柯克法治思想研究
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摘要
英国是世界上最早走向现代法治社会的国家,柯克法治思想在这一历史进程中起到了至关重要的作用。因此,在解读柯克的著作和分析其司法实践以及议会活动的基础上,系统研究柯克法治思想既能够从理论上加深我们对法治的理解,又有利于理解英国宪政的确立以及现代法治社会的形成。
     柯克的法治思想包括普通法至上思想、“王在法下”思想、议会主权思想以及臣民自由与权利思想四个部分,其中普通法至上思想是柯克法治思想的根基,贯穿于“王在法下”思想、议会主权思想以及臣民自由与权利思想之中。在实践中,普通法至上是实现“王在法下”、确立议会主权以及维护臣民自由与权利的前提和保障。柯克法治思想的核心即为维护普通法至上的地位,以普通法限制国王的权力,保障臣民的权利。在法律之下对权力的约束和对权利的保障正是英国现代宪政的本质。柯克的法治思想成为英国现代法治社会和宪政发展的重要思想渊源。
     全文分为三部分:第一部分为引言,主要阐述论文选题的意义,总结国内外学者对该选题的研究状况,并阐明本文要研究的问题与方法以及文献基础。第二部分是论文的主体部分,一共五章,其中第一章论述柯克的普通法至上思想,主要阐述普通法的发展历程、普通法的法律理性以及柯克对特权法庭的批判与抵制等内容;第二章论述柯克的“王在法下”思想,主要阐述英国有限王权与法治传统的形成,柯克在分析《大宪章》的过程中所阐明的“王在法下”思想;第三章论述柯克的议会主权思想,主要阐述议会的至尊地位、上下两院的分立与“王在议会”原则的形成以及议员的自由与权利;第四章论述柯克的臣民自由与权利思想,主要阐述臣民的生产与贸易自由、人身自由以及财产权利。第五章论述柯克法治思想的历史影响,主要阐述在柯克法治思想的影响下,议会与普通法职业共同体与专制王权进行了长期的斗争,最终成功地推动了“光荣革命”的爆发,建立了君主立宪政体,确立了法官和法庭的独立地位。从此,英国走向了现代法治社会。第三部分是结论,对柯克的法治思想进行总体的论述,分析柯克法治思想的特点、发展演变及其历史地位和影响。
England is the first country which established the modern society of rule of law in the world. Edward Coke's thoughts of rule of law played the very important role in this historical course. Therefore, on the basic of analyzing Coke's works and judicial actions as well as parliamentary actions, the study of Coke's thoughts of rule of law will deepen our comprehending on rule of law in theory, which also could be beneficial to comprehend the making of the constitutional government and the modern society of rule of law.
     Coke's thoughts of rule of law included the thought of the supremacy of common law, the king under law, the sovereign of parliament and the liberties of subjects. The thought of the supremacy of common law was the foundation of the others. In practice, the supremacy of common law was the prerequisite and guarantee of realizing the king under law, establishing the sovereign of parliament and maintaining the liberties of subjects. The core of Coke's thoughts of rule of law was preserving the supremacy of common law in order to limit the kingship and maintain the rights of subjects. It is the essence of the modern constitutionalism that limiting power and maintaining rights by the law. Coke's thoughts of rule of law became the significant sources in the development of the constitutional government and the modern society of rule of law.
     There are three parts in the dissertation. The first part is the Introduction, which not only expounds the sense of this topic and reviews the history of studies on this topic of domestic and overseas scholars, but also introduces the methods and documents of the dissertation. The second part is the principal part of the dissertation, which includes four chapters. Chapter 1 discusses Coke's thought of the supremacy of common law, which contains the development history of common law, the artificial reason of common law and the resisting the prerogative courts. Chapter 2 discusses Coke's thought of the king under law, which contains the making of the tradition of the limited monarchy and rule of law and Coke's thought of the king under law in analyzing Magna Carta. Chapter 3 discusses Coke's thought of the sovereign of parliament, which contains the most honorable position of the parliament, the separation of the House of Lords and the House of Commons, the formation of the principle of "King in Parliament" and the liberties and privileges of the House of Commons. Chapter 4 discusses Coke's thought of the liberties of subjects, which contains the liberty of production and trade, personal freedom and the property right. Chapter 5 discusses the historical contribution and influence of Coke's thoughts of rule of law. It expounds that parliament and the community of lawyers of common law struggled with despotism for long time. In the end, Glorious Revolution was completed successfully, constitutional monarchy was established, courts and judges gained the independence really. So England established the morden society of rule of law. The third part is the conclusion. It sums up Coke's thoughts of rule of law, expounds the characteristic, evolution and historical influence of Coke's thoughts of rule of law.
