“反恐”话语意识形态分析:社会建构主义视角下的描写与阐释
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摘要
“9·11事件”后,世界话语转向了“反恐”叙事。学者们从不同视角解读“9·11事件”、“反恐”斗争及“反恐”话语。十年后的今天,虽然“基地组织”的“精神领袖”及恐怖袭击的策划者本·拉登被击毙,然而,他的死亡并未意味着反恐斗争的结束。对“9·11事件”、“反恐”斗争的本质及“反恐”话语的意识形态研究仍是全球范围内社会科学领域的热议话题。本文从批评性话语分析(CDA)视角,尤其是从社会建构主义视角探讨“反恐”话语的意识形态,旨在揭示“反恐”话语中话语、权势及意识形态之关系,话语如何在意识形态介入下建构社会现实、社会身份及知识信仰体系。
     批评性话语分析自英国语言学家R. Fowler于1979年在《语言与控制》一书中首次提出,至今业已形成该领域研究阵营中多学科多角度的研究模式,如,批评性语言学(CL)、Van Dijk的社会认知法(SCA)、Ruth Wodak的语篇历史分析法(DHA)、Van Leeuwen的社会角色表达法(SAA)、Norman Fairclough的辨证关系法(DRA)。尽管方法不同,但其主旨都是研究语言、权力及意识形态之间的关系。Fairclough(1989,1992,1995)指出话语是社会实践,作为意识形态介入和权力斗争的场所,话语组成并建构社会现实、主体地位、自我、知识和信仰,参与并促进社会变迁。Fairclough认为CDA不仅要揭示语言、权力及意识形态之关系,还要说明话语在当代社会与文化变迁中的作用。Fairclough的理论主张使他成为Lancaster社会变迁学派的代表人物。Fairclough的理论及分析框架被学者们广泛应用于分析政治语篇的意识形态。
     本文在Fairclough的建构主义话语观启示下,提出从社会建构主义视角探讨“反恐”话语的必要性和可行性。指出“恐怖主义”、“9·11事件”、“美国权势地位”等社会现实是意识形态话语建构的结果。本文对美国前总统乔治·布什和奥巴马总统最具代表性的“反恐”话语的动态性社会实践进行多视角批评性分析,揭示美国总统“反恐”话语的使用策略及意识形态之建构功能。意识形态介入到话语的各个层面参与社会实践(Faircough,1992a:48)。本文从词汇层、语法层、语篇层、语用层等多视角描写及阐释“反恐”话语使用策略及意识形态建构过程。在词汇层面,探讨语词、再次词汇化、隐喻、过度词汇化;在语法层面,探讨及物性系统、情态、语气;在语篇层面,探讨衔接;在语用层面,探讨言语行为、(不)礼貌、互文性(包括话语描述、预设及互为话语性)。
     本研究的主要发现:
     1.理论方面,本文在对CDA及Fairclough理论作出细致研究基础上指出该理论的特点及存在的不足。其一,CDA将语言学与社会学相结合,拓宽了语言研究视野。由于CDA是社会取向的语言研究,具有交叉学科的特征,因此在研究方法上缺乏一贯统一的研究模式。其二,CDA揭示话语隐藏的意识形态及权力不平等、权力滥用等现象,忽视了话语动态性社会建构的实质性内涵研究。其三,CDA代表人物Fairclough多次重申建构主义话语观,但其并未充分体现在他的三维话语阐释及分析框架中。至此其建构主义话语观未得到充分理解与诠释。本文提出意识形态话语模型及分析框架,突出话语、意识形态及权力等概念动态性交互作用关系,并在此基础上尝试性分析“反恐”话语意识形态之建构功能。
     2.语料分析发现如下:
     (1)从词汇层面看,“反恐”话语通过词汇策略,如,语词、再次词汇化、过度词汇化表达,建构“我们/他们”冲突对立框架,其中包括“价值观冲突”、“文明冲突”、“9·11前/后不同世界”(“我们”指美国及美联盟,“他们”指拉登及恐怖组织等),等。建构美国“世界警察”及“法律之上”的社会身份及权势地位。在隐喻表达方面,建构“战争框架”,通过概念映射,二战和冷战做为源域,映射到目的域“9·11事件”,法西斯等作为源域,映射到目的域“9·11事件”袭击者,将“9·11事件”建构为“9·11战争”。
     (2)从语法层面看,语法策略,如,目的驱使结构与手段驱使结构的选择具有意识形态意义。目的驱使结构的使用建构美国反恐行动“报复”目的及“强权势力”;手段驱使结构建构恐怖分子“低权势”地位。及物性转换发挥至关重要作用,其中名物化表达“威胁”、“袭击”,建构“恐怖”意识形态。被动化结构建构美国在“9·11事件”中“受害者”身份。情态意义及语气建构美国“自信”和“权势”。
     (3)从语篇层面看,语篇衔接手段凸显美国在“反恐”斗争中的实力和“团结”的价值观。
     (4)从语用层面看,“反恐”话语利用多种言语行为为美国“权势地位”的建构及反恐意识形态动机的实现提供理据。如低情态陈述类言语行为建构客观事实,增强说服力;表达类言语行为建构与“我们”友善关系,谋求反恐战争支持,等。建构美国“强权势力”、“知识信仰体系”还通过以下话语实践策略实现:(不)礼貌言语行为、话语引述及预设策略。最后,话语秩序研究表明“反恐”话语是表层叙事风格与深层辩论及对话等多重语类交织的结果,新的话语秩序是意识形态建构的产物。
     研究结果表明,布什及奥巴马总统的话语使用策略和在“反恐”问题上的意识形态保持一致。意识形态作用下的美国总统“反恐”话语建构“我们/他们”之间的冲突世界为美国反恐战争行为提供理据。“反恐”话语在建构世界和推动社会变迁中发挥重要的作用。
     本研究具有一定的理论与实践意义。理论方面,对现有批评性话语分析研究方法进行评价性回顾的基础上,指出前期相关研究方法及概念阐释上的不足,进而提出社会建构主义视角下的话语模型及分析框架,并尝试性从多视角描写与阐释“反恐”话语动态性意识形态建构功能,丰富并深化该领域的研究。实践方面,本文从社会建构主义视角分析“反恐”话语意识形态,为“反恐”实质性内涵提供不同解读视角。本研究还为政治语篇的语言结构和社会功能研究提供一定参考价值。
In the aftermath of the events of “9/11”, public discourse across the world turned tothe “war on terror” narration. Scholars interpret the events of “9/11”, the “war on terror”and the “war on terror” discourse from different perspectives. Nowadays, although BinLaden, al Qaeda’s spiritual leader, has been killed, his death does not mark the end of the“war on terror”. The studies of the nature of the ‘war on terror’ are still the focus of theresearch in social science. This dissertation provides a comprehensive treatment of the“war on terror” discourse from the perspective of critical discourse analysis (CDA), asocio-constructivist perspective in particular, trying to reveal the interactions between the“war on terror” discourse, power and ideology, and how the discourse functionsideologically in the construction of social reality, social power identity and, system ofknowledge and belief.
