我国资源型地区发展的补偿与援助
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
资源型地区的发展问题是全球性的,是各国区域政策关注的重点,也是区域研究的重要领域。20世纪90年代中后期以来,我国以资源衰竭与区域系统性衰退为代表的资源型城市问题引起了人们的强烈关注。学术界对资源型地区衰退规律与发展方向的认识取得了丰硕的成果,但是对如何真正解决问题的研究还相对薄弱。政府实施的应急干预政策取得了一定成效,并开始根据资源型地区的特殊属性,着手构建区域科学发展的长效机制,但是也面临理论支持的不足和问题视野的局限。要深刻认识和实现我国资源型地区的科学发展,理论与实践的创新要求仍然是非常强烈而迫切的。
     本文的研究,强调从区域发展的补偿与援助角度来构筑和完善资源型地区科学发展的机制。外部性理论是本文研究的理论基石,本文认为,资源型地区问题可以从根本上归结为外部性问题,而实现补偿与援助可以克服资源型地区存在的外部性问题。本文既运用一般的外部性理论成果作为基本理论依据,而且还提出“区域外部性”这一外部性的特殊类型作为本文研究的重要基础,从而为外部区域对资源型地区的补偿与援助提供理论支持。本文在研究对象上不仅关注资源开发中后期的资源型城市与资源枯竭地区,也将一般的学术与政策研究相对忽视的资源开发初期地区纳入本文的研究范围,本文的研究因此可以覆盖更广范畴的资源型地区乃至其他类型区域的资源开发活动。
     本文的实践研究将主要立足于我国东北地区,并根据东北地区进行规律总结和发现理论认识。东北地区集中了我国几乎所有的资源型地区类型与资源型地区问题,本文在东北地区讨论资源型地区典型问题的补偿与援助,在相当程度上是能够代表我国资源型地区一般情况的。讨论东北资源型地区发展补偿与援助的理论与实践,也将对东北等老工业基地的改造有所启发和促进。
     本文的研究共分为理论研究与实践研究两大部分、六大章,理论研究为实践讨论提供基础和指导,实践分析为理论探讨提供支持和验证,基本内容包括:
     理论研究包括第一、二两章。第一章主要辨析资源型地区的基本概念,界定东北资源型地区的基本范围与问题,提出资源型地区发展的补偿与援助问题,并讨论其内涵。第二章则是对资源型地区典型问题补偿与援助的一般分析,包括各类典型问题补偿与援助的国内外经验、基本依据和实施重点。
     实践研究包括第三、四、五、六章,是在理论研究的指导下,具体讨论东北资源型地区典型问题的补偿与援助。第三章讨论产业发展的补偿与援助,第四章讨论城市贫困与反贫困援助,第五章讨论生态环境问题与生态补偿,第六章讨论蒙东与东北三省能源开发区域合作的援助。
The development of resource-based region is a global issue, the focus of concerns to the regional policy for many countries, and an important area of the region research. Since the late 1990’s, the resource-based urban problems have arisen from the people's strong concern, such as resources reducing and regional systemic recession. Academic resource areas have achieved fruitful results on the understanding of its recession rule and development orientation, but the study on how to really solve the problem is relatively weak. Government's emergency intervention policy has been quite successful, under the special attributes of resource region, they start building a long-term mechanism for regional scientific development, but facing a shortage of theory support and the limitations of vision problems. For having a profound understanding and the realization of China's resource-based regional development, the innovation requirement of theory and practice is still very strong and compelling.
     The paper stresses to create and improve the scientific development mechanism of the resource-based region, from the angle of regional perspective compensation and assistance. External theory is the theoretical cornerstone of this paper, the paper considers that resource-based regional issues can be fundamentally attributed to the external issues, and achieving compensation and assistance can be overcome its external problem. The paper doesn’t only use the general external theoretical achievements as a basic theoretical basis, but also advances the "regional external", the special type of external, as an important foundation, so as to provide the theory support of compensation and assistance from the external region to resource-based region. Based on the study object not only concerned about resource development in the latter part of the resource-based city and resource depletion region, but also in the early development of natural resources that the general academic and policy research relatively neglected, this paper can be of a broader scope of coverage the resource-based region and even other types of regional resource development activities.
     The practice of the paper will primarily be based on northeast China, in accordance with this to conclude the law and recognize the theoretical knowledge. Almost all of the resource-based regional type and resource-based regional issues has been concentrated in Northeast China, and the paper discusses the compensation and assistance for the typical problems of resource-based region in the northeast China, to a considerable extent which on behalf of resource-based regional general situation in China. To discuss the theory and practice of resource-based regional compensation and assistance in northeast China will enlighten and promote the rebuilding of Northeast old industrial base.
     The paper is divided into two parts: theoretical study and practice study, which includes six chapters. The theoretical research provides the basis and guidance for the practice discussion, and practice analysis provides support and validation for theory discussion.
