全球价值链中后发国产业的技术跨越
|
摘要
技术跨越作为技术创新的最高层次,虽然各国都在积极实践并取得丰硕成果,但理论研究是从上世纪八九十年代才兴起的。从目前的研究情况看,深层次的技术跨越理论成果并不多见,也没有形成统一的范式,在解释并指导一国产业实现技术跨越方面,未能取得预期的成功,在这种情况下,深入系统地研究技术跨越,构建产业技术跨越理论体系就显得至关重要。
论文从全球价值链分工的视角,刻画了跨国公司与本地企业之间的关联及其产业发展效应,分析了全球价值链中的技术扩散现象,论证了技术跨越主体的技术学习与技术能力积累过程以及技术生态环境的构建,并归纳和比较了产业技术跨越的基本模式。论文沿着产业技术跨越客体—主体—环境的分层研究与讨论,在企业与产业两个层面案例研究基础上,提出后发国在实现产业技术跨越的过程中,应该充分利用全球价值链中的技术知识与市场资源,提升本国企业的技术能力与市场能力,完善本国产业技术生态环境,选择合理的技术跨越模式的基本观点。
全文共分九个部分,结构安排如下:
第一章,导论。内容包括论文研究的背景和意义,国内外研究现状,研究的基本思路与方法,主要内容与论文结构,论文的主要创新点与不足。
第二章,产业技术跨越研究的理论基础。本章是后续各章的研究基础。首先,从政治经济学、国际经济学以及社会学等多种学科领域里探寻技术跨越思想的来源;其次,对后发国技术跨越研究的理论依据进行梳理,通过对经济增长与经济发展理论、后发优势理论、传统及现代产业赶超发展战略理论进行回顾,有利于从理论发展角度理清思路;再次,界定了产业技术跨越涉及的基本概念,包括技术进步、技术创新与扩散、技术赶超以及技术跨越;接着,利用前沿生产函数等分析工具对技术跨越的类型进行辨析;最后,对实现产业技术跨越的关键要素进行归纳和总结。
第三章,全球价值链中的跨国公司与东道国产业发展。全球价值链是当代国际分工的主要形式,后发国企业既是全球价值链企业网络中的成员,更是实现产业技术跨越的主体。本章首先从全球价值链的形成及产生动因、全球价值链分工的内涵,分析当代后发国家产业技术跨越所处的国际分工背景;其次,从企业视角解构全球价值链,包括网络成员、网络结构、网络驱动力、网络治理方面的分析。跨国公司与本地企业之间的关联是全球价值链知识传递产生的核心概念,从关联的含义、关联的分类以及关联实现途径方面逐层展开。接着从产业层面分析全球价值链对后发国产生的影响,从跨国公司与东道国目标冲突出发分析了产业结构升级效应、产业技术进步效应。最后,基于技术跨越实现条件的文献回顾基础上,构建了后发国产业技术跨越影响因素的菱形理论结构,并据此提出后续论文的分析框架。
第四章,全球价值链中的技术扩散。作为技术跨越式发展的客体研究部分,本章从影响产业技术跨越的知识与人才要素着手,分析了全球价值链中技术扩散的主体,技术扩散的特点与动因,技术扩散的渠道以及实现技术扩散的影响因素。最后引入一个评价全球价值链技术扩散的计量模型。
第五章,技术学习与企业技术跨越能力的积累。企业层面的技术学习与能力积累是后发国实现产业技术跨越的前提和基础,本章是对技术跨越主体的研究。首先从概念上从技术知识、技术能力、技术能力结构等概念进行综述,并对企业技术跨越和技术跨越能力的概念作了界定,同时设计了一个企业技术跨越能力的综合评价体系;其次,本章阐述了后发企业技术学习模式对于技术学习有效性的重要意义;接着利用加工贸易这种全球价值链的具体嵌入方式,分析阶段性知识边界以及知识传递机制和技术扩散的具体过程。最后,结合全球价值链治理模式、全球价值链的类型以及实现方式,分析全球价值链具体嵌入过程对企业技术跨越能力积累的影响。
第六章,基于产业技术跨越的技术生态环境构建。本章作为技术跨越的环境研究部分,从全球价值链对国内市场需求、产业链完整性带来的负面影响出发,探讨实现产业技术跨越的环境因素。首先从技术的环境属性、技术生态的主要特征以及技术生态环境的含义与构成,从概念层面阐述良好的技术生态环境对于该国技术能力积累的意义;其次,从产业链、技术链到产业技术链的系列概念相关性辨析的基础上,进一步明确产业技术链整合是实现技术跨越的必备条件。最后,提出构建有利于实现技术跨越的技术生态网络模式。
第七章,后发国产业技术跨越案例研究。本章通过对韩国CDMA产业以及印度软件产业技术跨越的案例研究,得出产业技术跨越的实现需要得到政府扶持、技术标准确立、国内产业价值链完整性构建等结论。
第八章,产业技术跨越的基本模式。本章旨在归纳总结后发国家产业技术跨越的基本模式。通过比较分析的方法,论证了每种模式的含义、实现形式及实践过程中应注意的一些问题,最后论述了技术跨越模式选择的影响因素。
第九章,研究结论与后续研究展望。在前面各章分析基础上总结出论文的主要结论,并对论文后续研究指出方向。
Technology leapfrogging is the highest level of technological innovation. Although countries are actively practice and achieved fruitful results, but the theory appeared only from Eighties. Basing on the current research, the deep theoretical studies on technology leapfrogging are rare. There is also no unified research paradigm. The desired success has not achieved as to explain and guide the practices of industry technology leapfrogging. Under such conditions, in-depth study of technology leapfrogging and the building of theoretical system of industry technology leapfrogging is particularly important.
From the perspective of the global value chain, this paper has characterized the linkage between transnational corporations and local enterprises and the resulting effect of industrial development. The phenomenon of technology diffusion along the global value chain has been analyzed. The behavior of enterprises technology learning and the process of technological capability accumulation have been discussed. The author also emphasized the importance of technological ecological environment. The basic models of industry technological leapfrogging have been generalized and compared. The research is organized along the industry technology leapfrogging object, subject and environmental aspects. Case studies use two levels: business and industry. It is proposed that to fulfill the strategic aim, latecomers should make full use of global value chain technical knowledge and market resources to improve their technological capabilities and market power of local enterprises. It also emphasizes to improve the ecological environment of industrial technology and choose a reasonable mode of technology leapfrogging.
The full-text is divided into nine sections, organized as follows:
Chapter 1 Introduction
This chapter is including the background and significance of thesis research, research status, the study of basic ideas and methods, the main content and structure of paper, the major innovation and some aspects need to be improved.
Chapter 2 The basic theory of technology leapfrogging
This chapter is the basis for the following study. First of all, from the political economics, international economics and sociology and other disciplines, the ideological sources of the field of technology leapfrogging has been explored. Secondly, the theoretical basis of technology leapfrogging have been reviewed, which include the economic growth and economic development theory, the latecomer advantage theory, the traditional and the modern theory of industry catching up theory. It helps to clarify thinking from the perspective of theory development. It is Redefined the basic concepts involved including technological progress, technological innovation and diffusion, technology catch up and leapfrogging; discriminated the type of technology leapfrogging using frontier production function as analysis tools. Finally, the key elements of industry technology leapfrogging realization have been discussed.
Chapter 3 The MNCs and the host country industry development under global value chain
Global value chain is the main form of contemporary international division of labor. The company from latecomer countries is both a member of a corporate network with global value chain but also the major player of technological leapfrogging. This chapter starts from the formation of global value chains, the concept of global value chain and the background of international division of labor for latecomer countries to practice technological leapfrogging. Next, the global value chain has been deconstructed from the enterprise perspective, which including members of the network, the network structure, network driving forces and network governance structure. The business linkage between MNCs and local enterprises is the core concept of knowledge transfer among generating from global value chain. It has been analyzed layer by layer from the concept of linkage, the classification of linkage to the from of linkage. Basing on the understanding of conflicts between MNCs and host country government, the paper study the effects of global value chain on the host industry development which including industrial structure upgrading and technology progress effects. A diamond model related with the influential factors of technology leapfrogging has been presented in the end of this part.
Chapter 4 Technology diffusion within global value chain
This chapter analyses some key influential factors of leapfrogging, which including knowledge factor and talents factor. Some issues related with the technology diffusion within GVC have been discussed ,which include the pusher and the major characteristics of technology diffusion, the channel and the influential factors of technology diffusion. Finally an econometrics model has been introduced.
Chapter 5 Technology learning and technological capability accumulation
Firm-level technological learning and capability accumulation are the premise and foundation of technology leapfrogging. The author differentiate the core corresponding terminologies and define technology leapfrogging and its capability. A comprehensive evaluation system of technology leapfrogging capability on firm level has been designed. The importance of the mode of technology learning has been manifested. Processing trade has been used here to describe the real process of knowledge transfer and technology diffusion within global value chain. Finally, the enterprise capability accumulation has been analyzed combined with global value chain governance model and the type of global value chain implementations.
Chapter 6 Case studies of industry technology leapfrogging
This chapter is based on the leapfrogging practices from South Korea's CDMA technology industries and Indian software industry. Some points such as technology leapfrogging need the support from government, the formation of technology standards and the construction of complete industry chain.
Chapter 7 The construction of technology industry ecological environment
In this chapter, the author focus on the negative effects of embedding global value chain for industry technology leapfrogging and explore how to build better technology ecological environment. Some basic terminology such as environment attributes of technology, technology ecological environment etc. have been clarified. Industry technological chain has been emphasized in this part, because that is the basic requirements for leapfrogging. At the end of this part, a technology ecological network model has been introduced.
Chapter 8 The basic mode of industry technology leapfrogging
The aim of this chapter is to summarize the basic mode of carrying out technology leapfrogging in latecomer countries. The author use some factors like technology source, type of firms and external driving forces to classify the technology leapfrogging and compare each mode.
Chapter 9 The conclusions and future research prospects
In this chapter, the author summarizes the major findings in the previous chapters and proposes the future improvement aspects.
论文从全球价值链分工的视角,刻画了跨国公司与本地企业之间的关联及其产业发展效应,分析了全球价值链中的技术扩散现象,论证了技术跨越主体的技术学习与技术能力积累过程以及技术生态环境的构建,并归纳和比较了产业技术跨越的基本模式。论文沿着产业技术跨越客体—主体—环境的分层研究与讨论,在企业与产业两个层面案例研究基础上,提出后发国在实现产业技术跨越的过程中,应该充分利用全球价值链中的技术知识与市场资源,提升本国企业的技术能力与市场能力,完善本国产业技术生态环境,选择合理的技术跨越模式的基本观点。
全文共分九个部分,结构安排如下:
第一章,导论。内容包括论文研究的背景和意义,国内外研究现状,研究的基本思路与方法,主要内容与论文结构,论文的主要创新点与不足。
第二章,产业技术跨越研究的理论基础。本章是后续各章的研究基础。首先,从政治经济学、国际经济学以及社会学等多种学科领域里探寻技术跨越思想的来源;其次,对后发国技术跨越研究的理论依据进行梳理,通过对经济增长与经济发展理论、后发优势理论、传统及现代产业赶超发展战略理论进行回顾,有利于从理论发展角度理清思路;再次,界定了产业技术跨越涉及的基本概念,包括技术进步、技术创新与扩散、技术赶超以及技术跨越;接着,利用前沿生产函数等分析工具对技术跨越的类型进行辨析;最后,对实现产业技术跨越的关键要素进行归纳和总结。
第三章,全球价值链中的跨国公司与东道国产业发展。全球价值链是当代国际分工的主要形式,后发国企业既是全球价值链企业网络中的成员,更是实现产业技术跨越的主体。本章首先从全球价值链的形成及产生动因、全球价值链分工的内涵,分析当代后发国家产业技术跨越所处的国际分工背景;其次,从企业视角解构全球价值链,包括网络成员、网络结构、网络驱动力、网络治理方面的分析。跨国公司与本地企业之间的关联是全球价值链知识传递产生的核心概念,从关联的含义、关联的分类以及关联实现途径方面逐层展开。接着从产业层面分析全球价值链对后发国产生的影响,从跨国公司与东道国目标冲突出发分析了产业结构升级效应、产业技术进步效应。最后,基于技术跨越实现条件的文献回顾基础上,构建了后发国产业技术跨越影响因素的菱形理论结构,并据此提出后续论文的分析框架。
第四章,全球价值链中的技术扩散。作为技术跨越式发展的客体研究部分,本章从影响产业技术跨越的知识与人才要素着手,分析了全球价值链中技术扩散的主体,技术扩散的特点与动因,技术扩散的渠道以及实现技术扩散的影响因素。最后引入一个评价全球价值链技术扩散的计量模型。
第五章,技术学习与企业技术跨越能力的积累。企业层面的技术学习与能力积累是后发国实现产业技术跨越的前提和基础,本章是对技术跨越主体的研究。首先从概念上从技术知识、技术能力、技术能力结构等概念进行综述,并对企业技术跨越和技术跨越能力的概念作了界定,同时设计了一个企业技术跨越能力的综合评价体系;其次,本章阐述了后发企业技术学习模式对于技术学习有效性的重要意义;接着利用加工贸易这种全球价值链的具体嵌入方式,分析阶段性知识边界以及知识传递机制和技术扩散的具体过程。最后,结合全球价值链治理模式、全球价值链的类型以及实现方式,分析全球价值链具体嵌入过程对企业技术跨越能力积累的影响。
第六章,基于产业技术跨越的技术生态环境构建。本章作为技术跨越的环境研究部分,从全球价值链对国内市场需求、产业链完整性带来的负面影响出发,探讨实现产业技术跨越的环境因素。首先从技术的环境属性、技术生态的主要特征以及技术生态环境的含义与构成,从概念层面阐述良好的技术生态环境对于该国技术能力积累的意义;其次,从产业链、技术链到产业技术链的系列概念相关性辨析的基础上,进一步明确产业技术链整合是实现技术跨越的必备条件。最后,提出构建有利于实现技术跨越的技术生态网络模式。
第七章,后发国产业技术跨越案例研究。本章通过对韩国CDMA产业以及印度软件产业技术跨越的案例研究,得出产业技术跨越的实现需要得到政府扶持、技术标准确立、国内产业价值链完整性构建等结论。
第八章,产业技术跨越的基本模式。本章旨在归纳总结后发国家产业技术跨越的基本模式。通过比较分析的方法,论证了每种模式的含义、实现形式及实践过程中应注意的一些问题,最后论述了技术跨越模式选择的影响因素。
第九章,研究结论与后续研究展望。在前面各章分析基础上总结出论文的主要结论,并对论文后续研究指出方向。
Technology leapfrogging is the highest level of technological innovation. Although countries are actively practice and achieved fruitful results, but the theory appeared only from Eighties. Basing on the current research, the deep theoretical studies on technology leapfrogging are rare. There is also no unified research paradigm. The desired success has not achieved as to explain and guide the practices of industry technology leapfrogging. Under such conditions, in-depth study of technology leapfrogging and the building of theoretical system of industry technology leapfrogging is particularly important.
