概念整合与汉语非受事宾语句
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摘要
文章介绍概念整合理论的理论基础和核心思想,提出以概念整合理论为基础的句法-词汇语义接口系统,用该理论解释现代汉语非受事宾语句的意义构建和句法语义实现过程。
     全文共12章,约12万字。
     第一章为绪论,介绍研究的历史、现状、对象、意义和方法等。
     第二章从概念隐喻理论、框架转换、神经心理三个方面介绍概念整合的理论基础,整合借鉴了隐喻跨概念域的映射方式,将隐喻的两域模式扩展为四空间映射模式;框架转换能将静态的框架语义重新组织到新的框架中构建出新的意义,整合也将动态的框架转换应用到整合时整合框架对输入空间事件框架的选择上;大脑整合功能的发展历史、神经生物学的神经感知处理机制和事件相关电位实验均能证实概念整合的存在。第三章探讨概念整合的基础理论心理空间理论,心理空间认为语言并不携带意义,语言引导意义,心理空间也不同于一般认为的可能世界,它在意义建构观上属于认知语义学范畴。该理论建立在第二代认知科学基础之上,通过对跨域函数、框架化和视点理论的发展及对认知映现理论的发现而来。本章还介绍了心理空间的辨认原则、空间转换和认知建构等。第四章介绍了概念整合的基本框架、映射类型、整合网络类型、运作机制及整合原则。概念整合由输入空间、共有空间和整合空间构成,空间之间映射和投射形成创新结构;概念之间的映射类型有投射、图式和语用功能映射;整合网络类型有单一、镜像、单侧和双侧网络;整合的基本运作机制为组合、完善和扩展,整合会导致空间内部或空间之间关系的压缩与竞争;整合原则有组成原则和统治原则两类,人类量度原则为整合总原则。第五章介绍用于句法词汇语义接口的事件结构理论的产生与发展过程。事件结构理论起源于动词意义的体结构研究、逻辑语义中的事件研究,生成语义学用谓词解构将事件分解用于句法研究。此后,事件结构被用于句法语义接口研究,这些研究可以分为事件从词库映射到句法和事件直接映射到句法两类。第六章提出概念整合、构式语法与事件结构理论结合来表征语法与意义的表征模式。语法整合的句法实现是以想象事件和语法构式为输入空间,通过跨空间的映射和投射,在整合空间中由句法句式表征出来;语法整合的意义实现是以句法句式和事件结构为输入空间,通过跨空间的映射和投射,在整合空间中由想象事件表征出来。
     第七章讨论供用句的意义构建及句法实现过程。句式由“一定数量的NP_1使用一定数量的NP_2”和“一定数量的NP_2供一定数量的NP_1”整合而成,分析其整合特征,得出浮现意义为“一定数量的物质供一定数量的人或物使用”。第八章讨论存现句的意义构建及句法实现过程。句式由“存在对象存在(或处于某种状态)”和“某处存在某物”整合而成,分析整合特征,得出浮现意义为“某处存在处于某种状态的存在对象”。第九章讨论工具宾语句的意义构建和句法实现过程。句式由“A做P”和“A用I”整合而成,分析整合特征,得出浮现意义为“主体实施动作时对工具的选择”。第十章讨论处所宾语句的意义构建和句法实现过程。句式由“A做(P)”和“A位于L”整合而成,分析整合特征,得出浮现意义为“主体实施动作时对处所类型的选择”。第十一章讨论材料宾语句的意义构建和句法实现过程。句式由“A做P”和“A使用M”整合而成,分析整合特征,得出浮现意义为“主体实施动作时使用某种材料”。
     第十二章“结论”,对全文进行总结。
This paper introduces theoretical basis and core content of conceptual blending theory. A system of syntax-semantic interface is posed based on conceptual blending. It uses the system to explain the course of semantic construction and syntax-semantic realization.
     The paper includes 12 chapters and about 120.000 words.
     Chapter 1 is preface. This chapter provides informations of history, current situation, targets, values and measures of the study.
