肺失肃降的病理生理研究及其临床指导意义探讨
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摘要
1选题思路和研究目的
     新世纪,在中医药全面现代化的进程中,中医基础理论的研究明显滞后于临床和中药方面的研究,很大程度上影响了其对临床工作的指导作用和中医现代化的整体进程。
     中医名词术语的不规范及概念的模糊性和内涵的不确定性是中医基础理论中较突出的问题。如何更好地运用现代的语言表述、逻辑思维以及现代科技手段去研究它们的内涵和认识这些术语的本质?并在此基础上促进中医基础理论的发展,更好地对中医临床发挥指导作用?这就是本课题立题的最初设想。以肺而言,肺气宣发与肃降一直以来都是中医藏象学研究的一个薄弱环节。导师结合多年的教学、科研及临床经验,带领我们从这一角度深入开展“肺气宣发与肃降的病理生理研究及其临床指导意义的探讨”工作。多年来,先后开展了“肺主皮毛的理论探讨”、“卫气的病理生理研究”、“肺与大肠相表里”、“魄门亦为五藏使”和“肺气宣发和肃降的病理生理研究”等。同时,反思前些年中医在抗击“非典”中的经验,更使我们确信,深入研究有关肺气的宣发肃降理论,对指导临床工作具有重要的现实意义。基于以上原因,本课题在项目前期工作的基础上,更集中、更深入研究肺失肃降的理论及其与急性肺损伤的相关性,阐明它们共同的病理基础;从《内经》藏象学有关肺气的理论认识急性肺损伤(ALI)的发病机理及其防治方法,并进一步提示运用中医基础理论与发掘历代治疗经验对防治急性呼吸道感染严重并发症、降低其死亡率与后遗症的临床意义。
     2研究方法
     2.1理论挖掘和文献整理
     通过对有关肺主“肃降”理论的文献整理和分析,结合现代中医理论研究参考,明确肺主“肃降”的概念、内涵及功能特点,并结合临床实践的观察,阐明肺失肃降形成的病理机制;通过相关中西医学文献整理、对比和分析研究,认识肺失肃降与急性肺损伤的相关性,并从中医理论和经验出发,阐述祛痰逐水法防治急性肺损伤的立法依据及临床指导意义。
     2.2实验研究方法
     选用复制LPS诱导的ALI大鼠模型,观察实验动物的超微病理组织病理变化、血气分析、肺湿/干比值及血清炎症因子TNF-α和抗炎因子IL-4以及肺泡灌洗液中PMN细胞分类计数等,探讨仲景祛痰逐水方药对ALI的影响。
     2.2.1实验性急性肺损伤大鼠模型的建立
     内毒素是革兰氏阴性细菌细胞壁的脂多糖成份,通过静脉注入或气管内吸入内毒素可以很好地模拟感染后的ALI。我们要研究的是急性上呼吸道感染后并发的ALI,发病过程和病理变化都与之较符合,因此我们选用大肠杆菌脂多糖诱导的ALI模型。按照文献方法,用尾静脉注射大肠杆菌脂多糖(LPS)复制大鼠急性肺损伤模型,致伤后,模型组大鼠动脉血氧分压(PaO_2)呈下降趋势;病理观察肺脏体积明显增大,表面可见大小不等的暗红色斑片状病灶;光镜下观察,肺组织内有大量炎细胞浸润,可见肺间质及肺泡水肿,肺出血明显,造模成功。
     2.2.2检测指标的确定及检测方法
     ①一般状况观察:包括各组大鼠实验处置前后的外观、活动、进食、饮水、大小便、毛色、呼吸的频率和幅度、呼吸道分泌物、体重等。
     ②血气分析:动物麻醉后,即刻腹主动脉采血,用全自动血气分析仪检测。
     ③肺组织湿/干比:处死动物后取右肺上叶准确称取湿重,干燥24h后,再称取干重,计算肺湿干/比。
     ④肺组织病理学变化观察:肺组织石蜡包埋切片,HE染色,用于光镜下观察。
     ⑤肺组织超微结构变化观察:戊二醛、锇酸双固定,透射电镜观察肺组织超微结构变化。
