煤矿安全精细化管理及运行机理研究
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摘要
本文首先指出了我国煤矿安全生产的严峻形势,总结了煤矿安全生产工作中存在的主要问题、面临的机遇与挑战。总结了煤矿企业管理模式、安全管理理论和模式以及煤矿企业安全管理理论和模式的研究现状及发展趋势。而后,阐述了煤矿安全精细化管理的基本内涵和本质要求,探寻到了安全精细化管理的理论基础,有市场经济理论、企业理论、精细管理理论和安全管理理论等。之后,创新性地构建了煤矿安全精细化管理的博弈模型、安全服务费用的经济效益模型和基于面板数据分析理论的计量经济模型,对煤矿安全精细化管理的机理进行了解析。进而总结了煤矿安全精细化管理特色鲜明的运作机制,包括宏观基础和微观机制两个方面。宏观基础包括动因、总体思路、实施目的、运作原则、特点以及六种“安全要素流”的合成与分解；微观机制包括构建组织机构、建立隐患交易价格和工程费用体系、厘清业务流程、制定运行规则等。之后,建立了确保煤矿安全精细化管理顺利实施的保障体系,包括安全教育培训引领体系、安全预警分析管控体系、安全责任制度约束体系和安全环境状态优化体系。最后,进行了开滦集团荆欢矿业公司实施安全精细化管理的实证研究。
In this dissertation, first of all the severe situation of Chinese coalmine work safety is pointed out, as well as the main problems, opportunities and challenges. Meantime the research status quo and developing tendency of management modes of coalmines, safety management theories and modes, and safety management theories and modes of coalmines are summarized. Moreover the basic connotations and essential requests are set forth, with theoretical foundations found out including theories of market economy, corporation theory, refined management and safety management. And then the game model of refined coalmine safety management, economic benefit model of safety service charge, and panel-data-analytical-theory-based econometrics model are innovatively constructed, resolving the mechanism of refined coalmine safety management. Particular operating system of this mode is raised including macro-foundation and micro-mechanism. Macro-foundations are attribution, total thought, aims, operating principles, characteristics and synthesis and disassembly of 6 "safety element flows"; and micro-mechanisms include initiating organizational structure, constructing hidden trouble trading prices and engineering charge system, clarifying business processes, and setting running rules, etc. Guaranteeing systems are established, including leading system of safety education and training, controlling system of safety precaution and analysis, restricting system of safety obligation, and optimizing system of safety environment status. Finally positive research of refined coalmine safety management in Kailuan Jinghuan Mine Company is provided.
In this dissertation, first of all the severe situation of Chinese coalmine work safety is pointed out, as well as the main problems, opportunities and challenges. Meantime the research status quo and developing tendency of management modes of coalmines, safety management theories and modes, and safety management theories and modes of coalmines are summarized. Moreover the basic connotations and essential requests are set forth, with theoretical foundations found out including theories of market economy, corporation theory, refined management and safety management. And then the game model of refined coalmine safety management, economic benefit model of safety service charge, and panel-data-analytical-theory-based econometrics model are innovatively constructed, resolving the mechanism of refined coalmine safety management. Particular operating system of this mode is raised including macro-foundation and micro-mechanism. Macro-foundations are attribution, total thought, aims, operating principles, characteristics and synthesis and disassembly of 6 "safety element flows"; and micro-mechanisms include initiating organizational structure, constructing hidden trouble trading prices and engineering charge system, clarifying business processes, and setting running rules, etc. Guaranteeing systems are established, including leading system of safety education and training, controlling system of safety precaution and analysis, restricting system of safety obligation, and optimizing system of safety environment status. Finally positive research of refined coalmine safety management in Kailuan Jinghuan Mine Company is provided.
引文
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22.施卫祖.日本安全监督管理启示录[J].中国安全科学学报,2000,2：47-51
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2. 国家煤矿安全监察局调运司.全国煤炭工业安全统计年报表,1991-2008年
3. 国家安全生产监督管理总局、国家煤矿安全监察局.煤矿安全生产“十一五”规划[R],2006(4)
4. James S. Lumsden. Operations Safety Risk Management[J]. Managing Integration and Test Safety Risk,2002
5. G. P. Singh. Safety and economy in civil structures[J]. Minerals & Metals Review.vol. XXIX,2003
6. Valerie Sutherland Peter Makin and Charless Cox. The Management of Safety[M]. Printed and bound in Great Britain by Athenaeum Press Gateshead,2000:234-256.
7. International Conference and Workship on Reliability and Risk Management. September 15-18,1998. Adam'S Mark Hotel San Antonio Riverwalk,Texas,2001,24(3)
8. Hammer, W. Handbook of System and Product Safety[M], Englewood Clifs, N. J.:Prentic-Hall,1972
9. Telix Redmill and Tom Anderson. Towards System Safety[C]. Proceedings of the Seventh safety Critical System Symposium, Huntingdon, UK 1999,64(3)
10. Wagenaar, W.A. Risk taking and accident causation. Risk-taking Behavior[M]. Edited by J.F. Yates, Joho Wiley & Sons Ltd.1992
11. James P.Kohn and Theodore S. Ferry.Safety and Health Management Planning, Copyright 1998 by John Sullivan, 2000:142-156
12.91.Bureau of Mines, US. Historical of coal mine explosions in the United States,1981-1994.Pittsburgh:Bureau of Mines,US,1996
13. Frank R. Spellman and Nancy E. Whiting. Safety Engineering Principles and Practices[M]. Copyright 1999 by Government Institutes,1999:178-185
14. CerterR A.,煤矿安全专家研究新老煤矿事故[J],Eng.MinJ,1988(12)：23-29
15. A.Mosleh and R.A. Bari. Probabilistic Safety Assessment and Managenmen[J]t. Springer-Verlag London and Limited 1998 Printed in Great Britain,1998,212-226
16. Proceedings of the 4th International Conference on Probabilistic Safety Assessment and Management[C],13-18 September 1998, New York City, USA,243-254
17. Christopher A. Janicak. Appllied Statistics in Occupational Safety and Health[M]. Copyright 2000 by Government Institutes,2000:321-332.
