企业参与技术标准制定研究综述
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摘要
梳理企业参与标准制定的相关文献,总结企业参与的主要机制、参与前因和影响后果,并厘清标准化与创新的关系。提出未来研究的方向,为后续研究的展开提供参考。
This paper collates the relevant literature on the participation of firms in technical standard formulation, summarizes the main mechanism, causes and effects of the participation, and clarifies the relationship between standardization and innovation. Based on the literature review, this paper puts forward the direction of future research, and provides a reference for the follow-up research.
This paper collates the relevant literature on the participation of firms in technical standard formulation, summarizes the main mechanism, causes and effects of the participation, and clarifies the relationship between standardization and innovation. Based on the literature review, this paper puts forward the direction of future research, and provides a reference for the follow-up research.
引文
[1]NARAYANAN V K,CHEN T.Research on technology standards:accomplishment and challenges[J].Research Policy,2012,41(8):1375-1406.
[2]GAO P,YU J,LYYTINEN K.Government in standardization in the catching-up context:case of China’s mobile system[J].Telecommunications Policy,2014,38(2):200-209.
[3]SWANN G.The economics of standardization:report for department of trade and industry,standards and technical regulations directorate[R].Manchester:Manchester Business School,2000.
[4]TASSEY G.Standardization in technology-based markets[J].Research Policy,2000,29(4):587-602.
[5]ANDERSON P,TUSHMAN M L.Technological discontinuities and dominant designs:a cyclical model of technological change[J].Administrative Science Quarterly,1990,35(4):604-633.
[6]RANGANATHAN R,GHOSH A,ROSENKOPF L.Competition-cooperation interplay during multifirm technology coordination:the effect of firm heterogeneity on conflict and consensus in a technology standards organization[J].Strategic Management Journal,2018,39(12):3193-3221.
[7]TOH P K,MILLER C D.Pawn to save a chariot,or drawbridge into the fort?Firms' disclosure during standard setting and complementary technologies within ecosystems[J].Strategic Management Journal,2017,38(11):2213-2236.
[8]CHAKRAVARTI A,XIE J.The impact of standards competition on consumers:effectiveness of product information and advertising formats[J].Journal of Marketing Research,2006,43(2):224-236.
[9]FUNK J L,METHE D T.Market-and committee-based mechanisms in the creation and diffusion of global industry standards:the case of mobile communication[J].Research Policy,2001,30(4):589-610.
[10]BLIND K,MANGELSDORF A.Motives to standardize:empirical evidence from Germany[J].Technovation,2016,48(3):13-24.
[11]WAKKE P,BLIND K,DE VRIES H J.Driving factors for service providers to participate in standardization:insights from the Netherlands[J].Industry and Innovation,2015,22(4):299-320.
[12]BARON J,POHLMANN T.Who cooperates in standards consortia-rivals or complementors?[J].Journal of Competition Law and Economics,2013,9(4):905-929.
[13]曾德明,戴海闻,张裕中.基于网络结构与资源禀赋的企业对标准化影响力研究[J].管理学报,2016,13(1):59-66.
[14]WIEGMANN P M,DE VRIES H J,BLIND K.Multi-mode standardisation:a critical review and a research agenda[J].Research Policy,2017,46(8):1370-1386.
[15]SUAREZ F F.Battles for technological dominance:an integrative framework[J].Research Policy,2004,33(2):271-286.
[16]SCHILLING M A.Technology success and failure in winner-take-all markets:the impact of learning orientation,timing,and network externalities[J].Academy of Management Journal,2002,45(2):387-398.
[17]KATZ M L,SHAPIRO C.Technology adoption in the presence of network externalities[J].Journal of Political Economy,1986,94(4):822-841.
[18]BüTHE T,MATTLI W.The new global rulers:the privatization of regulation in the world economy[M].Princeton:Princeton University Press,2011:20-29.
[19]BOTZEM S,DOBUSCH L.Standardization cycles:a process perspective on the formation and diffusion of transnational standards[J].Organization Studies,2012,33(5):737-762.
[20]WEISS M B H,SIRBU M.Technological choice in voluntary standards committees:an empirical analysis[J].Economics of Innovation and New Technology,1990,1(1):111-133.
[21]RYSMAN M,SIMCOE T.Patents and the performance of voluntary standard-setting organizations[J].Management Science,2008,54(11):1920-1934.
[22]BRUNSSON N,RASCHE A,SEIDL D.The dynamics of standardization:three perspectives on standards in organization studies[J].Organization Studies,2012,33(5):613-632.
[23]PEREZ-ALEMAN P.Collective learning in global diffusion:spreading quality standards in a developing country cluster[J].Organization Science,2011,22(1):173-189.
[24]DE VRIES H J,VERHAGEN W P.Impact of changes in regulatory performance standards on innovation:a case of energy performance standards for newly-built houses[J].Technovation,2016,48(6):56-68.
[25]CABRAL L,SALANT D.Evolving technologies and standards regulation[J].International Journal of Industrial Organization,2014,36(5):48-56.
[26]BLIND K,THUMM N.Interrelation between patenting and standardisation strategies:empirical evidence and policy implications[J].Research Policy,2004,33(10):1583-1598.
