科技型中小企业知识吸收能力与创新绩效关系研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
知识已经成为经济发展的主要资源,也是企业保持竞争优势的主要资源。科技型中小企业虽然只占中小企业的很小一部分,但是已经成为经济发展的重要力量之一,科技型中小企业对经济发展的带动作用日趋明显。延展资源基础观认为,企业外部知识资源对企业的价值也较大。我国科技型中小企业主要走模仿和自主创新相结合模式,因此研究科技型中小企业哪些因素影响知识吸收能力及知识吸收能力对创新绩效的关系,从而有效地提升企业的知识吸收能力,具有一定的现实意义。
     本文首先对知识、知识吸收能力、知识吸收能力影响因素、知识吸收能力与企业创新绩效的关系进行相关国内外文献综述;其次,根据我国科技型中小企业实际情况,结合国内外学者的研究,提出科技型中小企业知识吸收能力的五个影响因素,认为企业知识吸收能力对提高创新绩效具有重要作用,构建了科技型中小企业知识吸收能力影响因素——知识吸收能力——创新绩效的系统理论模型;最后进行实证研究,通过访谈和问卷调查进行本次研究的数据收集,共收到有效问卷174份。运用软件SPSS13.0对数据结果进行相关和回归分析,并得到以下结论:科技型中小企业知识吸收能力由潜在吸收能力和实现吸收能力构成;企业变革态度、研发投入程度、外部支持对企业潜在吸收能力影响显著;企业先验知识、员工培训与制度支持、企业变革态度对实现吸收能力影响显著,潜在吸收能力和实现吸收能力都对创新绩效影响显著。
Knowledge has become the major resource of economic development, It is also the major resource of maintaining the competitive advantage for enterprises. Tech-typed Small and Medium-sized Enterprises represent only a small fraction of small and medium enterprises, but they have become an important force of economic development, Leading role of Tech-typed Small and Medium-sized Enterprises in economic development becomes increasingly evident. Extended resource-based view suggests that the knowledge resources outside the enterprise have great value to the enterprise. In management mode, Tech-typed Small and Medium-sized Enterprises basically takes imitation and independent innovation pattern. So there is a significant realistic meaning to research on which factor can affect the knowledge absorptive capacity in enterprises and the relationship between knowledge absorptive capacity innovational performance and take measures to effectively enhance the knowledge absorptive capacity.
     First, this paper has the literature reviews and theoretical analysis about knowledge, knowledge absorptive capacity, affecting factors knowledge absorptive capacity and its affect on innovational performance; Second, according to the actual situation of Chinese Tech-typed Small and Medium-sized Enterprises, combining with domestic and foreign Related research, the paper sets five key affecting factors of Tech-typed Small and Medium-sized Enterprises' knowledge absorptive capacity and thinks that knowledge absorptive capacity has an important role in improving innovational performance. Based on these efforts, this article composes the system theoretical model about affecting factors of knowledge absorptive capacity, knowledge absorptive capacity and innovational performance. Finally, this paper carries on empirical research to test the model hypothesis for Tech-typed Small and Medium-sized Enterprises, collections data through interviews and questionnaires in this study and receives a total of 174 valid questionnaires. The article performs correlation and regression analysis to data with software SPSS 13.0, and gets the following conclusions:business change attitudes, R&D intensity and external support to enterprises have a significant impact on the potential absorptive capacity ,business priori knowledge, staff training and institutional support, business change attitudes have a significant impact on the realized absorptive capacity, but the different affecting factors have different contribution to absorptive capacity, Both potential absorptive capacity and realized absorptive capacity have a significant impact on innovational performance, but realized absorptive capacity's effectiveness on innovational performance is greater than potential absorptive capacity.
