新农合制度下农村基层医疗服务质量及其治理研究
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摘要
本文是关于新型农村合作医疗政策下的农村基层医疗服务质量及其治理研究。新型农村合作医疗政策激活了一大批农村基层医疗机构,在事实上增强了乡镇卫生院和村卫生室的地位和作用,尤其是在新农合制度设计中处于枢纽地位的乡镇卫生院,在国家层面受到政府前所未有重视。我国农村基层卫生工作得以迅速开展,呈现出农村居民看病受益、定点医疗机构业务收入增加、卫生事业发展的“多赢”局面。在农村卫生事业水平整体改善的同时,乡村两级基层医疗卫生机构的医疗服务问题引起了越来越多的研究和政策关注。新型农村合作医疗能否正常运作的关键,在于是否拥有一个质优价廉的医疗服务供给系统,当前新型农村合作医疗服务主要由县、乡、村三级医疗卫生服务网承担:县级医疗机构主要负责以住院为主的疾病诊治及危重急症病人的抢救,乡镇卫生院负责提供常见病、多发病的诊疗,村卫生室承担所在行政村的一般疾病的诊治工作。农村三级医疗网应该有效地分流农村患者,使农村居民的大部分基本医疗需求在基层医疗卫生机构得到满足。但是,由于我国城乡医疗资源配置失衡和不公平,乡村两级医疗服务机构普遍面临人力资源、技术能力和设备建设滞后的局面,无法为新农合的正常运转提供可靠的服务和质量保障。尽管新农合通过提高补偿比例等手段鼓励农村居民更多地选择基层医疗机构,然而农村基层医疗的服务水平和质量不能让参合农民满意,尤其在遇“大病”需要治疗的时候,参合农民宁愿选择价格高、路途远的县级以上医院。因此,目前的农村基层医疗服务机构,无法为新农合的正常运转提供可靠的组织保障,也没有很好实现新农合制度缓解农民“看病贵、看病难”的初衷。农村基层医疗服务质量的优劣直接关系到广大农村居民的健康和切身经济利益,加强农村基层医疗服务质量建设和管理,是当前和今后巩固和发展农村合作医疗的关键环节。
     本研究试图通过对我国部分地区乡镇卫生院和村卫生室医疗服务质量的调查研究,总结和分析新农合实施后农村基层医疗服务质量的现状、问题和根源。并将利益相关者和治理理论引入农村基层医疗服务质量研究领域,从利益相关者治理的视角探索农村基层医疗服务质量提升的策略和措施,为新农合成熟规范运行提供有力的理论和实践依据。
     一、论文的研究内容
     第一部分(第1章、第2章):通过背景分析与文献研究回顾阐明研究的问题。包括选题的提出与选题的意义、研究的主要内容、基本思路和主要方法。回顾与梳理国内外医疗服务治理实践及相关理论研究,形成对医疗卫生服务质量问题、治理及利益相关者理论的认识。
     第二部分(第3章、第4章、第5章):在农村合作医疗制度变迁与农村医疗卫生体制改革的宏观背景下,阐述农村基层医疗卫生服务系统的产生、发展及其现实状态,运用双重差分模型探讨新农合政策对农村基层医疗服务格局的影响;在经济学视角分析农村医疗卫生服务需求与供给的基础上,以作为新型农村合作医疗主要基层定点医疗机构的乡镇卫生院和村卫生室为切入点,运用结构方程分析等定量方法从供需双方的角度探讨影响乡镇卫生院、村卫生室医疗服务质量的主要因素;通过样本地区乡镇卫生院和村卫生室服务质量的问卷及访谈调查,结合国家公布的数据资料,总结和分析新农合实施后农村基层医疗服务质量的现状、问题和根源。
     第三部分(第6章、第7章):运用德尔菲法、问卷及访谈等调查研究方法对新农合基层医疗服务机构的利益相关者进行界定、分类及利益取向、利益冲突分析,寻找利益相关者协同治理的条件与机制。通过正反馈、负反馈及延迟结构分析,围绕新农合基层医疗服务机构的核心利益相关者进行医疗质量问题基模分析。将众多的核心利益相关者整合为政府子系统、农村基层医疗卫生机构子系统、患者子系统、新农合管理者子系统和药品供应商子系统,采用图形结构进行系统基模分析,从利益相关者视角探讨新农合制度下农村基层医疗服务质量的改善策略。
     第四部分(第8章):展开新农合下农村基层医疗服务质量利益相关者协同治理设计。按照治理目标、治理结构、治理机制的结构框架来阐明新农合下农村基层医疗服务质量治理的过程与机制。构建农村基层医疗服务质量协同治理的效用模型,通过模型更为深入地刻画农村基层医疗服务质量治理的关键点与作用机制,提出全新的农村基层医疗服务质量的治理思路。
     第五部分(第9章):总结研究结论,提出相应的政策建议,并展望后续研究。
     二、论文的主要结论
     1、新型合作医疗制度给农村基层医疗服务机构带来了发展机遇的同时也对基层医疗服务质量提出了挑战,质量问题已成为农村基层医疗机构发展的瓶颈,也成为新农合有效运转的绊脚石。新农合本身作为一种资源配置的机制,采取何种付费方式以及主要的付费流向,对于农民的就医行为以及各定点医疗机构的服务行为,都有深刻的影响。本文通过对CHNS筛选数据的双重差分模型分析表明,新农合持续提高了患者到乡镇卫生院就诊比例,政策的实施使得农村居民的就医流向趋于基层医疗机构。我国农村地区基本形成了县、乡、村三级卫生网络布局,农村居民的医疗服务“可及性”较好,但是由于农村乡、村两级基层医疗卫生机构的技术水平较差,农村居民遇到“大病”宁愿舍近求远地选择县级及县级以上医院,导致城市医院拥挤、看病难,而农村基层医疗机构设备闲置、人才流失的恶性循环。
     2、无论是研究者还是政策制定者,都需要正确找寻当前我国农村基层医疗服务中存在的质量问题,目前农村基层医疗服务质量问题主要表现在:技术水平较差、药物滥用和诊疗行为不规范的等方面。在当前农村合作医疗制度框架下,从供需两个角度的调查分析发现,乡镇卫生院(供方)比较重视医疗服务技术性质量,主要包括诊疗质量、合理用药、临床诊疗规范等内容;患者(需方)对乡镇卫生院质量问题的反映主要集中在医生诊疗水平、设备条件、职业道德态度、医疗费用等方面;村卫生室(供方)目前关注的主要有:诊疗质量、器械消毒、人员资质等内容;患者(需方)对村卫生室的主要质量问题反映在设备条件差、药品种类少等方面。乡镇卫生院医疗服务质量问题产生的原因主要表现在:医疗技术人员缺乏、内部有效质量管理和外部质量监控机制缺失;村卫生室医疗质量问题显得更为模糊,村卫生室机构的建设和发展政策不明朗是影响村卫生室医疗质量管理的根源问题。