引文
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    ①民国时期仿照德国和日本相继制订了六法全书;新中国成立后废除了民国时期的各类法典,取而代之的是各种临时政策和规定,改革开放之后制定了1982年新宪法,并先后制订了《民法通则》和《刑法典》等成文法典。
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    ①实质上,布莱克斯通的这部著作是其在牛津大学讲授普通法的讲稿基础上形成的,既是研究普通法的法学著作,也是研究普通法史的著作,其中引用了格兰威尔(Glanvill,?-1190)、布拉克顿(Henry De Bracton,c.1216-1268)、福蒂斯丘(sir John Fortescue,1394-1476)、利特尔顿(Litlleton,1402-1481)以及柯克等英国历史上重要法学家的论著。
    ②引文中柯克阐述了由于议员对普通法的无知使得议会订立的法律给普通法带来了混乱。
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    ②邦汉姆系剑桥大学的医科毕业生,在没有获得行医许可证的前提下在伦敦行医,医师行会制止无果就收监了邦汉姆,根据是议会曾通过法令禁止无证行医。邦汉姆就此提起了诉讼,柯克在审理此案时明确表示:议会法令要受制于普通法,当议会法令违反了共同的权利和理性时,普通法可以宣布议会法令无效。
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    ③ Lobban, Michael. A Treatise of Legal Philosophy and General Jurisprudence Volume 8:A History of the Philosophy of Law in the Common Law World,1600-1900 [M]. Springer,2007.30.
    ④ lames I. The Workes of the Most High and Mightie Prince lames [M]. London:1616.512
    ①[美]罗斯科·庞德.普通法的精神[M].唐前宏、廖湘文等译.北京:法律出版社,2001.52.
    ② Coke, Edward. The tenth Part of the Reports of Sir Edward Coke [M]. London,1658. Preface.
    ③ Coke, Edward. The tenth Part of the Reports of Sir Edward Coke [M]. London,1658. Preface.
    ①Coke, Edward. The Second Part of the Institutes of the Lawes of England [M]. London,1642.599-600.
    ②[美]罗斯科·庞德.普通法的精神[M].唐前宏、廖湘文等译.北京:法律出版社,2001.51.
    ①Berman, Harold J. Law and Revolution, Ⅱ, the Impact of the Protestant Reformations on the Western Legal Tradition [M]. Cambridge:Belknap Press of Harvard University Press,2003.214.
    ① Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.78.
    ② Morrison, Wayne ed. Blackstone's Commentaries on the Laws of England [M]:Vol.3. London:Cavendish Publishing Limited,2001.40.
    ③ Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.79.
    ④ Morrison, Wayne ed. Blackstone's Commentaries on the Laws of England [M]:Vol.3. London:Cavendish Publishing Limited,2001.39-40.
    ⑤[意]朱塞佩·格罗索.罗马法史.黄风译.北京:中国政法大学出版社,1994.257.
    ① Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.81.
    ② Levy-Ullmann, Henry. The English Legal Tradition:Its Sources and History [M]. London:Macmillan and Co. Limited,1935.301.
    ③ The Statutes of the Realm [M]:Vol.1. Buffalo:William S. Hein and Co., Inc.1993.282-283
    ④ Levy-Ullmann, Henry. The English Legal Tradition:Its Sources and History [M]. London:Macmillan and Co. Limited,1935.296-297.
    ①托马斯·莫尔在1529年至1532年之间担任大法官,此处布莱克斯通认为托马斯·莫尔被亨利八世擢升为大法官在1530年应为1529年之误。
    ② Morrison, Wayne ed. Blackstone's Commentaries on the Laws of England [M]:Vol.3. London:Cavendish Publishing Limited,2001.42-43.
    ③ Levy-Ullmann, Henry. The English Legal Tradition:Its Sources and History [M]. London:Macmillan and Co. Limited,1935.292-293.
    ① Catherine Drinker Bowen, The Lion and the Throne [M]. Boston and Toronto:Little, Brown and Company 1957. 294.