[27]WINDRUM P.Leveraging technological externalities in complex technologies:Microsoft’s exploitation of standards in the browser wars[J].Research Policy,2004,33(3):385-394.
[28]CHRISTENSEN C M,SUáREZ F F,UTTERBACK J M.Strategies for survival in fast-changing industries[J].Management Science,1998,44(12):207-220.
[29]RANGANATHAN R,ROSENKOPF L.Do ties really bind?The effect of knowledge and commercialization networks on opposition to standards[J].Academy of Management Journal,2014,57(2):515-540.
[30]侯俊军,袁强,白杨.技术标准化提升产业国际竞争力的实证研究[J].财经理论与实践,2015(1):117-122.
[31]BLIND K,JUNGMITTAG A.The impact of patents and standards on macroeconomic growth:a panel approach covering four countries and 12 sectors[J].Journal of Productivity Analysis,2008,29(1):51-60.
[32]刘淑春,林汉川.标准化对中国装备制造“走出去”的影响:基于中国与“一带一路”沿线国家的双边贸易实证[J].国际贸易问题,2017(11):60-69.
[33]邓洲.技术标准导入与战略性新兴产业发展[J].经济管理,2014,36(7):19-30.
[34]曾德明,彭盾.技术标准引致的产业创新集群效应分析[J].科研管理,2008(2):97-102.
[35]BREM A,NYLUND P A,SCHUSTER G.Innovation and de facto standardization:the influence of dominant design on innovative performance,radical innovation,and process innovation[J].Technovation,2016,50(7):79-88.
[36]ARTHUR W B.Increasing returns and the new world of business[J].Harvard Business Review,1996,74(4):100-109.
[37]WAGUESPACK D M,FLEMING L.Scanning the commons?Evidence on the benefits to startups participating in open standards development[J].Management Science,2009,55(2):210-223.
[38]WAKKE P,BLIND K,RAMEL F.The impact of participation within formal standardization on firm performance[J].Journal of Productivity Analysis,2016,45(3):317-330.
[39]SOH P H.Network patterns and competitive advantage before the emergence of a dominant design[J].Strategic Management Journal,2010,31(4):438-461.
[40]AGGARWAL N,DAI Q,WALDEN E A.The more,the merrier?How the number of partners in a standard-setting initiative affects shareholder’s risk and return[J].MIS Quarterly,2011,35(2):445-462.
[41]JIANG H,ZHAO S,LI Z,et al.Interaction between technology standardization and technology development:a coupling effect study[J].Information Technology and Management,2016,17(3):229-243.
[42]YOO Y,LYRYTINEN K,YANG H.The role of standards in innovation and diffusion of broadband mobile services:the case of South Korea[J].Journal of Strategic Information Systems,2005,14(3):323-353.
[43]SAHAY A,RILEY D.The role of resource access,market considerations,and the nature of innovation in pursuit of standards in the new product development process[J].Journal of Product Innovation Management,2003,20(5):338-355.
[2]GAO P,YU J,LYYTINEN K.Government in standardization in the catching-up context:case of China’s mobile system[J].Telecommunications Policy,2014,38(2):200-209.
[3]SWANN G.The economics of standardization:report for department of trade and industry,standards and technical regulations directorate[R].Manchester:Manchester Business School,2000.
[4]TASSEY G.Standardization in technology-based markets[J].Research Policy,2000,29(4):587-602.
[5]ANDERSON P,TUSHMAN M L.Technological discontinuities and dominant designs:a cyclical model of technological change[J].Administrative Science Quarterly,1990,35(4):604-633.
[6]RANGANATHAN R,GHOSH A,ROSENKOPF L.Competition-cooperation interplay during multifirm technology coordination:the effect of firm heterogeneity on conflict and consensus in a technology standards organization[J].Strategic Management Journal,2018,39(12):3193-3221.
[7]TOH P K,MILLER C D.Pawn to save a chariot,or drawbridge into the fort?Firms' disclosure during standard setting and complementary technologies within ecosystems[J].Strategic Management Journal,2017,38(11):2213-2236.
[8]CHAKRAVARTI A,XIE J.The impact of standards competition on consumers:effectiveness of product information and advertising formats[J].Journal of Marketing Research,2006,43(2):224-236.
[9]FUNK J L,METHE D T.Market-and committee-based mechanisms in the creation and diffusion of global industry standards:the case of mobile communication[J].Research Policy,2001,30(4):589-610.
[10]BLIND K,MANGELSDORF A.Motives to standardize:empirical evidence from Germany[J].Technovation,2016,48(3):13-24.
[11]WAKKE P,BLIND K,DE VRIES H J.Driving factors for service providers to participate in standardization:insights from the Netherlands[J].Industry and Innovation,2015,22(4):299-320.
[12]BARON J,POHLMANN T.Who cooperates in standards consortia-rivals or complementors?[J].Journal of Competition Law and Economics,2013,9(4):905-929.
[13]曾德明,戴海闻,张裕中.基于网络结构与资源禀赋的企业对标准化影响力研究[J].管理学报,2016,13(1):59-66.
