修辞批评新模式构建研究
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摘要
现代修辞批评自维切恩斯《演讲的文学批评》(1925)发表以来,在西方修辞学界广受重视,取得了引人注目的成果,已成为当代修辞学研究领域里的一大中心。目前我国在这一方向上的著述还十分稀少并且明显滞后,还未出现对修辞批评所作的系统性研究。而西方修辞批评研究中有相当一些批评模式或存在修辞本位不清,或范畴笼统、所指不明,或适用范围小等情况。鉴于国内外在这一领域的研究现状,本文通过聚焦于修辞批评的模式研究对修辞批评进行系统探索,以推进其本位性、可操作性以及适用性,并努力构建一个符合此三种条件、适于分析多种语篇类型的修辞批评新模式。
     本项研究重点参考质的研究方法,研究手段采用以语言为主附加文字图表的描述性分析,通过层层论证,以严谨的逻辑性获取效度。修辞批评新模式的应用分析依据质的研究中目的性抽样原则下的具体策略,从五种语体中分别选取两个代表性语篇来验证所构模式的可操作性和适用性。此外,本研究还吸收了哲学(尤其是逻辑学)、语言学(语法学、语义学及语用学)、心理学(社会心理学)等学科中的相关原理和方法。而对修辞理论的借鉴,本课题始终以西方古典修辞学为基石,以当代修辞学研究为走向,以中国修辞学相关成果为参照,各项论证倚重一手资料,在吸收与反驳、继承与创新并举中不断推进研究的深入。
     在构建和应用修辞批评新模式的过程中,本研究在以下几个方面作出了有意义的推进:1)合理界定了关键术语“修辞批评”;2)明确了修辞批评的本位功能;3)首次对五个具有代表性的西方修辞批评模式进行了多维度的综合对比研究,揭示了各自存在的主要问题;4)在严实论证的基础上构建了一个范畴围绕策略(本位鲜明)、范畴间关系明确、范畴内部层层细化(操作性强)的修辞批评新模式;5)通过对广告、新闻、演讲、公文及科学五种语体中的十个语篇的详尽分析和评价验证了修辞批评新模式的广泛适用性、可操作性和解释力。此外,本研究对颇具争议的修辞批评对象、修辞批评的过程步骤,以及对“修辞发明”、“争议点”、“修辞推论”等概念的辨析,在比较和论证的基础上都提出了自己具有一定创新意义的观点。本项研究最主要的创新体现在通过重新界定和分层细化两大途径丰富和发展了修辞学研究中一些不可或缺的核心概念,使其由原先的模糊笼统而变得清晰具体,如对“修辞批评”和“修辞情景”所作的合理化新界定以及对所创模式中“修辞发明”、“文体”和“修辞情景”三个范畴的多层细化。在应用分析中本文将“修辞发明”下的争议点和修辞推论相结合,并将“文体”与此两要素相联系来评断其得体性与清晰性,突破了已有修辞批评分析中的单一维度或隔离状况。
     该项系统研究将有助于确立修辞批评在我国语篇分析众多方法中不可或缺的地位,展现其独特的解释力和理论价值。围绕模式的本位性、可操作性和适用性所作的探索可为已有修辞批评模式的改进和新模式的构建提供理论参照。本研究还将为语篇分析和写作教学提供直接可行的方法,对演讲、广告设计等实践性领域也具有启发和指导作用。
Rhetorical criticism (RC) has become the central activity in contemporary Western rhetoric since Herbert Wichelns published in 1925“The Literary Criticism of Oratory”. In the last few decades, an increasing number of articles and works have appeared, probing RC theoretically or applying its various models to the areas of politics, religion, science, etc. However, according to the survey of the major models, there exist the problems of rhetorical distinction, of easy operation, of wide applicability. As to the case in China, the term of“rhetorical criticism”still sounds exotic to the majority of researchers, and lacks a systematic study. This project, therefore, will conduct a systematic inquiry into RC by focusing on its model, with the aim of promoting rhetoricity, operativity, and applicability, by proposing a new RC model which satisfies all three qualities.
     This investigation primarily adopts a qualitative research method, progressing logically with verbal description assisted by tables and diagrams where necessary; its principle of criterion sampling has been employed in selecting representative texts from different genres for the application of the new model. In addition, this study takes in related theories from philosophy (logic, esp.), linguistics (syntax, semantics, pragmatics) and psychology (social psychology) as its methodological tools. As to the rhetorical theory itself, the exploration is based upon classical Western rhetoric, supported by its contemporary research, and related Chinese works; the discussions mainly rely on first-hand sources to guarantee validity; and the whole project progresses, soundly, in the process of digestion and creation.