    ② Maitland, F. W. The Constitutional History of England [M]. London:Cambridge University Press,1908.270.
    ③埃尔斯米尔男爵,原名为托马斯·埃杰顿(Thomas Egerton),1572年获得律师资格,拥有丰富的衡平法庭诉讼经验。1581年担任副总检察长,1592年任总检察长,1594年成为案卷保管法官(任期至1603年),1596年成为掌玺大臣。他深受女王信任并成为其顾问委员会成员。1603年他被封为埃尔斯米尔男爵,并出任大法官一职。在同柯克进行的普通法法庭和衡平法庭地位之争中,埃尔斯米尔男爵成功地维护了衡平法庭的最高地位。1616年被封为布雷克利子爵。参见[英]戴维·M.沃克.牛津法律大辞典[M].李双元等译.北京:法律出版社,2003.358.
    ④ Hostettler, John. Sir Edward Coke:A Force for Freedom [M].Chichester:Barry Rose Law Publishers Ltd,1997. 85.
    ⑤ Thomas Lord Elsmere. The Priviledges and Prerogatives of the High Court of Chancery [M]. London,1641. Part C.
    ① Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd,1997. 85.
    ② The Statutes of the Realm [M]:Vol.1. Buffalo:William S. Hein and Co., Inc.,1993.329.
    ③ Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd,1997. 86.
    ④记录法庭是指其活动和程序均被登记以作为永久记录的法庭,而且有权惩罚蔑视其权威的人。这类法庭不仅包括高级法庭,还包括郡法庭和某些依法律而设立的具有特殊管辖权的法庭。参见[英]戴维·M.沃 克.牛津法律大辞典[M].李双元等译.北京:法律出版社,2003.278.
    ① Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd,1997. 66.
    ② The Statutes of the Realm [M]:Vol.4. Buffalo:William S. Hein and Co., Inc.,1993.352-355.
    ③ Hill, Christopher. Intellectual Origins of the English Revolution:Revisited [M]. New York:Oxford University Press,1997.220.
    ①清教产生于16世纪后半期,“不服从国教者”中有一部分人提出清除国教中的天主教的残余因素,他们的主张被称为“清教(Puritanism)",他们则被称为清教徒。实质上,清教是一个广泛的、不确定的名称,它包括着许多不同的集团和派别。16世纪末,英国清教形成了两个主要派别,即长老派(Presbyterian)和独立派(Independents)。参见蒋孟引.英国史[M].北京:中国社会科学出版社,1988.336.
    ② Fritze, Ronald H. ed. Historical Dictionary of Tudor England,1485-1603 [M]. New York and London: Greenwood Press,1991.238-239.
    ③ Coke, Edward. The twelfth Part of the Reports of Sir Edward Coke [M]. London,1656.88.
    ① Hill, Christopher. Intellectual Origins of the English Revolution:Revisited [M]. New York:Oxford University Press,1997.220.
    ② Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.245-246.
    ③ Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.242-243.
    ①1536年至1537年,先后在英国北部林肯郡和约克郡爆发了反抗亨利八世和克伦威尔宗教和财政政策的叛乱,抗议其解散修道院。叛乱者将叛乱自称为“圣恩朝圣(the Pilgrimage of Grace)",集结了30000人的武装力量,亨利八世无力抵抗如此大规模的叛乱武装,则采取欺骗的手段承诺与其在伦敦谈判,并说服叛乱者自行解散。1537年1月再次发生叛乱,领导者被绞死;北部委员会因此被改组为常设机构,管理北方事务。这促使亨利八世和克伦威尔坚信在修道院中还存在支持教皇的叛乱者,于1539年解散大修道院。参见Fritze, Ronald H. ed. Historical Dictionary of Tudor England,1485-1603 [M]. New York and London:Greenwood Press,1991.371-372.
    ②[英]戴维·M.沃克.牛津法律大辞典.李双元等译.北京:法律出版社,2003.269.
    ③ Fritze, Ronald H. ed. Historical Dictionary of Tudor England,1485-1603 [M]. New York and London: Greenwood Press,1991.124-126.
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    ⑥ Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.65. Potter, Harold. An Introduction to the History of English Law [M]. London:Sweet and Maxwell Limited,1926.69.
    ① Plucknett, Theodore F. T. A Concise History of the Common Law [M]. New York:Aspen publishers, Inc.,1936. 183.
    ② Potter, Harold. An Introduction to the History of English Law [M]. London:Sweet and Maxwell Limited,1926. 71.