     3、新型农村合作医疗的实施和农村医疗卫生服务的提供,都出现政府“包揽一切,,的倾向,政策的制定并没有顾及不同群体的利益诉求,影响了医疗服务最初目标的实现,同时导致基层医疗服务质量管理与监督的无力。由于医疗服务产品本身的公益性、服务供给的垄断性和供给诱导性的特点,决定了消费者的支付意愿,同时也决定了服务提供者的供给意愿。从管理学的角度分析,政府是新农合的制度设计者与组织者,新农合的实施使原来简单的医患双方转变为政府、医疗机构和参合农民的三方关系。现行新农合的制度设计过多地强调医疗费用的控制而忽视了对定点医疗机构服务质量的监管,参合农民对医疗机构服务质量缺乏有效的监督渠道和投诉机制,导致农村基层医疗服务质量无法得到保证和改善。
     4、医疗服务质量的治理实际上是对医疗服务机构的治理,在新型合作医疗的政策框架下,乡镇卫生院与村卫生室作为提供基本医疗服务和公共卫生服务的特殊复合型组织,其利益相关者众多且存在利益冲突,利益的协调与整合是农村基层医疗服务质量治理的关键。农村基层医疗服务机构的利益相关者是对医疗服务进行了“投资”,并承担医疗服务结果可能造成的风险的个人或群体。按照他们在医疗服务中的地位和作用不同,分为核心利益相关者、中间利益相关者和边缘利益相关者。由于不同利益相关者利益目标的差异性,存在着以下几种利益冲突:第一,医疗服务消费者与提供者及其代理人(医生)之间的利益冲突;第二,各级政府及其职能部门、新农合管理办公室、乡镇卫生院、村医及农村居民等利益相关者,在医疗服务目标的偏好及选择不一致时产生的利益冲突,这些冲突的协调是重要的治理着力点。
     5、系统基模分析从不同利益相关者的角度解释了农村基层医疗服务现存的治理问题及原因。农村基层医疗卫生机构在“市场化”浪潮下转变了医疗卫生工作的重点和医疗卫生工作的性质。一方面,这种“市场化”的大环境让农村三级卫生网络中的主角——乡镇卫生院和村卫生室由层级间的协作关系变质为层级间的竞争关系,使农村基层医疗服务的纵向整合质量降低。另一方面,随着经济体制的变革,乡镇卫生院和村卫生室基本上已经成为相互独立的市场主体。为了重塑农村基层医疗卫生工作的秩序化和完整性,20世纪90年代后国家提出了“乡村卫生管理一体化”的政策。但是,当前的乡镇卫生院与村卫生室的关系,实质上是乡镇卫生院受地方政府的委托对村卫生室进行管理。这种委托管理在所有权缺失的情况下,容易产生违规操作、与村医争利以及利益分配不公平的问题,这些失范行为导致农村基层医疗服务的目标侵蚀。
     6、当前农村基层医疗卫生机构在“公益”、“福利”、“非营利”等属性上飘移、争论,新型合作医疗管理机构也陷入“督”与“办”的含混境地,破解农村基层医疗服务质量问题的关键是质量监督机制的重塑。①新型农村合作医疗的推行,在一定程度上影响了农村基层医疗服务的利益格局。虽然乡镇卫生院与村卫生室之间的医疗业务定位不同但两者之间仍然存在较为激烈的竞争关系。因此,在新型农村合作医疗制度框架下,可逐步打破各自为政的格局。村医可充当新农合的“守门人”中色,通过首诊过滤,建立村、乡、县逐级转诊制度。②乡镇卫生院和村卫生室不能向一般的医院模式和诊所方向发展,因为乡镇卫生院和村卫生室还受国家卫生行政部门委托,承担了公共卫生服务的职能。建议落实农村基层医疗卫生的乡村一体化管理,在乡镇卫生院与村卫生室的纵向业务分工合作的基础上,制定不同层次的质量监督机制。
     7、由于新农合制度设计中特殊的多层级委托—代理关系,在农村地区乡村两级医疗机构服务质量的内部治理中,各核心利益相关者随着医疗卫生服务的延伸环节进行质量的治理。包括医患关系的治理结构、医院运营的治理结构、新型农村合作医疗保险环节的治理结构。可以考虑在政府引导下设置由核心利益相关者代表组成的农村基层医疗服务质量治理的实体组织,对农村基层医疗服务进行客观、独立的第三方协调与监督。外部治理的重点则主要是政府外部治理平台的打造以及市场机制与社会监督机制的完善。
     三、论文的创新之处
     1、采用供需双方视角的分析,较为准确地发现了新农合乡村两级定点医疗机构服务质量的主要问题。通过对乡镇卫生院和村卫生室进行医疗服务质量的定量、定性分析,发现乡镇卫生院和村卫生室(供方)比较重视医疗服务技术性质量,而患者(需方)对基层医疗服务质量问题的反映则更倾向于非技术性质量维度,这为改善农村基层医疗服务质量提供了实证依据和启示。
     2、提出了农村基层医疗服务质量利益相关者协同治理的思路。已有的治理研究多是政府或医院视角的单边治理,本研究将利益相关者与治理理论引入新农合农村基层医疗服务质量的研究领域,把乡镇卫生院和村卫生室作为特殊复合型组织,根据农村基层医疗服务质量体系的治理目标,探索了农村基层医疗服务质量利益相关者协同治理的目标、治理结构和运行机制,为政府改善和提高农村基层医疗服务质量提供决策参考。
This dissertation is a study on quality and governance for the rural basic medical service under the new rural cooperative medical system. The new rural cooperative medical policy to activate a large number of rural grassroots medical institutions,in fact enhanced township hospitals and village clinics in the status and role, especially the township hospitals which are the hub in the new rural cooperative medical system design and paid the unprecedented attention to by the government at the national level.With China's rapid development of rural health work, There appear the "win-win" situations of a rural residents medical benefit,business income increase in fixed-point medical institutions and health development.With overall improvement of the rural health service level,the medical service problems in the township and village