中国英语专业本科生英语学术论文写作能力发展研究
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摘要
英语学术论文写作是中国英语专业本科生在课堂中英语学习的最高及最终阶段。在掌握了英语交际能力之后,外语学习者需要学习英语学术写作,为他们将来用英语进行的学术学习做准备,例如写毕业论文,或研究生阶段的课程论文等。英语学术写作,即使对于英语为本族语的学者及学习者也并非易事,对于英语为外语的学习者来说,更需要系统的指导和课堂设计来帮助他们提高学术论文写作能力。
     目前学术英语写作的研究、教学、研究方法方面均存在一些不足之处。
     在研究方面,对于在课堂环境下,外语学习者如何发展英语学术论文写作能力的研究仍需进一步探究。目前的学术写作研究大致可以分为两大类:对于学术论文文本的分析,以及如何发展外语学习者的学术论文写作能力的研究。这些研究通常关注的对象是硕士生,博士生,学者,且多是来自英语国家。在学术论文的文本研究中,研究者从体裁分析及功能语法角度,找出学术文本的语篇结构及句法层面的语言特点,为学术写作提供指导。在如何发展外语学习者的学术论文写作能力的研究方面,主要有对体裁教学法和探究式教学法的研究。体裁教学法通过分析文本的体裁来教学术论文写作,该方法的长处在于通过分析学术语篇的特点来提高学生对特定体裁的意识,缺点在于仅孤立地解释知识点,学生无法把所有的知识融入到学术写作任务中。而且,对于体裁教学法,并无太多实证研究证明其有效性,大部分研究只是在文本分析的基础上给出进行体裁教学的建议。探究式教学通过真实的学术写作任务使学生获得学术写作能力,通过参与研究,学生能够体验到做研究的各个阶段,把学术语篇和学术语言的知识应用到真实的学术写作任务中。目前有一些关于探究式教学的实证研究,但仍有不足之处。其中有些研究的结论是建立在学生的问卷反馈的基础上,并无学生的写作的数据分析。有些研究是一般的大学课程的学术写作。还有些是学术论文的提纲写作,不是完整的学术论文,无法体现学生是否掌握学术写作所需的技能。在写作模型方面,现有的写作模型大多都是关于一语或二语一般写作任务的写作过程,仅有的一个学术写作模型无法体现课堂教学环境下的学术论文写作能力发展过程。
     在教学方面,目前大部分英语学术论文写作的课堂教学并未达到让学生掌握学术论文写作能力的效果。研究者及教师认为学习者的学术论文写作的困难是由语言水平及不熟悉学术论文的文体而导致。一些研究者提出通过讲授“学习技巧”来提高学术英语水平。大多数本科生学术写作教材及课程主要讲授学术论文的格式,但有研究表明学生并没通过此课程获得学术写作论文能力,甚至出现抄袭现象。因此,学术写作的教学不应当仅局限于语言方面的问题。
     在研究方法方面,在写作研究中常用的方法包括:对于学术文本的分析、实验设计、访谈、有声思维等,无法反映课堂环境下外语学习者的学术论文写作能力复杂、动态的发展过程。在实际的课堂中,教师总是根据学生的情况随时调整教学步骤和设计,而以上的研究方法无法与课程结合起来。本研究采用的课堂观察法可以在不受研究者干扰的情况下收集丰富的数据,从中找出在外语课堂环境下学习者的发展模式及影响发展的因素。
     基于现有的研究在研究对象、学习环境、研究方法方面的不足,本研究试图在从社会文化理论角度,在活动理论框架下,通过课堂观察的研究方法,探究课堂环境下中国外语学习者的学术论文写作的发展过程及影响发展的内在及外在因素。“学术写作能力”定义为包含以下三个方面:1)学术论文的语篇结构,2)学术语言,3)科学思维。本研究要回答的三个研究问题是:1)学习者在课堂环境下能够学习到学术写作能力的哪些方面?2)如果学术写作能力能够在课堂中获得,学术写作能力的哪些方面能够从一个写作任务迁移到下一个写作任务?3)如果学术写作能力能够在课堂环境下获得及迁移,哪些因素导致这种学习和迁移?
