建设项目环境影响评价中利益相关者博弈分析
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摘要
环境影响评价制度作为一项公共政策已经在我国实施有30年的时间,它的存在对我国环境的保护和污染的防治都产生了积极有效地作用。尤其是2003年环评法的实施对于环评制度的发展和进一步完善有着重大的意义。但是环评法实施后,环境影响评价制度依然面临着巨大的压力。一方面,项目单位和地方政府由于惯性和内在的发展经济的冲动而漠视环保部门权力的现象一直存在。另一方面,环评法规定的公众参与制度、听证制度还远远没有建立起来。非但如此,许多建设项目公众连知情权都没有。
     本文通过引入利益相关者理论对环境影响评价的利益相关者做了博弈分析。关于环境影响评价制度目前的探讨中,并没有出现从利益相关者的角度进行阐述的。本文从此角度进行阐述和分析,对于环评制度认识的加深和完善有一定的意义。环境影响评价制度作为防治污染的第一道关口,实施过程中遇到了越来越多的阻力,多个利益相关者的参与与斗争在很大程度上决定了环境影响评价制度的实施效果。本文对环境影响评价参与者的利益诉求以及博弈方式的考察,相信对我国环境影响评价制度的具体实践的完善有一定的意义。
     本文考察了中国建设项目环境影响评价中的利益相关者的特点和地位,讨论了政府、项目建设方、评价方、公众之间的博弈机制,博弈结果显示,中央政府规制行为的可信度是确保建设项目环境影响评价制度有效实施的决定性因素,地方政府能否贯彻执行环境影响评价制度对制度的实施有着重要影响。在监督不完善的情况下,项目建设方与评价方存在合谋违规的强烈动机。而公众由于自身以及法律环境以及制度的不完善造成了其参与不足,从而缺乏对政府、企业、评价方的有效约束。在此基础上,本文提出了改进和落实环境影响评价制度的建议。本文通过利益博弈的角度对环境影响评价制度实施的研究对于加深认识环境影响评价制度中存在的问题提供了一个很好的思路。
     论文研究内容主要是四部分。首先提出环境影响评价的概念和发展历程,并引人环境影响评价利益相关者的概念以及界定方法。接着论述利益相关者在整个环境影响评价的博弈分析中的地位。然后用博弈的方式来分析利益相关者在整个博弈过程中的相互作用和关系。这些博弈有博弈参与者内部博弈和外部博弈组成。内部博弈有:政府之间的博弈,环评机构之间的博弈,企业之间的博弈,公众之间的博弈以及评审委员会之间的博弈。其中政府之间的博弈又有中央政府同地方政府的博弈,地方政府同地方环保部门的博弈。本文通过对上述博弈的分析和阐述,深入分析了环境影响评价制度所存在的问题,并根据博弈显示的结果最终得出解决的措施和对策。
     该论文在环境影响评价中引进了博弈分析这一具体实用的研究工具来解释问题同样是目前研究工作中的一大创新。采用博弈分析尤其是多利益相关者的博弈是解决问题的前提和关键。环境影响评价存在众多的缺陷和漏洞但是研究的方法来说大多还是沉溺于理论方面的研究,有些更是趋向于泛泛而谈。没有深度的研究和夸夸其谈的文章随处可见,对于环境影响评价,如果没有一个好的研究方法将会对看清问题毫无益处,也使解决问题举步维艰。因此方法上的创新是本文的一大特色。
Environmental impact assessment system as a public policy has been implemented in our country 30 years, its presence have had a positive role for China's environmental protection and pollution prevention. In particular, in 2003 the implementation of the law of EIA improve the development and has great significance for the EIA system. However, after the implementation of the EIA Act, environmental impact assessment system is still facing with tremendous pressure. On the one hand, the project units and local governments has been ignoring the power of the environmental protection department as a result of inertia and inherent impulse of economic development . On the other hand, the EIA public participation law system, hearing system is far from established. Instead of this, many public construction projects are not even the right to know.
     In this paper, Through the introduction of stakeholder theory, I evaluate the environmental impact of stakeholder analysis done a game. At present, on the environmental impact assessment of the system, I do not see the article of view from the stakeholders point. My analysis for environmental impact assessment system has a certain significance to enhance and improve the understanding of EIA. As the first barrier to control pollution, Environmental impact assessment system has encountered an increasing number of resistance. The game between the multi-stakeholder determined the effect of the system. In this paper, I inspected the interests of participants of environmental impact assessment , as well as the way of the game, I believe that my research has a certain significance on China's environmental impact assessment system.
     Environmental impact assessment (EIA) has played an important role for environmental protection in our country since its implementation. In the implementation process of EIA, the central government, local governments, enterprises, environmental impact assessment unit, and the public play complex games. Their strengths and strategy have deeply influenced their choice in the game. Through analysis of the game, local government's attitude towards environmental protection has a profound impact on the entire game, as well as other persons’strategic choices. In particular, the choice strategy of the central government and ministry of environmental protection has affected the choice of the local government in a certain extent. Weak public participation makes it difficult in improving the existed game. At present, the EIA system is not perfect, so the choice of the parties will choice better game strategy to seek the game's balance point that they can be more satisfied with.
     Papers mainly include four parts. First of all, I put forward the concept of environmental impact assessment and development process, followed by environmental impact assessment of the concept of stakeholders and to define methods. Then Then I discussed the the status of stakeholders in the evaluation of environmental impact. And then I used the way of the game to analyze the interaction and relationships of stakeholders in the process of the entire game. Internal game and external game comprise the game the game.. Internal games are: the game between governments, between EIA game, the game between enterprises, the game between the public and the game between the Vetting Committee. Game one between the Government and the Central Government of the game with the local government, local government with local environmental protection departments of the game. Based on the above analysis and on the game, I analysis of the problems of environmental impact assessment system, and in accordance with the final outcome of the game ,I find the measures and countermeasures to resolve these problem.
     The paper has a major innovation in the introduction of environmental impact assessment of the game analysis of this specific research tools that is useful to explain the issue of the current research work. In particular, the use of game analysis of multi-stakeholders is the prerequisite and the key to solve the problem of the game. Environmental Impact Assessment has a large number of defects and loopholes . Most research methods, or indulge in theoretical research, and some of them are general and tend to talk about. Not the depth of research and rhetoric of the article can be seen everywhere, for environmental impact assessment, the absence of a good research methods will be of little benefit to see the problem, and be also very difficult to solve the problem. Thus the innovation of method is a major feature of this article.
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