     The present research makes contributions to the following aspects: 1) redefining properly the key term of“rhetorical criticism”; 2) clarifying the essential function of RC; 3) systematically contrasting five major RC models and revealing their respective limitations; 4) justifying a new RC model with distinct rhetoricity, easy operativity and wide applicability; 5) applying successfully the new RC model to the interpretation and evaluation of ten discourses from advertisement, news reporting, speech, business letter and academic writing. Moreover, upon comparison and demonstration, answers to the controvertial object of RC and procedure steps of RC have been suggested; and new light has been thrown on comprehending conceptions of“invention”,“stasis”,“enthymeme”, etc. The originality of this inquiry lies chiefly in redefining the crucial concepts, such as“rhetorical criticism”,“rhetorical situation”, and in extracting convincingly elements and subelements from the categories of“invention”,“style”and“rhetorical situation”(which constitute the new RC model), so that those former vague terms turn out to be clear, concrete and applicable. Also manifest is the originality in the analysis of the discourses with the new RC model. Here, not only is stasis combined with enthymeme in interpreting“invention”strategy, but propriety and clarity of“style”are judged upon stasis or enthymeme, overcoming the former single dimension or category isolated criticism.
     With the newly constructed RC model and its application, this study shows RC’s unique interpretation which may help establish, in China, RC’s indispensable position in discourse analysis. It is envisaged that the exploration of RC’s rhetoricity, operativity and applicability may provide theoretical reference for the improvement of existing RC models and for the construction of further new RC models. The findings will also serve as feasible methods in both discourse analysis and composition teaching, and may offer instructions for other applied areas such as speech making and advertisement designing.
引文
①参见《爱因斯坦文集》,许良英等编译,商务印书馆,1976-1979年版。此处引自周昌忠《西方科学方法论史》,1986: 233。
    ①关于西塞罗、昆提利安与修辞批评的关系受启于温科学《20世纪西方修辞学理论研究》2006: 106-107。
    ①根据书封底上Angela G. Ray(Northwestern University)的评价。原文为:”It is the best and most comprehensive collection of the major essays in rhetorical criticism currently available.”
    ②根据2004版本书末上其出版社Waveland Press, Inc.的介绍。
    ③此信息来自2007年末莱夫教授与本文作者的通信及寄来的他所开设的修辞批评课程说明。
    ④Murphy, James选编的这个查寻手册收集了1979年以前有关修辞学及修辞批评的博士论文共443篇。
    ①常昌富原译为布拉克《修辞学批评:方法之研究》,本文认为不够准确,故对人名及书名的翻译作了修改。原名为:Black, Edwin. Rhetorical Criticism: A Study in Method (1978)。
    ①胡曙中先生据多种定义概括,出自其《英语语篇语言学研究》,2005年第5页。
    ①《斐德若篇》中多处提到定义的重要性及功能,见朱光潜译柏拉图《文艺对话集》(1963),第106, 152, 173页。
    ②定义的方法,在Robinson(1954)及Harris & Hutton(2007)中提到八种:1.同义词定义法(Synonymous def.),2.分析定义法(Analytic def.),3.综合定义法(Synthetic def.),4.描述定义法(Descriptive def.),5.含义定义法(Implicative def.),6.外延定义法(Denotative def.),7.实
    ①《斐德若篇》中多处提到定义的重要性及功能,见朱光潜译柏拉图《文艺对话集》(1963),第106, 152, 173页。
    ②定义的方法,在Robinson(1954)及Harris & Hutton(2007)中提到八种:1.同义词定义法(Synonymous def.),2.分析定义法(Analytic def.),3.综合定义法(Synthetic def.),4.描述定义法(Descriptive def.),5.含义定义法(Implicative def.),6.外延定义法(Denotative def.),7.实
    ①原文:That art or talent by which the discourse is adapted to its end;自坎贝尔The Philosophy of Rhetoric,1969,P.1。
    ①原文:the use of language as a symbolic means of inducing cooperation in beings that by nature respond to symbols, P. 43。
    ②原文:the process by which symbols and systems of symbols have influence upon beliefs, values, attitudes, and actions;本文作者未有The Prospect of Rhetoric一书,感谢刘亚猛教授提供原文。而所用译文取自其《当代西方修辞学科建设:迷惘与希望》(2004)一文。
    ①对应的英文:the strategy applying process by which systems of symbols have influence upon beliefs, attitudes, actions, etc.
    ①原文:the systematic process of illuminating and evaluating products of human activity, P. 4.