     CDA first appeared in the book Language and Control published by R. Fowler in1979. With several decades of development, it is becoming more important in socialscientific research. CDA, as an umbrella term, is used for a variety of overlappingmethodologies associated with somewhat different approaches to discourse, such asCritical Linguistics (CL), Van Dijk’s Socio-Cognitive Approach (SCA), Ruth Wodak’sDiscourse-Historical Approach (DHA), Van Leeuwen’s Social Actors’Approach (SAA),and Norman Fairclough’s Dialectical-Relational Approach (DRA), etc. Although CDAdoes not constitute a well-defined empirical methodology, it is characterized by thecommon interests in investigating the relationships between language, power andideology. Fairclough (1989,1992,1995) argues that discourse is social practice. As a siteof ideological struggle and investment, discourse contributes to “the constructions ofsocial identities,‘subject positions’, the types of ‘self’, systems of knowledge and belief”(Fairclough,1992a:64), and contributes to wider process of social change. Faircloughasserts that the aim of CDA is to not only study the relationships between language,power and ideology, but also investigate the functions of language in the social andcultural change. Fairclough’s “socio-cultural change theory” makes him therepresentative of Lancaster School. Fairlcough’s three-dimensional concept of discourse and analytical framework is widely applied in analyzing political discourses.
     With the inspiration from Faircough’s constructivist view of discourse, the presentstudy proposes the necessity and possibility of the research of the “war on terror”discourse from a socio-constructivist perspective. We assume that “terror”,“the events of9/11” and “American social power identity”, etc. are not independent from discourse,they are constructed ideologically through discourse. This dissertation makes an analysisof the dynamic social practice of the most representative data from the speeches ofex-Present George W. Bush and President Obama on the “war on terror”, trying toexplore how the “war on terror” discourses are used to construct ideology. The study iscarried out from multidimensional perspectives, in the light of the assertion fromFairclough that “ideology invests language in various ways at various levels”(Faircough,1992a:48). On the lexical level, wording, re-wording, metaphor and over-wording areexamined; on the grammatical level, transitivity, modality and mood are explored; on thetextual level, lexical cohesion is discussed; and on the pragmatic level, speech acts,im/politeness and intertextuality (including discourse representation, presupposition,interdiscursivity) are investigated.