    ③ Maitland, Frederic W. and Montague, Francis C. An Sketch of English Legal History [M]. New York and London:G P. Putnam's Sons the Rnickerbocker press,1915.118-119.
    ④ Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.65.
    ① Hill, Christopher. Intellectual Origins of the English Revolution:Revisited [M]. New York:Oxford University Press,1997.220.
    ② Maitland, F. W. The Constitutional History of England [M]. London:Cambridge University Press,1908.263.
    ③ Harold Potter, An Introduction to the History of English Law [M]. London:Sweet and Maxwell, Limited,1926. 68.
    ④ Morrison, Wayne ed. Blackstone's Commentaries on the Laws of England [M]:Vol.3. London:Cavendish Publishing Limited,2001.40.
    ⑤ Harold Potter, An Introduction to the History of English Law [M]. London:Sweet and Maxwell, Limited,1926. 69.
    ⑥ Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.134.
    ① Levy-Ullmann, Henri. M. Mitchell translated from the French. The English Legal Tradition Its Sources and History [M]. London:Macmillan and Co. Limited 1935.190.
    ② Levy-Ullmann, Henri. M. Mitchell translated from the French. The English Legal Tradition Its Sources and History [M]. London:Macmillan and Co. Limited 1935.191.
    ③ Levy-Ullmann, Henri. M. Mitchell translated from the French. The English Legal Tradition Its Sources and History [M]. London:Macmillan and Co. Limited 1935.191-192.
    ④ Maitland, Frederic William. English Law and the Renaissance [M]. Cambridge:Cambridge University Press, 1901.9-10.
    ①Holdsworth, W. S. A History of English Law [M]:vol.5. London,1924.439.
    ① Malcolm, Joyce Lee. Doing No Wrong:Law, Liberty, and the Constraint of Kings [J].The Journal of British Studies,1999, Vol.38(2),164-165.
    ② Malcolm, Joyce Lee ed. The Struggle for Sovereignty:Seventeenth-Century English Political Tracts [M]. Indianapolis:Liberty Fund,1999. Introduction,23-27.
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    ③ Heath, James. Englands Chronicle, or, The lives and Reigns of the Kings and Queens [M]. London,1699. 102-107.
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    ① Sandoz, Ellis ed. The Roots of Liberty:Magna Carta, Ancient Constitution, and the Anglo-American Tradition of Rule of Law [M]. Indianapolis:Liberty Fund, Inc.,1993.37.
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    ② Glanville, Ranulf de. A Translation of Glanville [M]. Washington:John Byrne & Co.1900. Introduction 17;另参见[美]查尔斯·霍默·哈斯金斯.12世纪文艺复兴[M].夏继果译.上海:上海人民出版社,2005.177-179.
    ③ Levy-Ullmann, Henri. M. Mitchell translated from the French. The English Legal Tradition Its Sources and History [M]. London:Macmillan and Co. Limited 1935.176-180作者在书中用大量篇幅论述了格兰威尔受到罗马法和教会法的影响。
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    ⑤从1066年到1166年军役采邑提供的是真正的军役,然而,从1166年到1266年军役采邑主要以缴纳盾牌钱来供养国王的军队。Pollock, Sir Frederick and Maitland, Frederic William. The History of English law [M]:Vol.1. Cambridge:Cambridge University Press,1898.252-253.
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    ⑦朱寰.略论中古时代的君权与教权[J].东北师大学报(哲学社会科学版).1993(6).引自朱寰.学思录[M].北京:中央广播电视大学出版社,2008.27.
    ①在同时代的法国,法律和司法都是极为分散和混乱的,王权局限于国王领地之内。Miller, S. J. T. The Position of the King in Bracton and Beaumanoir [J]. Speculum,1956,31(2):296.
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    ① Rothwell, Harry ed. English Historical Documents,1189-1327 [M]. London:Eyer and Spottiswoode,1975. 345.
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    ⑦ The Statutes of the Realm [M]:Vol.3. Buffalo:William S Hein and Co, Inc,1993.726-728.
    ⑧程汉大.文化传统与政治变革——英国议会制度[M].沈阳:辽宁大学出版社,1996.84.
