; Provincial capital and city scale have a negative adjustment function,that is,in small and medium-sized cities and non-capital cities,the contribution of government innovation input to urban innovation capacity is greater than that of large-scale and provincial capital cities.
引文
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[6]胡钰.创新型城市建设的内涵、经验和途径[J].中国软科学,2007(4):32-38
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[8]尹德挺.超大城市人口调控困境的再思考[J].中国人口科学,2016(4):61-73
[9]Niosi J.Rethinking Science,Technology and Innovation(STI)Institutions in Developing Countries[J].Innovation-Management Policy and Practice,2010(3):250-268
[10]朱大玮,雷良海.我国财政科技支出结构优化探讨---基于科技金融视角[J].科学管理研究,2012(2):66-70
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[13]Beugelsdijk S,Cornet M.A Far Friend is Worth More than a Good Neighbour:Proximity and Innovation in a Small Country[J].Journal of Management and Governance,2002(2):169-188
[14]孔祥银.财政支出结构差异与创新绩效的影响分析[J].经济研究导刊,2017(19):52-53
[15]杨洋,魏江,罗来军.谁在利用政府补贴进行创新---所有制和要素市场扭曲的联合调节效应[J].管理世界,2015(1):75-86
[16]Besharov ML,Smith W.Multiple Logics in Organizations:Explaining Their Varied Nature and Implications[J].Academy of Management Review,2014(3):364-381
[17]Davis JC,Henderson JV.Evidence on the Political Economy of the Urbanization Process[J].Journal of Urban Economics,2003(1):98-125
[18]王垚等.自然条件、行政等级与中国城市发展[J].管理世界,2015(1):41-50
[19]Williamson JG.Regional Inequality and the Process of National Development:A Description of the Patterns[J].Economic development and cultural change,1965(4):1-84
[20]Au CC,Henderson JV.How Migration Restrictions Limit Agglomeration and Productivity in China[J].Journal of Development E-conomics,2006(2):350-388
[21]Au CC,Henderson JV.Are Chinese Cities too Small?[J].Review of Economic Studies,2006(2):549-576
[22]Black D,Henderson V.A Theory of Urban Growth[J].Journal of Political Economy,1999(2):252-284
[23]Moomaw RL,Shatter AM.Urbanization and Economic Development:A Bias toward Large Cities?[J].Journal of Urban Economics,1996(1):13-37
[24]Richardson,Harry W.The Costs of Urbanization:A Four-Country Comparison[J].Economic Development and Cultural Change,1987(3):561-580
[25]Furman JL,Porter ME,Stern S.The determinants of national innovative capacity[J].Research Policy,2000(6):899-933
[26]Lane PJ,Koka BR,Pathak S.The Reification of Absorptive Capacity:a Critical Review and Rejuvenation of the Construct[J].Academy of Management Review,2006(4):833-863
[27]吴素春.创新型城市内部企业R&D模式与创新绩效研究[J].科研管理,2014(1):33-40
[28]许强,高一帆.企业R&D组织方式与创新绩效:资源因素的调节[J].科研管理,2016(12):55-64
[29]Cheung KY,Lin P.Spillover Effects of FDI on Innovation in China:Evidence from the Provincial Data[J].China Economic Review,2004(1):25-44
[30]李健,卫平,张玲玉.外商直接投资规模、进入速度与区域创新能力---基于中国省级动态面板模型的实证分析[J].经济问题探索,2017(2):53-61
[31]Wang Y,Ning L,Li J and Prevezer M.Foreign Direct Investment Spillovers and the Geography of Innovation in Chinese Regions:The Role of Regional Industrial Specialization and Diversity[J].Regional Studies,2016(5):805-822
[32]盛垒.外资研发是否促进了我国自主创新---一个基于中国行业面板数据的研究[J].科学学研究,2010(10):1571-1581