    ①原文:the analysis and appreciation of the orator’s method of imparting his ideas to his hearers,出自Benson, Thomas编Landmark Essays on Rhetorical Criticism(1993: 26)。
    ②原文:the act of rendering analytical, interpretive and evaluative judgments about specific instances of informative and persuasive discourse—spoken and written,(1968: iii)。
    ③原文:Rhetorical criticism is the description, analysis, interpretation, and evaluation of persuasive uses of language,取自胡曙中教授英文版《英语修辞学》,(2002: 330)。
    ④原文:Rhetorical criticism examines imaginative works as“strategic”and“stylized”answers to“questions posed by the situation in which it arose”,来自Colleran, Jeanne Marie,1988年的博士论文“The Dissenting Writer in South Africa: A Rhetorical Analysis of the Drama of Athol Fugard and the Short Fiction of Nadine Gordimer”。
    ①原文为:a qualitative research method that is designed for the systematic investigation and explanation of symbolic acts and artifacts for the purpose of understanding rhetorical processes,2004,第6页。
     ①此处综合了从莱庭,徐鲁亚主编《西方修辞学》(2007)中的相关介绍以及常昌富《导论:当代修辞学批评模式概述》(1998)文中的译介。
    ①在下一章建构的新模式中style译为“文体”,并作了说明;此处及此章其余处用“风格”主要是为了与《当代西方修辞学:演讲与话语批评》中傅玢玢的原译保持一致。
    ②参见温科学《二十世纪美国修辞批评体系》一文,《修辞学习》1999, (5)。
    ③参见肯尼斯?博克等.常昌富、顾宝桐译《当代西方修辞学:演讲与话语批评》一书中常昌富所写《导论:20世纪修辞学概述》第14页。
    ①参见福斯《修辞批评:探索与实践》(2004),158页。
    ①参见卡尔?波普尔《客观知识》,上海译文出版社,1987;及袁影《论语言哲学知识的猜测与反驳》,《山东外语教学》2006,(6)。
    ①受启发于王德春,陈汝东文“话语角色认知的修辞价值”,《扬州大学学报》,1998,(4)。
    ①“觅材(取材)”译名出现于胡曙中、邓志勇、陈汝东等的著述中,“修辞发明”出现于刘亚猛的《追求象征的力量》(2004),“构思”出现于常昌富《导论:当代修辞学批评模式概述》(1998)及顾宝桐译Donald Bryant《修辞学:功能与范围》(1998),而“创作”译名则出现于蓝王海霞“古典儒学与西方修辞学”(2006)一文。
    ②英文为:Invention is the discovery of valid or seemingly valid arguments to render one’s cause plausible.出自H. M. Hubbell英译本,1949:19。
    ①原文为:Invention is the art of discovering new arguments and uncovering new things by argument….[It] extends from the construction of formal arguments to all modes of enlarging experience by reason as manifested in awareness, emotion, interest, and appreciation.(Jasinski 2001: 327)。
    ②刘亚猛教授曾在美国近二十年,专门研究西方修辞学,因此他对这一概念的理解也具有重要的参考价值。
    ①参见威弗最著名的论文“语言是说教的”(”Language Is Sermonic”),Bizzell and Herzberg 1990: 1044-1054。
    ②此第四版为科贝特与考纳斯(Connors, Robert J.)联合修定。
    ③原文为:an amorphous and unwieldy concept,“Rhetorical Theory in Speech Communication”(1985),间接引自Jasinski, Sourcebook on Rhetoric, 2001: 327。
    ④参见黑格尔《小逻辑》1980: 334, 331和《法哲学原理》1961: 39。此处引用为周昌忠著《西方科学方法论史》1986第213、212页上的概述。
    ①亚氏在第二卷最后一章中有此论断,原文为:By‘an element of enthymeme’I mean the same thing as‘a line of enthymematic argument’, 1954: 163。其中后一个单引号中的部分指的就是部目,另可参见第一卷第二章,30-31页。
    ②或然式证明的核心为逻辑论证,而逻辑论证之核心为修辞推论,参见5.3.4.1。
    ①前一种界定出自Lester Thonssen and A. Craig Baird, Speech Criticism (New York, 1948), p.93;后一种界定出自Harry Caplan, translator, Rhetorica ad Herennium (Cambridge, Mass., 1954), p.18, note。文中译自Benson and Prosser, Readings in Classical Rhetoric, Hermagoras Press, 1988: 143。
    ②“争议点”译名作者最初是从刘亚猛教授《追求象征的力量》(2004)中看到的,参见该书第61页。顾宝桐博士在唐纳德?布赖恩特(Donald Bryant)《修辞学:功能与范围》一文中将之译为“核心原理”,见《当代西方修辞学:演讲与话语批评》1998: 106,两译名比较,本文认为“争议点”更切合,故取刘译。
    ①英文为:Metaphor, moreover, gives style clearness, charm, and distinction as nothing else can,Aristotle 1954: 168。
    ②英文为:(It must also be)appropriate, avoiding both meanness and undue elevation。出自Roberts英译本1954年,第167页。译文中“平凡”一词取自罗念生汉译本1991年第150页。
    
    ①混合语体受启发于韩荔华在中国修辞学会2007年国际学术研讨会上的发言。
    ②此分类综合参考了胡曙中2005、王德春等2000、王佐良等1987书中的语体分类。
     ①据Patton, M. Q.《质的评估和研究方法》1990:169,转引自陈向明,2000:103。
    ①原文:a figure of speech, in which an affirmative is expressed by the negative of the contrary,徐鹏1996: 545。
    ①参见宗廷虎主编高万云著《20世纪中国修辞学》(下卷),2008:636。
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