多元与对话
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摘要
被誉为“英语诗歌之父”的杰弗里·乔叟是英国中世纪著名作家。《坎特伯雷故事》是诗人的代表性作品;它集中世纪英语文学之大成,是一部奠定英语文学传统的百科全书式的文学杰作。作品自问世以来的几个世纪里,批评家们从不同角度对作品进行了阐释和解读。本文在前人研究的基础上,运用巴赫金对话诗学理论,结合新批评、叙事学、新历史主义、文化诗学等批评方法,通过对作品的复调性、狂欢化以及互文性等多种对话现象进行分析来探究作品的多元对话性质以及乔叟创作思想与艺术手法上的多元与创新。
     本论文由四个章节以及绪论和结语部分组成。绪论概述乔叟和《坎特伯雷故事》在英国文学史上的重要地位、研究价值和《坎特伯雷故事》在国内外的研究成果,论证运用巴赫金诗学理论和现代叙事理论分析研究《坎特伯雷故事》中多元对话特征的可行性,并简述论文的论点及各章节的内容与结构。
     第一章主要分析《坎特伯雷故事》的多元化特征。论文从《坎特伯雷故事》中叙事结构的多元化、叙述角度的多元化、叙事体裁的多样化以及主题思想的多元化四个方面进行论证,揭示出作品全方位多层次的多元化性质。诗人以中世纪朝圣框架叙述结构为主体,辅之以中世纪各种重要的叙述形式,使整部作品在叙述结构上呈现多元化特征;在叙述角度上,作品运用诗人乔叟、香客乔叟和香客群体三种叙事人称的转换,从不同叙述角度展开叙述,增强了诗作整体上的多元与对话特征。诗人在《坎特伯雷故事》中使用中世纪几乎所有重要的文学体裁,如浪漫传奇、市井故事、寓意故事、宗教故事等,而每一个文学体裁都有深厚的文学文化传统,因此体裁的多样化体现出作品中不同文化文学传统和思想观念的多元。最后,本章通过分析《坎特伯雷故事》中不同香客所讲故事体现的思想和价值观的矛盾和冲突来论证《坎特伯雷故事》主题思想上的开放和多元性。
     第二章致力于论证《坎特伯雷故事》的复调与对话性质。本章从对《坎特伯雷故事》中话语层面的微型对话分析入手,进而通过对香客们所讲故事的不同体裁之间的对话,《坎特伯雷故事》结构上的对话,以及作品思想文化上的对话来探究《坎特伯雷故事》的对话性。巴赫金认为,作品中众多各自独立而又不相融合的声音和意识组成真正意义上的复调。在《坎特伯雷故事》中,作者没有将自己的意识强加给香客-叙述者,没有让他们成为自己话语的传声筒。诗人笔下的香客来自当时不同的社会阶层,代表各自不同的阶级利益,他们拥有独立的主体意识并在叙述中表达不同的价值观念。乔叟将香客们各自讲述的故事结合在朝圣旅途中,通过他们的矛盾和冲突凸显他们之间的对话关系。
     第三章着重研究《坎特伯雷故事》的狂欢化性质。作为巴赫金对话理论的重要组成,狂欢化诗学倡导一种对话和平等的精神,一种人文主义精神理念。乔叟身处时代变革的年代,既受到中世纪狂欢化文学传统的影响,又深受意大利早期人文思想的熏陶,而这共同成就了他作品里体现的狂欢与对话精神。《坎特伯雷故事》中狂欢和对话正是通过其狂欢化社会语境、朝圣旅程的狂欢化、广场语言的狂欢化,以及言语风格上的狂欢化等方面充分体现出来。
     第四章主要探究《坎特伯雷故事》的互文性对话。本章运用互文性理论和巴赫金关于互文性对话的思想来探究《坎特伯雷故事》中的互文性,主要分析《坎特伯雷故事》与法国、意大利、古罗马以及宗教文学等中世纪欧洲主要的文化、文学传统及其代表流派、作家之间的互文对话,从而在文化、文学传统这一更深、更宽广的层面上研究《坎特伯雷故事》的多元对话。
     论文结语指出,《坎特伯雷故事》中的多元对话特征,即作品所蕴含的复调性、狂欢化、互文性等层面上的对话,实际上是中世纪英格兰多元文化社会以及中世纪英格兰文坛多元文学思潮的反映,具有深刻的文化和文学意义。
Geoffrey Chaucer, honored as father of English poetry, is a distinguished medieval English writer. His representative work, The Canterbury Tales is an encyclopedic literary work that epitomizes the achievements of Middle English literature and lays the foundation for English literary tradition in the following centuries. Since its publication, The Canterbury Tales has attracted continuous attention and has been studied by critics and scholars from different perspectives and with different critical methods. On the basis of previous studies, this dissertation mainly applies Bakhtinian dialogical theory about polyphony, carnivalization and intertextuality, together with the New Criticism, Narratology, New Historicism and Cultural poetics, to make a systematical in-depth study of the plurality and dialogue in the text and to reveal the multiplicity and originality of Chaucer's literary thought and artistic features.