two basic medical and health institutions have attracted more and more research and policy attention.Whether the New rural cooperative medical system is operated normally,the key is to have a medical service system with good quality and cheap supply.At present,this medical service is mainly took on by the county, township,village three health services network.County level medical organization is primarily responsible for inpatients with disease diagnosis and emergency rescuing;Township Health Center is responsible for the provision of common disease, frequently-occurring disease diagnosis and treatment;Village clinics is in charge of the general disease diagnosis and treatment work within the scope of the administrative village.Three rural health services network should be effective for triage of patients in rural areas,so that most of the basic medical needs of rural residents are met in the basic medical institutions.However,because the allocation of medical resource between urban and rural exists a severe imbalance and inequity in our country and the township and village two medical service institutions generally face the difficulty that the human resources,technology and equipment construction are lagging behind the medical demands of rural residents,the township and village two medical service institutions cannot provide reliable service quality guarantee for the normal operation of new rural cooperative medical system,the farmers prefer county level hospital with long distance and high price,especially in the case of serious illness.Therefore, the current rural basic medical service institutions cannot provide reliable organizational guarantee for the normal operation of new rural cooperative medical system and also do not well realize the original intention of the new rural cooperative medical system to alleviate farmer poor access and high fee are.Rural basic medical service quality is directly related to the health of rural residents and the vital economic interests.Strengthening the construction and management of the township hospitals,village clinics service quality is the key link to consolidate and develop the rural cooperative medical at present and in the future.
     This study attempts to analyse and make a summary of the current situation,problems and causes of rural basic medical service quality after the implementation of new rural cooperative medical system,based on the investigation of the township hospitals,village clinics service quality in some regions of China.In the meantime,the stakeholders theory and the governance theory are drawn into the research on rural basic medical service quality and from the stakeholder perspective,explore the strategy and measures of rural basic medical service quality improvement in order to provide a strong theoretical and practical basis for new rural cooperative medical system.