     ⑥肺泡灌洗液PMN计数:肺泡灌洗液采用甲紫染色计数白细胞总数,姬姆萨—瑞氏染色计数细胞分类。
     ⑦大鼠血清中肿瘤坏死因子α(TNF-α)的测定:用放射免疫分析法(RIA)测定大鼠血清肿瘤坏死因子α。
     ⑧大鼠血清白细胞介素4(IL-4)的测定:用放射免疫分析法(RIA)测定大鼠血清白细胞介素4。
     3研究结果
     3.1理论提示:
     通过文献整理,在对肺主“肃降”的内涵及肺失“肃降”的临床表现进行了分析、讨论后,关于肺失肃降,我们有了以下认识:
     ①.肺失肃降是阻塞性、限制性肺系疾病(如哮喘、SARS、肺炎、急性肺损伤等)发生的病理基础。这是因为生理情况下,肺主肃降是肺气活动有效性的根本特征,也是肺一切生理活动的基础。
     ②.结合文献资料与临床观察,急性肺损伤表现的症状、体征与中医肺失肃降的证候基本符合。由此初步认为,急性肺损伤的病理改变与肺失肃降相关。虽然脏腑病机中形成肺失肃降的途径很广,既有慢性肺、脾、肾虚损,也有急性的外感实邪传里,但显然后者与急性肺损伤更为相符。
     ③.从中医病机分析,“痰”是肺失肃降的关键,在病变过程中起着极重要作用。痰既是呼吸系统疾病的最一般、最基本和最重要的病理产物,又是影响肺气功能活动重要的继发性病因。故无论因病生痰,还是因痰致病,痰是原始病因与继发性病理产物的复合体,是威胁肺气活动的重要病邪。所以,从中医视角观察,急性肺损伤的肺实变、玻璃样变等病理改变及其进一步发展形成的急性呼吸窘迫综合征与“痰”的关系最密切。急性肺损伤时因过度炎症反应产生的渗出物、水肿液等停聚于肺组织间隙,就形成了中医的“痰”。因此,我们认为肺失肃降是ALI发生的病理基础,痰实结聚胸膈是ALI的病机关键。
     ④.重温《伤寒论》中外感寒邪,化热入里之痰热结胸,以及寒实结胸、水结胸等辨证论治理论及其经典方药,启发我们认识到除痰利肺气是中医救治ALI的关键,这是中医药治疗呼吸道阻塞的窘迫证候的特色和优势;同时,在历史积累的宝贵经验和方法中,挖掘出祛痰逐水法用于治疗ALI。
     3.2实验研究结果
     实验结果显示:
     ①.造模后大鼠明显表现毛色无光泽,竖毛、易惊、进食减少;大便干,灌服中药后大便稀,便次增多;呼吸在注射脂多糖后半小时加快,呼吸道有少量粉红色分泌物从鼻中流出。但在造模第二天后,造模组及各中药干预组大鼠呼吸频率减慢。
     ②.血气分析模型组大鼠动脉血氧分压(PaO_2)与中药干预组及空白对照组比较明显降低(P<0.01),空白对照组和各中药干预组氧分压间无显著差异,均在正常范围。
     ③.肺组织湿/干比值(w/d)肺组织湿/干比造模后明显升高,模型组高于各中药干预组及空白对照组,模型组、中药干预组及空白对照组间比较有显著性差异(P<0.05)。
     ④.各组大鼠肺组织病理学改变,模型组大鼠肺间质毛细血管扩张充血明显,间质大量炎细胞浸润,部分肺泡内充盈渗出物,透明膜形成;中药干预各组大鼠肺组织病理改变程度较模型组轻。空白对照组光镜下肺泡内无渗出,间质有少量炎细胞浸润,无间质毛细血管扩张充血和增宽。
     ⑤.超微病理改变:透射电镜下,模型组肺泡Ⅰ型细胞肿胀,并有核破裂,肺泡Ⅱ型细胞板层小体空泡改变,细胞肿胀。同时基底膜明显增厚、毛细血管壁变薄并扩张充血明显。中药干预各组电镜下肺泡细胞改变不显著,但基底膜仍增厚并见毛细血管充血。空白对照组则肺泡细胞、基底膜及毛细血管均未见异常改变。
     ⑥.大鼠肺泡灌洗液(BALF)白细胞计数及多形核白细胞(PMN)分类计数白细胞计数中药干预组明显低于模型组,P<0.05,有显著性差异;中药干预组与空白组比较,P>0.05,无显著性差异;模型组高于空白组,P<0.05,有显著性差异。PMN分类计数结果显示:各组间比较,模型组明显高于各组,P<0.05,有显著性差异。