     The main findings of this dissertation are as follows:
     1. Based on a critical appraisal of the previous theories and research methods ofCDA and Fairclough, we may find their features and limitations. Firstly, CDA, associally-oriented study of language, has made contributions to a range of academic fieldsdue to its multidisciplinary approach. However, within CDA, there is no any guidingtheoretical viewpoint that is used coherently and consistently. Secondly, CDA tries todemystify the hidden ideology, social inequality and power abuses in different socialgroups, paying less attention to the study of dynamic constructive properties of discourse.Thirdly, Fairclough’s constructivist view of discourse has not been explicitly shown inhis three-dimensional model although it has been illustrated theoretically in his books.Thereof, the study of the social constructive functions of discourse has not been drawnmore attention from scholars. The present study proposes a socio-constructivist approachto the “war on terror” discourse, and sets up a socio-constructivist model of ideologicaldiscourse and an analytical framework in which the dynamic, interactional relationshipsbetween discourse, ideology and power are demonstrated. The study analyzes the ideological constructive functions of the ‘war on terror’ discourse by applying the newmodel.
     2. The findings of the practical data analysis are as follows:
     (1) On the lexical level, the discursive construction of “Us/Them” polarizationssuch as “value conflict”,“civilization conflict” and “pre-/post9/11world” divide, etc. areachieved through wording, rewording and over-wording (in the speeches,“Us” are thosewho are allies or share the same values and commitments with America or at leastcooperate with it,“Them” are terrorists including al Qaeda, bin Laden, the Talibangovernment). The “war frame” is discursively constructed by the use of metaphor in thePresidents’ characterization of the9/11. In addition, the metaphorical mappings takeplace from the source domains: World War II and the Cold War onto the target domain:the9/11, and from fascism, etc. onto the9/11attackers. The “9/11attacks” areconstructed as the “9/11war”. The America identity and social position, such as “globalpoliceman” and “above the law” are also discursively constructed by deliberate choicesof words.
     (2) On the grammatical level, the choices of goal-orientated process andmeans-orientated process are ideologically significant. While “Our” actions are presentedmostly with goal-orientated ones, indicating “We” as Actor acts upon the goal showing“Our” power.“Their” actions are presented with means-orientated ones, constructingpowerless identities. Transformations are of great importance in the ‘war on terror’discourse. The nominalizations of “attack” and “threat” serve as “the strategy of fear” forthe legitimacy of the “war on terror”. In passivizations, American identities areconstructed as being “victims” in the attacks. Modality and mood are also used todiscursively construct the social power identity of America.
     (3) On the textual level, lexical cohesions help to construct American strengthand unity in the struggle against terrorism.
     (4) On the pragmatic level, the strategic choices of speech acts to enforce thepositive/negative image of “Us/Them” help to justify the military actions of the “war onterror”. In performing representatives, for instance, the informative and assertive modesof speaking with low modality help to construct objectivity of social facts. Expressivesare used to establish rapport with “Us”, trying to get support against terrorism. The constructions of “American social power identity”,“system of knowledge and belief” arealso ideologically achieved by the following pragmatic strategies: im/politenessstrategies, discourse representation and presupposition. Finally, the study ofinterdiscursivity has demonstrated that the speeches are the mixture of overt narrative,covert argumentative and conversational styles. The new order of discourse of thespeeches helps to create particular interests and ideologies in a particular society.
     The findings show that both President G. W. Bush and Obama use the samediscursive strategies and hold the same ideology on the issue of the “war on terror”. Theirspeeches construct a world of conflict between “Us” and “Them”, which helps tolegitimate the military actions of the “war on terror”. The presidential speeches playimportant roles in the construction and transformation of the world.
     The present study is significant both theoretically and practically. Theoretically, thepresent study conducts a critical appraisal of existing research, points out the limitationsof CDA in its methodology and the explanations of some concepts, and further constructsa multi-perspective and dynamic CDA model for analyzing the “war on terror” discourse.Hopefully, the study serves as a supplementary attempt to further develop CDA theories.Practically, the tentative description and interpretation of ideology of the “war on terror”discourse from a socio-constructivist perspective enriches the explanations of the ‘war onterror’ discourse, and will be of help for the study of the structures and social functions ofpolitical discourses.
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