警察讯问话语批评分析
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摘要
本研究属于法学和语言学交叉领域法律语言学的一个分支,是警察执法口语语言的动态、过程研究。本研究对警察讯问话语中权力关系进行了批评分析,目的是为展现警察讯问话语中的权力不对称现象,并提出若想达到警察讯问的机构目的,即在保障人权的基础上有效获得犯罪嫌疑人真实自愿地供述,警察就需要调整讯问话语中的不平衡权力关系,向着互动双方参与的“会话”方向转变,实现由“讯问(Interrogation)”向“询问(Interview)”的转变。
     第一章导论综述法律语言学、警察讯问话语等相关研究,简要介绍了本研究的目的、内容和意义。
     第二章是有关语言理论和研究方法的介绍。本章对权力的概念进行了解析,提出了适合本研究的权力操作概念,构建了以权力分析为问题中心的,综合批评话语分析工具的研究框架。本研究的研究方法和语料情况也在本章做了说明。
     第三章分析警察讯问话语的机构特征。本章着重考察了机构话语研究的历史和概念,归纳了警察讯问话语的机构话语特征,分析了机构话语语境下的权力关系问题。
     第四、五、六章运用会话分析方法对警察讯问话语的形式进行了描述。第四章主要对警察讯问话语进行了结构分析。借助参与角色理论,提出了警察讯问话语的理想参与框架。
     第五章基于语料数据专门分析了警察讯问中的问话行为,展现了我国警察讯问的现状以及讯问中警察是如何利用问话来行使权力的。
     第六章对警察所掌握的语言互动控制资源进行分析,进一步揭示讯问中的警察是如何使用这些语言形式控制和支配犯罪嫌疑人,实现自己交际目的的。
     第七章考察警察讯问话语中的警察故事版本与犯罪嫌疑人故事版本的协商和斗争。通过展示在此过程中警察讯问者所采取的种种话语控制手段来说明警察讯问者在犯罪事实构建过程中表现出的强势话语权力。
     第八章则对犯罪嫌疑人的答话行为进行了分析。在最低程度上遵守合作原则的基础上,犯罪嫌疑人会采用某些抵制策略来防御警察讯问者控制性问话。但这种权力抵制大都是被动的、防御性的,不能改变犯罪嫌疑人的弱势地位。
     第九章总结全文,指出警察讯问话语中权力不对称会影响到机构目的的实现,由此提出“会话式”警察讯问模式。笔者还阐述了本研究对警察讯问实践的启示,指出了警察讯问语言使用中的不规范之处并研拟了中国警察讯问语言规范建议稿。最后指出了本研究的特色、局限和今后努力方向。
The present study belongs to a newly emerging and promising cross-disciplinary research, referred to as law and language (Forensic Linguistics). The present study explores the power indicators during police interrogation practice so as to evidence the claim that police interrogators override suspects in an all around way. Police interrogators undertake an“authoritative”discursive role in police-suspect confrontation. Police interrogators are accustomed to exerting this discursive power and never reflect on its barrier to the realization of institutional goals. Police officers, therefore, should lower figure to strike a better balance in the asymmetrical power relationship between the interrogators and suspects. They are advised to adapt a change in discursive roles and conduct“interview”instead of“interrogation”.
     Chapter 1 introduces“forensic linguistics”and summarizes the recent study in police interrogation discourse so as to provide an academic background of the present study. It also conveys the purpose, contents and significance of the present research. Chapter 2 defines the working concept of“POWER”in the present study and introduces some basic ideas and approaches concerning critical discourse analysis on the basis of a generalization of relevant linguistic theories. It also reveals information about the language data and research methods. Chapter 3 analyzes the institutional features of police interrogation discourse, esp. power in institutional context as the starting point for the study.
     Chapters 4, 5, and 6 analyze the form of police interrogation discourse by conversation analysis. Chapter 4 descries the overall structure of police interrogation discourse, and puts forward the ideal participant framework to attain institutional goals. Chapter 5 analyzes the“question speech act”of police interrogation discourse to display how police officers exert their power through coercive questions and throw light on the current situation of Chinese police interrogation practice. Chapter 6 proceeds to show police interrogators’dominant discursive power by presenting the various kinds of interaction control tools employed by police interrogators.