From the perspective of the global value chain, this paper has characterized the linkage between transnational corporations and local enterprises and the resulting effect of industrial development. The phenomenon of technology diffusion along the global value chain has been analyzed. The behavior of enterprises technology learning and the process of technological capability accumulation have been discussed. The author also emphasized the importance of technological ecological environment. The basic models of industry technological leapfrogging have been generalized and compared. The research is organized along the industry technology leapfrogging object, subject and environmental aspects. Case studies use two levels: business and industry. It is proposed that to fulfill the strategic aim, latecomers should make full use of global value chain technical knowledge and market resources to improve their technological capabilities and market power of local enterprises. It also emphasizes to improve the ecological environment of industrial technology and choose a reasonable mode of technology leapfrogging.
The full-text is divided into nine sections, organized as follows:
Chapter 1 Introduction
This chapter is including the background and significance of thesis research, research status, the study of basic ideas and methods, the main content and structure of paper, the major innovation and some aspects need to be improved.
Chapter 2 The basic theory of technology leapfrogging
This chapter is the basis for the following study. First of all, from the political economics, international economics and sociology and other disciplines, the ideological sources of the field of technology leapfrogging has been explored. Secondly, the theoretical basis of technology leapfrogging have been reviewed, which include the economic growth and economic development theory, the latecomer advantage theory, the traditional and the modern theory of industry catching up theory. It helps to clarify thinking from the perspective of theory development. It is Redefined the basic concepts involved including technological progress, technological innovation and diffusion, technology catch up and leapfrogging; discriminated the type of technology leapfrogging using frontier production function as analysis tools. Finally, the key elements of industry technology leapfrogging realization have been discussed.
Chapter 3 The MNCs and the host country industry development under global value chain
Global value chain is the main form of contemporary international division of labor. The company from latecomer countries is both a member of a corporate network with global value chain but also the major player of technological leapfrogging. This chapter starts from the formation of global value chains, the concept of global value chain and the background of international division of labor for latecomer countries to practice technological leapfrogging. Next, the global value chain has been deconstructed from the enterprise perspective, which including members of the network, the network structure, network driving forces and network governance structure. The business linkage between MNCs and local enterprises is the core concept of knowledge transfer among generating from global value chain. It has been analyzed layer by layer from the concept of linkage, the classification of linkage to the from of linkage. Basing on the understanding of conflicts between MNCs and host country government, the paper study the effects of global value chain on the host industry development which including industrial structure upgrading and technology progress effects. A diamond model related with the influential factors of technology leapfrogging has been presented in the end of this part.
Chapter 4 Technology diffusion within global value chain
This chapter analyses some key influential factors of leapfrogging, which including knowledge factor and talents factor. Some issues related with the technology diffusion within GVC have been discussed ,which include the pusher and the major characteristics of technology diffusion, the channel and the influential factors of technology diffusion. Finally an econometrics model has been introduced.
Chapter 5 Technology learning and technological capability accumulation
Firm-level technological learning and capability accumulation are the premise and foundation of technology leapfrogging. The author differentiate the core corresponding terminologies and define technology leapfrogging and its capability. A comprehensive evaluation system of technology leapfrogging capability on firm level has been designed. The importance of the mode of technology learning has been manifested. Processing trade has been used here to describe the real process of knowledge transfer and technology diffusion within global value chain. Finally, the enterprise capability accumulation has been analyzed combined with global value chain governance model and the type of global value chain implementations.
Chapter 6 Case studies of industry technology leapfrogging
This chapter is based on the leapfrogging practices from South Korea's CDMA technology industries and Indian software industry. Some points such as technology leapfrogging need the support from government, the formation of technology standards and the construction of complete industry chain.
Chapter 7 The construction of technology industry ecological environment
In this chapter, the author focus on the negative effects of embedding global value chain for industry technology leapfrogging and explore how to build better technology ecological environment. Some basic terminology such as environment attributes of technology, technology ecological environment etc. have been clarified. Industry technological chain has been emphasized in this part, because that is the basic requirements for leapfrogging. At the end of this part, a technology ecological network model has been introduced.
Chapter 8 The basic mode of industry technology leapfrogging
The aim of this chapter is to summarize the basic mode of carrying out technology leapfrogging in latecomer countries. The author use some factors like technology source, type of firms and external driving forces to classify the technology leapfrogging and compare each mode.
Chapter 9 The conclusions and future research prospects
In this chapter, the author summarizes the major findings in the previous chapters and proposes the future improvement aspects.
引文
1 Andreas Stamm. Value Chains for Development Policy:Challenges for Trade Policy and the Promotion of Economic Development [J] . Eschborn ,2004.
1冯志伟.美国研制原子弹的初衷与后果.平顶山师专学报,2002(1):26-27。
1参阅:余江.影响产业技术跨越的价值链状态分析.科学学研究,2002(10).
1摘自马克思《资本论》第1卷,人民出版社1975年版,第8页。
1马克思恩格斯全集:第1卷,第107～108页,北京人民出版社,1972年版。
1参见查尔斯·金德尔伯格、布鲁斯·赫里克:《经济发展》(中译本),上海译文出版社1986年版,第155页。
1傅家骥.大力推进技术创新、为实现“两个根本性转变”而努力.中外科技政策与管理,1996(1):1～5。
1陈德智.技术跨越.上海交通大学出版社,2006年3月第1版,第71页。
1这部分主要参考了马庆国等.技术跨越论.科学出版社,2008,第21～22页。
1 Lee, K. Lim, C. Technological Regims, Catching-up and Leapfrogging: Findings from Korean Industries. Research Polich, 2001(30).
1 Farrell, Michael J. The Measurement of Productive Efficiency. Journal of the Royal Statistical Society, 1957,Series A, PP. 253-82.
1李京文、钟学文编:《中国生产率分析前沿》,社会科学文献出版社1998年版,第59页。
1司春林:《技术引进与学习》,《数量经济技术经济研究》,1995年第8期。
2魏农建、谷永芬:《产业经济学》,上海大学出版社,2008年12月第1版。
1牛南洁.《开放与经济增长》,中国发展出版社2000年版,第110-112页。
1彼得·格罗莱维根:《劳动分工》,载《新帕尔格雷夫经济学辞典》(第1卷),经济科学出版社1992年版,第977页。
1参见彼得·迪肯.全球性转变——重塑21世的全球经济地图.商务印书馆,2009年1月,第222～223页。
1 UNCTAD《2001年世界投资报告》对这一部分有专门的研究。另外,可见UNCTAD,2000a。
1 Gereffi, G. International trade and industrial upgrading in the apparel commodity chain . Journal of International Economics, 1999, 48 (1) : 37 70.
2 Gereffi, G and Memedovic, Q. The global apparel value chain: what prospects for upgrading by developing countries [R ]. United Nations Industrial Development Organization, http: / /www, unido. org, 2003.
1 Hobday, M. Innovation in EastAsia: the challenge to Japan [M ]. Cheltenham: Edward Elgar, 1995
2 Schmitz, H. Small shoe makers and fordist giants: tale of a super cluster [ J ]. World Development, 1995, 23 (1)
3 Schmitz, H and Knorringa, P. Learning from global buyers [ J ]. Journal ofDevelopment Studies, 2000, 37 (2) : 177-205.
4 Bair, J and Gereffi, G. Local clusters in global chains: the causes and consequences of export ynamism in Torreonps blue jeans industry [ J ]. World Development, 2001, 29 (11) : 1885 1903.
5 Humphrey, J and Schmitz, H. How does insertion in global value chains affect upgrading in industrial clusters [ J ]. Regional Studies, 2002, 36 (9) : 1017 1027.
1同上。
2 Humph rey, J and Schm itz, H. Chain governance and upgrading: taking stock [A ]. in Schm itz, H ( ed) . Local enterprises in the global economy: issues of governance and upgrading [ C ]. Cheltenham: Elgar, 2004: 349-381.
3 Tewari, M. Successful adjustment in Indian industry: the case of Ludhianapswoolen knitwear cluster [ J ]. World Development, 1999, 27 (9) : 1651-1672.
1 Bazan, Land Navas Aleman, L. Upgrading in global and national value chains: recent challenges and opportunities for the Sinos Valley footwear cluster, Brazill [ R ]. Paper p resented at the EAD IpsWorkshop, Clusters and Global Value Chains in the North and the ThirdWorld, Novara, 2003.
1刘志彪等.全球代工体系下发展中国家俘获型网络的形成-突破与对策——基于GVC、NVC的比较观,中国工业经济,2007(5)。
2刘志彪.从GVC走向NVC:长三角一体化与产业升级.学海,2009(5)。
1刘志彪.从GVC走向NVC:长三角一体化与产业升级.学海,2009(5)。
1于明超、刘志彪、江静:《外来资本主导代工生产模式下本土企业升级困境与突破》,《中国工业经济》2006年第11期。
1姚宝刚.人力资本投资与经济增长.工业技术经济,2004(8)。
2彼得·迪肯.全球性转变——重塑21世纪的全球经济地图,商务印书馆,2009年。
1参见UNCTAD(1995),Chapter:Ⅲ
2参见UNCTAD(2000a)
1胡靖.跨国公司在华技术转移行为研究.上海财经大学出版社,2009年7月。
1 [澳]约翰·马修斯、[韩]赵东成,技术撬动战略,北京大学出版社,第8～9页。
2何予平等,《全球化中的技术垄断与技术扩散》,科学出版社,2009年9月,第3页。
1 Andreas Stamm. Value Chains for Development Policy:Challenges for Trade Policy and the Promotion of Economic Development [J] . Eschborn ,2004.
2 Castellacci F. Technology Gap and Cumulative Growth:Models and Outcomes[J]. International Review of Applied Economics, 2002, (16): 333~346
1 Zahra, S. A., George, G. Absorptive Capacity: A Review and Reconceptualization[EB/OL]. http: //helios. univ- reims. fr/Labos/EUROP/Karama/5438568. pdf 2000.
2杨文举.适宜技术理论与中国地区经济差距的实证研究[D].武汉大学博士学位论文,,2006:110~126.
1姚志坚.能力空间与技术跨越能力的积累.科学学研究,2003(6),第262～263页。
2高建.中国技术创新分析.清华大学出版社,1997年。
1 Abernathy, W.J. and Utterback, J. M. Patterns of Industrial Innovation Technology Review. 1978. 80:41~47
1 Hobday, M., Innovation in East Asia: The Challenge to Japan[M]. Edward Elgar Publishing, 1995.
2 Hobday的理论被著名创新理论研究专家Christopher Freeman认为,对整个“后发国家经济赶超理论”体系做出了卓越贡献。
3 Gil, Y., Bong, S., and Lee, J., Integration Model of Technology Internalization Modes and Learning Strategy: Globally Late Starter Samsung's Successful Practices in South Korea[J].Technovation, 2003, 23:333- 347
1 Lee, J., Bae, Z., and Choi, D., Technology Development Process in a Developing Country: a Global Perspective Model[J].R&D Management, 1998, 18(3):235- 250
2 Putranto,K., Stewart, D., & Moore, G., International Technology Transfer and Distribution of Technology Capabilities:the Case of Railway Development in Indonesia[J].Technology in Society, 2003, 25: 43- 53
1焦媛媛等.有无制造经验的全球采购商特征差异性研究——基于全球价值链不同驱动模式的跨案例分析. 管理世界(增刊),2009
1 GEDIMINAS ADOMAVICUS. Technology roles in an ecosystem model of technology evolution. 2005,3
1详细论证可参见:鞠晓伟,基于技术生态环境视角的技术选择理论及应用研究,吉林大学博士学位论文,2007年。
1吴金明,张磐,赵曾琪.产业链、产业配套半径与企业自生能力[ J ].中国工业经济, 2005 ( 2 ) : 44- 50.
1 Steinmueller, W. Edward. ICTs and the Possibilities for Leapfrogging by Developing Countries. International Labour Review. 2001, 140(2): 193~210.
2李军,谷兴荣.核心技术带动一般技术以实现跨越式发展.科学学研究,2002(3):239～243。
1余江,方新.影响产业技术跨越的价值链状态分析.科学学研究,2002(5):497～499。
2郭克莎,王伟光.我国制造业的技术优势行业与技术跨越战略研究,产业经济研究,2004(3):1～16。
1吴晓波,杜健.技术引进与中国制造产业的边缘化风险[J].广东大学学报,2006 (9):12-16.
1 F. M Scherer. Firm size, market structure, opportunity and the output of patented inventions. The American economic review, vol, 55, 1965, pp. 1097-1125.
