技术标准形成过程中规制的作用机理研究综述——规制主体视角
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摘要
对2010-2017年技术标准规制领域的文献进行了系统汇集、整理、分类和分析。首先,基于规制主体视角,将技术标准形成过程中的规制划分为政府规制(G)、联盟/协会规制(A)和法律规制(L)3条路径;其次,对3条路径的构成维度进行分解;最后,阐述每一维度下各种要素对技术标准形成的作用,以期为该领域的理论研究提供更坚实的基础,并对我国自主技术标准实践提供一定借鉴。
It systematically collects,collates,classifies,and analyzes literature in the field of technical standards regulation between 2010 and 2017.Firstly,from the perspective of the regulatory subject,the regulations in the process of forming technical standards are divided into three categories:government regulation(G),alliance/association regulation(A)and legal regulation(L);secondly,the dimensions of these three paths are decomposed;finally,the role of various factors of every path in the process of technical standards formation is discussed.This study will be helpful to provide a more solid foundation for theoretical research in this field and to provide some reference for China's practice of independent technical standards.
It systematically collects,collates,classifies,and analyzes literature in the field of technical standards regulation between 2010 and 2017.Firstly,from the perspective of the regulatory subject,the regulations in the process of forming technical standards are divided into three categories:government regulation(G),alliance/association regulation(A)and legal regulation(L);secondly,the dimensions of these three paths are decomposed;finally,the role of various factors of every path in the process of technical standards formation is discussed.This study will be helpful to provide a more solid foundation for theoretical research in this field and to provide some reference for China's practice of independent technical standards.
引文
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[4]WINDRUM P.Leveraging technological externalities in complex technologies:microsoft′s exploitation of standards in the browser wars[J].Research Policy,2004,33(3):385-394.
[5] AUDENRODE M V,ROYER J,STITZING R,et al.Overdeclaration of standard essential patents and determinants of essentiality[J].Social Science Electronic Publishing,2017,3(12):1-38.
[6] JAIN S.Pragmatic agency in technology standards setting:the case of ethernet[J].Research Policy,2012,41(9):1643-1654.
[7] BLIND K,THUMM N.Interrelation between patenting and standardisation strategies:empirical evidence and policy implications[J].Research Policy,2004,33(10):1583-1598.
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[36] CUSUMANO M A,GAWER A.The elements of platform leadership[J].IEEE Engineering Management Review,2003,31(1):8-10.
[37]田静.产业技术标准形成及战略实施研究[J].经济研究导刊,2015(9):41-42.
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[44] ZHOU Q,DU W,HAN W.Technological standard alliance in China:partner selection and innovation performance[J].Journal of Science&Technology Policy in China,2012,3(3):196-209.
[45] LI L,QIAN G,QIAN Z.Do partners in international strategic alliances share resources,costs,and risks[J].Journal of Business Research,2013,66(4):489-498.
[46]王珊珊,李玥,王宏起,等.产业技术标准联盟专利协同影响因素研究[J].科技进步与对策,2015(5):54-58.
[47] PEREZ-CASTRILLO J D,SANDONIS J.Disclosure of know-how in research joint ventures[J].International Journal of Industrial Organization,1995,15(1):51-75.
[48] SCIENCE M.Patents and the performance of voluntary standard-setting organizations[J].Management Science,2008,54(11):1920-1934.
[49]李庆满,吴旋,金彦龙.产业集群环境下企业技术标准联盟利益分配机制分析[J].商业经济研究,2016(11):107-108.
[50] PHELPS C C.A longitudinal study of the influence of alliance network structure and composition on firm exploratory innovation[J].Academy of Management Journal,2010,53(4):890-913.
[51]王道平,邓颖,张志东,等.高技术企业技术标准联盟稳定性控制研究[J].科技进步与对策,2014(14):75-80.
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[53] DELCAMP H,LEIPONEN A.Innovating standards through informal consortia:the case of wireless telecommunications[J].International Journal of Industrial Organization,2014,36(C):36-47.
[54] SOH P H.Network patterns and competitive advantage before the emergence of a dominant design[J].Strategic Management Journal,2010,31(4):438-461.
[55]周志强.企业进入技术标准联盟决策条件分析[J].科技进步与对策,2014(19):103-108.