     ⑦.大鼠血清中肿瘤坏死因子(TNF),模型组中明显升高,模型组高于中药干预组及空白对照组,并中药干预组高于空白对照组,有显著性差异(P<0.05)。
     ⑧.大鼠血清中血清白介素4(IL-4),模型组中明显升高,模型组高于中药干预组及空白对照组,并中药干预组高于空白对照组,有显著性差异(P<0.05)。
     4结论
     ①.通过文献整理、临床观察及实验模拟,我们认为急性肺损伤/急性呼吸窘迫综合征与中医肺失肃降的密切相关性。肺失肃降是ALI发生的病理基础,痰实结聚胸膈是ALI形成的关键环节。
     ②.祛痰逐水法方药,对急性肺损伤组织有保护作用,能使急性肺损伤组织病理损害程度减轻、组织水肿缓解等。祛痰逐水法方药能明显减少促炎因子—肿瘤坏死因子,并使肺组织中炎细胞的聚集减轻,也说明祛痰逐水方药能通过减少促炎因子肿瘤坏死因子和减少PMN在肺组织中的聚集,从而减轻病情,保护肺组织。同时,祛痰逐水方药既能抑制过度炎症反应,也能预防抗炎反应过度,所以其作用机制还可能是调节促炎—抗炎间的平衡。而究竟对抗炎因子作用为主还是以对炎症因子作用为主,本实验未能涉及。但未来关于中医药对急性肺损伤的作用可从此方面入手。
     ③.临床治疗如肺气肿、慢性肺心病、大叶性肺炎及急性肺损伤的肺实变等阻塞性、限制性肺系疾病,不仅可用肃肺降气的方法,更可把治痰作为重要的治疗思路和治疗途径。临床上对于各类病因引起的上呼吸道感染的严重并发症,以肺失肃降为主要病理表现者,如急性肺损伤,更可结合病情,在急性期,根据中医辨证论治,把握时机,果断攻邪,及时适度用祛痰逐水、破结、通导大便等攻逐方法,使痰饮邪气从下而出,并上逆肺气得降。这也是维护肺气的重要方法,体现了自张仲景以来,中医治疗呼吸系统疾病的基本经验。
     ④.中西医学是两个不同的医学体系,中医藏象学中的“肺”,不能简单等同于现代医学中的肺,因此临床中中医治疗肺系疾病,也必定以整体观和辨证论治为出发点,辨清外感与内伤,分清虚实、寒热,而非简单的只针对细菌、病毒,一味地用清热解毒药来抗炎、抗病毒。
     5创新性
     ①.理论上系统阐述肺失肃降的概念和病机,突出强调痰饮是肺失肃降的病理关键,为祛痰逐水法治疗在临床中的应用(如治疗急性肺损伤)提供理论依据;
     ②.论证了肺失肃降与ALI/ARDS的相关性,为从动物实验研究肺失肃降的病机开阔了思路,也为运用中医药历史上积累的宝贵经验,防治ALI/ARDS寻找到切入点。
     ③.首次从峻下和温下两种祛痰逐水法,从免疫组化、病理组织形态和超微结构,探讨中医药对ALI/ARDS的治疗作用和机制,为指导中医药参与治疗肺系危急重症做好基础研究,更好地发挥中医药的特色与优势。
1. The Reasons and objective of the research
     In the new century, during the process of all-round modernization of traditionalChinese medicine, research on the basic theories of traditional Chinese medicine fallsbehind that of clinic and Chinese herbs obviously, and this severely affect its guidanceon clinic and the process of whole modernization of traditional Chinese medicine.
