基于文献计量的个人碳交易研究态势分析
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摘要
为分析个人碳交易的研究现状与未来发展趋势,基于文献计量学引文网络分析工具CiteSpace Ⅲ,以美国的《社会科学引文索引》(SSCI)和《科学引文索引扩展版》(SCIE)数据库中1996—2017年个人碳交易相关主题的文献为研究对象,从个人碳交易研究历史、国家、机构、作者、发展脉络、关键词以及主题等方面对文献进行可视化分析;此外对来源于《中国社会科学引文索引》(CSSCI)的个人碳交易文献进行总结,并将SCIE文献与CSSCI文献进行对比。研究发现:个人碳交易研究深度不断加大,但高水平文献数量较少;国内研究机构在个人碳交易研究方面的发文数量与质量都名列前茅。
In order to analyze the current situation and future development trend of individual carbon trading, based on the bibliometrics citation network analysis tool CiteSpace Ⅲ, this paper focuses on the literature related to individual carbon trade from 1996 to 2017 in the database of Social Science Citation Index(SSCI) and Scientific Citation Index Extension(SCIE) database in the United States, makes a visual analysis of the literature from the aspects of individual carbon trading history, country, institution, author, development context, key words and theme, etc. In addition, the paper summarizes the individual carbon trading literature from Chinese Social Science Citation Index(CSSCI), and compares the SCIE literature with the CSSCI literature. It is found that the depth of individual carbon trading research is increasing, but the number of high level documents is relatively small, and the quantity and quality of the papers published by domestic research institutions are among the highest in the field of individual carbon trading research.
In order to analyze the current situation and future development trend of individual carbon trading, based on the bibliometrics citation network analysis tool CiteSpace Ⅲ, this paper focuses on the literature related to individual carbon trade from 1996 to 2017 in the database of Social Science Citation Index(SSCI) and Scientific Citation Index Extension(SCIE) database in the United States, makes a visual analysis of the literature from the aspects of individual carbon trading history, country, institution, author, development context, key words and theme, etc. In addition, the paper summarizes the individual carbon trading literature from Chinese Social Science Citation Index(CSSCI), and compares the SCIE literature with the CSSCI literature. It is found that the depth of individual carbon trading research is increasing, but the number of high level documents is relatively small, and the quantity and quality of the papers published by domestic research institutions are among the highest in the field of individual carbon trading research.
引文
[1]于宏源,马司原.全球能源气候治理来到新“十字路口”[N].中国石油报,2016-11-22(4).
[2]张怡然.美退出巴黎协定对中国碳交易市场影响有限[N].中国证券报,2017-06-03(A03).
[3]FLEMING D.Energy and the common purpose:descending the energy staircase with tradable energy quotas(TEQs)[M].2th ed.London:The Lean Economy Connection,2007.
[4]MEYER A.Contraction&convergence:the global solution to climate change[M].Cambridge:Green Books,2000:1-12.
[5]STARKEY R.Personal carbon trading:a critical survey part 2:efficiency and effectiveness[J].Economics,2012,3(15):19-28.
[6]邱均平,段宇锋,陈敬全,等.我国文献计量学发展的回顾与展望[J].科学学研究,2003,21(2):143-148.
[7]CHEN C M.CiteSpaceⅡ:detecting and visualizing emerging trends and transient patterns in scientific literature[J].Journal of the American Society for Information Science and Technology,2006,57(3):359-377.
[8]樊一阳,许京京.基于CiteSpace文献计量法的石墨烯研究文献可视化图谱分析[J].现代情报,2015,35(8):81-91,99.
[9]任俊霖,李浩.国内水生态文明研究论文可视化综述:基于Cite Space文献分析工具[J].中国水利,2016,67(5):55-58.
[10]HILLMAN M.How we can save the planet[M].London:Penguin Books,2004:119.