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[2] SPULBER D F.Innovation economics:the interplay among technology standards,competitive conduct,and economic performance[J].Journal of Competition Law&Economics,2013,9(4):777-825.
[3] NARAYANAN V K,CHEN T.Research on technology standards:accomplishment and challenges[J].Research Policy,2012,41(8):1375-1406.
[4]WINDRUM P.Leveraging technological externalities in complex technologies:microsoft′s exploitation of standards in the browser wars[J].Research Policy,2004,33(3):385-394.
[5] AUDENRODE M V,ROYER J,STITZING R,et al.Overdeclaration of standard essential patents and determinants of essentiality[J].Social Science Electronic Publishing,2017,3(12):1-38.
[6] JAIN S.Pragmatic agency in technology standards setting:the case of ethernet[J].Research Policy,2012,41(9):1643-1654.
[7] BLIND K,THUMM N.Interrelation between patenting and standardisation strategies:empirical evidence and policy implications[J].Research Policy,2004,33(10):1583-1598.
[8]杨武,吴海燕,杨成鹏.基于“技术-市场-规制”模型的技术标准竞争力综合评价研究[J].研究与发展管理,2010,22(1):18-25.
[9]高俊光,单伟,荣凯.基于技术创新的规制主体在标准竞争中的作用[J].科技进步与对策,2012,29(14):5-10.
[10] YOO Y,LYYTINEN K,YANG H.The role of standards in innovation and diffusion of broadband mobile services:the case of south korea[J].Journal of Strategic Information Systems,2005,14(3):323-353.
[11]高俊光,单伟.技术标准形成机理实证研究[J].科技进步与对策,2011,28(15):10-14.
[12]毕勋磊.技术标准的影响与形成的述评[J].技术经济与管理研究,2013(1):36-40.
[13]MURMANN J P,FRENKEN K.Toward a systematic framework for research on dominant designs,technological innovations,and industrial change[J].Research Policy,2006,35(7):925-952.
[14] ABERNATHY W J,UTTERBACK J M.Patterns of industrial innovation:technology review[J].Journal of Science Policy&Research Management,1978,80(7):40-47.
[15] FARRELL J,SALONER G.Standardization,compatibility,and innovation[J].Rand Journal of Economics,1985,16(1):70-83.
[16]高俊光,单伟.经济路径是技术标准形成的动力——关于技术标准形成路径的实证研究[J].经济问题探索,2012(6):120-125.
[17] GAO X.A latecomer's strategy to promote a technology standard:the case of datang and TD-SCDMA[J].Research Policy,2014,43(3):597-607.
[18]李大庆,李庆满.产业集群环境下企业技术标准扩散模式及路径研究[J].科技进步与对策,2017(23):77-83.
[19]曹虹剑,贺正楚,熊勇清.模块化、产业标准与创新驱动发展——基于战略性新兴产业的研究[J].管理科学学报,2016,19(10):16-33.
[20]李国武.政府干预、利益联盟与技术标准竞争:以无线局域网为例[J].社会科学研究,2014(5):28-36.
[21]张丽娜.我国政府规制理论研究综述[J].中国行政管理,2006(12):87-90.
[22] PAUL A DAVID SHANE GREENSTEIN.The economics of compatibility standards:an introduction to recent research[J].Economics of Innovation&New Technology,1990,1(1-2):3-41.
[23] LEMLEY M A.Intellectual property rights and standardsetting organizations[J].California Law Review,2002,90(6):1889-1980.
[24]谭劲松,林润辉.TD-SCDMA与电信行业标准竞争的战略选择[J].管理世界,2006(6):71-84.
[25] FUNK J L,METHE D T.Market-and committee-based mechanisms in the creation and diffusion of global industry standards:the case of mobile communication[J].Research Policy,2001,30(4):589-610.
[26] DRAHOS P,MAHER I.Innovation,competition,standards and intellectual property:policy perspectives from economics and law[J].Information Economics&Policy,2004,16(1):1-11.
[27]毕勋磊.政府干预技术标准竞争的研究述评[J].中国科技论坛,2011(2):10-14.
[28] MALESKY E,TAUSSIG M.The danger of not listening to firms:government responsiveness and the goal of regulatory compliance[J].Academy of Management Journal,2016,60(5):1741-1770.
[29]蒋明琳,舒辉,林晓伟.政府为主导的技术创新与技术标准协同管理研究[J].经济体制改革,2014(6):102-106.