1韩国从高通公司收取大宗CDMA专利使用费,资料来自:http://www.laogu.com/wz_41666.htm
1中国软件产业发展战略研究报告.2006.6
1王春法,等.海外技术跨越案例研究:韩国、台湾、印度和爱尔兰[R] //中国科技发展研究报告(2001).北京:中央党校出版社,2002
1张可让等.我国西北欠发达地区技术—经济追赶中“后发优势”的若干解析[J].宁夏社会科学,2000(1).
2机械科学研究院课题组,论引进技术的消化吸收与创新[J].机电产品开发与创新,1997(2)。
1中国科技发展战略研究小组著.中国科技发展研究报告(2001)[M].中工中央党校出版社,2002:163.
2陈德智.技术跨越.上海交通大学出版社,2006年3月,第81页。
2祁军,何维达.对大企业与中小企业技术创新优劣势的探讨[J ].财经问题研究,2002,(5) :60 - 64.
1祁军,何维达.对大企业与中小企业技术创新优劣势的探讨[J ].财经问题研究,2002,(5) :60 - 64.
1 Jaffe , A.B. , 1988 ,“Demand and Supply Influences in R&D Intensity and Productivity Growth”, Review of economics and Statistics , 70(3) , 431—437
2约翰·马修斯,赵东成.技术撬动战略——21世纪产业升级之路.北京大学出版社。
1金芳.创新型国家建设:进程、障碍与出路.上海人民出版社,2007年12月。
2李平等.发展中国家技术创新的特点及其对策.南开经济研究,2006(6)。
1世界银行:《1987年世界发展报告》(中译本),中国财政经济出版社1987年版,第131页。
[1] Abernathy, W.J. and Utterback, J. M. Patterns of Industrial Innovation Technology Review. 1978. 80:41~47
[2] Acs , Z. J . and Audretsch , D. B. , 1987 ,“Innovation , Market Structure , and Firm Size”, Review of Economics and Statistics , 69 (4) , 567—574.
[3] Amsden,A.Asia’sNext Ciant:South Kores and Late Industrialization [M]. Oxford:Oxford University Press.1989
[4] Ando Mitsuyo. Fragmentation and vertical intra-industry trade in East Asia[J]. The North American Journal of Economics and Finance, 2006,(3).
[5] Andreas Stamm. Value Chains for Development Policy:Challenges for Trade Policy and the Promotion of Economic Development [J] . Eschborn ,2004.
[6] Antras Pol. Firms, Contracts, and Trade Structure[J]. Quarterly Journal of Economics, 2003,(12).
[7] Ari Kokko. Technology, market characteristics, and spillovers[J]. Journal of Development Economics, 1994(4)
[8] Arndt Sven W. Globalization and the open economy[J]. North American Journal of Economics & Finance, 1997,(1).
[9] Arndt Sven W. Super-specialization and the gains from trade[J]. Contemporary Economic Policy, 1998,(4).
[10] Arndt Sven W. Globalization and economic development[J]. Journal of International Trade & Economic Development, 1999,(3).
[11] Arndt Sven W. Production Networks in an Economically Integrated Region[J]. ASEAN Economic Bulletin, 2001,(1).
[12] Arndt Sven W., Kierzkowski Henryk eds. Fragmentation: New production patterns in the world economy[M]. Oxford and New York: Oxford University Press, 2001.
[13] Athukorala Prema-chandra, Yamashita Nobuaki. Production fragmentation and trade integration: East Asia in a global context[J]. The North American Journal of Economics and Finance, 2006,(3).
[14] Bair Jennifer, Gereffi Gary. Local Clusters in Global Chains: The Causes and Consequences of Export Dynamism in Torreon's Blue Jeans Industry[J]. World Development, 2001,(11).
[15] Balassa B. Trade Liberation and Revealed Comparative Advantage[J]. TheManchester School of Economic and Social Studies Journal, 1965,(2).
[16] Balassa Bela. Tariff protection in industrial countries: An evaluation[J]. The Journal of Political Economy, 1965 (6).
[17] Barton D. L. The Case For Integrative Innovation An Expert System At Digital. Solan Management Review, 1987,29(1):23-30.
[18] Bati,Y-H.Technological development in D-RAM industry in Korea[M].In:Lee,K.(Ed.) 1997
[19] Bhagwati Jagdish N. Splintering and Disembodiment of Services and Developing Nations[J]. The World Economy, 1984,(7).
[20] Bhagwati Jagdish N, Dehejia Vivek H. Freer Trade and Wages of the Unskilled--Is Marx Striking Again[A]. In: Bhagwati JN, Kosters M. Trade and Wages: Leveling Wages Down[M]. Washington D.C: American Enterprise Institute; 1994.
[21] Bazan, Land Navas Aleman, L. Upgrading in global and national value chains: recent challenges and opportunities for the Sinos Valley footwear cluster, Brazill [R]. Paper presented at the EAD IpsWorkshop, Clusters and Global Value Chains in the North and the ThirdWorld, Novara, 2003
[22] Bond Eric. Market linkages with fragmented production[J]. The North American Journal of Economics and Finance, 2005,(1).
[23] Stefano Breschi, 1998. "Agglomeration economies, knowledge spillovers, technological diversity and spatial clustering of innovations," LIUC Papers in Economics 57, Cattaneo University (LIUC)
[24] Castellacci F. Technology Gap and Cumulative Growth:Models and Outcomes[J]. International Review of Applied Economics, 2002, (16): 333~346
[25] Chandler, A. D. , Scale and Scope[M] . Cambridge, MA, Harvard University Press, 1990.
[26] Chandler, A.D. , The United States : Evolution of Enterprise, in P. Mathias and M. M. Postan (eds.), The Cambridge Economic History of Europe, Vol. VII, The Industrial Economics: Capital, Labor and Enterprise, pp. 70-133, London, Cambridge UP, 1978.
[27] Chen Hogan, Kondratowicz Matthew, Yi Kei-Mu. Vertical specialization and three facts about U.S. international trade[J]. The North American Journal of Economics and Finance, 2005,(1).
[28] David Hummels, Dana Rapoport, Kei-Mu. Vertical Specialization and theChanging Nature of World Trade[J]. Federal Reserve Bank of New York Economic Policy Review, 1998,(6).
[29] Deardorff Alan V. Fragmentation across cones[A]. In: Arndt SW, Kierzkowski H. Fragmentation: New Production Patterns in the World Economy[M]. London: Oxford University Press, 2001.
[30] Dixit Avinash K., Grossman Gene M. Trade and Protection With Multistage Production[J]. The Review of Economic Studies, 1982,(4).
[31] Dolan Catherine, Humphrey John. Governance and Trade in Fresh Vegetables: The Impact of UK Supermarkets on the African Horticulture Industry[J]. Journal of Development Studies, 2000,(2).
[32] Ernst Dieter, Kim Linsu. Global production networks, knowledge diffusion, and local capability formation[J]. Research Policy, 2002,(8-9).
[33] Farrell, Michael J. The Measurement of Productive Efficiency. Journal of the Royal Statistical Society, 1957,Series A, PP. 253-82.
[34] Feenstra Robert C. Integration of Trade and Disintegration of Production in the Global Economy[J]. Journal of Economic Perspectives, 1998,(4).
[35] Feenstra Robert C. Integration of trade and disintegration of production in the global economy[J]. Journal of Economic Perspectives, 1998,(4).
[36] Feenstra Robert C., Hanson Gordon H. Globalization, outsourcing, and wage inequality[J]. American Economic Review, 1996,(2).
[37] Feenstra Robert C., Hanson Gordon H. Foreign direct investment and relative wages: Evidence from Mexico's maquiladoras[J]. Journal of International Economics, 1997,(4).
[38] Feenstra Robert C., Hanson Gordon H.Ownership and control in outsource ng to China: estimating the property-rights theory of firm[EB/OL]. http://www.n ber.org/papers/w10198, 2003.
[39] Feenstra Robert C., Hanson Gordon H. Ownership and Control in Outsourcing to China: Estimating the Property-Rights Theory of the Firm[J]. Quarterly Journal of Economics, 2005,(2).
[40] Findlay Ronald, Jones Ronald W. Input Trade and the Location of Production[J]. American Economic Review, 2001,(2).
[41] Finger J. M. Tariff Provisions for Offshore Assembly and the Exports of Developing Countries[J]. The Economic Journal, 1975,(8).
[42] F. M Scherer. Firm size, market structure, opportunity and the output of patentedinventions. The American economic review, vol, 55, 1965, pp. 1097-1125
[43] Frobel Folker, Heirichs Jurgen, Kreye Otto. The New International Division of Labour[M]. London: Cambridge University Press, 1980.
[44] Gayle. P. G. , 2001 ,“Market Concentration and Innovation : New Empirical Evidence on the Schumpeterian Hypothesis”, Discussion Papers in Economics , working paper No. 01—14 ,Center for Economic Analysis , University of Colorado.
[45] Geishecker Ingo, Gorg Holger.International Outsourcing and Wages:Winners and Losers[EB/OL].www.nottingham.ac.uk/economics/staff/details/holger_gorg.html, 2004.
[46] Gereffi Gary. International Trade and Industrial Upgrading in the Apparel Commodity Chain[J]. Journal of International Economics, 1999,(1).
[47] Gereffi Gary. Shifting Governance Structures in Global Commodity Chains, with Special Reference to the Internet[J]. American Behavioural Scientist, 2001,(10 ).
[48] Gereffi Gary, Humphrey John, Sturgeon Timothy. The Governance of Global Value Chains: An Analytic Framework[J]. Review of International Political Economy, 2003.
[49] Gereffi Gary, Humphrey John, Sturgeon Timothy. The governance of global value chains[J]. Review of International Political Economy, 2005,(1).
[50] Gereffi Gary, Kaplinsky Raphael. The value of value chains:Spreading the gains from globalisation[J]. IDS Bulletins, 2001,( 3).
[51] Gereffi G, Korzeniewicz M. Commodity chains and global capitalism[M]. Westport,. Connecticut: Greenwood Press, 1994.
[52] Gereffi Gary, Memedovic Olga. The Global Apparel Value Chain: What prospects for upgrading by developing countries[R]: United Nations Industrial Development Organization, 2003.
[53] Gil, Y., Bong, S., and Lee, J., Integration Model of Technology Internalization Modes and Learning Strategy: Globally Late Starter Samsung's Successful Practices in South Korea[J].Technovation, 2003, 23:333- 347
[54] Grossman Gene M, Helpman Elhanan. Outsourcing versus FDI in Industry Equilibrium[J]. Journal of the European Economic Association, 2003,(1).
[55] Hay D. , Morris D.I. ndustrial Economics and Organization[M]. London: Oxford University Press, 1991.
[56] Helleiner G. K. Manufactured exports from less-developed countries andmultinational firms[J]. The Economic Journal, 1973,(3).
[57] Henderson Jeffrey. The Globalisation of High Technology Production: Society, Space and Semiconductors in the Restructuring of the Modern World[J]. American Journal of Sociology, 1991,(5).
[58] Henderson J. Danger and opportunity in the Asia Pacific[A]. In: Thompson G. Economic dynamism in the Asia Pacific[M]. London: Routledge, 1998.
[59] Hobday Mike. The Electronics Industries of the Asia-Pacific: Exploiting International Production Networks for Economic Development[J]. Asian-Pacific Economic Literature, 2001,(1).
[60] Hobday,M.Innovation in East Asia:The Challenge to Japan[M].Edward Elgar.Hants.1995
[61] Hummels David, Ishii Jun, Kei-Mu Yi. The nature and growth of vertical specialization in world trade[J]. Journal of International Economics, 2001,(1).
[62] Hummels David, Rapoport Dana. Vertical Specialization and the Changing Nature of World Trade[J]. Economic Policy Review 1998,(2).
[63] Humphrey J, Schmitz H. governance and upgrading in global value chains[R]. Duisburg: University of Duisburg, 2000.
[64] Humphrey John, Schmitz Hubert. Governance in global value chains[J]. Pubished in IDS Bulletin, 2001,(3).
[65] Humphrey John, Schmitz Hubert. How Does Insertion in Global Value Chains Affect Upgrading in Industrial Clusters?[J]. Regional Studies, 2002,(9).
[66] Jaffe , A.B. , 1988 ,“Demand and Supply Influences in R&D Intensity and Productivity Growth”, Review of economics and Statistics , 70(3) , 431—437
[67] J Melitz. The Impact of Trade on Intra-Industry Reallocations and Aggregate Industry Productivity[J]. Econometrica, 2003,(12).
[68] Jones Ronald, Kierzkowski Henryk, Lurong Chen. What does evidence tell us about fragmentation and outsourcing?[J]. International Review of Economics & Finance, 2005,(3).
[69] Jones Ronald W, Kierzkowski Henryk. The role of services in production and international trade: A theoretical framework[A]. In: Jones RW, Anne K. The Political Economy of International Trade: Essays in Honor of Robert E Baldwin[M]. Cambridge: MA: Blackwe; 1990.
[70] Kaplinsky Raphael, Morris Mike.A Handbook for value Chain Research[EB/OL]. http://www.ids.ac.uk/ids/global/pdfs/VchNov01.pdf, 2002.
[71] Kenn Lee and ChaisungLim.Technological Regimes,Catching-up and Leapfrogging:Findings from the Korean[J].research policy.2001(3):459-483
[72] Kim,L. .Stages of development of industrial technology in a developing country;a model[J]. Reseach Policy.1980(9):254-277
[73] Kim,L.Initation toInnovation:The Dynamics of Korea’s Technological Learning[M].Harvard Business School Press.Boston.1997
[74] Koeller ,C. T. , 1995 ,“Innovation , Market Structure and Firm Size: A Simultaneous Equations Model”, Managerial and Decision Economics , 16(3) , 259—269.
[75] Kogut B. Designing global strategies: comparative and competitive value-added chains[J]. Sloan Management Review, 1985, (4).