[11]STARKEY R,ANDERSON K.Domestic tradable quotas:a policy instrument for reducing greenhouse gas emissions from energy use[R].Manchester:Tyndall Centre for Climate Change Research,2005:1-49.
[12]ROBERTS S,THUMIM J.A rough guide to individual carbon trading:the ideas,the issues and the next steps[R].London:Federal Government,2006:12-14.
[13]NIEMEIER D,GOULD G,KARNER A,et al.Rethinking downstream regulation:California's opportunity to engage households in reducing greenhouse gases[J].Energy Policy,2008,36(9):3436-3447.
[14]BIRD J,LOCKWOOD M.Plan B?The prospects for personal carbon trading[M].London:Institute for Public Policy Research,2009:5-6.
[15]FAWCETT T.Personal carbon trading:a policy ahead of its time?[J].Energy Policy,2010,38(11):6868-6876.
[16]WADUD Z.Personal tradable carbon permits for road transport:why,why not and who wins?[J].Transportation Research Part APolicy&Practice,2011,45(10):1052-1065.
[17]NELSON T,KELLEY S,ORTON F.A literature review of economic studies on carbon pricing and Australian wholesale electricity markets[J].Energy Policy,2012,49(1):217-224.
[18]McNAMARA D,CAULFIELD B.Examining the impact of carbon price changes under a personalized carbon trading scheme for transport[J].Transport Policy,2013,30(30):238-253.
[19]FAN J,WANG S Y,WU Y R,et al.Buffer effect and price effect of a personal carbon trading scheme[J].Energy,2015,40(82):601-610.
[20]刘画洁.个人碳中和法律制度的环境正义问题探究[J].山东社会科学,2012,26(9):108-112.
[21]范进,赵定涛,郭韬.基于消费者视角的碳排放权交易机制研究[J].中国软科学,2012,27(6):24-32.
[22]赵定涛,邓雅静,范进.个人碳交易理论视域下的阶梯电价定价模型[J].系统工程,2013,31(10):15-20.
[23]张清玉.英国个人碳交易研究及启示[J].财会通讯,2013,34(12):117-119.
[24]张玉华.全民碳信用交易体系初探[J].上海师范大学学报(哲学社会科学版),2013,42(2):47-54.
[25]张玉华.个人碳信用价值量化与交易体系初探[J].中国科技论坛,2013,29(4):48-53,91.
[26]李健,朴胜任.个人碳交易模式和运行机制研究[J].干旱区资源与环境,2014,28(10):1-6.
[27]陈红敏.个人碳排放交易研究进展与展望[J].中国人口·资源与环境,2014,24(9):30-36.
[28]赵放.碳金融个人业务实践[J].中国金融,2014,65(6):87-88.
[29]佚名.北京市碳交易市场向个人开放[J].环境污染与防治,2015,37(1):110.
[30]李军,王善勇,范进,等.个人碳交易机制对消费者能源消费影响研究[J].系统工程理论与实践,2016,36(1):77-85.
[31]黎炜驰,曾雪兰,梁小燕,等.基于碳普惠制的城市公共自行车个人碳减排量计算[J].中国人口·资源与环境,2016,26(12):103-107.
[32]朱臻,黄晨鸣,徐志刚,等.南方集体林区林农风险偏好对于碳汇供给意愿的影响分析:浙江省风险偏好实验案例[J].资源科学,2016,38(3):565-575.
[33]赵立祥,吴松岭.碳户籍理论框架及减排效果研究:基于私家车管控的比较[J].中国经济问题,2017,59(2):107-117.
[34]赵立祥,吴松岭.碳减排路径模式选择研究:基于私家车管控的个人碳交易和碳税比较[J].安全与环境学报,2017,17(2):688-693.