     Besides the introduction and conclusion, this dissertation falls into four chapters. The introduction starts with a brief presentation of the great importance of Chaucer and The Canterbury Tales in English literary history and a review of earlier critical studies at home and abroad from which this dissertation particularly benefits. It also demonstrates the applicability of Bakhtinian theory and modern narrative strategy to this study of plurality and dialogue in The Canterbury Tales. Finally, it introduces the basic views, the content, and the structure of the dissertation.
     Chapter One discusses the plurality in The Canterbury Tales. It focuses on the multi-level narrative structure, the variety of narrative viewpoints, diversity of literary genres and multiple thematic concerns to reveal the essential nature of plurality of the text. The poet uses the pilgrimage as the main narrative structure as well as its narrative frame and many other medieval narrative forms so as to give a multi-level narrative structure to this masterpiece.The text makes a good use of different narrators, including Chaucer the poet, Chaucer the pilgrim, and the pilgrim-narrators, to narrate the pilgrimage and the stories from different perspectives, which significantly increases the plurality and dialogue of the work. Moreover, in the text, the poet employs almost all the major medieval literary genres such as romance, fabliau, allegory and religious narratives, behind each of which stands a long established tradition. Therefore the diversity of genres presents the plurality and interaction of different cultural and literary traditions and thoughts. The last part of this chapter analyzes the thematic plurality and openness through a discussion of the contradictions and conflicts in values among the stories by the pilgrims.
     Chapter Two aims to demonstrate the polyphonic dialogue in the text. This chapter starts from analyzing the micro-dialogue in narrative texture to the macro-dialogue between different genres, between narrative structures, and between different cultural and intellectual thoughts. Bakhtin thinks that a polyphonic dialogue takes place between independent, fully valued, and unmerged voices in a work. In this work, the author does not impose his idea upon those pilgrims who come from all walks of life, not treating them as his spokesman, but let them represent their own interests, express their own independent consciousness, and stand for their own values. Besides, Chaucer combines those stories by pilgrims with the interactions of the pilgrims on the pilgrimage. Through the contradictions and conflicts among those pilgrims, the text highlights their dialogic relationship.
     Chapter Three focuses on the analysis of carnivalesque dialogue in the text. As an important component of Bakhtinian theory, carnivaleque poetics advocates a kind of equal and dialogic spirit, a kind of humanist thought. Living in a transitional period of profound changes, Chaucer is not only influenced by medieval carnivalesque literary tradition, but also affected by humanist thoughts newly germinated in Italy, which together produce the carnival and dialogic spirit in his work.The carnivalesque dialogue of the text is fully presented in the carnivalized social context, the carnivalesque pilgrimage, the carnivalesque plaza language, and the carnivalesque features of those genres employed by different pilgrims in telling their stories.
     Chapter Four mainly explores the intertextual dialogue of the text. The chapter mainly employs intertextual theory and Bakhtin's thinking about intertextuality to analyze the intertextual features in The Canterbury Tales, focusing on the intertextual dialogue between The Canterbury Tales and such major medieval European cultural and literary traditions as French, Italian, classic, and religious, and their representative schools and writers. Thus, the dissertation broadens and deepens its study of the plurality and dialogue of The Canterbury Tales on the level of cultural and literary traditions.
     The dissertation concludes that the plurality and dialogue of The Canterbury Tales, that is, the text's polyphony, carnivalization, intertextual dialogue, by nature reflects the cultural plurality in medieval English society and different schools of literary traditions and thinking at that time and, therefore, have special cultural and literary significance.
引文
①参见Harold Bloom, ed., Classical Critical Views: Geoffrey Chaucer (New York: Infobase, 2008)5-6.
    ② 参见John H. Fisher, The Importance of Chaucer (Carbondale and Edwardsville:Southern Illinois UP,1992)148-150.
    ① 详见Piero Boitani, English Medieval Narrative in the 13th and 14th Centuries, trans. Joan Krakover Hall (Cambridge:Cambridge UP,1982)138-273.
    ① 参见Corinne Saunders, ed., "The Development of Chaucer Criticism." In Chaucer,5-21, Blackwell Guides to Criticism (Oxford:Blackwell,2001) 10.