     Chapter 7 shows the overwhelming dominance of police interrogators while in competing with suspects for different versions of event. Chapter 8 describes the“answer speech acts”of suspects. Some strategies are adopted by suspects in response to police interrogators’questions. Not making a list of those strategies, we examine suspects’answers to the coercive questions and to get the main strategies taken by suspects. However, these resistances seem vulnerable before the authoritative police.
     Chapter 9 concludes the major discoveries of the study, describes implications for interrogation practice. The study advocates police interrogators to adapt a conversational style and make a transformation from“interrogation”to“interview”. In terms of the problems of language use in interrogation, the study offers a recommended version for the normalization of police interrogation language. At last, the strengths and limitations of the study are listed and domains for future study in police interrogation discourse are proposed.
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    223廖美珍著:《法庭问答与互动研究》,北京:法律出版神。2003年第1版,第55页。
    224廖美珍著:《法庭问答与互动研究》,北京:法律出版神。2003年第1版,第55页。问话虽然经常以问句的形式表达出来。我们这里的“问话”不同于“问句”。在英语中问话与“question”对应,与“问句”对应的英语是“interrogative sentences”。“问话”是话语(utterance),是在一定语境中,为一定的目的或效果而发出的,具有一定语力的言语行为(speech acts),属于语用范畴。而“疑问句”指脱离语境的,从句法分析角度归纳出的一种句类,属于语法范畴。
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    232 Sacks H, A. Schegloff & Jefferson, 1974. A Simplest Systematics for the Orgnization of Turning-taking for Conversation. Language, Vol.50, No.4.
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    236 Jesperson, O.1933. Essentials of English Grammar. London: George Allen & Unwin Ltd.
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    261 Fairclough, N. 1992, Discourse and Social Change. Polity Press, Pp. 152-168.
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    263 Atkinson, J. M. Heritage, J, 1984: Structure of Social Action. Cambridge: Cambridge University Press.
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    283 Mishler, Elliot G. 1984, The Discourse of Medicine: Dialectics of Medical Interviews, Ablex Publishing Corporation. Norwood.
    284 Greatbatch, C. 1988, A Turning Taking System for British News Interview. Language in Society, 17,401-30.
    285 Greatbatch, C. 1988, A Turning Taking System for British News Interview. Language in Society, 17,401-30.
    286 Greatbatch, C. 1988, A Turning Taking System for British News Interview. Language in Society, 17,401-30.
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    295详细请参照廖美珍著:《法庭问答及其互动研究》,法律出版社。2003年,第172-223页。
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    300 Sacks, H. (1992),“Lectures on Conversation. Cambridge, MA: Blackwell Publishers.”
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    304 Toolan, M. J. 1988, Narrative: A Critical Linguistic Introduction, Routledge: London and New York. Preface.
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    309 A symposium in the mid-1990s was dedicated to storytelling in law practice. See Lawyers as Storytellers and Storytellers as Lawyers: An Interdisciplinary Symposium Exploring the Uses of Storytelling in the Practice of Law, 18 Vermont L. Rev. 567 (1994).
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    313转引自,M.S. Lewis-Beck, A. Bryman and T. Futing Liao, eds (2003), The Sage Encyclopedia of Social Science Research Methods, 3 Vol. boxed set, Sage.
    314 Hinchman, L.P. and Hinchman, S.K. (eds) (1997) Memory, Identity, Community: The Idea of Narrative in the Human Sciences, Albany NY, State University of NY Press.
    315 A. Pejlert et al., 1999. Narrative and Narrative Analysis, Blackwell Science Ltd, Journal of Clinical Nursing, 8, 663-674.
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    334 Driver, E.D.1968, Confessions and the Social Psychology of Coercion. Hardvard Law Review82, 42-61.
    335 Heritage, J. 1985,‘Analyzing news interviews: aspects of the production of talk for an overhearing audience’. In T.A.V. Dijk, Handbook of Discourse Analysis (Vol. 3, PP 95-117). London: Academic Press.
    336 Fairclough, N. 1992, Discourse and Social Change. Polity Press, Pp. 152-168.
    337 Heritage, J. 1985,‘Analyzing news interviews: aspects of the production of talk for an overhearing audience’. In T.A.V. Dijk, Handbook of Discourse Analysis (Vol. 3, PP 95-117). London: Academic Press.