引文
[1]德鲁克等.知识管理[M].北京:中国人民大学出版社,1999
    [2]张德茗.企业隐性知识学习与沟通机制研究:[博士论文].长沙:中南大学,2006
    [3]Prahalad and Grary Hamel.The Core Comepetence of the Corporation [J]. Harva-rd Business Review,1990(3)
    [4]Jensen,M.B.,Johnson,B.,Lorenz,E.,Lundvall,B.L,.Forms of know-ledge and modes of innovation[J].Research Policy 2007,36,680-693
    [5]张炜,王重鸣.技术创业企业成长机制研究[M].北京:科学出版社,2009
    [6]高新技术工业企业创新调查基本情况分析报告.科学技术部发展计划司,2008,11
    [7]锁箭.中国中小企业政策与国际经验启示:[博士论文].中国社会科学院,1998,12-13
    [8]陈晓红,郭声混.中小企业融资[M].北京:经济科学出版社,2000,11
    [9]戎殿新,罗洪波.欧盟中小企业与中—欧合作[M].中国经济出版社,1998
    [10]关于印发中小企业标准暂行规定的通知.原国家经贸委、国家计委、财政部、国家统计局,2003年2月
    [11]章仁俊.我国科技型中小企业管理创新的基本思路[J].河海大学学报(哲学社会科学版),2002(12):22-23
    [12]罗亚非,洪荧.科技型中小企业界定问题研究[J].统计研究,2005,5:26-27
    [13]科技部、财政部、国家税务总局:高新技术企业认定管理办法,2008
    [14]国家科技部:科技型中小企业技术创新基金申请须知,2007
    [15]黎海波.国外科技型中小企业的发展创新模式[J].新材料产业,2006,01:74
    [16]科技型中小企业评价研究.中国技术创业协会、中国高新技术产业导报社,2007
    [17]E.Penrose.Theory of the Growth of the Firm[J].Oxford,1959:102-110
    [18]Wernerfelt.B.A.Resource-Based View of the Firm[J].Strategic Management Jo-urnal,1984,5(1)
    [19]John A. Mathews.Competitive dynamics and economic learning: an extended resource-based view[J].Industrial and Corporate Change,2003,1(12):115-145
    [20]Lavie,D.The competitive advantage of interconnected firms:An extension of the Resource-based view[J].Academy of Management Review,2006,31(3):638-658.
    [21]徐凤增,高培涛,孟莉莉.延展资源基础观视角下的创业型企业产品开发[J].统 计与决策,2008(17)
    [22]Prahalad C K, HamelG. The core competence of the corporation [J].Harvard Business Review,1990(3):68-79
    [23]Leonard-Barton D.Core capabilities and core rigidities:A paradox in managing new product development [J].Strategic Management Journal,1992,13(special Issue):111-125
    [24]王雎.吸收能力的研究现状与重新定位[J].外国经济与管理,2007(07)
    [25]Teece D J,Pisano G, Shuen A. Dynamic and capabilities and strategic management[J].Strategic Management Journal,1997,18(7):509—533.
    [26]Arnold, E&Thuriaux,B.Developing Firms'Technological Capabilities [J]. Tech-noplis Ltd,1997,6
    [27]Eisenhardt KM, Martin J. Dynamic Capabilities:What are they? [J]. Strategic Management Journal, Special Issue,2000,21(10-11):1105-1121.
    [28]Zollo M, Winter S G. Deliberate Learning and the Evolution of Dynamic Capabilities [J]. Organization Science,2002(13):339-351
    [29]Zahra.S.A. George, G.Absorptive Capacity:A Review reconceptualization, and Extension[J].Academy of Management Review,2002,27(2):185-203
    [30]卢启程.企业动态能力的形成和演化—基于知识管理视角[J].研究与发展管理,2009(02):74-75
    [31]Wiig K. Knowledge Management:Where Did It Come From and Where Will It Go? [J].Expert System with Applications,1997,14
    [32]Nonaka.A. Dynamic Theory of Organizational Knowledge Creation [J].Org-anization Science,1994(1):14-24
    [33]Davenport, T.H& Prusak, L.Working knowledge:How organizations manage what they know [J].Harvard business school Press,1998
    [34]O'Dell, C.& Grayson,C.J. If only we knew what we know [J].The Free Press, 1998
    [35]Gary K. Jones, Aldor Lanctor, Jr, Hildy J. Tee-gen. Determinants and Perform-ance of External Technology Acquisition. Journal of Business Venturing,2000, (16)
    [36]张钢.基于知识特性的组织网络化及其管理[J].科学学研究,2002(6):35-38
    [37]Jonathan D.Day,James Wendler超越最佳实务作法:知识策略[J].麦肯锡高层管理论丛,1998,(1)
    [38]袁庆宏.企业智力资本管理[M].北京:经济管理出版社,2001
    [39]谢辉.企业隐性知识整合与扩散机制研究:[博士论文].长沙:中南大学,2005
    [40]李东.知识型企业的管理沟通研究[D].上海:复旦大学,2001:45
    [41]王立生,胡隆基.吸收能力及其在跨国公司子公司知识获取过程中的作用分析[J].科技管理研究,2007,05
    [42]Cohen, W.M., Levinthal, D.A. Absorptive Capacity:A New Perspective on Learning and Innovation [J].Administrative ScienceQuarterly,1990,35(1): 128-152
    [43]Mowery, D.C., Oxley, J.E.and Silverman, B.S.Strategic alliances and interfirm knowledge transfer [J].Strategic Management Journal,1996:77-91