1)图2各主要国家对应的中文名称如下:PEOPLES R CHINA:中国;USA:美国;ENGLAND:英国;AUSTRALIA:澳大利亚;FRANCE:法国;GERMANY:德国;CANADA:加拿大;INDIA:印度;NORWAY:挪威;BELGIUM:比利时。
2 )图3各主要机构对应的中文名称如下:Univ Sci&Technol China:中国科技大学;Univ Western Australia:西澳大利亚大学;Univ Oxford:牛津大学;nergy&Resources Inst:能源与资源研究所(印度);Univ Calif Los Angeles:加利福尼亚大学洛杉矶分校;Tsinghua Univ:清华大学;Univ Calif San Diego:加州大学圣地亚哥分校;Univ Calif Irvine:加州大学欧文分校;So Cross Univ:澳大利亚南十字星大学;State Environm Protect Key Lab Sources&Control:国家环境保护重点实验室(华东理工大学);Chinese Acad Sci:中国学术研究院;Peking Univ:北京大学;Harvard Univ:哈佛大学;Ctr Hlth Promot&Res:健康促进研究中心(挪威科技大学);Univ Manchester:曼切斯特大学。
3 )图7各主要关键词对应的中文名称如下:personal carbon trading:个人碳交易; emissions trading:排放交易;emission:排放;climate change:气候变化;policy:政策;demand:需求;attitude:态度;market:市场;reduction:降低;household:家庭;permit:许可证;efficiency:效率;consumption:消费。
[2]张怡然.美退出巴黎协定对中国碳交易市场影响有限[N].中国证券报,2017-06-03(A03).
[3]FLEMING D.Energy and the common purpose:descending the energy staircase with tradable energy quotas(TEQs)[M].2th ed.London:The Lean Economy Connection,2007.
[4]MEYER A.Contraction&convergence:the global solution to climate change[M].Cambridge:Green Books,2000:1-12.
[5]STARKEY R.Personal carbon trading:a critical survey part 2:efficiency and effectiveness[J].Economics,2012,3(15):19-28.
[6]邱均平,段宇锋,陈敬全,等.我国文献计量学发展的回顾与展望[J].科学学研究,2003,21(2):143-148.
[7]CHEN C M.CiteSpaceⅡ:detecting and visualizing emerging trends and transient patterns in scientific literature[J].Journal of the American Society for Information Science and Technology,2006,57(3):359-377.
[8]樊一阳,许京京.基于CiteSpace文献计量法的石墨烯研究文献可视化图谱分析[J].现代情报,2015,35(8):81-91,99.
[9]任俊霖,李浩.国内水生态文明研究论文可视化综述:基于Cite Space文献分析工具[J].中国水利,2016,67(5):55-58.
[10]HILLMAN M.How we can save the planet[M].London:Penguin Books,2004:119.
[11]STARKEY R,ANDERSON K.Domestic tradable quotas:a policy instrument for reducing greenhouse gas emissions from energy use[R].Manchester:Tyndall Centre for Climate Change Research,2005:1-49.
[12]ROBERTS S,THUMIM J.A rough guide to individual carbon trading:the ideas,the issues and the next steps[R].London:Federal Government,2006:12-14.
[13]NIEMEIER D,GOULD G,KARNER A,et al.Rethinking downstream regulation:California's opportunity to engage households in reducing greenhouse gases[J].Energy Policy,2008,36(9):3436-3447.
[14]BIRD J,LOCKWOOD M.Plan B?The prospects for personal carbon trading[M].London:Institute for Public Policy Research,2009:5-6.
[15]FAWCETT T.Personal carbon trading:a policy ahead of its time?[J].Energy Policy,2010,38(11):6868-6876.
[16]WADUD Z.Personal tradable carbon permits for road transport:why,why not and who wins?[J].Transportation Research Part APolicy&Practice,2011,45(10):1052-1065.
[17]NELSON T,KELLEY S,ORTON F.A literature review of economic studies on carbon pricing and Australian wholesale electricity markets[J].Energy Policy,2012,49(1):217-224.