[33]陈羽,邝国良.FDI、技术差距与本土企业的研发投入---理论及中国的经验研究[J].国际贸易问题,2009(7):88-95
[34]蒋殿春,夏良科.外商直接投资对中国高技术产业技术创新作用的经验分析[J].世界经济,2005(8):5-12
[35]邱立成,康茂楠,刘灿雷.外资进入、技术距离与企业研发创新[J].国际贸易问题,2017(9):142-148
[36]马静,邓宏兵,蔡爱新.中国城市创新产出空间格局及影响因素---来自285个城市面板数据的检验[J].科学学与科学技术管理,2017(10):12-25
[37]Grosby M.Patents,Innovation and Growth[J].Economic Record,2010(234):255-262
[38]Landry C.The Creative City-A Toolkit for Urban Innovators[M].Earthscan Publications Ltd,2008:165-167
[39]周晶晶,沈能.基于因子分析法的我国创新型城市评价[J].科研管理,2013(S1):195-202
[40]国务院.《关于调整城市规模划分标准的通知》[J].上海城市规划,2014(6):159-159
[41]Bates RA,Holton EF.Computerised performance monitoring:Areview of human resource issues[J].Human Resource Management Review,1995(5):267-288
[42]Henderson R,Cockburn I.Measuring Competence?Exploring Firm Effects in Pharmaceutical Research[J].Strategic Management Journal,1994(S1):63-84
[43]傅元海,唐未兵,王展祥.FDI溢出机制、技术进步路径与经济增长绩效[J].经济研究,2010(6):92-104
[44]Bettencourt LMA,Lobo J,Strumsky D.Invention in the City:Increasing Returns to Patenting as a Scaling Function of Metropolitan Size[J].Research Policy,2007(1):107-120
[45]倪鹏飞,白晶,杨旭.城市创新系统的关键因素及其影响机制---基于全球436个城市数据的结构化方程模型[J].中国工业经济,2011(2):16-25
[46]谢科范,张诗雨,刘骅.重点城市创新能力比较分析[J].管理世界,2009(01):176-177
[47]杜娟,霍佳震.基于数据包络分析的中国城市创新能力评价[J].中国管理科学,2014(6):85-93
[48]高翔.城市规模、人力资本与中国城市创新能力[J].社会科学,2015(03):49-58
[49]仇怡,李亚珂.城镇化水平对城市创新能力的影响研究---以长江中游城市群28市为例[J].湖南科技大学学报(社会科学版),2017(6):52-57
[2]Lach S.Do R&D Subsidies Stimulate or Displace Private R&D?Evidence from Israel[J].Journal of Industrial Economics,2002(4):369-390
[3]Tommy H,Clausen.Do Subsidies Have Positive Impacts on R&Dand Innovation Activities at the Firm Level?[J].Structural Change and Economic Dynamics,2009(4):239-253
[4]Goolsbe A.Does Government R&D Policy Mainly Benefit Scientists and Engineer[J].American Economic Review,1998(2):298-302
[5]刘硕,李治堂.创新型城市建设国际比较及启示[J].科研管理,2013(S1):58-64
[6]胡钰.创新型城市建设的内涵、经验和途径[J].中国软科学,2007(4):32-38
[7]王桂新.我国大城市病及大城市人口规模控制的治本之道---兼谈北京市的人口规模控制[J].探索与争鸣,2011(7):50-53
[8]尹德挺.超大城市人口调控困境的再思考[J].中国人口科学,2016(4):61-73
[9]Niosi J.Rethinking Science,Technology and Innovation(STI)Institutions in Developing Countries[J].Innovation-Management Policy and Practice,2010(3):250-268
[10]朱大玮,雷良海.我国财政科技支出结构优化探讨---基于科技金融视角[J].科学管理研究,2012(2):66-70
[11]Klette TJ,Moen J.R&D Investment Responses to R&D Subsidies:A Theoretical Analysis and a Microeconometric Study[J].Discussion Papers,2011(2):169-203
[12]Tether BS.Who Co-operates for Innovation,and Why:An Empirical Analysis[J].Research Policy,2002(31):947-967
[13]Beugelsdijk S,Cornet M.A Far Friend is Worth More than a Good Neighbour:Proximity and Innovation in a Small Country[J].Journal of Management and Governance,2002(2):169-188
[14]孔祥银.财政支出结构差异与创新绩效的影响分析[J].经济研究导刊,2017(19):52-53
[15]杨洋,魏江,罗来军.谁在利用政府补贴进行创新---所有制和要素市场扭曲的联合调节效应[J].管理世界,2015(1):75-86
[16]Besharov ML,Smith W.Multiple Logics in Organizations:Explaining Their Varied Nature and Implications[J].Academy of Management Review,2014(3):364-381
[17]Davis JC,Henderson JV.Evidence on the Political Economy of the Urbanization Process[J].Journal of Urban Economics,2003(1):98-125
[18]王垚等.自然条件、行政等级与中国城市发展[J].管理世界,2015(1):41-50