     The theoretical study includes the first chapter and the second chapter. The first chapter analyses the basic concept of the resource-based region, defining the basic scope and the problem of resource-based region in the northeast China, putting forward its compensation and assistance, and discussing its contents. The second chapter generally analyses the compensation and assistance for the typical problem of resource-based region, including home and abroad experience, the fundamental basis and the implementation of priority.
     The practice study includes the third chapter, the fourth chapter, the fifth chapter and the sixth chapter, in the guidance of theory which discusses the compensation and assistance for the typical problems of resource-based region in the northeast China. The third chapter discusses the compensation and assistance for the industry develop, the fourth chapter discusses urban poverty and anti-poverty assistance, the fifth chapter discusses the ecological environment issues and ecological compensation, the sixth chapter discusses the regional cooperation of energy exploitation between three provinces in the northeast part and the east of Inner Mongolia.
引文
[1] [21]国发〔2007〕38 号.国务院关于促进资源型城市可持续发展的若干意见[EB/OL].http://www.gov.cn/zwgk/2007-12/24/content_841978.htm,2007-12-24.
    [2] 保罗·萨缪尔森,威廉·诺德豪斯著.萧琛等译.经济学[M].北京:华夏出版社,1999.
    [3] 向昀,任健.西方经济学界外部性理论研究介评[J].经济评论,2002(3):58-62.
    [4] 黄敬宝.外部性理论的演进及其启示[J].生产力研究,2006(7):22-24.
    [5] A·C·Pigou.福利经济学[M].陆民仁译.台北:台湾银行经济研究室,1971.
    [6] Dietmar Wellisch,Wolfram F Richter.Internalizing intergenerational externalities by regionalization[J].Regional Science and Urban Economics,1985,25(6):685-704.
    [7] Rochet J,Tirole J.Cooperation among competitors:Some economics of payment card associations[J].Rand Journal of Economics,2002,33(4):549—57O.
    [8] Marshall A.Principles of Economics[M].London:Macmillan,1920.
    [9] 贾丽虹.外部性理论及其政策边界[D]:[博士学位论文].广州:华南师范大学市场经济研究所,2003.
    [10]Bernard Fingleton.Externalities,Economic Geography,and Spatial Econometrics: Conceptual And Modeling Development[J].International Regional Science Review,2003,26(2):197-207.
    [11]Martin Ravallion,Jyotsna Jalan.Growth divergence due to spatial externalities[J].Economics Letters,1996,53(2):227-232.
    [12]Yuii Kubo,Scale economies.Regional Externalities and the Possibility of Uneven Regional Development[J].Journal of Regional Science,1995,35(1):29-42.
    [13]科斯.社会成本问题[A].财产权利与制度变迁[C].上海:上海三联书店,1994.
    [14]沈满洪,何灵巧.外部性的分类及外部性理论的演化[J].浙江大学学报(人文社会科学版),2002,32(1):152-160.
    [15]厉以宁等.西方福利经济学述评 [M].北京:商务印书馆,1984.
    [16]诺斯著.厉以平,蔡磊译.西方世界的兴起[M].北京: 华夏出版社,1984.
    [17][26]厄休拉·凡·匹茨著.张晓军译.鲁尔:一部区域规划的简史[J].国际城市规划,2007,22(3):16-22.
    [18][19][25]张以诚.世界性难题的破解——国外矿业城市经济转型扫描[J].国土资源,2005(6):4-19.
    [20]赵景海.我国资源型城市发展研究进展综述[J].城市发展研究,2006(3):86-91.
    [22][71]王青云.资源型城市经济转型研究[M]北京:中国经济出版社,2003.
    [23][27]刘宏兵.对日本煤炭工业消亡的思考[J].经济问题,2004(12):65-67.
    [24]汤天滋.我国煤炭产区产业转型新论——借鉴法国洛林和我国辽宁经验开拓煤炭产业转型新路径[J].中国软科学,2000(10):75-79.
    [28]郑文升,王晓芳,丁四保.东北老工业基地改造的城市群响应机理研究[J].生产力研究,2007(3):56-58.
    [29]丁四保.制度建设着力可持续发展[J].瞭望,2006(Z1):44-46.
    [30]丁四保,孙淼.资源枯竭型城市发展困境与中央政府的作为[J].地域研究与开发,2006,25(5):1-5.
    [31]阿玛蒂亚·森著.王宇,王文玉译.贫困与饥荒[M].北京:商务印书馆,2001.
    [32]Dollar D and Kraay A.:Growth is Good for the Poor[R].Washington D C:World Bank Policy Research Working Papers,2001.
    [33]蔡荣鑫.国外贫困理论发展综述[J].经济学家,2000(2):85-90.