    338 Auburn, T. Drake,S. and Willig,C. 1995,“You punched him, didn’t you?”: versions of violence in accusatory interview. Discourse and Society, 6(3),353-86.
    339 Heritage and Waston 1979,‘Formulations as conversational objects’. In G. Psathas(ed.) Everyday Language: Studies in Ethnomethodology (PP. 123-62).New York: Ivrington Publishers.
    340 Mey, Jacob L. 1985,Whose Language, a Study in Linguistic Pragmatics. Amsterdan/Philidelphia: John Benjams.Pp.173-174.
    343 Liberman, Kenneth, 1981, Understanding Aborigines in Australian Courts of law. Human Organization 40, 247-255.
    344 Solan, Lawrence M. and Peter M. Tiersma, 2005, Speaking of Crime: The language of Criminal Justice. University of Chicargo Press.
    345 Eades, D.1994,A Case of communicative clash: Aboriginal English. In Gibbons, John(ed.) Language and the Law. London/New York, 234-264.
    346 Gudjonsson, G.H. 2003, The Psychology of Interrogations Confessions. London: Wiley.
    347 Fairclough,N. & Wodak,(1997),‘Critical Discourse Analysis.’In T.A. Van Dijk (ed.) Discourse as Social Interaction (pp。258-84). London: Sage.
    348 Fairclough,N. & Wodak,(1997),‘Critical Discourse Analysis.’In T.A. Van Dijk (ed.) Discourse as Social Interaction (pp.258-84). London: Sage.
    349 Halliday, M.A.K. 1994, Introduction to Functional Grammar,2nd, edn. London: Edward Arnold.
    350 Zimmerman, D.H. 1998,‘Identity, Context and Interaction’In C. Antaki ans S. Widdicombe (eds), Identities in Talk (pp. 87-166). London: Sage Publications.
    351 Bergmann,J.R.1992,‘Veiled morality: notes on discretion in psychiatry’. In P.Drew and J. Heritage(eds), Talk at work(pp 137-62). Cambridge: Cambridge University Press.
    356廖美珍:《法庭问答与互动研究》,北京:法律出版社。2003年,第76页。
    357程朝阳:《法庭调解话语语用研究》, [博士论文],中国政法大学,2007年,第57页。
    358 Baumert, Michael,1977,Classification of English Question-Answer Structures. Journal of Pragmatics: 85-92.转引自廖美珍:《法庭问答与互动研究》,北京:法律出版社。2003年。
    359(1)对知识的正确再现,被认为是正确的,(2)同时又要是对确切问话的确切答话。因此答话可以分为:(a)不正确的回答,(b)正确而又完整的回答,(c)正确但是不完整的回答,(d)答话部分正确,但又有一些不正确或者不相关的话,(e)答话完全正确但是有添加的无关的信息。转引自廖美珍:《法庭问答与互动研究》,北京:法律出版社。2002年第1版。
    360廖美珍:《法庭问答与互动研究》,北京:法律出版社。2003年,第76页。
    361转引自廖美珍:《法庭问答与互动研究》,北京:法律出版社。2003年,第76页。
    362 Cole, P. & Morgan, J. L. (eds). (1975), Syntax and Sematics3: Speech Acts. New York: Academic Press. Pp.41-58.
    363 Cole, P. & Morgan, J. L. (eds). (1975), Syntax and Sematics3: Speech Acts. New York: Academic Press. Pp.41-58.
    364 Cole, P. & Morgan, J. L. (eds). (1975), Syntax and Sematics3: Speech Acts. New York: Academic Press. Pp.41-58.
    365莱文森(Levison, Stephen. C.)著;何兆熊导读:《语用学》,外语教学与研究出版社,2001年,第101-102页。
    368廖美珍著:《法庭问答与互动研究》,北京:法律出版社。2003年,第434-462页。
    369王得杏著:《英语话语分析与跨文化交际》,北京语言文化大学出版社,1998年,第80页。
    370廖美珍著:《法庭问答与互动研究》,北京:法律出版社。2003年,第76页。
    371廖美珍著:《法庭问答与互动研究》,北京:法律出版社。2003年,第437页。
    374廖美珍著,《法庭问答与互动研究》,北京:法律出版社。2003年第1版,第444页。
    375 Drew, P. and Heritage, J. (eds) (1992) Talk at Work: Interaction in Institutional Settings. Cambridge: Cambridge University Press. Eades, D. (1994)‘A case of communicative clash: Aboriginal English and the legal system’, in J. Gibbons (ed.) Language and the Law. Harlow: Longman, 234–64. Harris, S. (1984)‘Questions as a mode of control in magistrates’courts’, International Journal of the Sociology of Language, 49: 5–27.