[19]Williamson JG.Regional Inequality and the Process of National Development:A Description of the Patterns[J].Economic development and cultural change,1965(4):1-84
[20]Au CC,Henderson JV.How Migration Restrictions Limit Agglomeration and Productivity in China[J].Journal of Development E-conomics,2006(2):350-388
[21]Au CC,Henderson JV.Are Chinese Cities too Small?[J].Review of Economic Studies,2006(2):549-576
[22]Black D,Henderson V.A Theory of Urban Growth[J].Journal of Political Economy,1999(2):252-284
[23]Moomaw RL,Shatter AM.Urbanization and Economic Development:A Bias toward Large Cities?[J].Journal of Urban Economics,1996(1):13-37
[24]Richardson,Harry W.The Costs of Urbanization:A Four-Country Comparison[J].Economic Development and Cultural Change,1987(3):561-580
[25]Furman JL,Porter ME,Stern S.The determinants of national innovative capacity[J].Research Policy,2000(6):899-933
[26]Lane PJ,Koka BR,Pathak S.The Reification of Absorptive Capacity:a Critical Review and Rejuvenation of the Construct[J].Academy of Management Review,2006(4):833-863
[27]吴素春.创新型城市内部企业R&D模式与创新绩效研究[J].科研管理,2014(1):33-40
[28]许强,高一帆.企业R&D组织方式与创新绩效:资源因素的调节[J].科研管理,2016(12):55-64
[29]Cheung KY,Lin P.Spillover Effects of FDI on Innovation in China:Evidence from the Provincial Data[J].China Economic Review,2004(1):25-44
[30]李健,卫平,张玲玉.外商直接投资规模、进入速度与区域创新能力---基于中国省级动态面板模型的实证分析[J].经济问题探索,2017(2):53-61
[31]Wang Y,Ning L,Li J and Prevezer M.Foreign Direct Investment Spillovers and the Geography of Innovation in Chinese Regions:The Role of Regional Industrial Specialization and Diversity[J].Regional Studies,2016(5):805-822
[32]盛垒.外资研发是否促进了我国自主创新---一个基于中国行业面板数据的研究[J].科学学研究,2010(10):1571-1581
[33]陈羽,邝国良.FDI、技术差距与本土企业的研发投入---理论及中国的经验研究[J].国际贸易问题,2009(7):88-95
[34]蒋殿春,夏良科.外商直接投资对中国高技术产业技术创新作用的经验分析[J].世界经济,2005(8):5-12
[35]邱立成,康茂楠,刘灿雷.外资进入、技术距离与企业研发创新[J].国际贸易问题,2017(9):142-148
[36]马静,邓宏兵,蔡爱新.中国城市创新产出空间格局及影响因素---来自285个城市面板数据的检验[J].科学学与科学技术管理,2017(10):12-25
[37]Grosby M.Patents,Innovation and Growth[J].Economic Record,2010(234):255-262
[38]Landry C.The Creative City-A Toolkit for Urban Innovators[M].Earthscan Publications Ltd,2008:165-167
[39]周晶晶,沈能.基于因子分析法的我国创新型城市评价[J].科研管理,2013(S1):195-202
[40]国务院.《关于调整城市规模划分标准的通知》[J].上海城市规划,2014(6):159-159
[41]Bates RA,Holton EF.Computerised performance monitoring:Areview of human resource issues[J].Human Resource Management Review,1995(5):267-288
[42]Henderson R,Cockburn I.Measuring Competence?Exploring Firm Effects in Pharmaceutical Research[J].Strategic Management Journal,1994(S1):63-84
[43]傅元海,唐未兵,王展祥.FDI溢出机制、技术进步路径与经济增长绩效[J].经济研究,2010(6):92-104
[44]Bettencourt LMA,Lobo J,Strumsky D.Invention in the City:Increasing Returns to Patenting as a Scaling Function of Metropolitan Size[J].Research Policy,2007(1):107-120
[45]倪鹏飞,白晶,杨旭.城市创新系统的关键因素及其影响机制---基于全球436个城市数据的结构化方程模型[J].中国工业经济,2011(2):16-25
[46]谢科范,张诗雨,刘骅.重点城市创新能力比较分析[J].管理世界,2009(01):176-177
[47]杜娟,霍佳震.基于数据包络分析的中国城市创新能力评价[J].中国管理科学,2014(6):85-93
[48]高翔.城市规模、人力资本与中国城市创新能力[J].社会科学,2015(03):49-58
[49]仇怡,李亚珂.城镇化水平对城市创新能力的影响研究---以长江中游城市群28市为例[J].湖南科技大学学报(社会科学版),2017(6):52-57