     Irregularity of terminologies, murkiness of concepts and incertitude ofmeanings are the outstanding problems in the basic theories of traditionalChinese medicine. How to research the meanings and essence of these conceptsby using modern scientific and technological ways and to accelerate thedevelopment of basic theories of traditional Chinese medicine is the primaryassumption of this research. Research on the ascending and descending functionsof the lung qi has always been a weak aspect of Zangxiang theories of traditionalChinese medicine. Our tutor lead us to carry out the path-physiological researchon the lung qi and its effect on guiding clinical work of traditional Chinesemedicine from this aspect combing his teaching, researching and clinicalexperience. We have been carrying out the following researches for many years,such as discussion on the lung dominates the skin and hair, research on thedescending and ascending functions of the lung qi. Meanwhile, think about theexperience of traditional Chinese medicine on dealing with SARS in the earlieryears make us believe that it has realistic effect to research deeply on the theories of the descending and ascending functions of the lung qi to guide clinical work.Based on these reasons and the earlier work, we plan to research the theories ofthe lung which loses its ascending and descending functions and to clarify itspathological basis, probe the method of recognizing the process of ALI andmechanism to treat and prevent it by using the theories of the lung qi in theCanon of Medicine, furthermore, clue the clinical meaning of using basictheories of traditional Chinese medicine and dredging clinical experience ofdifferent times to prevent and treat with severe complication of acute respiratoryinfection and to bring down its death rate and latter diseases.
     2. Research method
     2.1 Research method of theories
     On the basis of arranging and analyzing the literature of the descending andclearing functions of the lung, combing the text of Basic theories of TCM atpresent, we identified the concept, meaning and functional characteristics of thedescending and clearing functions of the lung and clarified the mechanism of thelung which loses its descending and clearing functions combing the clinicalexperience. Meanwhile, on the basis of arranging and researching on the relatedTCM and western medicine literatures, we set up the TCM and western medicinemechanism of ALI, and according to the theories of differentiating the syndromeand treatment, we clarified the basis of the method of exorcizing the phlegm andwater and its clinical guiding meaning.
     2.2 Experimental research method
     We try to choose to copy the ALI mice models induced by LPS to observe thesuper-micro pathological change of organization, lung weight moisture, BloodGas Analyze and TNF-a, IL-4, PMN cell count in the BALF, thus to discuss theeffect of Zhang zhongjing's formula of exorcizing phlegm and water on ALI.
     2.2.1 To make the mice model of ALI
     Endotoxin is the LPS of the cell wall of Gram Negative Bacilli, vein injectionand trachea aspiration are the good ways to simulate ALL What we researched is ALIcaused by acute upper respiratory infection, the process of the disease and thepathological change coincide with it, so we chose ALI model induced bylipopolysaccharide LPS. According to literature method, we used tail vein injectionmethod to inject lipopolysaccharide LPS to copy ALI mice model, after injured, PaO_2of the model team began to descend, the volume of lung obviously expanded, big andsmall dark red plaques could be seen on the surface of the lung. Observed through optical Microscope, amounts of inflammatory cells exposure could be seen, also,dropsy could be seen in the alveolar and pulmonary, lung hemorrhage was obvious,and this proved that the model was successful.
     2.1.2 Determination of Examination target and examination method
     1) General condition observation: including big mice' outward appearance, theactivity, food eating, the drinking, the feces and urine, hair, the breath frequency andscope, the respiratory tract secretion, the body weight of each group before and afterthe model-making.
     2) Blood gas analysis: After the animal has been anaesthetized, instantly picks theblood from abdomen aorta and examines with the entire automatic blood vigoranalyzer.