18.王明照.行为定量分析与决策科学概论[M].中国科学技术大学出版社,1998：42-54
19.日井上威恭,最新安全科学[M].江苏：江苏科学技术出版社,1988
20.日本.关闭煤矿的政策与措施[R].煤炭部赴日考察报告,1995,3
21.窦永山,肖蕾,刘承秘.德国鲁尔矿区的安全监察与管理[J].中国煤炭,2001,4：45,52
22.施卫祖.日本安全监督管理启示录[J].中国安全科学学报,2000,2：47-51
23.杨瑾娣.煤炭工业的前途在于技术创新——对美国煤炭工业的考察报告[J].中国煤炭,2001,1：50-53
24.房照增.20世纪美国煤矿安全指导思想的演变[J].中国煤炭,2001,1：53-55
25.徐开立.危险评价突变模型研究[D].东北大学博士论文,1996Fault Detection, Supervision and Safety for Technical Processes[C]. Proceeding of the 3th If Ac Symposium,
26. Kingston upon Hull,UK,26--28August 1997.R.J.Patton,Dapatment of ElectronicEngineering
27. A.R.Green. New Techniques in Assessment Mine Risk[C],26th International conference of Safety in Mine Research Institute,Vol3(3),1995.95
28. Asam M.Fink el.Risk Assessment Research:Only the Beginning[J]. Risk Analysis vol14(6),1994
29.丹尼尔.F.史普博.管制与市场[M].上海：上海人民出版社,1999：54-65
30.沈裴敏.安全系统工程理论与应用[M].煤炭工业出版社.2001.1
31. James S. Lumsden. Operations Safety Risk Management[J]. Managing Integration and Test Safety Risk,2002
32. G. P. Singh. Safety and economy in civil structures[J]. Minerals & Metals Review, vol. ⅩⅩⅨ,2003
33.刘兵慧.浅析现代企业理论[J].山西财经大学学报,2007,11：53
34.徐全军.企业理论的演进：面向复杂性科学[J].商场现代化,2007,8：87-88
35.朱元凤.西方企业理论概述及思考[J].管理研究,2007,2：120
36.赵鹏.现代企业理论综述[J].商业文化,2007,5：48
37.梅洪常.论企业理论演进与创新[J].中国流通经济,2007,9：41-43
38.赵序跃.地方煤矿安全管理模式研究[D].山东科技大学工程硕士学位论文,2006：45-47
39.仉兴泉.改进南屯煤矿安全管理的研究[D].上海海事大学硕士学位论文,2005：56-62
40.路英.煤矿安全差异管理方法研究[D].山东科技大学硕士学位论文,2007：25-30
41.刘成强.煤矿安全管理方法研究[D].山东科技大学工程硕士学位论文,2006：51-60
42.赵九利.乡镇煤矿安全管理存在的问题和对策[D].贵州大学学位论文,2007：26-31
43.陈群忠、王华辉、陈杰.安全管理市场化的创新应用安全监察与管理[J].煤矿安全,2006,5：71-72
44.刘德辉.安全生产宣传教育工作市场化及产业化趋势[J].现代职业安全,2004,l：5-7
45.袁春瑛、骆永民.公共安全服务市场化动因的实证分析[J].吉首大学学报(社会科学版),2007,9：139-145
46.刘军、刘双勇.基于安全市场化长效机制的本质型安全管理创新[J].中国矿业,2006,7：23-25
47.朱铧.煤矿安全管理市场化的几个问题[J].煤炭技术,2006,5：136-137
48.张华新、刘海莺.基于安全的能源市场化改革研究[J].当代经济管理,2007,12：1-3
49.刘军、李钢.论实行内部安全市场化对煤矿职工的意识冲击[J].中国矿业,2006,8：46-47
50.张焘.复杂性研究——当代科学重大变革的重要标志[C].复杂性科学探索(论文集).北京：民主与建设出版社,1999：46-47
51.成思危.复杂科学与管理[C].复杂性科学探索(论文集).北京：民主与建设出版社,1999,4-5
52.翁翼飞、张麟.我国煤炭企业可持续发展的战略因素分析[J].中国矿业,2005,7：16-19
53.张麟、薛万东、翁翼飞.我国煤炭企业核心竞争力分析[J].中国煤炭,2004,01：22-24
54.陈荣万.煤矿企业培育核心竞争力应注意的问题[J].能源与环境,2005,01：30-32
55. Weng Yifei, Wang Jiachen. Analysis on the key strategic factors of Chinese coal enterprises' sustainable development[C].The IEEE International Confereence on Industrial Engineering and Engineering Management.2007 (12):265-269
56.翁翼飞、王家臣、张驎.煤矿企业核心竞争力的甄别与培育[J].中国矿业,2007,12：3-5
57.翁翼飞、张麟.我国安全科技教育全民模式[J].煤矿安全,2005,12：58-60
58.翁翼飞、刘双勇.煤矿企业管理输出与可持续发展[J].华北科技学院学报,2005,12：
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