    ② 详见C. S. Lewis, The Allegory of Love: A Study in Medieval Tradition (London: Oxford UP, 1936) 157-198.
    ① 参见D.W. Robertson, A Preface to Chaucer: Studies in Medieval Perspective (New Jersey: Princeton UP,1962)3.
    ① 参见Ralph. Baldwin, The Unity of Canterbury Tales (Copenhagen:Rosenkilde and Bagger, 1955).
    ② 参见Bernard F. Huppe, A Reading of the Canterbury Tales (New York:State U of New York, 1967).
    ③ 本森(Benson)认为乔叟为每则故事创造出完整的,富有独特的诗学形式,这一点以往从未有人如此做过。具体参见C David. Benson, Chaucer's Drama of Style: Poetic Variety and Contrast in the Canterbury Tales (Chapel Hill:University of North Carolina Press,1986) 20-25.
    ② 参见Robert M. Jordan, Chaucer's Poetics and the Modern Reader (Berkeley:U of California P, 1987) 20.
    ① 参见Kathryn L. Lynch, ed., Chaucer s Cultural Geography (New York:London: Routledge, 2002).
    ② 详见李耀宗:“汉译欧洲中古文学的回顾与展望”,《国外文学》1(2003)27
    ① 黄呆忻先生诗体翻译的《坎特伯雷故事》最早是在1999年由南京译林出版社出版,后有2001年台北猫头鹰出版社出版,2007年由上海译文出版社出版。
    ① 参见肖明翰:《乔叟对英国文学的贡献》,载《外国文学评论》,2001年第四期,第85-94页。
    ①《玫瑰传奇》寓梦幻、传奇、寓意于一体,是法国中世纪一部经典传奇作品,乔叟的诗歌艺术创作手法深受其影响。
    ②参见肖明翰,《<坎特伯雷故事>的朝圣旅程与基督教传统》,载《外国文学》,2004年第6期,第93-98页。
    ① 如乔叟在早期创作的《声誉之宫》中就曾使用这种艺术表现手法。
    ① 参见刘进:《乔叟梦幻诗研究》,北京:社会科学文献出版社,2011年,第11-12页。
    ① 本文所引《坎特伯雷故事》中的原文均出自杰弗里·乔叟:《坎特伯雷故事》,黄杲炘译,上海:上海译文出版社,2007年。
    ① 详见Judith Ferster, "Genre in and of the Canterbury Tales", in Saunders's A Concise Companion to Chaucer, (Oxford:Blackwell,2006) 181.
    ① 详见布斯:《小说修辞学》,华明等译,北京:北京大学出版社,1987年,第80—82页。
    ① 有关乔叟诗歌中的反讽艺术,详见Earle Birney, Essays on Chaucerian Irony (Toronto: Toronto UP,1985).
    ① 参见R. M. Wilson, Early Middle English Literature,3rd(London: Methuen,1968) 193.
    ① 在《百鸟议会》里,乔叟借用鸟类开会择偶的故事来隐射当时英国社会中存在的问题。
    ② 《圣经》,新约全书,提摩太前书的第6章10节,第334页。
    ① 在中世纪,基督教神学是占绝对统治地位的思想体系,在意识形态领域里具有无上的权威,对人们的精神文化生活产生巨大的影响,所以被称为“信仰的时代”。详见埃文斯(Evans),G.R:《中世纪的信仰》,茆卫彤译,北京:北京大学出版社,2005年。
    ① 参见Piero Boitani and Jill Mann, eds., The Cambridge Companion to Chaucer,2nd ed. (Cambridge:Cambridge UP,2003) 17.
    ② 这一观念源自《圣经》。Dyas将人生喻为去往天堂的朝圣旅程(life conceived as a pilgrimage towards a heavenly destination),她认为,相对于去圣地朝圣,人生的朝圣历程更有意义,具体详见Dee Dyas, Pilgrimage in Medieval English Literature 700-1500 (Cambridge:Cambridge UP,2001)247.
    ① 参见C.David Benson,"Their Telling Difference:Chaucer the Pilgrim and His Two Contrasting Tales", Chaucer Review 18,(1983-84):71.
    ① 详见肖明翰:《英语文学传统之形成:中世纪英语文学研究》(上、下),北京:社会科学文献出版社,2009年,第619-620页。
    ② 参见韦勒克、沃伦著:《文学理论》,刘象愚等译,北京:三联书店,1989年,第72页。
    ① 详见Harold Bloom, ed., Geoffrey Chaucer s The Canterbury Tales (New York:Infobase,2008) 90.