     3). Calculation of lung wet/dry weight ratios: Weight moisture of the lung: afterthe animal was killed, choose the upper part of the right lung, weighs it, and thendry it for 24 hours, then weighs it again and calculate the wet/dry weight ratios ofthe lung.
     4) Observation of the pathological change of the lung organization: use paraffinsection method to entrap the lung organization, dye with HE method, and observewith optical microscope.
     5) Super-micro structure change observation: use Glutaral and Osmic acid to stablethe organization and use TEM to observe the super-micro change of the lungorganization.
     6) Counting of BALF PMN: use Jurgens Staining Method to count the amount ofwhite ceils and Giemsa Staining Method to count the cells.
     7) Determination of TNF-a: RIA method to determine TNF-a.
     8) Determination of IL-4: RIA method to determine IL-4.
     3. Results:
     3.1 Theory research results:
     Combine with the literature material and after analyzing and discussing onthe essence of the descending and clearing functions of the lung and the clinicalsymptoms of the lung which loses its descending and clearing functions, wemake the following conclusions on it:
     1). Dysfunction of the descending and clearing functions of the lung is thepathological basis of immanent obstruction and restriction lung diseases. This isbecause the descending and clearing functions of the lung is the basiccharacteristics of the activities of the lung qi under the physiological condition and also the basis of all the physiological activities of the lung.
     2). According to the clinical manifestation of ALI, We realize the correlationbetween dysfunction of the descending and clearing functions of the lung anddevelopment of ALI.
     3). Phlegm is the key mechanism of the lung when it loses its descending andclearing functions and it acts an important role in the process when the lung losesits descending and clearing functions. Phlegm is the basic and most importantpathological change of the respiratory system diseases. It is not only thepathological product of the body, but also one of the most important factors tocause diseases. According to the etiology and mechanism theories of TCM, nomatter what diseases produce phlegm, or the phlegm cause diseases, phlegm isthe combination of the primary etiology and secondary pathological product, andbecomes an important factor to cause diseases.
     4). ALI/ARDS coincides with the symptoms of "Jiexiong" of TCM, the mainpathological characteristics of ALI/ARDS is the formation of pulmonary edema andtransparent membrane which contains abundant protein in the alveolar exudationcaused by the high permeability of the lung micro-vessel and combine with thepulmonary fibrosis. All these exudates and sub-eschar tissue fluid stay in the gaps ofthe lung organization and form the phlegm of TCM. So, we think that the pathologicalbasis of ALI is because the lung loses its descending and clearing functions, and thephlegm stays in the chest is the key mechanism. Therefore, to exorcizing the phlegmand make the movement of lung qi normal is the key method to deal with ALI, this isthe combination of TCM theories and clinical experience and is the importantexperience to deal with ARDS. So, we decide to choose the method of exorcizing thephlegm and water to deal with the ALI mice induced by endotoxin.
     3.2 Experimental research results:
     1). After the model has been made, the mice appeared the followingcharacteristics: the hair erect and lose gloss, easy to be frightened, dietingdecrease, dry stools, after taking Chinese herbs, the stools becomes loose andstool frequency increases, breath frequency increases after injecting LPS, pinkexcrete fluid from the nose, but the second day after the model was made, thebreath frequency of the mice in each team decreased.
     Lung moisture became higher obviously after the model was made, model team ishigher than that of treating team, and treating team is higher than that of blankteam, there are obvious differences between each team.(p<0.05)。
     2). Blood gas analysis: PaO_2 of the model team is obviously lower than that ofother teams (p<0.01), no differences exist between the treating team and blank team,both of them are in the normal range.
     3). Weight moisture of the lung: after the animal was killed, choose the upperpart of the right lung, weighs it, and then dry it for 24 hours, then weighs it andcalculate the moisture of the lung.
     4). Pathological changes of the lung organization of each team: the micro-vessel of thelung of the mice in the model team expanded obviously and obvious congestionformed, amounts of inflammatory cells infiltrated in the pulmonary, parts of thealveolar were filled with exudation, transparent membranes formed, changes of thepathological characteristics in each treating teams are lighter than that of the modelteam, alveolar in the blank team has no exudation observed with optic microscope,little of inflammatory cells infiltrated in the pulmonary, no micro-vessel congestedand expanded in the pulmonary.