     1. The contents
     This dissertation is constituted by five parts.
     Part I(Chapter one and two):Through the background analysis and literature review,the research problems are elucidated,including in main contents,basic ideas and main methods.The goverance practice and theory study related to the domestic and foreign medical service are reviewed and combed,thus forming the understanding of the health service quality issues,governance and stakeholder theory.
     Part Ⅱ (Chapter three, four and five):Under the macroscopic background of the rural cooperative medical system change and the rural medical and health system reform,the production,development and realistic condition of rural medical and health system are explained.Using the double difference model,the effect of the rural cooperative medical system on the rural basic medical service pattern are investigated.Based on the economics analysis of rural medical and health service demand and supply,taking township hospitals and village clinics,which are the main base fixed medical institutions in the new rural cooperative medical,as the breakthrough point and using structural equation analysis etc,from both sides of supply and demand perspective,the main factors that affect the township hospitals and village clinics medical service quality are explored. By questionnaire and interview investigation of township hospitals and village clinics service quality in sample areas,combined with the national data published,the current situation,problems and causes of rural basic medical service quality are analysed and summarized after the implementation of new rural cooperative medical system.
     Part Ⅲ(Chapter six and seven):Using the Delphi method,questionnaire and interview,et al,the stakeholders in the new rural cooperative medical service institutions are defined,classified and analysed of interest orientation and conflict and look for the condition and mechanism of collaborative management of the stakeholders.By analysis of negative feedback,positive feedback and delay structure,the stakeholders in the new rural cooperative medical service institutions are analyzed by medical service quality problem schema.Integrating the core stakeholders to government subsystem,rural medical and health institutions subsystem,patient subsystem,managers subsystem,new rural cooperative management subsystem and parmacy supplier subsystem,at the same time,making the system schema analysis by graphic structure,from the perspective of stakeholder,inquiry into the improvement strategy of rural basic medical service quality under the new rural cooperative medical system.