    [44]Kim L.Crisis Construction and Organizational Learning:Capability Building In Catching-up at Hyundai Motor [J].Organization Science,1998, (9):506-521
    [45]Vekstein D.Managing knowledge and corporate performance:an empirical analysis of the world automobile industry.Omega,1998,26(5):551-568
    [46]Lane, P.J.and Lubatkin, M.Relative Absorptive Capacity and Interorganizational Learning [J].Strategic Management Journal,1998:461-477
    [47]崔志,于渤,郝生宾.企业知识吸收能力对竞争优势影响的实证研究[J].工业技术经济,2007,11
    [48]Brown, S.A..Knowledge,communication, and progressive use of information technology. Ph.D.Dissertation.University of Minnesota,1997
    [49]Todorova,G and Durisin,B.Abusorptive Capacity:Valuing a Reconceptualization [J]. Academy of Management Review,2007,32:774-786
    [50]Frans A.J.Van den Bosch and Henk W.Volberda and Michiel de Boer. Coev-olution of Firm Absorptive Capability and Knowledge Environment:Organiza-tional Forms and Combinative Capability [J].Organization Science,1999,9-10, (10):551-568
    [51]徐二明,陈茵.基于知识转移理论模型的企业知识吸收能力构成维度研究[J].经济与管理研究,2009(1)
    [52]任迎伟,张宁俊.知识吸收能力面临的科层困境及组织创新中引入市场机制分析[J].四川大学学报(哲学社会科学版),2008,02
    [53]Rachel Griffith, Stephen Redding, John Van Reenen.R&D and Absorptive Capacity:Theory and Empirical Evidence.Scand.J.of Economics.2003:99-117
    [54]Frans A.J., Raymond van Wijk, Henk W.Absorptive Capacity:Antecedents, Mo-dels and Outcomes.Erim Report Series Research in Management,2003,4
    [55]Anker.Absorptive capacity and innovative performance:a human capital approach. Paper contribution to the Druid Seminar,2001,4
    [56]Mette Praest Knudsen,Bent Dalum,Gert Villumsen.Two Faces of Absorptive Capacity Creation:Access and Utilisation of Knowledge.To be presented at the Nelson and Winter Conference organised by druid, Denmark,2001,6
    [57]Tobias Schmidt.Absorptive Capacity:One Size Fits All? A Firm-level Analysis of the Absorptive Capacity for Different Kinds of the knowledge.Discussion Paper No.2005-72
    [58]Minbaeva D,Pedersen T,Bjorkman I,etal.MNC Knowledge Transfer,Subsidiary Absorptive Capacity,and HRM[J].Journal of InternationalBusiness Studies,2003, 34(6):586-599
    [59]David Dreyfus.Industry Cohesion & Knowledge Sharing:Network based Absorp -tive Capaeity. David Dreyfus.working Paper series,2005,1(27)
    [60]Justin J.P.Jansen, Frans A.J.van den Bosch, Henk W.Volberda.Managing potential and realized absorptive capacity:how do organizational antecedents matter? [J].The Academy of Management Journal.2005,4
    [61]刘常勇,谢洪明.企业知识吸收能力的主要影响因素[J].科学学研究,2003,3(21)307-310
    [62]孙兆刚,徐雨森,刘则渊.知识溢出效应及其经济学解释[J].科学学与科学技术管理,2005,26(1)
    [63]张龙,刘洪.企业吸收能力影响因素研究述评[J].生产力研究,2003(3):292-294
    [64]林东清.知识管理理论与实务[M].北京:电子工业出版社,2005:268-273
    [65]Simonin,B.L.Ambiguity and the Process of knowledge transfer in strategic alliances[J].Strategic Management Journal,1999,20(7):595-623
    [66]Dodgson,M..Organizational Learning:A review of some literature[J]. Organizati-on Studies,1993,(14):375-394
    [67]Davern,Midiael.Social Network and Sociology:A Proposed Aglnoa for a More Complete Social Science[J].The American Journal of Economic and Sociology, 1997,56
    [68]Mangematin, V.&Nesta, L.What Kind of Knowledge Can a Firm Absorb [J]. Inter- national Journal of Technology Management,1999,18(3):149-172.
    [69]Helen Autio&Powell.Social capital, knowledge, and the international growth of technology based new firms [J].Organization Science,1996:232-248
    [70]Lawson, C.Towards a Competence Theory of a Region [J].Cambridge Journal of Economics,1999,3:151-166
    [71]许小虎,项保华.社会网络中的企业知识吸收能力分析[J].经济问题探索2005,10
    [72]李西壵,张晓炜,刘衡.外包中知识吸收能力的影响因素分析[J].科技进步与对策,2009,3(26)
    [73]Ja-Shen Chen,Russell K.H, Monica Lam.A Proposed Model of Organizational Absorptive Capacity and CRM Innovation Success.Decision Sciences Institute 2002 Annual Meeting Proceedings,2002:741-746.