    376 Newbury,Phillip and Alison Johnson,“Suspects’resistance to constraining and coercive questioning strategies in the police interview”, The international journal of speech, language and the law,2006, Pp.215-239.
    377 Drew, P. (1990)‘Strategies in the contest between lawyer and witness in cross-examination’, in J. Levi and A. Walker (eds) Language in the Judicial Process. London: Plenum Press, 39–64.
    378 Fairclough, N. (1995) Critical Discourse Analysis. The Critical Study of Language. London: Longman.
    379 Clayman, S. E. (2001)‘Answers and evasions’, Language in Society 30(3): 403–42.Pp.403.
    384 Gibbons, J., 2003. Forensic Linguistics: An Introduction to Language in the Justice System. Oxford: Blackwell. Pp.95.
    385 Gibbons, J., 2003. Forensic Linguistics: An Introduction to Language in the Justice System. Oxford: Blackwell. Pp.36.
    386Maley, Y., 1994.‘The language of the law’, in J. Gibbons, Language and the Law. Essex: Longman, 11–50. Pp.
    390 Tsui, A. (1992)‘A functional description of questions’, in M. Coulthard (ed.) Advances in Spoken Discourse Analysis. London: Routledge, 89–110.Pp.92.
    391 Halliday, M. A. K. (1985) An Introduction to Functional Grammar. London: Edward Arnold.
    392 Drew, P. (1990)‘Strategies in the contest between lawyer and witness in cross-examination’, in J. Levi and A. Walker (eds) Language in the Judicial Process. London: Plenum Press, 39–64.
    393 Drew, P. (1992)‘Contested evidence in courtroom cross-examination: the case of a trial for rape’, in P. Drew and J. Heritage (eds) Talk at Work: Interaction in Institutional Settings. Cambridge: Cambridge University Press, 470–520.Pp.483.
    394 Pomerantz, A. (1984)‘Agreeing and disagreeing with assessments: some features of preferred/dispreferred turn-shapes’, in J. M. Atkinson and J. Heritage (eds) Structures of Social Action: Studies in Conversation Analysis. Cambridge: Cambridge University Press, 79–112. Pp.64.
    395 Clayman, S. E. (2001)‘Answers and evasions’, Language in Society 30(3): 403–42.Pp.403.
    396 Drew, P. (1990)‘Strategies in the contest between lawyer and witness in cross-examination’, in J. Levi and A.
    397 Gibbons, J. (2003) Forensic Linguistics: An Introduction to Language in the Justice System. Oxford: Blackwell.Pp.101.
    398 TED是英语“Tell”(讲一讲),“explain”(解释一下),“describe”(描述一下)的首字母。
    399 Ehrlich, S. (2002)‘(Re)Contextualizing complainants’accounts of sexual assault’, Forensic Linguistics: The International Journal of Speech, Language and the Law, 9(2): 193–212. Pp.196.
    399 Ehrlich, S. (2002)‘(Re)Contextualizing complainants’accounts of sexual assault’, Forensic Linguistics: The International Journal of Speech, Language and the Law, 9(2): 193–212. Pp.196.
    402 Raymond, G. (2000)‘The voice of authority: the local accomplishment of authoritative discourse in live news broadcasts’, Discourse Studies, 2(3): 354–79. Pp.355.
    403 Conklin, William E, 1998,“The Phenomenology of Modern Legal Discourse: the juridical production and the disclosure of suffering”, Dartmouth publishing company, Ashgate.
    404孙长永著:《侦查程序与人权—比较法考察》,中国方正出版社2000年版,序言第5页。
    406转引自John Gibbons(ed.)1994, Language and Law. London: Lonman.