    [34][35]UN-Habitat.Slums of the World: the face of urban poverty in the new millennium[R].New York:Academic Press,2003.
    [36]Kanji,Nanzeen.Gender,Poverty and Economic Adjustment in Zimbabwe[J].Environment & Urbanization,1995,7(1):37-55.
    [37]Wratten,Ellen.Conceptualizing Urban Poverty[J].Environment & Urbanization,1995,7(1):11-33.
    [38]Ruberto Pedace.The Persistence of poverty in the United States[J].Journal of Economic Issues,2004,11(9):165-168.
    [39]韩俊,崔传义,赵阳.巴西城市化过程中贫民窟问题及对我国的启示[J].中国发展观察,2005,9(6):4-6.
    [40]廖明中.城市化背景下的贫民窟挑战及对策:国际经验与启示[N].中国经济时报,2005-9-1(8).
    [41]王国良主编.中国扶贫政策——趋势与挑战[M].北京:社会科学文献出版社,2005.
    [42]林伯强.中国的经济增长、贫困减少与政策选择[J].经济研究,2003(12):15-25.
    [43]郑文升,王晓芳,丁四保,等.我国东北地区资源型城市棚户区改造与反贫困研究[J].地理科学,2008,28(2).
    [44]马春辉.中国城镇居民贫困化问题研究[J].经济学家,2005(3):75-82.
    [45]郑文升,金玉霞,王晓芳,丁四保.城市低收入住区治理与克服城市贫困——基于对深圳“城中村”和老工业基地城市“棚户区”的分析[J].城市规划,2007,31(5):52-56.
    [46]郑文升,丁四保.我国老工业基地城市的贫困区问题与治理对策[J].开放导报,2007(1):59-63.
    [47]布鲁斯·米切尔著.蔡运龙等译.资源与环境管理[M].北京:商务印书馆,2004.
    [48]Frank Watzold,Martin Drechsler.Spatially Uniform versus Spatially Heterogeneous Compensation Payments for Biodiversity-Enhancing Land-Use Measures [J].Environmental and Resource Economics,2005,31(1):73-93.
    [49]Brian C Murray,Robert C Abt.Estimating price compensation requirements for eco-certified forestry [J].Ecological Economics,2001,36(1):149-163.
    [50]Wolfgang HABER.Landscape ecology as a bridge from ecosystems to human ecology [J].Ecological Research,2004,19(1):117-141.
    [51]G Darrel Jenerette,Wanli Wu,Susan Goldsmith.Contrasting water footprints of cities in China and the United States[J].Ecological Economics,2006,57(3):346-358.
    [52]万军,张惠远,王金南,葛察忠,高树婷,饶胜.中国生态补偿政策评估与框架初探[J].环境科学研究,2005,18(2):1-8.
    [53]熊鹰,王克林,蓝万炼,齐恒.洞庭湖区湿地恢复的生态补偿效应评估[J].地理学报,2004,59(5):772-780.
    [54]毛显强,钟瑜,张胜.生态补偿的理论探讨[J].中国人口.资源与环境,2002,12(4):38-41.
    [55]杜振华,焦玉良.建立横向转移支付制度实现生态补偿[J].宏观经济研究,2004,(9):51-54.
    [56][96]国家发展和改革委员会,国务院振兴东北地区等老工业基地领导小组办公室.东北地区振兴规划[EB/OL].http://www.gov.cn/gzdt/2007-08/20/content_721632.htm,2007-08-20.
    [57]发改能源[2007]3271 号.国家发展改革委关于印发国家核准煤炭规划矿区目录(2007 年本)的通知[EB/OL].http://www.ndrc.gov.cn/zcfb/zcfbtz/2007tongzhi/t20071204_176814.htm,2007-12-04.
    [58]贾治邦.“反弹琵琶”以发展林业产业拉动生态建设[EB/OL].http://news.xinhuanet.com/newscenter/2007-08/20/content_6571205.htm,2007-08-20.
    [59]陈才,李文华主编.世界经济地理[M].北京:北京师范大学出版社,2003.
    [60]白绪全.法国与早期欧洲经济一体化——从“煤钢联营”到“欧洲经济共同体”[J].滁州学院学报.2006,8(5):67-70.
    [61]卓凯,殷存毅.区域合作的制度基础:跨界治理理论与欧盟经验[J].财经研究.2007,33(1):55-65.
    [62]Xiangm ing Chen.The evo lution of free econom ic zones and the recent development of cross national growth zones[J].International Journal of U rban and Regional Rese-arch.1995,19(4):606-616.
    [63]Erik Cederman.Nationalism and Bounded Integration : What it Would Take to Construct a European Demos[J].European Journal of International Relations.2001,7(2):107-117.
    [64]Jeffrey Checkel.European integration,socialization,and identity change[J/OL].Coll-ective Identities and Public Discourses(IDNET) Final Report.http://www.fu-berlin.de/atasp/texte/030625-risse-idnet.pdf.2003-06-25.