[76] Krugman Paul. Does Third World Growth Hurt First World Prosperity?[J]. Harvard Business Review, 1994,(4).
[77] Learner Edward E. The Effects of Trade in Services, Technology Transfer and Delocalization on Local and Global Income Inequality[J]. Asia-Pacific Economic Review, 1996,(2).
[78] Lee, J., Bae, Z., and Choi, D., Technology Development Process in a Developing Country: a Global Perspective Model[J].R&D Management, 1998, 18(3):235- 250
[79] Lee, K. Lim, C. Technological Regims, Catching-up and Leapfrogging: Findings from Korean Industries. Research Polich, 2001(30).
[80] Luc Soete. International diffusion of technology,industrial development and technological leapfrogging[J].World Development ,1985,(3):409-422.
[81] M Grossman Gene, Helpman Elhanan.Outsourcing in the Global Economy [EB/OL]. http://www.nber.org/papers/w8728, 2002.
[82] M Grossman Gene, Helpman Elhanan. Managerial Incentives and the International Organization of Production[J]. Journal of International Economics, 2004,(2).
[83] Mathews John A, Cho Tong-song. Tiger Technology: The Creation of a Semiconductor Industry in East Asia[M]. Cambridge: Cambridge University Press 2000.
[84] Melvin J.R. Intermediate goods, the production possibility curve and gains from trade[J]. Quarterly Journal of Economics, 1969,(1).
[85] Nelson. R. R. , Why do firms differ, and how does it matter? In Rumelt, R.P., D.E. Schendel and D.J. Teece(eds), Fundamental Issues in Strategy, pp. 247-269, Cambridge, MA, Harvard Business Press, 1994.
[86] Nawaz Sharif.Stragegic Role of Technological Self-Reliance in Development Manangement[J].Technological Forecasting and Social Change,1999,(62) :219-238
[87] PerezNew technologies and development.In:Freeman,C,Lundvall,B.(Eds.)Small Countries Facing the Technological Revolution[M].London : Pinter Publishers.1988
[88] Poh-Kam Wong.National Innovation System for Rapid Technological Catch-up:An analytical framework and a comparative analysis of Korea,Taiwan and Singapore[Z].新加坡国立大学网页
[89] Putranto,K., Stewart, D., & Moore, G., International Technology Transfer and Distribution of Technology Capabilities:the Case of Railway Development in Indonesia[J].Technology in Society, 2003, 25: 43- 53
[90] Schmitz, H. Small shoe makers and fordist giants: tale of a super cluster [ J ]. World Development, 1995, 23 (1)
[91] Schmitz, H and Knorringa, P. Learning from global buyers [ J ]. Journal of Development Studies, 2000, 37 (2) : 177-205.
[92] Smyth , D. J . , Samuels , J . M. and Tzoannos , J . , 1972 ,“Patents , Profitability , Liquidity and Firm Size”, Applied Economics , 4 , 77—86.
[93] Soete , L. L. G. , 1979 ,“Firm Size and Innovation Activity”, European Economic Review , 12 , 319—340.
[94] Steinmueller, W. Edward. ICTs and the Possibilities for Leapfrogging by Developing Countries. International Labour Review. 2001, 140(2): 193~210.
[95] Tewari, M. Successful adjustment in Indian industry: the case of Ludhianap swoolen knitwear cluster [ J ]. World Development, 1999, 27 (9)
[96] Thompson, J.D. (1967). Organizations in action. NY: McGraw-Hill.
[97] USITC.Production sharing: Use of U.S. components and materials in foreign assembly operations, 1995-1998[EB/OL]. http://dataweb.usitc.gov, 1999.
[98] Utterback,L.M.,Abernathy,W.J.,A dynamic model of process and product innovation[J].Omega 3,1975,(6),640-656.
[99] V Deardorff,Alan.Fragmentation across cones[EB/OL]. http://www.fordscho ol.umich.edu/rsie/workingpapers/Papers426-450/r427.pdf, 1998.
[100] Vanek J. Variable factor proportions and inter-industry flows in the theory of international trade.[J]. Quarterly Journal of Economics, 1963,(1).
[101] YANG YUNGKA .The Taiwanese Notebook Computer Production Network in China: Imp lication forUpgrading of the Chinese Electronics Industry1Personal Computing Industry Centerworking paper [D]. The PaulMerage School of Business, University of California, Irvine,2006.
[102] Yeats Alexander J. Just Flow Big Is Global Production Sharing?[A]. In: Arndt SW, Kierzkowski H. Fragmentation: New Production Patterns in the World Economy[M]. London: Oxford University Press, 2001.
[103] Yi Kei-Mu. Can vertical specialization explain the growth of world trade?[J]. Journal of Political Economy, 2003,(1).
[1]北京大学中国经济研究中心课题组.垂直专门化、产业内贸易与中美贸易关系[R],北京:北京大学中国经济研究中心(Report No. C2005005), 2005.
[2]卜国琴,刘德学.新兴古典经济学与全球生产网络的兴起[J].江苏商论,2006,(4).
[3]曹群等.产业链的内涵及特性分析.商业研究,2008(11)
[4]陈德智.技术跨越[M].上海交通大学出版社,2006年3月第1版,第71页
[5]陈建军.中国现阶段的产业区域转移及其动力机制[J].中国工业经济,2002,(8).
[6]陈明森.产业升级外向推动与利用外资战略调整[M].北京:科学出版社,2006.
[7]陈树文,梅丽霞,聂鸣.全球价值链治理含义探析[J].财经科学, 2005,(3).
[8]陈伟.如何转变经济增长方式[J].经济工作通讯,1996(2).
[9]陈向东.国际技术转移的理论与实践[M].北京航空航天大学出版社,2008.
[10]陈晓涛.产业转移的演进分析[J].统计与决策, 2006,(7).
[11]陈钊,陆铭,金煜.中国人力资本和教育发展的区域差异:对于面板数据的估算[J].世界经济, 2004,(12).
[12]程进.对国际分工垂直分离化交易安排的制度分析[J].国际经贸探索,2005,(2).
[13]程新章.全球价值链治理模式——模块生产网络研究[J].科技进步与对策,2006,(05).
[14]池仁勇,邵小芬,吴宝.全球价值链治理,驱动力和创新理论探析[J].科技管理研究, 2005,(12).
[15]崔大沪.外商直接投资与中国的加工贸易[J].世界经济研究, 2002,(6).[12]
[16]戴庆华,牟永红.承接国际产业转移与我国产业技术学习及自主创新[J].世界经济与政治论坛, 2005,(6).
[17]丁明智.外商直接投资的就业效应剖析[J].软科学, 2005,(3).
[18]多斯桑托斯.帝国主义与依附(资本主义研究丛书)[M].社会科学文献出版社,1999.
[19]杜晓君.制造业的国际转移规律和趋势[J].经济理论与经济管理, 2003,(6).
[20]樊钢.传统产业仍大有可为[J].中国投资,2000(9).
[21]冯志伟.美国研制原子弹的初衷与后果[J].平顶山师专学报,2002(1):26-27。
[22]付树梅,石玉川.我国加工贸易的发展历程及未来展望[D].北京:对外经济贸易大学,2006.
[23]高建.中国技术创新分析[M].清华大学出版社,1997
[24]高秀艳.国际产业转移与我国产业升级问题探析[J].理论界, 2004,(5).
[25]高越.垂直专业化分工:分工基础、分工利益与中国的实践[D].天津:天津财经学院,2004.
[26]高越,高峰.垂直专业化分工及我国的分工地位[J].国际贸易问题,2005,(3).
[27]高越,高峰.产品内贸易与外商直接投资的关系——理论模型与基于中国数据的经验分析[J].数量经济技术经济研究, 2006,(8).
[28]龚一斌,龚三乐.自主创新与全球价值链嵌入产业升级[J].经济与管理,2006(8).
[29]龚三乐.全球价值链对嵌入企业技术进步的推动作用比较[J].经济学研究,2009(9).
[30]顾卫临.高技术产业化亟待突破什么[J].瞭望新闻周刊,2000(46).
[31]郭斌.后发优势与后发劣势的转换:对发展中国家追赶问题的重新认识[J].自然辩证法通讯,1996(12).
[32]郭克莎,王伟光.我国制造业的技术优势行业与技术跨越战略研究[J].产业经济研究,2004(3)
[33]国家统计局国际统计信息中心课题组.国际产业转移的动向及我国的选择[J].统计研究, 2004,(4).
[34]国务院发展研究中心课题组.加工贸易:全球化背景下工业化的新道路[J].经济研究参考, 2003,(11).
[35]何予平等.全球化中的技术垄断与技术扩散[M].科学出版社,2009,9.
[36]洪银兴.从比较优势到竞争优势——简论国际贸易的比较优势理论的缺陷.经济研究,1997(6).
[37]胡国恒.不完全契约条件下的贸易、投资与国际生产组织[J].财经研究,2004,(7).
[38]胡靖.跨国公司在华技术转移行为研究[M].上海财经大学出版社,2009,7.
[39]胡俊文.国际产业转移的基本规律及变化趋势[J].国际贸易问题, 2004,(5).
[40]胡晓鹏.从分工到模块化:经济系统演进的思考[J].中国工业经济, 2004,(9).
[41]黄菁.基于垂直专业化分工的加工贸易结构升级研究[D].长沙:湖南大学,2005.
[42]黄菁,杨三根.中国加工贸易结构升级影响因素的实证分析[J].世界经济研究, 2006,(1).
[43]黄泰岩,牛飞亮.西方企业网络理论述评[J].经济学动态, 1999,(4).
[44]黄永明,何伟,聂鸣.全球价值链视角下中国纺织服装企业的升级路径选择[J].中国工业经济, 2006,(5).
[45]焦媛媛等.有无制造经验的全球采购商特征差异性研究——基于全球价值链不同驱动模式的跨案例分析.管理世界(增刊),2009
[46]江小涓.跨国投资、市场结构与外商投资企业的竞争行为[J].经济研究,2002.
[47]金芳.跨国公司权力的扩张和国家对跨国公司政策的变化[J].世界经济研究, 1993,(6).
[48]金芳.双赢游戏:外国直接投资激励政策[M].北京:高等教育出版社, 1999.
[49]金芳.产品内国际分工及其三维分析[J].世界经济研究, 2006,(6).
[50]金芳.产品内国际分工及其对上海产业发展的影响研究[R].上海:上海社会科学院世界经济研究所, 2006.
[51]金芳.全球化经营与当代国际分工[M].上海:上海人民出版社, 2006.
[52]金芳.创新型国家建设:进程、障碍与出路[M].上海人民出版社,2007,12
[53]鞠晓伟.基于技术生态环境视角的技术选择理论及应用研究[D].吉林大学博士学位论文,2007
[54]柯映红.贸易自由化的发展及其利弊分析[J].中山大学学报论丛, 2004,(1).
[55]寇亚明.全球供应链:国际经济合作新格局[M].北京:中国经济出版社,2006.
[56]黎继子,刘春玲,蔡根女.全球价值链与中国地方产业集群的供应链式整合——以苏浙粤纺织服装产业集群为例[J].中国工业经济, 2005,(2).
[57]李海舰,聂辉华.全球化时代的企业运营——从脑体合一走向脑体分离[J].中国工业经济, 2002,(12).
[58]李海舰,原磊.论无边界企业[J].中国工业经济, 2005,(4).
[59]李京文、钟学文.中国生产率分析前沿[M].社会科学文献出版社1998年版.
[60]李军,谷兴荣.核心技术带动一般技术以实现跨越式发展[J].科学学研究,2002(3)
[61]李平等.发展中国家技术创新的特点及其对策[J].南开经济研究,2006(6)
[62]李平,狄辉.产业价值链模块化重构的价值决定研究[J].中国工业经济,2006,(9).
[63]李子奈,叶阿忠.高等计量经济学[M].北京:清华大学出版社, 2000.
[64]厉无畏,王玉梅.价值链的分解与整合——提升企业竞争力的战略措施[J].经济管理, 2001,(3).
[65]联合国贸易与发展会议. 2001年世界投资报告——促进与关联(中译本)[M].北京:中国财政经济出版社, 2002.
[66]林毅夫,刘明兴.经济发展战略与中国的工业化[J].经济研究, 2004,(7).
[67]刘冰.国际产业转移带来双赢效果[J].中国统计, 2005,(2).
[68]刘德学.全球生产网络与加工贸易升级[M].北京:经济科学出版社, 2006.
[69]刘德学,付丹,卜国勤.全球生产网络、知识扩散与加工贸易升级[J].经济问题探索, 2005,(12).
[70]刘德学,苏桂富,卜国勤.中国加工贸易升级对策研究--基于全球生产网络视角[J].国际经贸探索, 2006,(4).
[71]刘明宇,芮明杰.全球化背景下中国现代产业体系的构建模式研究[J].中国工业经济,2009,(5).
[72]刘似臣.我国加工贸易的产业升级效应研究[J].统计研究, 2005,(2).
[73]刘维林,胡晓鹏.论跨国公司的就业效应[J].世界经济研究, 2005,(12).
[74]刘晓昶,刘志彪.论跨国公司的垂直专业化发展趋势——兼论中国企业的竞争战略[J].江海学刊, 2001,(4).
[75]刘志彪.全球化经济中的生产非一体化——基于江苏投入产出表的实证研究.中国工业经济, 2005.
[76]刘志彪,吴福象.贸易一体化与生产非一体化——基于经济全球化两个重要假说的实证研究[J].中国社会科学, 2006,(2).
[77]于明超、刘志彪、江静.外来资本主导代工生产模式下本土企业升级困境与突破[J].中国工业经济,2006(11)
[78]刘志彪等.全球代工体系下发展中国家俘获型网络的形成-突破与对策——基于GVC、NVC的比较观[J].中国工业经济,2007(5)
[79]刘志彪.从GVC走向NVC:长三角一体化与产业升级[J].学海,2009(5)
[80]侯国清.科技逐鹿列国争雄──中美日欧科技实力比较与中国科技发展[J].瞭望新闻周刊, 1998(44).