[18]McNAMARA D,CAULFIELD B.Examining the impact of carbon price changes under a personalized carbon trading scheme for transport[J].Transport Policy,2013,30(30):238-253.
[19]FAN J,WANG S Y,WU Y R,et al.Buffer effect and price effect of a personal carbon trading scheme[J].Energy,2015,40(82):601-610.
[20]刘画洁.个人碳中和法律制度的环境正义问题探究[J].山东社会科学,2012,26(9):108-112.
[21]范进,赵定涛,郭韬.基于消费者视角的碳排放权交易机制研究[J].中国软科学,2012,27(6):24-32.
[22]赵定涛,邓雅静,范进.个人碳交易理论视域下的阶梯电价定价模型[J].系统工程,2013,31(10):15-20.
[23]张清玉.英国个人碳交易研究及启示[J].财会通讯,2013,34(12):117-119.
[24]张玉华.全民碳信用交易体系初探[J].上海师范大学学报(哲学社会科学版),2013,42(2):47-54.
[25]张玉华.个人碳信用价值量化与交易体系初探[J].中国科技论坛,2013,29(4):48-53,91.
[26]李健,朴胜任.个人碳交易模式和运行机制研究[J].干旱区资源与环境,2014,28(10):1-6.
[27]陈红敏.个人碳排放交易研究进展与展望[J].中国人口·资源与环境,2014,24(9):30-36.
[28]赵放.碳金融个人业务实践[J].中国金融,2014,65(6):87-88.
[29]佚名.北京市碳交易市场向个人开放[J].环境污染与防治,2015,37(1):110.
[30]李军,王善勇,范进,等.个人碳交易机制对消费者能源消费影响研究[J].系统工程理论与实践,2016,36(1):77-85.
[31]黎炜驰,曾雪兰,梁小燕,等.基于碳普惠制的城市公共自行车个人碳减排量计算[J].中国人口·资源与环境,2016,26(12):103-107.
[32]朱臻,黄晨鸣,徐志刚,等.南方集体林区林农风险偏好对于碳汇供给意愿的影响分析:浙江省风险偏好实验案例[J].资源科学,2016,38(3):565-575.
[33]赵立祥,吴松岭.碳户籍理论框架及减排效果研究:基于私家车管控的比较[J].中国经济问题,2017,59(2):107-117.
[34]赵立祥,吴松岭.碳减排路径模式选择研究:基于私家车管控的个人碳交易和碳税比较[J].安全与环境学报,2017,17(2):688-693.
1)图2各主要国家对应的中文名称如下:PEOPLES R CHINA:中国;USA:美国;ENGLAND:英国;AUSTRALIA:澳大利亚;FRANCE:法国;GERMANY:德国;CANADA:加拿大;INDIA:印度;NORWAY:挪威;BELGIUM:比利时。
2 )图3各主要机构对应的中文名称如下:Univ Sci&Technol China:中国科技大学;Univ Western Australia:西澳大利亚大学;Univ Oxford:牛津大学;nergy&Resources Inst:能源与资源研究所(印度);Univ Calif Los Angeles:加利福尼亚大学洛杉矶分校;Tsinghua Univ:清华大学;Univ Calif San Diego:加州大学圣地亚哥分校;Univ Calif Irvine:加州大学欧文分校;So Cross Univ:澳大利亚南十字星大学;State Environm Protect Key Lab Sources&Control:国家环境保护重点实验室(华东理工大学);Chinese Acad Sci:中国学术研究院;Peking Univ:北京大学;Harvard Univ:哈佛大学;Ctr Hlth Promot&Res:健康促进研究中心(挪威科技大学);Univ Manchester:曼切斯特大学。
3 )图7各主要关键词对应的中文名称如下:personal carbon trading:个人碳交易; emissions trading:排放交易;emission:排放;climate change:气候变化;policy:政策;demand:需求;attitude:态度;market:市场;reduction:降低;household:家庭;permit:许可证;efficiency:效率;consumption:消费。