     Chapter 2 introduces the theoretical basis of conceptual from three areas of conceptual metaphor, frame transformation and nerve psychology. Conceptual blending draws on the experiences of the metaphor pattern and extends the two domains of metaphor to the four ones. Frame transformation can organize static frame meaning to the new frame again and constructs new meaning. The conceptual blending applies the dynamic frame transformation to selects input spaces as the blending frame. Conceptual blending theory can be proved being existed by the development history of blending function, nerve perception and operation mechanism of nerve biology, Event-related Brain Potentials experiment. Chapter 3 research the basis theory of conceptual blending which is mental space theory. Language can’t bring meaning but it can guide it from mental space theory. Mental space theory is different from the possible world. The theory builds on the base of the second generation cognition science and originated from the development of cross-domain function, framed and point of view, and cognitive mappings. This chapter also introduces the Access Principle, space transformation and cognitive construction of mental space theory. Chapter 4 presents the basis frames, mapping types, blending networks types, operate mechanism and blending principles of conceptual blending theory. The blending spaces made up of two input spaces, a generic and a blending space. It comes into being emergent structure by the mapping and projection between different spaces. The mapping types have three which are projecting, scheme and pragmatics mappings. And the four types blending networks are simplex, mirror, single-scope and double-scope networks. There are two kinds of blending principles which are constitutive and governing principles. The head principle is human scale principle. Chapter 5 introduces the origination and development of the event structure theory used in syntax-semantics preface. The theory origins from the study of aspect of verb semantics and event research in logic semantics. The generate semantics deconstructed the event by predicate deconstruction in syntax study. From then on, event structure is used to the research of syntax-semantics preface. This research can be divided into two kinds: the first is mapping from lexicon to syntax, the second is mapping from event to syntax directly. Chapter 6 suggests a syntax and semantics realization pattern by three theories of conceptual blending, construction grammar and event structure. The syntax realization of grammar blending is represented from the syntactical structure based on the input spaces of conceived event and grammar construction by the mapping and projecting cross the spaces. And the semantic realization of grammar blending is represented from the conceived event based on the input spaces of syntactical structure and grammar construction by the mapping and projecting cross the spaces.
     Chapter 7 explores the semantic construction and syntax realization of supply sentence. The sentence is blended by the input spaces of“a certain amount of NP1 use a certain amount of NP2”and“a certain amount of NP2 supply a certain amount of NP1”. The emergent meaning is“a certain amount of material supply a certain amount of people or things”through analyzing the blending characters. Chapter 8 explores the semantic construction and syntax realization of existing or appearing sentence. The sentence is blended by the input spaces of“the existing object exists (or lies on some status)”and“somewhere exists something”. It can concludes that the emergent meaning is“somewhere exists the existing object lying on some status”through analyzing the blending characters. Chapter 9 explores semantics construction and syntax realization of instrument object sentence. The sentence is blended by the input spaces of“A acts P”and“A uses I”. It can derive that the emergent meaning is“the subject selects the instrument when acting”through analyzing the blending characters. Chapter 10 explores the semantic construction and syntax realization of location object sentence. The sentence is blended by the input spaces of“A acts (P)”and“A is located in L”. Through analyzing the blending characters, it can derive that the emergent meaning is“the subject selects location when acting”. Chapter 11 explores the semantic construction and syntax of material object sentence. The sentence is blended by the input spaces of“A acts P”and“A uses M”. It can derive that the emergent meaning is“the subject uses certain material when acting”by analyzing the blending characters.
     Chapter 12 is conclusion which sums up all the paper.
引文
①关于概念整合理论介绍的文章较多,这里只列举部分,读者可参考张辉、杨波(2008)的相关介绍。
    ②张云秋(2005:10-23)对受事宾语的历史研究状况进行了较详细的介绍。
    ①束定芳(2000:172-178)将相似性分为物理、心理和记号性相似性,物理相似性指事物之间的形状或功能上的相似;心理相似性指非物理的、心理感受上的相似;记号性相似指用某一情景表达另一情景。
    ①Fauconnier(1997:9-13)将映射进一步细分为三类:投射映射、语用功能映射和图式映射,下文在讨论整合理论的核心思想时再具体介绍这三种映射。
    ①Coulson(2001)的专著后来由世界图书出版社于2010年出版影印版,张辉先生在导读中有相关介绍,读者也可参考导读中的相关内容。
    ①读者可参考Levin and Rappaport Hovav(2005:78-130)对这三种方法的详细介绍。
    ①很多学者(如任鹰2005、丁加勇2006)都注意到了句式动词的抽象性。
    ①如任鹰(2005:82)认为“他戴着帽子”中的“他”有歧义,既可能是方所也可能是施动者。
    ①齐沪扬(1996)也注意到了这种现象,认为句式中存现对象存在有定性的倾向。
    ①徐默凡(2004:238)也提出了工具宾语的出现规律之一是不能被顺利理解为受事。
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