    407毕希茜著:《侦查讯问理论与实务探究》,中国人民公安大学出版社,2004年,第63页。
    408徐美君著:《侦查讯问程序正当性研究》,北京:中国人民公安大学出版社。2003年,第59页。
    409本小节中有关无罪推定的理论主要参考了樊崇义:《刑事诉讼法实施问题与对策研究》,北京:中国人民公安大学出版社。2001年。
    410 (意)贝卡利亚著,黄风译:《犯罪与刑罚》,中国大百科全书出版社,1993年,第45页。
    411樊崇义著:《刑事诉讼法实施问题与对策研究》,北京:中国人民公安大学出版社。2001年,第67页。
    416李立,赵洪芳著:《法律语言实证研究》,群众出版社,2009年,第76页。
    417陈卫东:论犯罪嫌疑人的诉讼主体地位及其权利保障,中国民商法律网,2006年12月10日。
    418徐国桢著:《揭开侦讯的神秘面纱》(暴力篇),台北:五南图书出版股份有限公司,2008年,序言第5页。
    419 Brown,P. & S. Levinson. 1978, Universals in Language Usage: Politeness Phenomenon. In Good, E, N. (ed). Questions and Politeness: Strategies in Social Interaction, Cambridge University Press.
    420 Leech, G..N. Principles of Pragmatics, Longman, 1983.
    422陈融,面子、留面子、丢面子——介绍Brown和Levinson的礼貌原则,原载《外国语》1986年第4期。载束定芳,《中国语用学研究论文精选》,上海外语教育出版社,2001年10月第一版,第493页。
    425李婷婷:“面子理论”与“顺应论”在警察业务中的应用研究,《广东技术师范学院学报》,2008年第8期。
    428 Cook, M. 1996,“A different story: narrative versus‘question-answer’in Aboriginal evidence”. Forensic Linguistics: the International Journal of Speech, Language and Law, 3(2),73-88.
    430Oxburgh, G.E. & Trond Myklebust & Tim Grant, 2010, The question of question types in police interviews: A review of the literature from a psychological and linguistic perspective. The international journal of specch, language and the law. Vol.17,Pp.45-66.
    434徐美君著:《侦查讯问程序正当性研究》,中国人民公安大学出版社,2003年,第219页。
    435“当庭播放警方讯问录像还了民警清白”,《青年时报》2006年05月24,http://news.sohu.com/20060524/n243389005.shtml。
    436陈卫东主编:《刑事诉讼法实施问题调研报告》,中国方正出版社,2001年第176页。
    438毕希茜著:《侦查讯问理论与实务探究》,中国人民公安大学出版社,2004年,第142-145页。
    441贺卫方:法言法语的意义,法律评论网www.fatianxia.com/paper_list.asp?id=3128.
    442刘红婴著:《法律语言学》[M],北京:北京大学出版社,2003年,第123页。
    446廖美珍著,《法庭语言技巧》,法律出版社,2004年,第106-123页。
    448袁传有:“由美、英、中警察告知语言分析看中国警察告知体系的建构”. [J].《修辞学习》,2005年第1期。
    449王鑫:讯问犯罪嫌疑人时诉讼权利告知,《河南公安学刊》2000年第1期,第39页。
    450 Cotterill, J. Reading the Rights: a cautionary of comprehension and comprehensibility [J]. Forensic Linguistics, 2000,7 (1),4-25. Gudjonsson, G. and I. Clare. The Proposed new police caution(England and Wales): How easy is to to understand? [J] Expert Evidence, 1994,3(3):109.12.
    451 Grisso, T. Instruments for Assessing Understading and Appreciation of Miranda Rights. [M] Sarasota FL: Professional Resources Press, 1998.
    452 Shuy, R.W. 1998. The language of Confession, Interrogation, and Deception. Thousand Oaks: Sage. Shuy, Roger W. Ten unanswered language questions about Miranda[J]. Forensic Linguisitcs, 1997,4(2)175-196. Shuy, Roger W. etal, Review of Grisso, Thomas Instruments for Assessing Understanding and Appreation of Miranda Rights[J]. Forensic Linguistics, 2000,7(1)131-136.
    453徐盈雁:高检院出台《检察机关文明用语规则》违反文明用语规范造成不良影响将被问责http://llzw.spp.gov.cn/zybs/201007/t20100701_380836.shtml 2010-06-3新闻来源:检察日报。
    454廖美珍著:《法庭语言技巧》,法律出版社,2004年,第121页。
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