    [65]Ulrich Sedelmeier.Identity and the Analysis of European Foreign Policy: Identity Formation Through Policy Practice[J/OL].European Forum Series.http://www.iue.it/RSCAS/WP-Texts/2006-03-13.pdf.2006-03-13.
    [66]王晓云,丁四保.经济发展中我国政府协调区域经济关系的政策失灵原因分析[J].软科学,2006,20(1):60-64.
    [67]丁四保.从经济地带角度出发对我国经济体制改革的考察[J].学习与实践,2007(4):45-49.
    [68]冯革群,丁四保.边境区合作理论的地理学研究[J].世界地理研究.2005,14(1):53-60.
    [69]朱华友,丁四保.全球化背景下产业区位形成悖论的理论解释及其实践意义[J].世界地理研究.2005,14(3):30-36.
    [70]丁四保.我国的地方经济:制度特征与发展不平衡[J].经济地理,2007,27(1):1-4.
    [72]肖庆辉,施俊法,刘权臣.国外矿产资源研究的主要发展趋势[J].国土资源情报,2003(12):1-4.
    [73]J N Blignaut,R M Hassan.Assessment of the performance and sustainability of mining sub-soil assets for economic development in South Africa[J].Ecological Economics,2002(4):89-101.
    [74]Helena McLeod.Compensation for land owners affected by mineral development:the Fijian experience[J].Resources Policy,2000(6):115-125.
    [75]樊杰,孙威,傅小峰,等.我国矿业城市持续发展的问题、成因与策略[J].自然资源学报,2005,20(1):68-771.
    [76]张雷.中国矿产资源持续开发与区域开发战略调整[J].自然资源学报,2002,17(2):162-167.
    [77]李铁滨,郑文升,丁四保.东北资源型城市民营经济发展战略研究[J].经济纵横,2007(8):45-47.
    [78]李素矿.论循环经济与我国矿产资源开发利用及对策研究[J].科技进步与对策,2006,23(3):48-49.
    [79]William D.Watson,King Lin,Thomas Browne.US policy instruments to protect coal-bearing fragile lands[J].Resources Policy,1999(5):125-140.
    [80]王炜,步伟娜.资源型城市生态功能区划研究——以焦作市为例[J].自然资源学报,2005,20(1):78~841.
    [81]王晓芳,郑文升,陈才.东北地区县域经济类型与发展战略研究[J].东北亚论坛,2007,16(4):83-88.
    [82]郑文升.林矿型县域经济发展研究[M]//陈才,马廷玉,杨晓慧.东北地区县域经济发展研究.长春:东北师范大学出版社,2007.
    [83]丁四保.我国城市贫困问题的分析与对策研究[J].开放导报,2006(2):48-51.
    [84]鲁奇,黄英,孟健,等.流动人口在北京中心区和近远郊区分布差异的调查研究[J].地理科学,2005,25(6):655-663.
    [85]张高攀.城市“贫困聚居”现象分析及其对策探讨——以北京市为例[J].城市规划,2006,30(1):40-54.
    [86]丁四保.深圳的城中村问题与问题的解决[J].开放导报,2005,(3).
    [87]郑文升,丁四保,王晓芳.东北地区城市化发展战略[J].经济地理,2006,26(S1):238-241.
    [88]丁四保.东北地区资源型城市贫困问题的调查与分析[J].开放导报,2005,15(6):28-32.
    [89]郑文升,王晓芳,李诚固.中小企业群成长与东北老工业基地改造[J].经济地理,2004,24(3):309-312.
    [90]臧淑英,智瑞芝,孙学孟.基于生态足迹模型的资源型城市可持续发展定量评估——以黑龙江省石油城市大庆市为例[J].地理科学,2006,26(4):420-425.
    [91]宫燕,刘惠清.石油开采对大庆市生态环境影响的初探[J].农业与技术,2005,25(5):44-51.
    [92]王振玉,侯炳祥,李亚新.关于对内蒙古大兴安岭林区森林生态环境建设的若干建议[J].内蒙古林业调查设计,2006,29(5):3-7.
    [93]王晓芳,郑文升,陈才.东北老工业基地改造的城市化困境与对策研究[J].地域研究与开发,2006,25(6):28-32.
    [94]邢伟,程丽秋.加强森林抚育、低效林改造是恢复森林生态系统的有效途径[J].林业科技情报,2007,39(3):6-8.
    [95]马履一,李春义,王希群.不同强度间伐对北京山区油松生长及其林下植物多样性的影[J].林业科学,2007,43(5):1-9.
    [97] 中国证券报.风电潮涌内蒙兴起圈地“风”,产业繁荣下有隐忧[EB/OL].http://www.chinafm.org/Opinion/view74561.html,2006-6-21.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700