复杂产品系统创新能力研究
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摘要
提高自主创新能力是产业结构调整的关键环节。复杂产品系统属于大型资本品,是经济社会现代化的支撑平台,复杂产品系统创新的成功可以带来整个产业的技术升级。提高复杂产品系统创新能力、推动产业结构升级换代,是我国当前和今后相当长一段时间内的一项重大任务。因此研究复杂产品系统创新能力,具有较强的理论和现实意义。在此背景下,本文围绕复杂产品系统创新能力这一主题,深入研究了复杂产品系统创新的过程模式以及复杂产品系统创新能力的概念、构成、评价体系和演化机理,并以能源装备制造企业为案例进行了实证分析。
本文主要创新点有:
1、复杂产品系统在产品特征、生产特征、技术特征、创新特征和市场特征等方面与传统大规模制造商品的根本区别。其创新过程模式是典型的第五代创新过程模式——系统集成与网络模式,包括了战略过程、职能过程、技术过程、项目过程和创新网络支撑等五个方面。在创新模式中,战略过程是先导,项目过程是核心,技术过程是关键,职能过程是保障,创新网络是支撑环境。
2、复杂产品系统创新能力是指顺利完成复杂产品系统创新过程所需要素的有机组合,是由相互联系的战略要素、项目要素、技术要素、职能要素和创新网络等要素集成的能力系统。本文从构成要素角度将复杂产品系统创新能力分为战略能力、职能能力、项目能力、技术能力和创新网络支撑能力五个维度,并构建了复杂产品系统创新能力的五维评价模型和评价工具。
3、复杂产品系统创新能力的形成演化是一个复杂的、非线性的动态过程,其核心是项目过程。复杂产品系统创新能力是在创新项目中逐渐形成并体现。复杂产品系统集成商通过项目机会的识别、项目获取、项目执行和项目完成,提高战略能力、技术能力、职能能力、项目能力和网络支撑能力,从而促进复杂产品系统创新能力整体提升。本文运用系统动力学方法构建了复杂产品系统创新能力的演化机理模型。
4、以大型透平机械和煤矿机械制造企业为对象进行了案例研究,提出了加快企业改制步伐、加速信息化、建立适合复杂产品系统创新的项目导向型组织、加大研发以拓展技术宽度和技术深度、由单机制造商转向系统集成商和服务提供商、由单机生产的商业模式转向设备成套和工程成套模式、构建复杂产品系统创新网络等提升能源装备制造企业创新能力的建议。
The enhancement of the self-oriented innovation capabilities is a key link of the industrial structure upgrading. Complex Products and Systems (CoPS) is a kind of large-scale capital product, which provides support platform for the economic and social modernization. The success of the CoPS innovation would bring the technical upgrade to the entire industry. Heightening the innovation capabilities of CoPS to push the industrial structure upgrading is a very important task in a long period of time. So, there are strong theoretical and practical significance to study some issues about the innovation capabilities of CoPS.
Based on this background, the dissertation makes an in-depth study about the process modes of CoPS innovation, analyzing the concept, composition, evaluation and evolvement mechanism of the CoPS innovation capabilities. At last, a case analysis in the field of the energy machinery manufacturers is offered.
Main innovation points are as follows:
1.The CoPS differs from the traditional mass-production in product features, production features, technical features, innovation features and marketing features. Its technological innovation process is a typical 5G-mode----- Systems Integration and Network Mode (SIN), including five aspects such as the strategy process, function process, technology process, project process and innovation network support. Within the innovative mode, the strategy process plays a guide role; the project process plays a core role; the technology process plays a key role; the function process is the support; and the innovation network is the condition.
2.CoPS innovation capabilities refer to the combination of elements need to accomplish the CoPS innovation process. It is a system integrated by these interrelated elements such as strategy elements, project elements, technical elements, function elements and innovation networks and so forth. As seen from its components, CoPS innovation capabilities are composed by the strategic capability, functional capability, project capability, technical capability and the innovation networks support capability. Its evaluation index is designed from these five aspects.
3.The dynamics of the CoPS innovation capabilities is modeled. The formation and evolution of the CoPS innovation capabilities is a complex, nonlinear dynamic process. The core of the CoPS innovation process is the project process, and the CoPS innovation abilities are gradually formed and reflected in the innovation projects. By identifying the opportunities within the projects, acquainting projects, implementing projects and completing projects, the CoPS integrator enhances the strategic capabilities, technical capabilities, function capabilities, project capabilities and the innovation networks support capabilities. Meanwhile, the innovation capabilities on the CoPS are respectively raised.