[81]隆国强.加工贸易——全球化背景下工业化新道路[J].国际贸易, 2002,(12).
[82]隆国强.对加工贸易的评价[J].经济研究参考, 2003,(11).
[83]隆国强.加工贸易:全球化背景下工业化新道路[J].经济前沿, 2003,(Z1).
[84]卢锋.产品内国际分工:一个分析框架[R].北京:北京大学中国经济研究中心(No. C2004005), 2004.
[85]鲁桐等.中国企业跨国经营战略[M].经济管理出版社,2003
[86]吕文栋,张辉.全球价值链下的地方产业集群战略研究[J].中国软科学,2005,(2).
[87]吕政,杨丹辉.国际产业转移的趋势和对策[J].经济与管理研究, 2006,(4).
[88]迈克·E.波特,郑海燕,罗燕明.簇群与新竞争经济学[J].经济社会体制比较,2000,(2).
[89]马庆国.中国高技术产业的泛生境研究与改革建议.研究与发展管理[J],1998(8).
[90]马庆国.技术跨越的定义研究.科研管理[J],2007(9).
[91]马庆国等.技术跨越论[M].科学出版社,2008
[92]梅丽霞.基于全球价值链视角的制造业集群升级研究[D].武汉:华中科技大学,2005.
[93]梅丽霞,蔡铂,聂鸣.全球价值链与地方产业集群的升级[J].科技进步与对策, 2005,(4).
[94]梅述恩,聂鸣.全球价值链与地方产业集群升级的国外研究述评[J].科技管理研究, 2006,(10).
[95]牛南洁.开放与经济增长[M].中国发展出版社,2000
[96]潘悦.在全球化产业链条中加速升级换代——我国加工贸易的产业升级状
[97]况分析[J].中国工业经济, 2002,(6).
[98]潘悦.加工贸易产业升级和技术进步[J].经济研究参考, 2003,(11).
[99]潘悦.国际产业转移的四次浪潮及其影响[J].现代国际关系, 2006,(4).
[100]彭中文.知识员工流动、技术溢出与高技术产业聚集[J].财经研究, 2005,(4).
[101]钱元熙.国际产业转移与我国高新技术产业发展策略[J].经营与管理,2006,(2).
[102]任志成,张二震.国际分工演进与跨国就业转移[J].福建论坛·人文社会科学版, 2006,(4).
[103]申俊喜,刘志彪.新经济时代的价值链管理模式:虚拟垂直一体化[J].南京社会科学, 2002,(11).
[104]石奇.集成经济原理与产业转移[J].中国工业经济, 2004,(10).
[105]苏东水.产业经济学[M].北京:高等教育出版社, 2000.
[106]司春林.技术引进与学习[J].数量经济技术经济研究,1995(8).
[107]孙国辉.跨国公司内部贸易与全球一体化经营[J].中央财经大学学报,2004,(3).
[108]孙文远.产品内分工刍议[J].国际贸易问题, 2006,(6).
[109]孙晓倩.我国加工贸易产业升级对策研究[D].沈阳:东北大学,2005.
[110]王伯鲁.产业技术跨越的社会基础和基本模式剖析[J].自然辩证法研究.1999,15(5):49-53
[111]王伯鲁.产业技术跨越模式分析[J].世界科技研究与发展.2001,(2):102-104
[112]王伯鲁,产业技术跨越效应与评价问题剖析[J].兰州铁道学院学报,2001,20(5):27-31
[113]王缉慈,童昕.地方竞争优势的源泉——论全球化背景下的地方产业群[J].《战略与管理》, 2001,(6).
[114]王缉慈等.创新的空间:企业集群与区域发展[M].北京:北京大学出版社,2001.
[115]王立军.嵌入全球价值链:全球化时代的地方产业集群升级策略[J].特区经济, 2004,(10).
[116]王玉峰.中国高技术企业技术跨越的内部障碍与对策选择[J].软科学.2004,18(6):44-47
[117]威廉姆森.治理机制[M].北京:中国社会科学出版社, 2001.
[118]韦畅.外包对承接国的效应分析及中国承接外包水平的实证研究[D].杭州:浙江大学,2005.
[119]文嫮.嵌入全球价值链的中国地方产业网络升级机制的理论与实践研究[D].上海:华东师范大学,2005.
[120]文嫮,曾刚.全球价值链治理与地方产业网络升级研究——以上海浦东集成电路产业网络为例[J].中国工业经济, 2005,(7).
[121]魏江.企业技术能力论[M].北京:科学出版社,2002
[122]魏农建、谷永芬.产业经济学[M].上海大学出版社,2008.
[123]吴福象.跨国公司制造业垂直分离理论研究的进展问题与启示[J].经济评论, 2005,(5).
[124]吴金明,张磐,赵曾琪.产业链、产业配套半径与企业自生能力[ J ].中国工业经济, 2005 ( 2 )
[125]吴晓波.二次创新的进化过程[J].科研管理,1995,(3).
[126]吴晓波,陈宗年,曹体杰.技术跨越的环境分析与模式选择[J].研究与发展管理.2005,17(1):66-71
[127]吴晓波,陈宗年,曹体杰.技术跨越的环境分析与模式选择[J].研究与发展管理.2005,17(1):66-71
[128]吴伟,陈德智,王烷尘等.技术赶超模型的实证研究[J].中国软科学.2003,(1):108-112
[129]冼国明.跨国公司与当代国际分工:对企业内部国际分工的剖析[M].天津:南开大学出版社, 1994.
[130]冼国明,杨锐.技术累积、竞争策略与发展中国家对外直接投资[J].经济研究,1998(11).
[131]谢伟.加工贸易和技术学习[J].科技管理研究, 2005,(10).
[132]谢伟.技术学习和竞争优势:文献综述[J].科技管理研究, 2005,(2).
[133]徐从才,原小能.产业转移与产业创新[J].经济学动态, 2004,(3).
[134]徐冠华.在全国软科学大会上的讲话[J].科学学研究.2001.(增刊):9-11
[135]杨东进.嵌入全球价值链模型与自主全球价值链模型的绩效比较——以轿车产业为例[J].经济经纬,2008(3)
[136]杨文举.适宜技术理论与中国地区经济差距的实证研究[D].武汉大学博士学位论文,2006
[137]杨峥萍.全球价值链分工与发展中国家地方产业集群升级研究[D].杭州:浙江大学,2004.
[138]姚小涛,席酉民.对企业性质的再认识:超越交易费用标准[J].经济学家,2000,(3).
[139]姚志坚,马庆国等.企业技术创新过程的整体观[J].科研管理,1999(5).
[140]姚志坚.技术跨越的理论与实证研究[D].浙江大学,博士论文,2002.
[141]姚宝刚.人力资本投资与经济增长.工业技术经济,2004(8)
[142]殷鸣.基于全球价值链的发展中国家产业集群风险研究[D].杭州:浙江大学,2005.
[143]俞莉,杭敬,路正南.从竞争态势角度考察当前中国产业国际竞争力[J].统计与决策, 2005,(4).
[144]余江,方新.影响产业技术跨越的价值链状态分析[J].科学学研究,2002(5)
[145] [澳]约翰·马修斯、[韩]赵东成.技术撬动战略[M].北京大学出版社,2009,4.
[146]原小能.国际产业转移规律和趋势分析[J].上海经济研究, 2004,(2).
[147]袁奇.当代国际分工格局下中国产业发展战略研究[M].成都:西南财经大学出版社, 2006.
[148]曾铮,张亚斌.价值链的经济学分析及其政策借鉴[J].中国工业经济,2005,(5).
[149]张辉.全球价值链理论与我国产业发展研究[J].中国工业经济, 2004,(5).
[150]张辉.全球价值链下地方产业集群转型和升级[M].北京:经济科学出版社,2006.
[151]张辉.全球价值链动力机制与产业发展策略[J].中国工业经济, 2006,(1).
[152]张纪.产品内国际分工中的收益分配——基于笔记本电脑商品链的分析[J].中国工业经济, 2006,(7).
[153]张婧.我国加工贸易的技术溢出效应分析[J].科技与管理, 2004,(2).
[154]张可让等.我国西北欠发达地区技术—经济追赶中“后发优势”的若干解析[J].宁夏社会科学,2000(1)
[155]张明玉.技术跨越战略与管理[M].北京:中国经济出版社.2001
[156]张向阳,朱有为.基于全球价值链视角的产业升级研究[J].外国经济与管理, 2005,(5).
[157]张小蒂,孙景蔚.基于垂直专业化分工的中国产业国际竞争力分析[J].世界经济, 2006,(5).
[158]张幼文.世界经济学[M].上海:立信会计出版社, 1999.
[159]张幼文.经济全球化与国家经济实力——以“新开放观”看开放效益的评估方法[J].国际经济评论, 2005,(5).
[160]张幼文.世界经济学——原理与方法[M].上海:上海财经大学出版社,2006.
[161]张幼文.“新开放观”——对外开放理论与战略再探讨[M].北京:人民出版社, 2007.
[162]张幼文,金芳.世界经济学[M].上海:立信会计出版社, 2004.
[163]张远鹏.论国际分工的新发展[J].世界经济与政治论坛, 2003,(5).
[164]赵立新、徐为民.关于产业技术跨越的理论思考[J].科技进步与对策.2001,(11):9-10
[165]赵文丁.新型国际分工格局下中国制造业的比较优势[J].中国工业经济,2003,(8).
[166]赵张耀,汪斌.网络型国际产业转移模式研究[J].中国工业经济,2005,(10).
[167]朱静.加工贸易的技术效应——江苏省加工贸易企业的调查[J].亚太经济,1999,(3).
[168]朱瑞博.全球产业重构与中国产业整合战略[J].改革, 2004,(4).
1冯志伟.美国研制原子弹的初衷与后果.平顶山师专学报,2002(1):26-27。
1参阅:余江.影响产业技术跨越的价值链状态分析.科学学研究,2002(10).
1摘自马克思《资本论》第1卷,人民出版社1975年版,第8页。
1马克思恩格斯全集:第1卷,第107～108页,北京人民出版社,1972年版。
1参见查尔斯·金德尔伯格、布鲁斯·赫里克:《经济发展》(中译本),上海译文出版社1986年版,第155页。
1傅家骥.大力推进技术创新、为实现“两个根本性转变”而努力.中外科技政策与管理,1996(1):1～5。
1陈德智.技术跨越.上海交通大学出版社,2006年3月第1版,第71页。
1这部分主要参考了马庆国等.技术跨越论.科学出版社,2008,第21～22页。
1 Lee, K. Lim, C. Technological Regims, Catching-up and Leapfrogging: Findings from Korean Industries. Research Polich, 2001(30).
1 Farrell, Michael J. The Measurement of Productive Efficiency. Journal of the Royal Statistical Society, 1957,Series A, PP. 253-82.
1李京文、钟学文编:《中国生产率分析前沿》,社会科学文献出版社1998年版,第59页。
1司春林:《技术引进与学习》,《数量经济技术经济研究》,1995年第8期。
2魏农建、谷永芬:《产业经济学》,上海大学出版社,2008年12月第1版。
1牛南洁.《开放与经济增长》,中国发展出版社2000年版,第110-112页。
1彼得·格罗莱维根:《劳动分工》,载《新帕尔格雷夫经济学辞典》(第1卷),经济科学出版社1992年版,第977页。
1参见彼得·迪肯.全球性转变——重塑21世的全球经济地图.商务印书馆,2009年1月,第222～223页。
1 UNCTAD《2001年世界投资报告》对这一部分有专门的研究。另外,可见UNCTAD,2000a。
1 Gereffi, G. International trade and industrial upgrading in the apparel commodity chain . Journal of International Economics, 1999, 48 (1) : 37 70.
2 Gereffi, G and Memedovic, Q. The global apparel value chain: what prospects for upgrading by developing countries [R ]. United Nations Industrial Development Organization, http: / /www, unido. org, 2003.
1 Hobday, M. Innovation in EastAsia: the challenge to Japan [M ]. Cheltenham: Edward Elgar, 1995
2 Schmitz, H. Small shoe makers and fordist giants: tale of a super cluster [ J ]. World Development, 1995, 23 (1)
3 Schmitz, H and Knorringa, P. Learning from global buyers [ J ]. Journal ofDevelopment Studies, 2000, 37 (2) : 177-205.
4 Bair, J and Gereffi, G. Local clusters in global chains: the causes and consequences of export ynamism in Torreonps blue jeans industry [ J ]. World Development, 2001, 29 (11) : 1885 1903.
5 Humphrey, J and Schmitz, H. How does insertion in global value chains affect upgrading in industrial clusters [ J ]. Regional Studies, 2002, 36 (9) : 1017 1027.
1同上。
2 Humph rey, J and Schm itz, H. Chain governance and upgrading: taking stock [A ]. in Schm itz, H ( ed) . Local enterprises in the global economy: issues of governance and upgrading [ C ]. Cheltenham: Elgar, 2004: 349-381.
3 Tewari, M. Successful adjustment in Indian industry: the case of Ludhianapswoolen knitwear cluster [ J ]. World Development, 1999, 27 (9) : 1651-1672.
1 Bazan, Land Navas Aleman, L. Upgrading in global and national value chains: recent challenges and opportunities for the Sinos Valley footwear cluster, Brazill [ R ]. Paper p resented at the EAD IpsWorkshop, Clusters and Global Value Chains in the North and the ThirdWorld, Novara, 2003.