     5). Super-micro structure change observation: observed with TEM, we found thatⅠcells of the alveolar in the model team was intumescent, the core of some of the cellsbroken,Ⅱcells of the alveolar appeared LB caving, and ceils intumescence,meanwhile, basilar membrane thickened, micro-vessel became weak and congested.The Changes of alveolar cells in each Treating teams was not obvious, but basilarmembrane thickened, micro-vessel became weak and congested. No changesappeared in the alveolar, basilar membrane and micro-vessel in the blank team.
     6). Counting of BALF white cells and PMN: counting of white cells is obviouslylower in the treating teams than that of the model team(p<0.05), compared withblank team, no obvious difference (p>0.05), counting of white cells is obviouslyhigher in the model team than that of the blank team(p<0.05). PMN cells countingresult is that the model team is obviously higher than that of other teams(p<0.05).
     7). Determination of TNF-a: TNF in the model team is higher than that of treatingteam, and treating team higher than that of blank team (p<0.05).
     8). Determination of IL-4:IL-4 in the model team is higher than that of treatingteam, and treating team higher than that of blank team (p<0.05).
     4. Conclusions
     1). ALI/ARDS correlated with dysfunction of the descending and clearingfunctions of the lung. Impairment of clearing and descending function of the lung isthe pathological basis of ALI, and the phlegm stays in the chest is the key mechanism.
     2). Formulas of exorcizing the phlegm and water can protect the lungorganization of ALI, and can relieve the pathological injury of the lung and theedema. It can obviously relieve TNF-a and the gathering of inflammatory ceils inthe lung organization, which proved that it can relieve the symptoms of ALl by lowerthe TNF-a and PMN. Meanwhile, it can restrict and protect the over-inflammatoryreaction, so, its effect mechanism probably exists in make the balance of adjustinginflammation and anti-inflammation. But, if it is effective to anti-inflammation factorsor inflammation factors has not been researched. But further research could beconsidered in the future.
     3). To deal with diseases such as pulmonary emphysema, chronic pneumocardialdisease, Lobar Pneumonia and acute lung injury in TCM clinics, we can not only usethe method of descending and clearing the lung qi, but also the method of treat withphlegm. In the TCM clinics, when deal with the related diseases caused by upperrespiratory infection, such as acute lung injury, which has the main pathologicalcharacteristics of loses its descending and clearing function, we can choose themethod of exorcizing phlegm and water and recover the stools, thus to make thephlegm excreted and protect the lung qi. This method represents the basic experienceof TCM to deal with respiratory system diseases since Zhang zhongjing's time.
     4). TCM and western medicine are the two different systems, the lung in theZangxiang theories of TCM can not be simply equaled to that of western medicine. So,in TCM clinics, when deal with lung system disease, we must focus on the integrationviews and the method of differentiating and treating syndromes according to Zangfutheories of TCM, which need to differentiate the exterior and interior, deficiency andexcess, cold and heat, but not just deal with bacteria or virus and just use the methodof dealing with inflammation and virus.
     5. Creativity
     1). Systematically clarified the key pathological mechanism of the lung when it losesits descending and clearing functions and specially mentioned the relationshipbetween the phlegm and it, thus, supply theoretical basis for using the method ofexorcizing phlegm and water to treat with ALI.
     2). From the research, we expand the idea of how to carry out the study ondysfunction of the descending and clearing functions of the lung, and find a newentry point that some classical empirical Chinese medical formula will be used to treatALI/ARDS.
     3). Using strong exorcizing and warm exorcizing method for the first time and discussed the effect and mechanism of TCM to deal with ALI and ARDS from thesphere of RIA, pathology and micro-structure, thus did important basic research forTCM to participate in dealing with acute severe respiratory system diseases andsupplied material for the coming clinical job.
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