    ① 详见肖锋:《巴赫金“微型对话”与“大型对话”》,载《俄罗斯文艺》,2002年第5期,第70-73页。
    ① 详见肖明翰:《《试论<坎特伯雷故事>的多元与复调》,载《外国文学研究》,2006年第四期,第74-83页。
    ① 《圣经·新约全书·提摩太前书》6:10。
    ① 详见乔纳森·卡勒:《结构主义诗学》,盛宁译,北京:中国社会科学出版社,1991年。
    ① 详见John Hines, The Fabliau in English (London:Longman,1993) 1-23.
    ① 详见查尔斯·霍默·哈斯金斯:《12世纪文艺复兴》,夏继果译,上海:上海人民出版社,2005年。
    ① 详见史亚娟的博士论文《文化的狂欢——文化诗学视野下的<坎特伯雷故事>》,首都师范大学,2008年,第71-75页。
    ① 参见白春仁:《巴赫金——求索对话思维》,载《文学评论》,1998年第五期,第102页。
    ② 参见史亚娟的博士论文《文化的狂欢:文化诗学视野下的<坎特伯雷故事>》中绪论部分第21-22页。
    ① 详见巴赫金:《巴赫金全集第六卷》,李兆年、夏忠宪等译,石家庄:河北教育出版社,1998年,第4页。
    ① 详见巴赫金:《巴赫金全集》(第六卷)拉伯雷研究,李兆林,夏忠宪等译,石家庄:河北教育出版社,1998年,第5-20页
    ① 特勒将林勃或临界状态(liminality)定义为路途或疆界中的过渡状态或过程,他认为朝圣旅程是一种从常规的社会责任和压力中解脱出来的表征形式。具体详见Victor Turner and Edith Turner, Image and Pilgrimage in Christian Perspective:Anthropological Perspectives (Oxford:Blackwell,1978)7.
    ① 详见Laura Kendrick, Chaucerian Play: Comedy and Control in The Canterbury Tales (Berkeley: U of California P,1988) 111-121.
    ① 参见何岳球:((<坎特伯雷故事>中的狂欢化喜剧特色》,载《外国文学研究》,2003年第2期,第55-59页。
    ①详见约翰·赫伊津哈(荷):《中世纪的衰落》,杭州:中国美术学院出版社,1997年。
    ① 详见Derek Brewer,Tradition and Innovation in Chaucer (Maiden: Blackwell,2004) 91.
    ② 参见马克思、恩格斯:《马克思恩格斯选集》第1卷,北京:人民出版社,1995年,第269页。
    ① 详见R.A. Shoaf, Dante, Chaucer and the Currency of the Word: Money, Image, Reference in Late Medieval Poetry. (Okla: Pilgrim Books,1983).
    ② 详见Winthrop Wetherbee, Chaucer and the Poets:An Essay on Troilus and Criseyde (Ithaca: Cornell UP,1984).
    ③ 参见Karla Taylor, Chaucer Reads the Divine Comedy (Stanford,CA:Stanford UP,1989) 209.
    ① 详见Richard Neuse, Chaucer's Dante: Allegory and Epic Theatre in The Canterbury Tales (Berkeley and Los Angeles:U of California P,1991) 15-140.
    ① 薄伽丘的《菲洛斯特拉托》和《苔塞伊达》是两部八行体的长诗,分别从维吉尔的《埃涅阿斯纪》和《特洛伊传奇》中汲取素材,歌颂了现实生活的美好和爱情的欢乐,开创意大利骑士史诗和民间说唱文学的先河。《骑士的故事》早在诗人创作《坎特伯雷故事》之前便已完成,后被诗人编入作品中。
    ② 中世纪文学将娱乐作为文学创作的理想目标。
    ③ 详见W.F Bryan and Germaine Dempster, eds., Sources and Analogues of the Chaucer's the Canterbury Tales (Chicago:U of Chicago P.1941)14-20.
    ① 意大利评论界把薄伽丘的《十日谈》和但丁的《神曲》相媲美,称之为《人曲》。
    ①参见肖明翰:《<坎特伯雷故事>与<十日谈>——薄伽丘的影响和乔叟的成就》,载《国外文学》,2002年第3期,第77-86页。
    ① 转引自胡龙彪:《拉丁教父波爱修斯》,北京:商务印书馆,2006年,第6页。
    ① 参见《圣经,新约全书》,提摩太前书的第6章10节,第334页。
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    ① 参见肖明翰:《乔叟的探索与<百鸟议会>的成就》,载《四川外语学院学报》,2002年第2期,第3-6页。
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