湘江流域排污权交易制度研究
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摘要
湘江流域的发展对于湖南省具有举足轻重的作用。但是,湘江流域的水污染问题制约着湘江流域的经济发展。实现湘江流域经济和环境协调发展是我们的一个重要任务。排污权交易制度作为一项新的环境管理经济政策在全球范围内引起高度重视,并在美国、欧盟一些发达国家取得显著成效。而在我国对于排污权交易制度的研究还处在起步阶段,尤其是涉及水污染方面。因此在湘江流域进行排污权交易制度的理论和应用研究很有必要。
本文以系统论和博弈论为研究工具,通过借鉴国内外成功交易模式,同时结合湘江流域现状,对湘江流域排污权交易体系的构建及排污权交易定价问题进行研究。具体内容包括：
一、回顾排污权交易制度的理论依据及理论产生和发展情况,总结排污权交易制度的国内外研究现状与实践情况。
二、总结国内外排污权交易的成功模式,为湘江流域构建排污权交易制度提供经验。然后分析湘江流域构建排污权交易制度的必要性和可行性,提出建立排污权交易制度应遵守的原则和应注意的问题,构建排污权交易制度的体系框架及运行程序。
三、对排污权初始定价和排污权交易定价的文献进行梳理,讨论排污权交易定价研究中取得的成果和存在的不足,用影子价格法、恢复成本法探讨排污权初始定价方法,用博弈论中的讨价还价博弈模型来研究排污权交易定价。
四、以湘江流域长株潭段为例,对湘江流域排污权交易制度的实施进行研究,并对湘江流域排污权交易制度的有效性进行评价,为进一步扩排污权交易制度实施范围提供参考。
本研究的目的是为湘江流域建立排污权交易制度提供政策依据和技术支撑,将对相关部门进行决策提供重要参考价值。
The development of the Xiangjiang River has a vital role in Hunan province. However, Water pollution restricts the regional economic development of Xiangjiang River. It is an important task to achieve economy and environment balanced. As a new environmental management and economy means, emissions trading gets highly emphasis in the whole world and gains remarkable achievement in USA and EU. But emissions trading system is in infancy stage in our country, especially in water pollution.Therefore, it is necessary to research emissions trading in Xiangjiang River.
This paper researches pricing issues and emissions trading system in Xiangjiang River, Systematology and game theory as tools, combined with successful emissions trading practice home and worldwide.
First, review the theory and development of emissions trading, summerize the research status and practice of emissions trading system.
Second, the successes of emissions trading models are summarized, then from the analysis of the feasibility and necessity of building emissions trading system, proposals framework and operational procedure of emissions trading system.
Third, the documents on initial pricing and pricing emissions trading are introduced firstly, then the achievements of pricing emissions trading are summarized, the difficulties are pointed out,and pricing methods are discussed. The initial pricing of emission uses shadow price method and recovery cost method.Bargaining model is used to study emission price.
Finally, study the implematation of emissions trading system and evaluate the effectiveness for expanding the scope of system.
The purpose of this study is to provide policy and technical support for establishing emissions trading system in Xiangjiang River and to provide an important reference for decision-making.
本文以系统论和博弈论为研究工具,通过借鉴国内外成功交易模式,同时结合湘江流域现状,对湘江流域排污权交易体系的构建及排污权交易定价问题进行研究。具体内容包括：
一、回顾排污权交易制度的理论依据及理论产生和发展情况,总结排污权交易制度的国内外研究现状与实践情况。
二、总结国内外排污权交易的成功模式,为湘江流域构建排污权交易制度提供经验。然后分析湘江流域构建排污权交易制度的必要性和可行性,提出建立排污权交易制度应遵守的原则和应注意的问题,构建排污权交易制度的体系框架及运行程序。
三、对排污权初始定价和排污权交易定价的文献进行梳理,讨论排污权交易定价研究中取得的成果和存在的不足,用影子价格法、恢复成本法探讨排污权初始定价方法,用博弈论中的讨价还价博弈模型来研究排污权交易定价。
四、以湘江流域长株潭段为例,对湘江流域排污权交易制度的实施进行研究,并对湘江流域排污权交易制度的有效性进行评价,为进一步扩排污权交易制度实施范围提供参考。
本研究的目的是为湘江流域建立排污权交易制度提供政策依据和技术支撑,将对相关部门进行决策提供重要参考价值。
The development of the Xiangjiang River has a vital role in Hunan province. However, Water pollution restricts the regional economic development of Xiangjiang River. It is an important task to achieve economy and environment balanced. As a new environmental management and economy means, emissions trading gets highly emphasis in the whole world and gains remarkable achievement in USA and EU. But emissions trading system is in infancy stage in our country, especially in water pollution.Therefore, it is necessary to research emissions trading in Xiangjiang River.
This paper researches pricing issues and emissions trading system in Xiangjiang River, Systematology and game theory as tools, combined with successful emissions trading practice home and worldwide.
First, review the theory and development of emissions trading, summerize the research status and practice of emissions trading system.
Second, the successes of emissions trading models are summarized, then from the analysis of the feasibility and necessity of building emissions trading system, proposals framework and operational procedure of emissions trading system.
Third, the documents on initial pricing and pricing emissions trading are introduced firstly, then the achievements of pricing emissions trading are summarized, the difficulties are pointed out,and pricing methods are discussed. The initial pricing of emission uses shadow price method and recovery cost method.Bargaining model is used to study emission price.
Finally, study the implematation of emissions trading system and evaluate the effectiveness for expanding the scope of system.
The purpose of this study is to provide policy and technical support for establishing emissions trading system in Xiangjiang River and to provide an important reference for decision-making.
引文
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