特征提取和模式分类问题在人脸识别中的应用与研究
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摘要
人脸识别从狭义的角度来说,就是将给定人脸上的特征检测并提取出来,与己知类别的样本特征进行比对从而进行识别的过程,主要涉及特征提取和模式分类两方面的内容。特征提取和模式分类都是人脸识别中的关键技术,其优劣直接影响到整个人脸识别系统的性能。人脸图像的维数通常都比较高,如果直接对原始人脸图像进行分析,算法的复杂度会相对较高,而且对计算机的硬件设备也要求比较高,因此特征提取是人脸识别领域中需要解决的一个关键问题。分类器应该根据所选特征的特点进行设计,从而得到更精确的结果。
     目前,人脸识别已经得到了深入广泛的研究,一些相关技术成果也已经成功应用于各个领域,但其中依然面临着许多挑战,本文针对人脸识别中的特征提取和模式分类两个关键问题进行了相关的探讨,并在此基础上提出了几种更加有效的特征抽取方法和模式分类方法,通过将其与现阶段的主流方法进行比较,验证了本文方法的有效性。除了灰度图像人脸识别技术之外,本文对彩色人脸图像的识别也进行了一定的研究和分析。论文主要研究工作如下:
     (1)对稀疏表示和字典学习方法进行了研究,提出了一种基于字典学习的核稀疏分类方法。
     近年来稀疏表示方法和字典学习方法吸引了研究人员的广泛兴趣。受Metafaces方法的启发,提出了一种基于字典学习的核稀疏分类方法并成功应用于人脸识别。首先,借鉴Metafaces字典学习方法,在高维特征空间进行字典学习得到一组核变换后的字典基;然后,采用核技术将稀疏表示方法推广到高维空间得到核稀疏分类方法;最后,利用学习得到的字典基重构样本,并根据样本与重构样本之间的残差最小原则,利用核稀疏方法对人脸图像进行分类。在AR、ORL和Yale人脸数据库上的实验表明我们提出的方法具有良好的识别性能。
     (2)研究了线性回归算法和基于Gabor小波的特征提取算法,利用核技巧,提出了一种Gabor核线性回归的方法(GKLRC)。
     Gabor特征是在人脸识别中十分有效的识别特征,它对光照、表情变化比较鲁棒,并已在人脸识别领域得到成功应用。我们通过下采样方法,使用加强的Gabor特征与线性回归分类方法LRC相结合,针对人脸识别问题提出了Gabor核线性回归的方法。该方法不但继承了Gabor特征和线性回归方法的优点,同时通过核技术使得在非线性分布的样本上也能取得令人满意的结果。在几个标准人脸数据库上的实验结果表明我们提出的方法优于INaseem在2010年PAMI上提出的LRC线性回归等分类方法。
     (3)研究了反卷积滤波特征提取算法,提出一种反卷积滤波学习和字典学习相结合的分类方法,并引入到人脸识别领域。
     反卷积滤波通过对图像进行卷积滤波分解,可以得到图像不同层级信息,多用于图像表示。本文将反卷积滤波方法和字典学习方法相结合引入到人脸识别当中,通过实验,证实可以达到较好的识别性能。
     (4)分析了彩色图像不同色彩空间数据,提出多彩色空间典型相关分析的彩色人脸图像识别算法。
     目前很多研究表明,相对于灰度人脸图像,利用彩色图像的颜色信息能改进人脸图像的识别率。本文对二维的Contourlet变换特性进行了分析和讨论,利用Contourlet的多尺度、方向性和各向异性等特点,提出了一种基于Contourlet变换的彩色人脸识别算法。算法对原图进行Contourlet分解,对分解得到的低频和高频图像进行CCA分析得到投影系数,最后,采用决策级融合最近邻分类器对不同色彩空间的判别相结合完成彩色人脸识别。在对彩色人脸数据库AR的识别实验中,改进的算法优于Daubiches分解算法,而且在运行时间效率方面也有较强的优势。
From the narrow sense, face recognition is regarded as the process of extracting and detecting the features from the given human face, and then been compared to the known classes of samples, which is mainly related to two aspects of the feature extraction and classification. Feature extraction and classification are both the key techniques for face recognition, which directly impact on the performance of the entire system. However, the data sets collected from the real application problems are always with the characters of high-dimension. If processing on the original image directly, the algorithm has very high complexity, and the computer hardware performance is also a challenge, so in the field of face recognition feature extraction is the key to solve the problem. And the classifier should be selected according to the extracted features to get better performance.
     At present, face recognition as the target, a variety of relevant technical methods have been successfully applied to various fields, but it still faces many challenges. Our work is focusing on the feature detection and classification on the face image recognition, on this basis we put forward some more effective feature extraction methods and classification methods. Compared with the current mainstream methods, we verified the validity of our methods. Except the gray face image recognition, we also research on the color face image recognition. The main research works and contributions of this thesis are summarized as follows:
     (1) Inspired by sparse representation and dictionary learning, a dictionary learning based kernel sparse representation classification method is presented for face recognition.
     Dictionary learning and sparse representation have attracted many researchers. Inspired by Metafaces, a dictionary learning based on kernel sparse classification method is presented for face recognition. First, the kernel dictionary bases are learned based on Metafaces framework. Second, a kernel sparse representation classifier is proposed by extending sparse representation classifier to high dimensional space via kernel functions. At last, we reconstruct the samples by kernel dictionary and classify the face image according to the residual. The experimental results on AR, ORL and Yale face databases show that the proposed method works well.
     (2) Based on Gabor feature extraction method and linear regression classification method, we propose the method of Gabor kernel linear regression classification (GKLRC) for automatic face recognition.
     Gabor features are very effective in face recognition, which is robust to illumination and expression variations and has been successfully used in face recognition area. Our paper addresses the method of Gabor kernel linear regression (GKLR) for automatic face recognition. Based on the assumption that the patterns from a single-object class lie on a linear subspace, linear regression (LR) for classification is proposed and it is a regularized least-squares method to develop the linear dependency between a probe image and class-specific galleries. We employ the kernel technique and Gabor features in the linear regression classification to perform analysis in a high-dimensional feature space to extract the significant nonlinear Gabor features which have been widely used in pattern recognition. We demonstrate the Gabor kernel linear regression method on the face database. Experimental results on several standard face databases demonstrate that the proposed algorithm significantly outperforms LRC and so on. Therefore, the new method should be considered in recognition of face.
     (3) We have learned the Deconvolutional filters and the new method of face recognition with minimal convolution error measure oriented dictionary learning was proposed.
     Face images are modeled using a deconvolutional decomposition of images under a sparsity constraint, which can capture the mid-level cues spontaneously arising from image data. We also introduce a well learned dictionary matrix to achieve better FR performance with less dictionary atoms. So minimal convolution error oriented dictionary learning is proposed in this paper and the experimental results on face image databases demonstrated the effectiveness of our method.
     (4) We studied on different color spaces, and proposed the method of canonical correlation analysis on multiple color space.
     As opposed to gray face images, the color information of face images can be applied to improve the face image recognition rate. Canonical correlation analysis on multiple color spaces was proposed in this paper. First, the source images were transformed into contourlet domain and get the LP and HP images. Then we used CCA to get the projection matrix. At last, nearest neighbor classifier is selected to perform face recognition on multiple color spaces. Experimental results on color AR face database show that the proposed algorithm is more effective and faster than the method of Daubiches transformation.
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