1刘志彪等.全球代工体系下发展中国家俘获型网络的形成-突破与对策——基于GVC、NVC的比较观,中国工业经济,2007(5)。
2刘志彪.从GVC走向NVC:长三角一体化与产业升级.学海,2009(5)。
1刘志彪.从GVC走向NVC:长三角一体化与产业升级.学海,2009(5)。
1于明超、刘志彪、江静:《外来资本主导代工生产模式下本土企业升级困境与突破》,《中国工业经济》2006年第11期。
1姚宝刚.人力资本投资与经济增长.工业技术经济,2004(8)。
2彼得·迪肯.全球性转变——重塑21世纪的全球经济地图,商务印书馆,2009年。
1参见UNCTAD(1995),Chapter:Ⅲ
2参见UNCTAD(2000a)
1胡靖.跨国公司在华技术转移行为研究.上海财经大学出版社,2009年7月。
1 [澳]约翰·马修斯、[韩]赵东成,技术撬动战略,北京大学出版社,第8～9页。
2何予平等,《全球化中的技术垄断与技术扩散》,科学出版社,2009年9月,第3页。
1 Andreas Stamm. Value Chains for Development Policy:Challenges for Trade Policy and the Promotion of Economic Development [J] . Eschborn ,2004.
2 Castellacci F. Technology Gap and Cumulative Growth:Models and Outcomes[J]. International Review of Applied Economics, 2002, (16): 333~346
1 Zahra, S. A., George, G. Absorptive Capacity: A Review and Reconceptualization[EB/OL]. http: //helios. univ- reims. fr/Labos/EUROP/Karama/5438568. pdf 2000.
2杨文举.适宜技术理论与中国地区经济差距的实证研究[D].武汉大学博士学位论文,,2006:110~126.
1姚志坚.能力空间与技术跨越能力的积累.科学学研究,2003(6),第262～263页。
2高建.中国技术创新分析.清华大学出版社,1997年。
1 Abernathy, W.J. and Utterback, J. M. Patterns of Industrial Innovation Technology Review. 1978. 80:41~47
1 Hobday, M., Innovation in East Asia: The Challenge to Japan[M]. Edward Elgar Publishing, 1995.
2 Hobday的理论被著名创新理论研究专家Christopher Freeman认为,对整个“后发国家经济赶超理论”体系做出了卓越贡献。
3 Gil, Y., Bong, S., and Lee, J., Integration Model of Technology Internalization Modes and Learning Strategy: Globally Late Starter Samsung's Successful Practices in South Korea[J].Technovation, 2003, 23:333- 347
1 Lee, J., Bae, Z., and Choi, D., Technology Development Process in a Developing Country: a Global Perspective Model[J].R&D Management, 1998, 18(3):235- 250
2 Putranto,K., Stewart, D., & Moore, G., International Technology Transfer and Distribution of Technology Capabilities:the Case of Railway Development in Indonesia[J].Technology in Society, 2003, 25: 43- 53
1焦媛媛等.有无制造经验的全球采购商特征差异性研究——基于全球价值链不同驱动模式的跨案例分析. 管理世界(增刊),2009
1 GEDIMINAS ADOMAVICUS. Technology roles in an ecosystem model of technology evolution. 2005,3
1详细论证可参见:鞠晓伟,基于技术生态环境视角的技术选择理论及应用研究,吉林大学博士学位论文,2007年。
1吴金明,张磐,赵曾琪.产业链、产业配套半径与企业自生能力[ J ].中国工业经济, 2005 ( 2 ) : 44- 50.
1 Steinmueller, W. Edward. ICTs and the Possibilities for Leapfrogging by Developing Countries. International Labour Review. 2001, 140(2): 193~210.
2李军,谷兴荣.核心技术带动一般技术以实现跨越式发展.科学学研究,2002(3):239～243。
1余江,方新.影响产业技术跨越的价值链状态分析.科学学研究,2002(5):497～499。
2郭克莎,王伟光.我国制造业的技术优势行业与技术跨越战略研究,产业经济研究,2004(3):1～16。
1吴晓波,杜健.技术引进与中国制造产业的边缘化风险[J].广东大学学报,2006 (9):12-16.
1 F. M Scherer. Firm size, market structure, opportunity and the output of patented inventions. The American economic review, vol, 55, 1965, pp. 1097-1125.
1韩国从高通公司收取大宗CDMA专利使用费,资料来自:http://www.laogu.com/wz_41666.htm
1中国软件产业发展战略研究报告.2006.6
1王春法,等.海外技术跨越案例研究:韩国、台湾、印度和爱尔兰[R] //中国科技发展研究报告(2001).北京:中央党校出版社,2002
1张可让等.我国西北欠发达地区技术—经济追赶中“后发优势”的若干解析[J].宁夏社会科学,2000(1).
2机械科学研究院课题组,论引进技术的消化吸收与创新[J].机电产品开发与创新,1997(2)。
1中国科技发展战略研究小组著.中国科技发展研究报告(2001)[M].中工中央党校出版社,2002:163.
2陈德智.技术跨越.上海交通大学出版社,2006年3月,第81页。
2祁军,何维达.对大企业与中小企业技术创新优劣势的探讨[J ].财经问题研究,2002,(5) :60 - 64.
1祁军,何维达.对大企业与中小企业技术创新优劣势的探讨[J ].财经问题研究,2002,(5) :60 - 64.
1 Jaffe , A.B. , 1988 ,“Demand and Supply Influences in R&D Intensity and Productivity Growth”, Review of economics and Statistics , 70(3) , 431—437
2约翰·马修斯,赵东成.技术撬动战略——21世纪产业升级之路.北京大学出版社。
1金芳.创新型国家建设:进程、障碍与出路.上海人民出版社,2007年12月。
2李平等.发展中国家技术创新的特点及其对策.南开经济研究,2006(6)。
1世界银行:《1987年世界发展报告》(中译本),中国财政经济出版社1987年版,第131页。
[1] Abernathy, W.J. and Utterback, J. M. Patterns of Industrial Innovation Technology Review. 1978. 80:41~47
[2] Acs , Z. J . and Audretsch , D. B. , 1987 ,“Innovation , Market Structure , and Firm Size”, Review of Economics and Statistics , 69 (4) , 567—574.
[3] Amsden,A.Asia’sNext Ciant:South Kores and Late Industrialization [M]. Oxford:Oxford University Press.1989
[4] Ando Mitsuyo. Fragmentation and vertical intra-industry trade in East Asia[J]. The North American Journal of Economics and Finance, 2006,(3).
[5] Andreas Stamm. Value Chains for Development Policy:Challenges for Trade Policy and the Promotion of Economic Development [J] . Eschborn ,2004.
[6] Antras Pol. Firms, Contracts, and Trade Structure[J]. Quarterly Journal of Economics, 2003,(12).
[7] Ari Kokko. Technology, market characteristics, and spillovers[J]. Journal of Development Economics, 1994(4)
[8] Arndt Sven W. Globalization and the open economy[J]. North American Journal of Economics & Finance, 1997,(1).
[9] Arndt Sven W. Super-specialization and the gains from trade[J]. Contemporary Economic Policy, 1998,(4).
[10] Arndt Sven W. Globalization and economic development[J]. Journal of International Trade & Economic Development, 1999,(3).
[11] Arndt Sven W. Production Networks in an Economically Integrated Region[J]. ASEAN Economic Bulletin, 2001,(1).
[12] Arndt Sven W., Kierzkowski Henryk eds. Fragmentation: New production patterns in the world economy[M]. Oxford and New York: Oxford University Press, 2001.
[13] Athukorala Prema-chandra, Yamashita Nobuaki. Production fragmentation and trade integration: East Asia in a global context[J]. The North American Journal of Economics and Finance, 2006,(3).
[14] Bair Jennifer, Gereffi Gary. Local Clusters in Global Chains: The Causes and Consequences of Export Dynamism in Torreon's Blue Jeans Industry[J]. World Development, 2001,(11).
[15] Balassa B. Trade Liberation and Revealed Comparative Advantage[J]. TheManchester School of Economic and Social Studies Journal, 1965,(2).
[16] Balassa Bela. Tariff protection in industrial countries: An evaluation[J]. The Journal of Political Economy, 1965 (6).
[17] Barton D. L. The Case For Integrative Innovation An Expert System At Digital. Solan Management Review, 1987,29(1):23-30.
[18] Bati,Y-H.Technological development in D-RAM industry in Korea[M].In:Lee,K.(Ed.) 1997
[19] Bhagwati Jagdish N. Splintering and Disembodiment of Services and Developing Nations[J]. The World Economy, 1984,(7).
[20] Bhagwati Jagdish N, Dehejia Vivek H. Freer Trade and Wages of the Unskilled--Is Marx Striking Again[A]. In: Bhagwati JN, Kosters M. Trade and Wages: Leveling Wages Down[M]. Washington D.C: American Enterprise Institute; 1994.
[21] Bazan, Land Navas Aleman, L. Upgrading in global and national value chains: recent challenges and opportunities for the Sinos Valley footwear cluster, Brazill [R]. Paper presented at the EAD IpsWorkshop, Clusters and Global Value Chains in the North and the ThirdWorld, Novara, 2003
[22] Bond Eric. Market linkages with fragmented production[J]. The North American Journal of Economics and Finance, 2005,(1).
[23] Stefano Breschi, 1998. "Agglomeration economies, knowledge spillovers, technological diversity and spatial clustering of innovations," LIUC Papers in Economics 57, Cattaneo University (LIUC)
[24] Castellacci F. Technology Gap and Cumulative Growth:Models and Outcomes[J]. International Review of Applied Economics, 2002, (16): 333~346
[25] Chandler, A. D. , Scale and Scope[M] . Cambridge, MA, Harvard University Press, 1990.
[26] Chandler, A.D. , The United States : Evolution of Enterprise, in P. Mathias and M. M. Postan (eds.), The Cambridge Economic History of Europe, Vol. VII, The Industrial Economics: Capital, Labor and Enterprise, pp. 70-133, London, Cambridge UP, 1978.
[27] Chen Hogan, Kondratowicz Matthew, Yi Kei-Mu. Vertical specialization and three facts about U.S. international trade[J]. The North American Journal of Economics and Finance, 2005,(1).
[28] David Hummels, Dana Rapoport, Kei-Mu. Vertical Specialization and theChanging Nature of World Trade[J]. Federal Reserve Bank of New York Economic Policy Review, 1998,(6).
[29] Deardorff Alan V. Fragmentation across cones[A]. In: Arndt SW, Kierzkowski H. Fragmentation: New Production Patterns in the World Economy[M]. London: Oxford University Press, 2001.
[30] Dixit Avinash K., Grossman Gene M. Trade and Protection With Multistage Production[J]. The Review of Economic Studies, 1982,(4).
[31] Dolan Catherine, Humphrey John. Governance and Trade in Fresh Vegetables: The Impact of UK Supermarkets on the African Horticulture Industry[J]. Journal of Development Studies, 2000,(2).
[32] Ernst Dieter, Kim Linsu. Global production networks, knowledge diffusion, and local capability formation[J]. Research Policy, 2002,(8-9).
[33] Farrell, Michael J. The Measurement of Productive Efficiency. Journal of the Royal Statistical Society, 1957,Series A, PP. 253-82.
[34] Feenstra Robert C. Integration of Trade and Disintegration of Production in the Global Economy[J]. Journal of Economic Perspectives, 1998,(4).
[35] Feenstra Robert C. Integration of trade and disintegration of production in the global economy[J]. Journal of Economic Perspectives, 1998,(4).
[36] Feenstra Robert C., Hanson Gordon H. Globalization, outsourcing, and wage inequality[J]. American Economic Review, 1996,(2).
[37] Feenstra Robert C., Hanson Gordon H. Foreign direct investment and relative wages: Evidence from Mexico's maquiladoras[J]. Journal of International Economics, 1997,(4).
[38] Feenstra Robert C., Hanson Gordon H.Ownership and control in outsource ng to China: estimating the property-rights theory of firm[EB/OL]. http://www.n ber.org/papers/w10198, 2003.
[39] Feenstra Robert C., Hanson Gordon H. Ownership and Control in Outsourcing to China: Estimating the Property-Rights Theory of the Firm[J]. Quarterly Journal of Economics, 2005,(2).
[40] Findlay Ronald, Jones Ronald W. Input Trade and the Location of Production[J]. American Economic Review, 2001,(2).
[41] Finger J. M. Tariff Provisions for Offshore Assembly and the Exports of Developing Countries[J]. The Economic Journal, 1975,(8).
[42] F. M Scherer. Firm size, market structure, opportunity and the output of patentedinventions. The American economic review, vol, 55, 1965, pp. 1097-1125
[43] Frobel Folker, Heirichs Jurgen, Kreye Otto. The New International Division of Labour[M]. London: Cambridge University Press, 1980.
[44] Gayle. P. G. , 2001 ,“Market Concentration and Innovation : New Empirical Evidence on the Schumpeterian Hypothesis”, Discussion Papers in Economics , working paper No. 01—14 ,Center for Economic Analysis , University of Colorado.
[45] Geishecker Ingo, Gorg Holger.International Outsourcing and Wages:Winners and Losers[EB/OL].www.nottingham.ac.uk/economics/staff/details/holger_gorg.html, 2004.
[46] Gereffi Gary. International Trade and Industrial Upgrading in the Apparel Commodity Chain[J]. Journal of International Economics, 1999,(1).
[47] Gereffi Gary. Shifting Governance Structures in Global Commodity Chains, with Special Reference to the Internet[J]. American Behavioural Scientist, 2001,(10 ).
[48] Gereffi Gary, Humphrey John, Sturgeon Timothy. The Governance of Global Value Chains: An Analytic Framework[J]. Review of International Political Economy, 2003.
[49] Gereffi Gary, Humphrey John, Sturgeon Timothy. The governance of global value chains[J]. Review of International Political Economy, 2005,(1).
[50] Gereffi Gary, Kaplinsky Raphael. The value of value chains:Spreading the gains from globalisation[J]. IDS Bulletins, 2001,( 3).