     Part IV (Chapter eight):The collaborative management on the stakeholders in rural basic medical service quality under the new rural cooperative medical system are designed. According to the management goal,management structure and framework of management mechanism,clarify the process and mechanism of rural basic medical service quality governance under the new rural cooperative medical system. Constructing and using the utility model of collaborative management of rural basic medical service quality,deeply characterize the mechanism and the key point of the rural basic medical service quality governance and in the end,puts forward a new rural basic medical service quality management idea.
     Part Ⅴ (Chapter nine):Summarize the research conclusion and put forward the corresponding policy recommendations and the prospect of a follow-up study.
     2. The conclusions
     (1)The new rural cooperative medical system brings development opportunity for rural basic medical service institutions,but also flings down a challenge to the basic medical service quality.The quality problems have become a bottleneck of the development of rural basic medical service institutions and an impediment to the effective operation of the new rural cooperative medical system.That the new rural cooperative medical system as a resource allocation mechanism adopts what kind of payment and the main payment flow has the profound influence on the the farmer's medical behavior and the designated medical institutions'service behavior.In this dissert,the double difference model analysis of the CHNS screening data shows that the new rural cooperative medical system improves the proportion of patients to the township hospital and makes more and more rural residents get medical treatment from the the rural basic medical institutions.Researchers have also found that rural basic medical service quality can not meet the needs of farmers. Though the county,ountryside,village three level medical health network layout has formed and the medical service accessibility of rural residents is better in rural areas, because the technology is poor in the rural township,village level two basic medical and health institutions,rural residents encountering a "serious " would rather spend choice of county-level hospitals,which cause the city hospital overcrowding and difficult to see a doctor and form the vicious spiral of equipment idle and brain drain in the basic hospital.
     (2) Whether researchers or policy makers, are required to properly search of current rural basic medical service quality problems existed in rural basic level, the current medical service quality problems are mainly manifested in:low grade technology,drug abuse and non-standard diagnosis and treatment behavior etc.Under the framework of current rural cooperative medical system,through investigation and analysis from two aspects of supply and demand,township health centers (Supplier) attaches importance to medical services technical quality,including the rational use of drugs, clinical diagnosis standard and treatment quality,etc.The patients'(consumers') reaction to township health centers'quality problems mainly show in the doctor's level,equipment condition, occupation moral attitudes and medical expenditure,et al.At present,the village clinic (seller) pays close attention to the quality of diagnosis and treatment,sterilization,personnel quality etc,nevertheless,the patients'(consumers') reflection on village clinic quality problems are mainly in poor equipment condition and less types of drugs etc.The cause which Leads to service quality problems in the township health hospital are lack of medical technical personnel and missing in the internal quality management and external quality monitoring mechanism.The medical quality problems in village clinic appears more fuzzy.That the policy of construction and development in village health organization and personnel is not clear is the source which is the impact on the village clinic medical quality management.
     (3)With the implementation of new rural cooperative medical system and the provision of rural medical and health service,there has been a tendency that government does everything.The policy do not take into account the interests of different groups,which influences the effects of initial goals and leads to the weak management and supervision in the basic medical services quality.The characteristics of medical health services,due to the public welfare nature,service supply monopoly and supply induction of medical service product itself,determine the consumers'willingness to pay and the service providers'supply desire.From the perspective of management,the government is designer and organizer of the new rural cooperative medical system.The implementation of new rural cooperative gives the changes from the simple doctor-patient relationship to the relationship among the government,medical institutions and farmers.The new rural cooperative medical system design make too much emphasis on the control of medical costs,while ignoring quality management of the fixed-point medical institutions,at the same time,the farmers are lack of effective supervision channels and complaint mechanism about medical service institution quality,in the end,which cause that the guarantee and improvement in the rural basic medical service quality is unable to be obtained.