     本实验采用的研究方法是定性研究为主,定量实验为辅的长期的课堂观察方法。来自上海市某师范院校英语专业两个班(A班和B班)的大四学生参加了本实验,这两个班英语水平相近,每班各28人。实证研究包括三个小实验,其中实验1和实验2于2009-2010学年度第1学期在A班进行;实验3与前两个实验相隔一年左右时间,于2010-2011学年度第2学期在B班开展。A班和B班均由同一名老师授课,A班采用主题为导向、过程为中心、探究式的教学方法,B班采用传统的讲解式教学。实验1收集了A班一个学期做的4个研究项目的所有写作及反思报告。实验2的数据是对A班中一个小组在完成项目4的3次讨论的录像的转写。实验3的目的是通过B班与A班对比,进一步确定在学术写作模型中三个中介工具的具体作用。
     本研究为理解外语学习者的学术写作能力的发展过程提供了丰富的数据,研究发现可归纳为以下几点:
     第一,本研究通过对比A班一个学期的4个项目写作的变化及与B班项目写作的比较,证实了学习者可以在课堂环境下学会语篇知识、学术语言的语言结构、及科学思维。实验1的数据体现了A班的学术写作能力在4个项目写作中的进步发展,实验3的数据证实了B班的学术写作能力类似的发展,但有所区别。
     第二,本研究揭示了影响学术写作能力的学习和迁移的因素,而且基于实验1和实验3的数据,发现了三个中介工具的不同作用。这三个中介工具分别是:1)学术论文范例,2)学术论文的规范,3)老师的即时反馈和小型专项训练。前两个中介工具可以帮助学习者获得学术写作能力的低层次的技能,而第三个中介工具在学习者获得低层次及高层次的技能中起着关键的作用。
     第三,本研究描述了学术写作能力发展的模式。以往的研究认为学术写作的学习就是学习学术论文的规范、体裁等,一旦学习者掌握了这些,他们就能成功地完成写作任务。但是研究能力或科学思维才是决定写作的更为重要的因素。学习者的语言知识与研究技能交互地同步发展。语言知识的发展依赖于研究技能的发展。
     本研究的理论意义在于从社会文化理论的范式角度,在活动理论框架下,探究外语学习者在课堂环境下的学术写作能力的发展过程及影响因素,建立了学术写作过程的模型,丰富了学术写作的研究。本研究从外语学习者英语学术写作的实验研究,为社会文化理论提供进一步的实证支持。研究发现对于在中国环境下的英语学术写作的教学具有积极的参考意义,特别是探究型教学方法,及教师的在语篇层面上对学生习作的即时反馈。
English research article (RA) writing is the highest and final stage for Chinese college-level learners of English as a foreign language (EFL) in classroom settings. After grasping communicative competence in English, EFL learners need learn English RA writing to lay a foundation for writing RAs in English in their future academic study, such as writing BA theses or course paper during MA study. RA writing is not an easy task even for NNS scholars and learners. Therefore, EFL students need systematic guidance and well-designed instruction to acquire RA writing competence.
     There exist some limitations in the current RA research, RA teaching practices and research methodology.
     Firstly, research on the EFL learners'development of RA writing competence in classroom context still needs further investigation. In the existing research of RA writing, there are the textual studies on the written RAs, and the studies on developing NNS learners" RA writing skills. Those studies usually focus on MA students, PhD candidates and scholars, especially in English-speaking countries. In the field of textual studies of RAs, researchers attempted to identify the linguistic features and organizational structures of RAs from the genre analysis and functional grammar perspectives, for the purpose of RA writing instructions.
     Among the studies on developing learners'RA writing skills, there are studies on the genre-based approach and inquiry-based approach. The former approach tries to teach RA writing through analyzing the genre of the target type of texts. The genre-based approach has its strength in explaining the features of academic discourse explicitly and analytically in order to raise the students'genre awareness of certain types of RAs. However, this approach limits itself in the introduction to the isolated knowledge points. Students can hardly integrate all the knowledge into the RA writing tasks. As for the genre-based approach, there are a few empirical studies to prove the effectiveness of this approach, and many of the studies merely gave suggestions to this approach based on the textual analysis of the RAs. The inquiry-based approach helps students acquire RA writing by engaging students in authentic RA writing tasks. Through the process of conducting research, students are able to experience the phases in research and apply the knowledge of academic discourse to the RA writing tasks for real communicative purposes. There are several empirical studies on the inquiry-based approach, but with some limitations. Some studies didn't present students'improvement based on the data analysis of students'RAs, but mainly based on the questionnaire feedback which was not solidly convincing enough. In other studies, students didn't write the complete RAs, only the outlines of RAs, which couldn't fully demonstrate students'acquiring of all the skills needed in RA writing.
     Moreover, the existing writing models are all about LI or L2writing processes on the non-academic writing tasks, and the only one academic writing model cannot reflect the development of EFL learners'RA writing competence in the classroom setting.
