长三角地区战略性新兴产业TFP增长差异及高端化发展路径研究
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摘要
采用DEA-Malmquist生产率指数,从影响因素、时间序列以及增长方式等维度对2007—2015年长三角地区战略性新兴产业上市公司全要素生产率变化及其分解项进行研究,并利用σ收敛和绝对β收敛方程对不同类型企业进行收敛性检验。结果表明:长三角战略性新兴产业全要素生产率不断下降,主要源于技术效率降低,产业总体呈现出纯技术效率和规模效率双低的低端化发展倾向;从产业高端化的两个维度,将长三角战略性新兴产业上市公司分为3种不同类型——高效增长型、粗放增长型、悲惨增长型,不同类型企业增长方式差异显著,即应采取适合自身的高端化发展路径;长三角战略性新兴产业上市公司全要素生产率及其分解项收敛性显著,企业差距将不断缩小且最终趋于相同的稳态水平。
By using DEA-Malmquist index,this paper has studied the changes of total factor productivity and its decomposition item of listed companies of strategic emerging industries from the dimension of influencing factors,time series and growth pattern in Yangtze River Delta from 2007 to 2015.And this paper has performed a convergence test by usingσconvergence equation and absoluteβconvergence equation between different types of enterprises.The research result shows that:The declining trend of total factor productivity of strategicemerging industries in Yangtze River Delta derived from the reduced technology efficiency level,the whole industry shows a low-end development trend that both pure technology efficiency and scale efficiency are low;According to the two dimensions of industry high-end,The listed companies of strategic emerging industry in Yangtze River Delta are divided into three different types:Efficient growth companies,Extensive growth companies,Miserable growth companies.The differences of growth pattern between different types of enterprises are striking,so it is necessary to choose an appropriate high-end development path;The total factor productivity and its decomposition item of listed companies of strategic emerging industries in Yangtze River Delta tend to converge significantly,the differences between enterprises will gradually narrow and eventually tend to the same steady-state level.
By using DEA-Malmquist index,this paper has studied the changes of total factor productivity and its decomposition item of listed companies of strategic emerging industries from the dimension of influencing factors,time series and growth pattern in Yangtze River Delta from 2007 to 2015.And this paper has performed a convergence test by usingσconvergence equation and absoluteβconvergence equation between different types of enterprises.The research result shows that:The declining trend of total factor productivity of strategicemerging industries in Yangtze River Delta derived from the reduced technology efficiency level,the whole industry shows a low-end development trend that both pure technology efficiency and scale efficiency are low;According to the two dimensions of industry high-end,The listed companies of strategic emerging industry in Yangtze River Delta are divided into three different types:Efficient growth companies,Extensive growth companies,Miserable growth companies.The differences of growth pattern between different types of enterprises are striking,so it is necessary to choose an appropriate high-end development path;The total factor productivity and its decomposition item of listed companies of strategic emerging industries in Yangtze River Delta tend to converge significantly,the differences between enterprises will gradually narrow and eventually tend to the same steady-state level.
引文
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[2]HALE YILNAZ,H JODLBAUER et al.Off shore ability along the value chain:a task-based approach[J].Modeling Value,Contributions to Management Science,2012(4):69-82.
[3]CHEN L,DE LOMBAERDE P.China moving up the value chain:what can be learned from the Asian NICs[J].International Area Studies Review,2013,16(4):407-430.
[4]AGOSTINO M,GIUNTA A,NUGENT J B,et al.The importance of being a capable supplier:italian industrial firms in global value chains[J].International Small Bussiness Journal,2015,33(7):708-730.
[5]HAMILTON-HART N,STRINGER C.Upgrading and exploitation in the fishing industry:contributions of value chain analysis[J].Marine Policy,2016(63):166-171.
[6]王其中.促进战略性新兴产业高端化发展的思考[J].经济纵横,2013(12):60-62.
[7]刘洪昌.战略性新兴产业高端化发展的产业培育模式及路径[J].企业经济,2015(1):140-144.
[8]杨震宇.战略性新兴产业全要素生产率的测算及其收敛性分析[J].科技管理研究,2016,(15):114-121.
[9]吕岩威,孙慧.中国战略性新兴产业技术效率及其影响因素研究[J].数量经济技术经济研究,2014(1):128-143.
[10]任保全,任优生.长三角战略性新兴产业发展的演变趋势及增长质量研究[J].现代经济探讨,2016(9):77-81.
[11]马珩,李东.长三角制造业高级化测度及其影响因素分析[J].科学学研究,2012(10):1509-1517.
[12]刘志彪.战略性新兴产业的高端化:基于“链”的经济分析[J].产业经济研究,2012(3):9-17.
[13]任保全,王亮亮.战略性新兴产业高端化了吗[J].数量经济技术经济研究,2014(3):38-55.
[14]程贵孙,张雍.战略性新兴产业民营上市公司生产率变动及影响因素[J].东南大学学报:哲学社会科学版,2015(5):79-86.
[15]FARE R,GROSSKOPF S,NORRIS M.Productivity growth,technical progress and efficiency change in industrialized countries[J].American Economic Eview,1994,84(1):66-83.
[16]FARE R,GROSSKOPF S,RUSSELL R.Index numbers:essays in honner of steen malmquist[M].Boston:Kluwer Academic Publishers,1998.
[17]BARRO R J,SALA-I-MARTIN X.Convergence[J].Journal of Political Economy,1992,100(2):223-251.
[18]薛艳杰.长三角战略性新兴产业:现状、趋势与对策[J].经济体制改革,2011(3):50-54.
[19]吕岩威,孙慧.中国战略性新兴产业技术效率及其影响因素研究——基于18个大类行业面板数据的分析[J].科学学与科学技术管理,2013(11):137-146.
[20]程贵孙,张雍,芮明杰.国有与民营企业发展战略性新兴产业相对效率研究——基于2005-2011年上市公司数据的实证分析[J].当代财经,2013(10):96-105.
[21]陆国庆,王舟,张春宇.中国战略性新兴产业政府创新补贴的绩效研究[J].经济研究,2014(7):44-55.