[51] Gereffi G, Korzeniewicz M. Commodity chains and global capitalism[M]. Westport,. Connecticut: Greenwood Press, 1994.
[52] Gereffi Gary, Memedovic Olga. The Global Apparel Value Chain: What prospects for upgrading by developing countries[R]: United Nations Industrial Development Organization, 2003.
[53] Gil, Y., Bong, S., and Lee, J., Integration Model of Technology Internalization Modes and Learning Strategy: Globally Late Starter Samsung's Successful Practices in South Korea[J].Technovation, 2003, 23:333- 347
[54] Grossman Gene M, Helpman Elhanan. Outsourcing versus FDI in Industry Equilibrium[J]. Journal of the European Economic Association, 2003,(1).
[55] Hay D. , Morris D.I. ndustrial Economics and Organization[M]. London: Oxford University Press, 1991.
[56] Helleiner G. K. Manufactured exports from less-developed countries andmultinational firms[J]. The Economic Journal, 1973,(3).
[57] Henderson Jeffrey. The Globalisation of High Technology Production: Society, Space and Semiconductors in the Restructuring of the Modern World[J]. American Journal of Sociology, 1991,(5).
[58] Henderson J. Danger and opportunity in the Asia Pacific[A]. In: Thompson G. Economic dynamism in the Asia Pacific[M]. London: Routledge, 1998.
[59] Hobday Mike. The Electronics Industries of the Asia-Pacific: Exploiting International Production Networks for Economic Development[J]. Asian-Pacific Economic Literature, 2001,(1).
[60] Hobday,M.Innovation in East Asia:The Challenge to Japan[M].Edward Elgar.Hants.1995
[61] Hummels David, Ishii Jun, Kei-Mu Yi. The nature and growth of vertical specialization in world trade[J]. Journal of International Economics, 2001,(1).
[62] Hummels David, Rapoport Dana. Vertical Specialization and the Changing Nature of World Trade[J]. Economic Policy Review 1998,(2).
[63] Humphrey J, Schmitz H. governance and upgrading in global value chains[R]. Duisburg: University of Duisburg, 2000.
[64] Humphrey John, Schmitz Hubert. Governance in global value chains[J]. Pubished in IDS Bulletin, 2001,(3).
[65] Humphrey John, Schmitz Hubert. How Does Insertion in Global Value Chains Affect Upgrading in Industrial Clusters?[J]. Regional Studies, 2002,(9).
[66] Jaffe , A.B. , 1988 ,“Demand and Supply Influences in R&D Intensity and Productivity Growth”, Review of economics and Statistics , 70(3) , 431—437
[67] J Melitz. The Impact of Trade on Intra-Industry Reallocations and Aggregate Industry Productivity[J]. Econometrica, 2003,(12).
[68] Jones Ronald, Kierzkowski Henryk, Lurong Chen. What does evidence tell us about fragmentation and outsourcing?[J]. International Review of Economics & Finance, 2005,(3).
[69] Jones Ronald W, Kierzkowski Henryk. The role of services in production and international trade: A theoretical framework[A]. In: Jones RW, Anne K. The Political Economy of International Trade: Essays in Honor of Robert E Baldwin[M]. Cambridge: MA: Blackwe; 1990.
[70] Kaplinsky Raphael, Morris Mike.A Handbook for value Chain Research[EB/OL]. http://www.ids.ac.uk/ids/global/pdfs/VchNov01.pdf, 2002.
[71] Kenn Lee and ChaisungLim.Technological Regimes,Catching-up and Leapfrogging:Findings from the Korean[J].research policy.2001(3):459-483
[72] Kim,L. .Stages of development of industrial technology in a developing country;a model[J]. Reseach Policy.1980(9):254-277
[73] Kim,L.Initation toInnovation:The Dynamics of Korea’s Technological Learning[M].Harvard Business School Press.Boston.1997
[74] Koeller ,C. T. , 1995 ,“Innovation , Market Structure and Firm Size: A Simultaneous Equations Model”, Managerial and Decision Economics , 16(3) , 259—269.
[75] Kogut B. Designing global strategies: comparative and competitive value-added chains[J]. Sloan Management Review, 1985, (4).
[76] Krugman Paul. Does Third World Growth Hurt First World Prosperity?[J]. Harvard Business Review, 1994,(4).
[77] Learner Edward E. The Effects of Trade in Services, Technology Transfer and Delocalization on Local and Global Income Inequality[J]. Asia-Pacific Economic Review, 1996,(2).
[78] Lee, J., Bae, Z., and Choi, D., Technology Development Process in a Developing Country: a Global Perspective Model[J].R&D Management, 1998, 18(3):235- 250
[79] Lee, K. Lim, C. Technological Regims, Catching-up and Leapfrogging: Findings from Korean Industries. Research Polich, 2001(30).
[80] Luc Soete. International diffusion of technology,industrial development and technological leapfrogging[J].World Development ,1985,(3):409-422.
[81] M Grossman Gene, Helpman Elhanan.Outsourcing in the Global Economy [EB/OL]. http://www.nber.org/papers/w8728, 2002.
[82] M Grossman Gene, Helpman Elhanan. Managerial Incentives and the International Organization of Production[J]. Journal of International Economics, 2004,(2).
[83] Mathews John A, Cho Tong-song. Tiger Technology: The Creation of a Semiconductor Industry in East Asia[M]. Cambridge: Cambridge University Press 2000.
[84] Melvin J.R. Intermediate goods, the production possibility curve and gains from trade[J]. Quarterly Journal of Economics, 1969,(1).
[85] Nelson. R. R. , Why do firms differ, and how does it matter? In Rumelt, R.P., D.E. Schendel and D.J. Teece(eds), Fundamental Issues in Strategy, pp. 247-269, Cambridge, MA, Harvard Business Press, 1994.
[86] Nawaz Sharif.Stragegic Role of Technological Self-Reliance in Development Manangement[J].Technological Forecasting and Social Change,1999,(62) :219-238
[87] PerezNew technologies and development.In:Freeman,C,Lundvall,B.(Eds.)Small Countries Facing the Technological Revolution[M].London : Pinter Publishers.1988
[88] Poh-Kam Wong.National Innovation System for Rapid Technological Catch-up:An analytical framework and a comparative analysis of Korea,Taiwan and Singapore[Z].新加坡国立大学网页
[89] Putranto,K., Stewart, D., & Moore, G., International Technology Transfer and Distribution of Technology Capabilities:the Case of Railway Development in Indonesia[J].Technology in Society, 2003, 25: 43- 53
[90] Schmitz, H. Small shoe makers and fordist giants: tale of a super cluster [ J ]. World Development, 1995, 23 (1)
[91] Schmitz, H and Knorringa, P. Learning from global buyers [ J ]. Journal of Development Studies, 2000, 37 (2) : 177-205.
[92] Smyth , D. J . , Samuels , J . M. and Tzoannos , J . , 1972 ,“Patents , Profitability , Liquidity and Firm Size”, Applied Economics , 4 , 77—86.
[93] Soete , L. L. G. , 1979 ,“Firm Size and Innovation Activity”, European Economic Review , 12 , 319—340.
[94] Steinmueller, W. Edward. ICTs and the Possibilities for Leapfrogging by Developing Countries. International Labour Review. 2001, 140(2): 193~210.
[95] Tewari, M. Successful adjustment in Indian industry: the case of Ludhianap swoolen knitwear cluster [ J ]. World Development, 1999, 27 (9)
[96] Thompson, J.D. (1967). Organizations in action. NY: McGraw-Hill.
[97] USITC.Production sharing: Use of U.S. components and materials in foreign assembly operations, 1995-1998[EB/OL]. http://dataweb.usitc.gov, 1999.
[98] Utterback,L.M.,Abernathy,W.J.,A dynamic model of process and product innovation[J].Omega 3,1975,(6),640-656.
[99] V Deardorff,Alan.Fragmentation across cones[EB/OL]. http://www.fordscho ol.umich.edu/rsie/workingpapers/Papers426-450/r427.pdf, 1998.
[100] Vanek J. Variable factor proportions and inter-industry flows in the theory of international trade.[J]. Quarterly Journal of Economics, 1963,(1).
[101] YANG YUNGKA .The Taiwanese Notebook Computer Production Network in China: Imp lication forUpgrading of the Chinese Electronics Industry1Personal Computing Industry Centerworking paper [D]. The PaulMerage School of Business, University of California, Irvine,2006.
[102] Yeats Alexander J. Just Flow Big Is Global Production Sharing?[A]. In: Arndt SW, Kierzkowski H. Fragmentation: New Production Patterns in the World Economy[M]. London: Oxford University Press, 2001.
[103] Yi Kei-Mu. Can vertical specialization explain the growth of world trade?[J]. Journal of Political Economy, 2003,(1).
[1]北京大学中国经济研究中心课题组.垂直专门化、产业内贸易与中美贸易关系[R],北京:北京大学中国经济研究中心(Report No. C2005005), 2005.
[2]卜国琴,刘德学.新兴古典经济学与全球生产网络的兴起[J].江苏商论,2006,(4).
[3]曹群等.产业链的内涵及特性分析.商业研究,2008(11)
[4]陈德智.技术跨越[M].上海交通大学出版社,2006年3月第1版,第71页
[5]陈建军.中国现阶段的产业区域转移及其动力机制[J].中国工业经济,2002,(8).
[6]陈明森.产业升级外向推动与利用外资战略调整[M].北京:科学出版社,2006.
[7]陈树文,梅丽霞,聂鸣.全球价值链治理含义探析[J].财经科学, 2005,(3).
[8]陈伟.如何转变经济增长方式[J].经济工作通讯,1996(2).
[9]陈向东.国际技术转移的理论与实践[M].北京航空航天大学出版社,2008.
[10]陈晓涛.产业转移的演进分析[J].统计与决策, 2006,(7).
[11]陈钊,陆铭,金煜.中国人力资本和教育发展的区域差异:对于面板数据的估算[J].世界经济, 2004,(12).
[12]程进.对国际分工垂直分离化交易安排的制度分析[J].国际经贸探索,2005,(2).
[13]程新章.全球价值链治理模式——模块生产网络研究[J].科技进步与对策,2006,(05).
[14]池仁勇,邵小芬,吴宝.全球价值链治理,驱动力和创新理论探析[J].科技管理研究, 2005,(12).
[15]崔大沪.外商直接投资与中国的加工贸易[J].世界经济研究, 2002,(6).[12]
[16]戴庆华,牟永红.承接国际产业转移与我国产业技术学习及自主创新[J].世界经济与政治论坛, 2005,(6).
[17]丁明智.外商直接投资的就业效应剖析[J].软科学, 2005,(3).
[18]多斯桑托斯.帝国主义与依附(资本主义研究丛书)[M].社会科学文献出版社,1999.
[19]杜晓君.制造业的国际转移规律和趋势[J].经济理论与经济管理, 2003,(6).
[20]樊钢.传统产业仍大有可为[J].中国投资,2000(9).
[21]冯志伟.美国研制原子弹的初衷与后果[J].平顶山师专学报,2002(1):26-27。
[22]付树梅,石玉川.我国加工贸易的发展历程及未来展望[D].北京:对外经济贸易大学,2006.
[23]高建.中国技术创新分析[M].清华大学出版社,1997
[24]高秀艳.国际产业转移与我国产业升级问题探析[J].理论界, 2004,(5).
[25]高越.垂直专业化分工:分工基础、分工利益与中国的实践[D].天津:天津财经学院,2004.
[26]高越,高峰.垂直专业化分工及我国的分工地位[J].国际贸易问题,2005,(3).
[27]高越,高峰.产品内贸易与外商直接投资的关系——理论模型与基于中国数据的经验分析[J].数量经济技术经济研究, 2006,(8).
[28]龚一斌,龚三乐.自主创新与全球价值链嵌入产业升级[J].经济与管理,2006(8).
[29]龚三乐.全球价值链对嵌入企业技术进步的推动作用比较[J].经济学研究,2009(9).
[30]顾卫临.高技术产业化亟待突破什么[J].瞭望新闻周刊,2000(46).
[31]郭斌.后发优势与后发劣势的转换:对发展中国家追赶问题的重新认识[J].自然辩证法通讯,1996(12).
[32]郭克莎,王伟光.我国制造业的技术优势行业与技术跨越战略研究[J].产业经济研究,2004(3)
[33]国家统计局国际统计信息中心课题组.国际产业转移的动向及我国的选择[J].统计研究, 2004,(4).
[34]国务院发展研究中心课题组.加工贸易:全球化背景下工业化的新道路[J].经济研究参考, 2003,(11).
[35]何予平等.全球化中的技术垄断与技术扩散[M].科学出版社,2009,9.
[36]洪银兴.从比较优势到竞争优势——简论国际贸易的比较优势理论的缺陷.经济研究,1997(6).
[37]胡国恒.不完全契约条件下的贸易、投资与国际生产组织[J].财经研究,2004,(7).
[38]胡靖.跨国公司在华技术转移行为研究[M].上海财经大学出版社,2009,7.
[39]胡俊文.国际产业转移的基本规律及变化趋势[J].国际贸易问题, 2004,(5).
[40]胡晓鹏.从分工到模块化:经济系统演进的思考[J].中国工业经济, 2004,(9).
[41]黄菁.基于垂直专业化分工的加工贸易结构升级研究[D].长沙:湖南大学,2005.
[42]黄菁,杨三根.中国加工贸易结构升级影响因素的实证分析[J].世界经济研究, 2006,(1).
[43]黄泰岩,牛飞亮.西方企业网络理论述评[J].经济学动态, 1999,(4).
[44]黄永明,何伟,聂鸣.全球价值链视角下中国纺织服装企业的升级路径选择[J].中国工业经济, 2006,(5).
[45]焦媛媛等.有无制造经验的全球采购商特征差异性研究——基于全球价值链不同驱动模式的跨案例分析.管理世界(增刊),2009
[46]江小涓.跨国投资、市场结构与外商投资企业的竞争行为[J].经济研究,2002.