[14]WIEGMANN P M,DE VRIES H J,BLIND K.Multi-mode standardisation:a critical review and a research agenda[J].Research Policy,2017,46(8):1370-1386.
[15]SUAREZ F F.Battles for technological dominance:an integrative framework[J].Research Policy,2004,33(2):271-286.
[16]SCHILLING M A.Technology success and failure in winner-take-all markets:the impact of learning orientation,timing,and network externalities[J].Academy of Management Journal,2002,45(2):387-398.
[17]KATZ M L,SHAPIRO C.Technology adoption in the presence of network externalities[J].Journal of Political Economy,1986,94(4):822-841.
[18]BüTHE T,MATTLI W.The new global rulers:the privatization of regulation in the world economy[M].Princeton:Princeton University Press,2011:20-29.
[19]BOTZEM S,DOBUSCH L.Standardization cycles:a process perspective on the formation and diffusion of transnational standards[J].Organization Studies,2012,33(5):737-762.
[20]WEISS M B H,SIRBU M.Technological choice in voluntary standards committees:an empirical analysis[J].Economics of Innovation and New Technology,1990,1(1):111-133.
[21]RYSMAN M,SIMCOE T.Patents and the performance of voluntary standard-setting organizations[J].Management Science,2008,54(11):1920-1934.
[22]BRUNSSON N,RASCHE A,SEIDL D.The dynamics of standardization:three perspectives on standards in organization studies[J].Organization Studies,2012,33(5):613-632.
[23]PEREZ-ALEMAN P.Collective learning in global diffusion:spreading quality standards in a developing country cluster[J].Organization Science,2011,22(1):173-189.
[24]DE VRIES H J,VERHAGEN W P.Impact of changes in regulatory performance standards on innovation:a case of energy performance standards for newly-built houses[J].Technovation,2016,48(6):56-68.
[25]CABRAL L,SALANT D.Evolving technologies and standards regulation[J].International Journal of Industrial Organization,2014,36(5):48-56.
[26]BLIND K,THUMM N.Interrelation between patenting and standardisation strategies:empirical evidence and policy implications[J].Research Policy,2004,33(10):1583-1598.
[27]WINDRUM P.Leveraging technological externalities in complex technologies:Microsoft’s exploitation of standards in the browser wars[J].Research Policy,2004,33(3):385-394.
[28]CHRISTENSEN C M,SUáREZ F F,UTTERBACK J M.Strategies for survival in fast-changing industries[J].Management Science,1998,44(12):207-220.
[29]RANGANATHAN R,ROSENKOPF L.Do ties really bind?The effect of knowledge and commercialization networks on opposition to standards[J].Academy of Management Journal,2014,57(2):515-540.
[30]侯俊军,袁强,白杨.技术标准化提升产业国际竞争力的实证研究[J].财经理论与实践,2015(1):117-122.
[31]BLIND K,JUNGMITTAG A.The impact of patents and standards on macroeconomic growth:a panel approach covering four countries and 12 sectors[J].Journal of Productivity Analysis,2008,29(1):51-60.
[32]刘淑春,林汉川.标准化对中国装备制造“走出去”的影响:基于中国与“一带一路”沿线国家的双边贸易实证[J].国际贸易问题,2017(11):60-69.
[33]邓洲.技术标准导入与战略性新兴产业发展[J].经济管理,2014,36(7):19-30.
[34]曾德明,彭盾.技术标准引致的产业创新集群效应分析[J].科研管理,2008(2):97-102.
[35]BREM A,NYLUND P A,SCHUSTER G.Innovation and de facto standardization:the influence of dominant design on innovative performance,radical innovation,and process innovation[J].Technovation,2016,50(7):79-88.
[36]ARTHUR W B.Increasing returns and the new world of business[J].Harvard Business Review,1996,74(4):100-109.
[37]WAGUESPACK D M,FLEMING L.Scanning the commons?Evidence on the benefits to startups participating in open standards development[J].Management Science,2009,55(2):210-223.
[38]WAKKE P,BLIND K,RAMEL F.The impact of participation within formal standardization on firm performance[J].Journal of Productivity Analysis,2016,45(3):317-330.
[39]SOH P H.Network patterns and competitive advantage before the emergence of a dominant design[J].Strategic Management Journal,2010,31(4):438-461.
[40]AGGARWAL N,DAI Q,WALDEN E A.The more,the merrier?How the number of partners in a standard-setting initiative affects shareholder’s risk and return[J].MIS Quarterly,2011,35(2):445-462.
[41]JIANG H,ZHAO S,LI Z,et al.Interaction between technology standardization and technology development:a coupling effect study[J].Information Technology and Management,2016,17(3):229-243.
[42]YOO Y,LYRYTINEN K,YANG H.The role of standards in innovation and diffusion of broadband mobile services:the case of South Korea[J].Journal of Strategic Information Systems,2005,14(3):323-353.
[43]SAHAY A,RILEY D.The role of resource access,market considerations,and the nature of innovation in pursuit of standards in the new product development process[J].Journal of Product Innovation Management,2003,20(5):338-355.