     Secondly, most of the current RA writing teaching cannot help students grasp the RA writing competence as expected. In the RA writing teaching, researchers and teachers believed that the difficulties in RA writing were caused by language proficiency and unfamiliarity with the genres of RAs. Researchers regarded study skills such as note-taking as the only solution to the EAP study. Most of the RA writing textbooks and courses mainly explained the mechanics of RAs; however, studies show that students couldn't acquire RA writing competence, and plagiarism was often found in students'RAs. Therefore, the teaching of RA writing needs to focus on more than just language-related issues.
     In addition, in terms of research methodology, the frequently used methods in writing studies, such as the textual analysis of the RAs, the controlled experimental research design, interview and think-aloud protocol, cannot fully explore the complex and dynamic processes of the development of learners'RA writing competence. Furthermore, those methods cannot be connected with the curriculum. In the real classroom the teacher usually adjusts the teaching procedures depending on the students'performance. Classroom observational method adopted in the present study can collect the data in the classroom without the researcher's intervention and interference, from which the developmental patterns and leading factors to the students'development in the EFL classroom context can be found out.
     Due to the limitations of the previous studies in terms of participants, learning contexts, and research methodology, the present study will approach the issue of developing learners'RA writing competence from the sociocultural perspective, which intends to explore the contributors of learners'development of such competence from both the internal factors and external factors through classroom observational method. English RA writing competence is defined as having the following three aspects:1) the discourse structure of an RA (the discourse level of an RA),2) academic language (syntactic-lexical-semantic features of an RA), and3) scientific thinking and reasoning. This study intends to answer these three general research questions:1) What aspects of the competence of English RA writing can students learn from classroom instruction?2) If RA writing competence can be gained from classroom instruction, what aspects of such competence can be transferred from one RA writing task to another?3) If English RA writing competence can be learned from classroom instruction and be transferred, what contributes to the learning and transferability?
     This longitudinal study gathered both qualitative and quantitative data from classroom observational method. Two classes (Class A&Class B) of English-major senior students from the English Department at one normal university in Shanghai participated in the study. There were28students in each class, with similar English language proficiency. The empirical study consisted of Study1, Study2, and Study3. Studies1&2were carried out in Class A in the fall semester of2009-2010academic year. Study3, as the control study, was conducted in Class B in the spring semester of2010-2011academic year. Class A and Class B were taught by one same professor. Class A adopted the theme-oriented, process-centered and inquiry-based pedagogy, while Class B adopted the traditional teaching approach.
     In Study1, the participants'writing assignments of4Projects of that semester and reflections of conducting the projects were collected. In Study2, one group's discussions during Project4completion were video-recorded and transcribed. Study3was conducted to further explore the specific mediating roles of the three mediating tools in RA writing model.
     The present study provides multi-source data to enrich the present understanding towards the EFL learners'RA writing processes, and the findings are summarized as follows:
     First of all, it has been confirmed that learners could acquire discourse knowledge, linguistic structure of academic language and scientific thinking and reasoning through classroom instruction, compared with themselves across4projects during one-semester's training, and compared with another group of learners with the similar English proficiency. Data of Study1showed the development of Class A'RA writing competence across4projects, and data of Study3supported Study1's findings in another group of students, although with some variations.
     Secondly, conditions of the learning and transferring of the three aspects of RA writing competence have been found, moreover, the different roles of the three mediating tools have been specified based on the data obtained of Study1and Study3. The three mediating tools are:1) the sample academic writing,2) norms and conventions of RAs, and3) the teacher's instant feedback and mini-training sessions. The first two mediating tools can help learners to acquire low-level parts of RA writing competence, such as linguistic features of academic language, recalling facts; while the third mediating tool plays a crucially important role in acquiring both the low-level and high-level skills in RA writing competence.
     Finally, the development pattern of English RA writing competence has been depicted. People always regarded RA writing learning as the learning of conventions, genre and norms of RAs. It was assumed that once learners learned the form and style of RAs, they were able to write RAs successfully. However, the research competence, or scientific thinking and reasoning, is the more essential factor that determines the quality of RAs. Learners' language knowledge and research skills develop interactively and simultaneously. Learners' development of academic language is dependent on the development of their research competence.
     This study has theoretical significance in exploring the learners' development of RA writing competence under the framework of Activity Theory from the sociocultural perspective. Moreover, this study presents a more comprehensive scenario of how learners realize the final outcomes of writing RAs in classroom instruction setting. The empirical data obtained from the present study offers new evidence to enrich sociocultural theory. This study also has some implications for RA writing teaching practices in Chinese EFL writing classroom settings, especially the inquiry-based approach and the teacher's instant feedback on the discourse level of students' RAs.
引文
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