[47]金芳.跨国公司权力的扩张和国家对跨国公司政策的变化[J].世界经济研究, 1993,(6).
[48]金芳.双赢游戏:外国直接投资激励政策[M].北京:高等教育出版社, 1999.
[49]金芳.产品内国际分工及其三维分析[J].世界经济研究, 2006,(6).
[50]金芳.产品内国际分工及其对上海产业发展的影响研究[R].上海:上海社会科学院世界经济研究所, 2006.
[51]金芳.全球化经营与当代国际分工[M].上海:上海人民出版社, 2006.
[52]金芳.创新型国家建设:进程、障碍与出路[M].上海人民出版社,2007,12
[53]鞠晓伟.基于技术生态环境视角的技术选择理论及应用研究[D].吉林大学博士学位论文,2007
[54]柯映红.贸易自由化的发展及其利弊分析[J].中山大学学报论丛, 2004,(1).
[55]寇亚明.全球供应链:国际经济合作新格局[M].北京:中国经济出版社,2006.
[56]黎继子,刘春玲,蔡根女.全球价值链与中国地方产业集群的供应链式整合——以苏浙粤纺织服装产业集群为例[J].中国工业经济, 2005,(2).
[57]李海舰,聂辉华.全球化时代的企业运营——从脑体合一走向脑体分离[J].中国工业经济, 2002,(12).
[58]李海舰,原磊.论无边界企业[J].中国工业经济, 2005,(4).
[59]李京文、钟学文.中国生产率分析前沿[M].社会科学文献出版社1998年版.
[60]李军,谷兴荣.核心技术带动一般技术以实现跨越式发展[J].科学学研究,2002(3)
[61]李平等.发展中国家技术创新的特点及其对策[J].南开经济研究,2006(6)
[62]李平,狄辉.产业价值链模块化重构的价值决定研究[J].中国工业经济,2006,(9).
[63]李子奈,叶阿忠.高等计量经济学[M].北京:清华大学出版社, 2000.
[64]厉无畏,王玉梅.价值链的分解与整合——提升企业竞争力的战略措施[J].经济管理, 2001,(3).
[65]联合国贸易与发展会议. 2001年世界投资报告——促进与关联(中译本)[M].北京:中国财政经济出版社, 2002.
[66]林毅夫,刘明兴.经济发展战略与中国的工业化[J].经济研究, 2004,(7).
[67]刘冰.国际产业转移带来双赢效果[J].中国统计, 2005,(2).
[68]刘德学.全球生产网络与加工贸易升级[M].北京:经济科学出版社, 2006.
[69]刘德学,付丹,卜国勤.全球生产网络、知识扩散与加工贸易升级[J].经济问题探索, 2005,(12).
[70]刘德学,苏桂富,卜国勤.中国加工贸易升级对策研究--基于全球生产网络视角[J].国际经贸探索, 2006,(4).
[71]刘明宇,芮明杰.全球化背景下中国现代产业体系的构建模式研究[J].中国工业经济,2009,(5).
[72]刘似臣.我国加工贸易的产业升级效应研究[J].统计研究, 2005,(2).
[73]刘维林,胡晓鹏.论跨国公司的就业效应[J].世界经济研究, 2005,(12).
[74]刘晓昶,刘志彪.论跨国公司的垂直专业化发展趋势——兼论中国企业的竞争战略[J].江海学刊, 2001,(4).
[75]刘志彪.全球化经济中的生产非一体化——基于江苏投入产出表的实证研究.中国工业经济, 2005.
[76]刘志彪,吴福象.贸易一体化与生产非一体化——基于经济全球化两个重要假说的实证研究[J].中国社会科学, 2006,(2).
[77]于明超、刘志彪、江静.外来资本主导代工生产模式下本土企业升级困境与突破[J].中国工业经济,2006(11)
[78]刘志彪等.全球代工体系下发展中国家俘获型网络的形成-突破与对策——基于GVC、NVC的比较观[J].中国工业经济,2007(5)
[79]刘志彪.从GVC走向NVC:长三角一体化与产业升级[J].学海,2009(5)
[80]侯国清.科技逐鹿列国争雄──中美日欧科技实力比较与中国科技发展[J].瞭望新闻周刊, 1998(44).
[81]隆国强.加工贸易——全球化背景下工业化新道路[J].国际贸易, 2002,(12).
[82]隆国强.对加工贸易的评价[J].经济研究参考, 2003,(11).
[83]隆国强.加工贸易:全球化背景下工业化新道路[J].经济前沿, 2003,(Z1).
[84]卢锋.产品内国际分工:一个分析框架[R].北京:北京大学中国经济研究中心(No. C2004005), 2004.
[85]鲁桐等.中国企业跨国经营战略[M].经济管理出版社,2003
[86]吕文栋,张辉.全球价值链下的地方产业集群战略研究[J].中国软科学,2005,(2).
[87]吕政,杨丹辉.国际产业转移的趋势和对策[J].经济与管理研究, 2006,(4).
[88]迈克·E.波特,郑海燕,罗燕明.簇群与新竞争经济学[J].经济社会体制比较,2000,(2).
[89]马庆国.中国高技术产业的泛生境研究与改革建议.研究与发展管理[J],1998(8).
[90]马庆国.技术跨越的定义研究.科研管理[J],2007(9).
[91]马庆国等.技术跨越论[M].科学出版社,2008
[92]梅丽霞.基于全球价值链视角的制造业集群升级研究[D].武汉:华中科技大学,2005.
[93]梅丽霞,蔡铂,聂鸣.全球价值链与地方产业集群的升级[J].科技进步与对策, 2005,(4).
[94]梅述恩,聂鸣.全球价值链与地方产业集群升级的国外研究述评[J].科技管理研究, 2006,(10).
[95]牛南洁.开放与经济增长[M].中国发展出版社,2000
[96]潘悦.在全球化产业链条中加速升级换代——我国加工贸易的产业升级状
[97]况分析[J].中国工业经济, 2002,(6).
[98]潘悦.加工贸易产业升级和技术进步[J].经济研究参考, 2003,(11).
[99]潘悦.国际产业转移的四次浪潮及其影响[J].现代国际关系, 2006,(4).
[100]彭中文.知识员工流动、技术溢出与高技术产业聚集[J].财经研究, 2005,(4).
[101]钱元熙.国际产业转移与我国高新技术产业发展策略[J].经营与管理,2006,(2).
[102]任志成,张二震.国际分工演进与跨国就业转移[J].福建论坛·人文社会科学版, 2006,(4).
[103]申俊喜,刘志彪.新经济时代的价值链管理模式:虚拟垂直一体化[J].南京社会科学, 2002,(11).
[104]石奇.集成经济原理与产业转移[J].中国工业经济, 2004,(10).
[105]苏东水.产业经济学[M].北京:高等教育出版社, 2000.
[106]司春林.技术引进与学习[J].数量经济技术经济研究,1995(8).
[107]孙国辉.跨国公司内部贸易与全球一体化经营[J].中央财经大学学报,2004,(3).
[108]孙文远.产品内分工刍议[J].国际贸易问题, 2006,(6).
[109]孙晓倩.我国加工贸易产业升级对策研究[D].沈阳:东北大学,2005.
[110]王伯鲁.产业技术跨越的社会基础和基本模式剖析[J].自然辩证法研究.1999,15(5):49-53
[111]王伯鲁.产业技术跨越模式分析[J].世界科技研究与发展.2001,(2):102-104
[112]王伯鲁,产业技术跨越效应与评价问题剖析[J].兰州铁道学院学报,2001,20(5):27-31
[113]王缉慈,童昕.地方竞争优势的源泉——论全球化背景下的地方产业群[J].《战略与管理》, 2001,(6).
[114]王缉慈等.创新的空间:企业集群与区域发展[M].北京:北京大学出版社,2001.
[115]王立军.嵌入全球价值链:全球化时代的地方产业集群升级策略[J].特区经济, 2004,(10).
[116]王玉峰.中国高技术企业技术跨越的内部障碍与对策选择[J].软科学.2004,18(6):44-47
[117]威廉姆森.治理机制[M].北京:中国社会科学出版社, 2001.
[118]韦畅.外包对承接国的效应分析及中国承接外包水平的实证研究[D].杭州:浙江大学,2005.
[119]文嫮.嵌入全球价值链的中国地方产业网络升级机制的理论与实践研究[D].上海:华东师范大学,2005.
[120]文嫮,曾刚.全球价值链治理与地方产业网络升级研究——以上海浦东集成电路产业网络为例[J].中国工业经济, 2005,(7).
[121]魏江.企业技术能力论[M].北京:科学出版社,2002
[122]魏农建、谷永芬.产业经济学[M].上海大学出版社,2008.
[123]吴福象.跨国公司制造业垂直分离理论研究的进展问题与启示[J].经济评论, 2005,(5).
[124]吴金明,张磐,赵曾琪.产业链、产业配套半径与企业自生能力[ J ].中国工业经济, 2005 ( 2 )
[125]吴晓波.二次创新的进化过程[J].科研管理,1995,(3).
[126]吴晓波,陈宗年,曹体杰.技术跨越的环境分析与模式选择[J].研究与发展管理.2005,17(1):66-71
[127]吴晓波,陈宗年,曹体杰.技术跨越的环境分析与模式选择[J].研究与发展管理.2005,17(1):66-71
[128]吴伟,陈德智,王烷尘等.技术赶超模型的实证研究[J].中国软科学.2003,(1):108-112
[129]冼国明.跨国公司与当代国际分工:对企业内部国际分工的剖析[M].天津:南开大学出版社, 1994.
[130]冼国明,杨锐.技术累积、竞争策略与发展中国家对外直接投资[J].经济研究,1998(11).
[131]谢伟.加工贸易和技术学习[J].科技管理研究, 2005,(10).
[132]谢伟.技术学习和竞争优势:文献综述[J].科技管理研究, 2005,(2).
[133]徐从才,原小能.产业转移与产业创新[J].经济学动态, 2004,(3).
[134]徐冠华.在全国软科学大会上的讲话[J].科学学研究.2001.(增刊):9-11
[135]杨东进.嵌入全球价值链模型与自主全球价值链模型的绩效比较——以轿车产业为例[J].经济经纬,2008(3)
[136]杨文举.适宜技术理论与中国地区经济差距的实证研究[D].武汉大学博士学位论文,2006
[137]杨峥萍.全球价值链分工与发展中国家地方产业集群升级研究[D].杭州:浙江大学,2004.
[138]姚小涛,席酉民.对企业性质的再认识:超越交易费用标准[J].经济学家,2000,(3).
[139]姚志坚,马庆国等.企业技术创新过程的整体观[J].科研管理,1999(5).
[140]姚志坚.技术跨越的理论与实证研究[D].浙江大学,博士论文,2002.
[141]姚宝刚.人力资本投资与经济增长.工业技术经济,2004(8)
[142]殷鸣.基于全球价值链的发展中国家产业集群风险研究[D].杭州:浙江大学,2005.
[143]俞莉,杭敬,路正南.从竞争态势角度考察当前中国产业国际竞争力[J].统计与决策, 2005,(4).
[144]余江,方新.影响产业技术跨越的价值链状态分析[J].科学学研究,2002(5)
[145] [澳]约翰·马修斯、[韩]赵东成.技术撬动战略[M].北京大学出版社,2009,4.
[146]原小能.国际产业转移规律和趋势分析[J].上海经济研究, 2004,(2).
[147]袁奇.当代国际分工格局下中国产业发展战略研究[M].成都:西南财经大学出版社, 2006.
[148]曾铮,张亚斌.价值链的经济学分析及其政策借鉴[J].中国工业经济,2005,(5).
[149]张辉.全球价值链理论与我国产业发展研究[J].中国工业经济, 2004,(5).
[150]张辉.全球价值链下地方产业集群转型和升级[M].北京:经济科学出版社,2006.
[151]张辉.全球价值链动力机制与产业发展策略[J].中国工业经济, 2006,(1).
[152]张纪.产品内国际分工中的收益分配——基于笔记本电脑商品链的分析[J].中国工业经济, 2006,(7).
[153]张婧.我国加工贸易的技术溢出效应分析[J].科技与管理, 2004,(2).
[154]张可让等.我国西北欠发达地区技术—经济追赶中“后发优势”的若干解析[J].宁夏社会科学,2000(1)
[155]张明玉.技术跨越战略与管理[M].北京:中国经济出版社.2001
[156]张向阳,朱有为.基于全球价值链视角的产业升级研究[J].外国经济与管理, 2005,(5).
[157]张小蒂,孙景蔚.基于垂直专业化分工的中国产业国际竞争力分析[J].世界经济, 2006,(5).
[158]张幼文.世界经济学[M].上海:立信会计出版社, 1999.
[159]张幼文.经济全球化与国家经济实力——以“新开放观”看开放效益的评估方法[J].国际经济评论, 2005,(5).
[160]张幼文.世界经济学——原理与方法[M].上海:上海财经大学出版社,2006.
[161]张幼文.“新开放观”——对外开放理论与战略再探讨[M].北京:人民出版社, 2007.
[162]张幼文,金芳.世界经济学[M].上海:立信会计出版社, 2004.
[163]张远鹏.论国际分工的新发展[J].世界经济与政治论坛, 2003,(5).
[164]赵立新、徐为民.关于产业技术跨越的理论思考[J].科技进步与对策.2001,(11):9-10
[165]赵文丁.新型国际分工格局下中国制造业的比较优势[J].中国工业经济,2003,(8).
[166]赵张耀,汪斌.网络型国际产业转移模式研究[J].中国工业经济,2005,(10).
[167]朱静.加工贸易的技术效应——江苏省加工贸易企业的调查[J].亚太经济,1999,(3).
[168]朱瑞博.全球产业重构与中国产业整合战略[J].改革, 2004,(4).