     (4)Under the policy framework of new rural cooperative medical, township health hospital and village clinic are special compound organization that provides basic medical and public health service.Because there are many stakeholders and there is a conflict of interest among different stakeholders, the coordination and integration of interests is the key of goverance of the rural basic medical service quality. The stakeholders in the rural basic medical service institutions are an individual or a group who make the investment in the network and take risks. According to the status and role of them, the stakeholders are divide into key,intermediate and borderline stakeholders.Due to the different stakeholder interests differences, stakeholders in the rural grassroots health network exist in the following kinds of conflicts of interest:the first,conflicts of interest among medical and health service; providers, consumers and their agents;Second, when the medical service target preferences and choice are inconsistent.the different stakeholders produce conflict of interest,such as governments at all levels and their functional departments,township health hospitals,new rural cooperative management office,village doctor and rural residents etc.These interest coordination and integration of conflicts is the Key Points of the rural basic medical service quality governance.
     (5)The system schema analysis from the point of view of the different stakeholders explains the existing governance problems and reasons in the rural basic medical service.The rural basic medical service institutions transforms the emphasis and nature of medical and health work under the tide of "market".On the one hand, this "marketing" environment makes the relationship changes from the cooperation to competition between township health hospital and village clinic as the leading role of the rural basic medical service institutions, and decrease the overall quality of the rural basic medical service.On the other hand, along with the economic system reform,township health hospital and village clinic basically has become the independent of each other market main body.In order to recreate the rural basic medical service institutions orderliness and integrity, in the late1990s,20th century, country puts forward the "rural health administration integration" policy. The relationship between the current township health hospital and the village clinic, in essence, is that township health hospital manage village clinic by the commission of local governments. In the absence of ownership, the entrusted management is easy to produce illegal operation, strive for profits with village doctor and the unfair distribution of interests, which led to the erosion of goal of rural basic medical service institutions.
     (6)The current rural basic medical service institutions drift and debate on the attributes of "public interest","welfare" and "nonprofit". The new cooperative medical system also get into a "supervision" and "do" ambiguous position. The key to break the rural basic medical service problems is the remodeling of quality supervision mechanism.①The implementation of the new rural cooperative medical treatment, in a certain degree, affects interest pattern of the rural basic medical service. Although the medical business orientation is different between township health hospitals and village clinic, there exists more intense competition relationship. Thus, under the framework of new rural cooperative medical service system,may carry out the internal integration for the rural basic medical service institutions and break the pattern of act of their own free will.Village doctor can serve as the new rural cooperative medical treatment,"gatekeeper" role.Through the first filtering,establish the referral system among village,township,county.②Because rural basic medical service institutions entrusted by the state public health administrative department,take on the public health service functions,the township health hospitals and village clinic can't develop towards the general hospital mode and clinic. The township-village integration management should be implemented.At the same time,based on the longitudinal business cooperation between the township health hospitals and village clinic,enact the quality supervision mechanism at different levels.
     (7)As the special multi-level principal-agent relations in the design of new rural cooperative medical system,with the extension of medical and health services,each core stakeholders are treated during the internal governance of township,village level two medical service quality,including the governance structure of the doctor-patient relationship, hospital operation, and the new rural cooperative medical insurance link. Also may consider seting up the physical organization consisting of representatives of the core stakeholders under the guidance by the government and carrying out the objective, independent coordination and supervision on rural basic medical service. The focus of external governance is mainly a government external management platform to build and a market mechanism and the social supervision system to improve.
     3. The innovations
     (1) From the supply and demand perspective, the main problems about service quality are discovered more accurately in the township and village two basic medical institutions designated by the new rural cooperative system. By quantitative,qualitative analysis of the township hospitals and village clinics,this study find the township hospitals and village clinics (Suppliers) pay attention to the medical services technical quality,yet the patients'(consumers) reaction to the basic medica service quality problems mainly show in non-technical quality dimensions.The above findings provide an empirical basis and inspiration for the improvement of basic medical service quality.
     (2)Put forward the ideas of rural basic medical service quality stakeholders collaborative governance. The existing research is unilateral governance from the perspective of the government or hospital. The stakeholders governance theory is introduced into this study on rural medical service quality under the new rural cooperative medical system.Counting the township hospitals and village clinics as a composite organization and according to the governance target of rural basic medical service quality system,the stakeholders collaborative governance objectives, structure and operation mechanism of the rural basic medical service quality are explored,which provide the decision-making reference for the government to improve and enhance the rural basic medical service quality.
引文
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