[30]蒋明琳,林晓伟,舒辉.政府推进专利实现标准垄断化的路径与模式[J].科技管理研究,2016,36(21):178-185.
[31] ORTEGA D L,WANG H H,OLYNK N J,et al.Chinese consumers'demand for food safety attributes:apush for government and industry regulations[J].American Journal of Agricultural Economics,2012,94(2):489-495.
[32]高峻峰.政府政策对新兴技术演化的影响——以我国TDSCDMA移动通讯技术的演化为例[J].中国软科学,2010(2):25-33.
[33] STUART HOGARTH.Regulatory experiments and transnational networks:the governance of pharmacogenomics in Europe and the United States[J].Innovation the European Journal of Social Science Research,2012,25(4):441-460.
[34]宋河发,张思重.自主创新政府采购政策系统构建与发展研究[J].科学学研究,2014,32(11):1639-1645.
[35] TAKALO T,TANAYAMA T.Adverse selection and financing of innovation:is there a need for R&D subsidies[J].Journal of Technology Transfer,2010,35(1):16-41.
[36] CUSUMANO M A,GAWER A.The elements of platform leadership[J].IEEE Engineering Management Review,2003,31(1):8-10.
[37]田静.产业技术标准形成及战略实施研究[J].经济研究导刊,2015(9):41-42.
[37]张堂云,莫宜霏.政府采购促进中小企业自主创新的现实路径[J].经济研究参考,2016(54):18-19.
[39] GEROSKI PA.Procurement policy as a tool of industrial policy[J].International Review of Applied Economics,1990,4(2):182-198.
[40]李柏洲,郑昭磊.技术标准:科技企业成长过程中的“跳越”元素[J].学术交流,2004(10):55-58.
[41] SPEKMAN FORBES,III ISABELLA MACAVOY,ROBERT E,et al.Alliance management:a view from the past and a look to the future[J].Journal of Management Studies,1998,35(6):747-772.
[42]江旭,姜飞飞.不确定性、联盟风险管理与合作绩效满意度[J].管理工程学报,2015,29(3):180-190.
[43]姚远,宋伟.技术标准的网络效应与专利联盟[J].科学学与科学技术管理,2011,32(2):29-35.
[44] ZHOU Q,DU W,HAN W.Technological standard alliance in China:partner selection and innovation performance[J].Journal of Science&Technology Policy in China,2012,3(3):196-209.
[45] LI L,QIAN G,QIAN Z.Do partners in international strategic alliances share resources,costs,and risks[J].Journal of Business Research,2013,66(4):489-498.
[46]王珊珊,李玥,王宏起,等.产业技术标准联盟专利协同影响因素研究[J].科技进步与对策,2015(5):54-58.
[47] PEREZ-CASTRILLO J D,SANDONIS J.Disclosure of know-how in research joint ventures[J].International Journal of Industrial Organization,1995,15(1):51-75.
[48] SCIENCE M.Patents and the performance of voluntary standard-setting organizations[J].Management Science,2008,54(11):1920-1934.
[49]李庆满,吴旋,金彦龙.产业集群环境下企业技术标准联盟利益分配机制分析[J].商业经济研究,2016(11):107-108.
[50] PHELPS C C.A longitudinal study of the influence of alliance network structure and composition on firm exploratory innovation[J].Academy of Management Journal,2010,53(4):890-913.
[51]王道平,邓颖,张志东,等.高技术企业技术标准联盟稳定性控制研究[J].科技进步与对策,2014(14):75-80.
[52]穆文,江旭.联盟管理实践获取与联盟成功:被调节的中介效应[J].管理科学,2016,29(1):28-39.
[53] DELCAMP H,LEIPONEN A.Innovating standards through informal consortia:the case of wireless telecommunications[J].International Journal of Industrial Organization,2014,36(C):36-47.
[54] SOH P H.Network patterns and competitive advantage before the emergence of a dominant design[J].Strategic Management Journal,2010,31(4):438-461.
[55]周志强.企业进入技术标准联盟决策条件分析[J].科技进步与对策,2014(19):103-108.
[56] BEKKERS R,DUYSTERS G,VERSPAGEN B.Intellectual property rights,strategic technology agreements and market structure:the case of GSM[J].Research Policy,2002,31(7):1141-1161.
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