    [74]王菁娜,韩德昌.基于知识吸收能力视角的学习型战略联盟成因探析[J].科学管理研究,2007,2:70-71
    [75]王雎,罗珉.基于关系性吸收能力的合作创新研究[J].科研管理,2008(01):14-20
    [76]Tsai,Wenpin.Knowledge transfer in intraorganizational networks:effects of network position and absorptive capacity on business unit innovation and performance[J].Academy of Management Journal,2001,44(5):996-1004.
    [77]Kira R.Absorptive Capacity and Innovation:Evidence from Pharmace-utical and Biotechnology Firms.Haas School of Business.2004 (22):256
    [78]Ari Jantunen, Knowledge-processing capabilities and innovative performance: an empirical study [J].European Journal of Innovation Management,2005,8(3): 336-349
    [79]Nicolai J Foss, Keld Laursen; Torben Pedersen.Organizing to gain from user interaction:the role of organizational practices for absorptive and innovative capacities.Paper prepared for the workshop"Organizing the Search forTechnological Innovation"to be held at the Copenhagen Business School, 2005,5
    [80]Andrea Fosfuri,Josep A.Tribo Exploring the antecedents of potential absorptive capacity and its impact on innovation performance.The International Journal of Management Science,2008:174-187
    [81]朱秀梅.知识溢出_吸收能力对高新技术产业集群创新的影响研究:[博士论文].吉林:吉林大学,2006
    [82]徐二明,张晗.企业知识吸收能力与绩效的关系研究[J].管理学报2008(11):841-848
    [83]陈力,宣国良.后发企业的知识整合能力提升研究[J].情报科学,2005,12(23)
    [84]黄本新.关于企业吸收能力的国外研究文献述评[J].科技进步与对策, 2007,8 (24)
    [85]Cassiman, B., Veugelers, R.R&D Cooperation and Spillovers:Some Empirical Evid- ence from Belgium.American Economic Review,2002,92(4):1169-1184.
    [86]Kneller, R., Stevens, P.A. Frontier technology and absorptive capacity:evid-ence from OECD manufacturing industries. Oxford Bulletin of Economics & Statis- tics,2006,68(1):1-21
    [87]Vinding, A.L. Absorptive capacity and innovative performance: a human capital approach.Economics of Innovation and New Technology,2006:15(4):507-517
    [88]Alvesson, M. Understanding Organizational Culture. London, Thousand Oak- s, CA:Sage,2002
    [89]Kotter, J.P.Leading Change.Harvard Business School Press, Boston, MA,1996
    [90]Fagerberg, J.Innovation: a guide to the literature.In:Fagerberg, J., Mowery, D. C., Nelson, R. (Eds.), The Oxford Handbook of Innovation. Oxford University Press, Oxford,2004:1-26
    [91]C. W. Holsapple, K. D. Joshi, A formal knowledge management ontology: Conduct, activities, resources, and influences:Research Articles, Journal of the American Society for Information Science and Technology,2004, 5(55):593-612
    [92]Murovec, N., Prodan, I. Absorptive capacity, its determinants, and influence on inn- ovation output:Cross-cultural validation of the structural model. Technovation,2009,29(12):507-517
    [93]Maskell, P. Towards a knowledge-based theory of the geographical cluster. Industrial and Corporate Change,2001,10(4):921-44
    [94]Tsai W, GhoshalS. Social capitaland value creation:The role of intrafirm networks. Academy of ManagementJournal,1998,41(4):464-476.
    [95]Julien, E., riambeloson, C. Ramangalahy. Networks, weak signals and technolo-gical innovations among SMEs in the land-based transportation Equipment Sector. Entrepreneurship &Regional Development,2004,16(7):251-269.
    [96]Vangelis Souitaris. External communication determinants of innovation in the context of a newly industrialised country:A comparison of objective perceptual results from Greece.Technovation,2001,21(1):25-34.
    [97]Thurow LC. The future of capitalism.London:Nicolas Brealey Publishing,1996
    [98]Lynn G S, ReillyR R, Akgun A E. Knowledge management in new product teams:Practices and outcomes. IEEE Transactions on Engineering and Management,2000,47(2):221-231.
    [99]高展军,李垣.企业吸收能力研究阐述[J].科学管理研究,2005,23(6):66-69
    [100]Mariano N, Pilar Q.Absorptive capacity,technological opportunity,knowledge spillovers,and innovative effort.Technovation,2005,25 (10):1141-1157
    [101]张方华.资源获取与技术创新绩效关系的实证研究[J].科学学研究,2006,24(4):635-640
    [102]方刚.基于资源观的企业网络能力与创新绩效关系研究[D].中国博士学位论文全文数据库,2008,(08)
    [103]宁东玲,高俊山.企业信息技术潜在吸收能力的组成要素分析[J].情报杂志,2009(1)
    [104]崔志,于渤,崔崑.企业知识吸收能力影响因素的实证研究[J].哈尔滨工业大学学报(社会科学版),2008,1(10)

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700