4.A case is analyzed on the large-scale coal mining machinery and turbine machinery manufacturers. Some advices are referred to the energy machinery manufactures: accelerate the reform and informationization, establish the project-oriented organization that adapts to the CoPS innovation, enhance the R&D intensity, expand the technical breadth and technical depth; transform from a shearer manufacturer to a system-integrated manufacturer and service provider, and build up the CoPS innovation networks and so forth.
本文主要创新点有:
1、复杂产品系统在产品特征、生产特征、技术特征、创新特征和市场特征等方面与传统大规模制造商品的根本区别。其创新过程模式是典型的第五代创新过程模式——系统集成与网络模式,包括了战略过程、职能过程、技术过程、项目过程和创新网络支撑等五个方面。在创新模式中,战略过程是先导,项目过程是核心,技术过程是关键,职能过程是保障,创新网络是支撑环境。
2、复杂产品系统创新能力是指顺利完成复杂产品系统创新过程所需要素的有机组合,是由相互联系的战略要素、项目要素、技术要素、职能要素和创新网络等要素集成的能力系统。本文从构成要素角度将复杂产品系统创新能力分为战略能力、职能能力、项目能力、技术能力和创新网络支撑能力五个维度,并构建了复杂产品系统创新能力的五维评价模型和评价工具。
3、复杂产品系统创新能力的形成演化是一个复杂的、非线性的动态过程,其核心是项目过程。复杂产品系统创新能力是在创新项目中逐渐形成并体现。复杂产品系统集成商通过项目机会的识别、项目获取、项目执行和项目完成,提高战略能力、技术能力、职能能力、项目能力和网络支撑能力,从而促进复杂产品系统创新能力整体提升。本文运用系统动力学方法构建了复杂产品系统创新能力的演化机理模型。
4、以大型透平机械和煤矿机械制造企业为对象进行了案例研究,提出了加快企业改制步伐、加速信息化、建立适合复杂产品系统创新的项目导向型组织、加大研发以拓展技术宽度和技术深度、由单机制造商转向系统集成商和服务提供商、由单机生产的商业模式转向设备成套和工程成套模式、构建复杂产品系统创新网络等提升能源装备制造企业创新能力的建议。
The enhancement of the self-oriented innovation capabilities is a key link of the industrial structure upgrading. Complex Products and Systems (CoPS) is a kind of large-scale capital product, which provides support platform for the economic and social modernization. The success of the CoPS innovation would bring the technical upgrade to the entire industry. Heightening the innovation capabilities of CoPS to push the industrial structure upgrading is a very important task in a long period of time. So, there are strong theoretical and practical significance to study some issues about the innovation capabilities of CoPS.
Based on this background, the dissertation makes an in-depth study about the process modes of CoPS innovation, analyzing the concept, composition, evaluation and evolvement mechanism of the CoPS innovation capabilities. At last, a case analysis in the field of the energy machinery manufacturers is offered.
Main innovation points are as follows:
1.The CoPS differs from the traditional mass-production in product features, production features, technical features, innovation features and marketing features. Its technological innovation process is a typical 5G-mode----- Systems Integration and Network Mode (SIN), including five aspects such as the strategy process, function process, technology process, project process and innovation network support. Within the innovative mode, the strategy process plays a guide role; the project process plays a core role; the technology process plays a key role; the function process is the support; and the innovation network is the condition.
2.CoPS innovation capabilities refer to the combination of elements need to accomplish the CoPS innovation process. It is a system integrated by these interrelated elements such as strategy elements, project elements, technical elements, function elements and innovation networks and so forth. As seen from its components, CoPS innovation capabilities are composed by the strategic capability, functional capability, project capability, technical capability and the innovation networks support capability. Its evaluation index is designed from these five aspects.
3.The dynamics of the CoPS innovation capabilities is modeled. The formation and evolution of the CoPS innovation capabilities is a complex, nonlinear dynamic process. The core of the CoPS innovation process is the project process, and the CoPS innovation abilities are gradually formed and reflected in the innovation projects. By identifying the opportunities within the projects, acquainting projects, implementing projects and completing projects, the CoPS integrator enhances the strategic capabilities, technical capabilities, function capabilities, project capabilities and the innovation networks support capabilities. Meanwhile, the innovation capabilities on the CoPS are respectively raised.
4.A case is analyzed on the large-scale coal mining machinery and turbine machinery manufacturers. Some advices are referred to the energy machinery manufactures: accelerate the reform and informationization, establish the project-oriented organization that adapts to the CoPS innovation, enhance the R&D intensity, expand the technical breadth and technical depth; transform from a shearer manufacturer to a system-integrated manufacturer and service provider, and build up the CoPS innovation networks and so forth.
引文
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