    ⑨托马斯·史密斯爵士1544年成为剑桥大学钦定民法教授,后两度出任国务大臣,当时人们普遍认为他是 当时最为优秀的政治家之一,同时还是一位著名的学者,著述颇丰。其著作《盎格鲁共和国:英格兰王国政府或政治行为方式》是一部阐述都铎王朝时期英格兰宪政的最为重要的论著,曾再版多次。参见[英]戴维·M.沃克.牛津法律大辞典[M].李双元等译.北京:法律出版社,2003.1042-1043.
    ① Smith, Sir Thomas. De Repvblica Anglorvm:the Maner of Governement or Policie of the Realme of England [M]. London:1583.34-35.
    ② Coke, Edward. The First Part of the Institvtes of the Lawes of England [M]. London,1629.110a.
    ③ McLean, Iain. What's Wrong with the British Constitution? [M]. New York:Oxford University Press,2010.20.
    ④ McLean, Iain. What's Wrong with the British Constitution? [M]. New York:Oxford University Press,2010.136.
    ① Coke, Edward. The Eighth Part of the Reports of Sir Edward Coke [M]. London.1658.118a.
    ② Coke, Edward. The Second Part of the Institutes of the Lawes of England [M]. London,1642.37.
    ① Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd,1997. 10.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.3. Indianapolis:Liberty Fund Inc.2003.1190.
    ① Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.3.Indianapolis:Liberty Fund Inc.2003.1191.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.3. Indianapolis:Liberty Fund Inc.2003.1192.
    ③ Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd, 1997.12.
    ① Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.8.
    ② Coke, Edward. The Fourth Part of the Institutes of the Laws of England [M]. London,1644.8.
    ③ Berman, Harold J. Law and Revolution, Ⅱ, the Impact of the Protestant Reformations on the Western Legal Tradition [M]. Cambridge:Belknap Press of Harvard University Press,2003.240.
    ④ Seel, Graham E. and Smith, David L. The Early Stuart Kings,1603-1642 [M]. London and New York:Taylor & Francis e-Library,2005.31.
    ⑤ Durston, Christopher. James I [M]. London and New York:Taylor & Francis e-Library,2001.38.
    ①[英]杰弗里·罗伯逊.弑君者:把查理一世送上断头台的人[M].徐璇译.上海:新星出版社,2009.17.
    ② Seel, Graham E. and Smith, David L. The Early Stuart Kings,1603-1642 [M]. London and New York:Taylor& Francis e-Library,2005.31.
    ③ Larkin, James F. ed. Stuart Royal Proclamation [M]:Vol.1. Oxford:Clarendon Press,1983.523-526. Tradition [M]. Cambridge:Belknap Press of Harvard University Press,2003.457.
    ④ Berman, Harold J. Law and Revolution, Ⅱ, the Impact of the Protestant Reformations on the Western Legal
    ① Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd, 1997.112.
    ② Berman, Harold J. Law and Revolution, Ⅱ, the Impact of the Protestant Reformations on the Western Legal Tradition [M]. Cambridge:Belknap Press of Harvard University Press,2003.457.
    ③ Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd, 1997.116.
    ④ The Statutes of the Realm [M]. Vol:4. Buffalo:William S. Hein and Co., Inc.,1993.1212-1214.
    ① Belloc, Hilaire. Charles I [M]. Norfolk:Ihs Press,2003.100.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.3. Indianapolis:Liberty Fund Inc.,2003.1217-1224.
    ③[英]杰弗里·罗伯逊.弑君者:把查理一世送上断头台的人[M].徐璇译.上海:新星出版社,2009.24-25.
    ① Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.3. Indianapolis:Liberty Fund Inc.,2003.1237.
    ② Wall, Alison. Power and Protest in England 1525-1640 [M]. New York:Oxford University Press,2000.11-12.
    ①伊丽莎白一世曾授予拉尔夫·鲍(Ralph Bowes)生产和销售以及进口扑克牌的全权许可,此特许权的期限为12年。由此,伊丽莎白一世规定其他任何人不得进口扑克牌,也不得在王国内制造或销售扑克牌。期满之后,伊丽莎白一世又将生产和销售扑克牌的垄断特许权授予了爱德华·达西(Edward Darcy),期限为21年,达西为此向伊丽莎白一世支付了100马克。在未经达西授权的前提下,阿莱恩就擅自生产和销售了扑克牌。因此,达西对阿莱恩提起了诉讼。参见Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.1. Indianapolis:Liberty Fund Inc.,2003.394-395.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke[M]:Vol.1. Indianapolis:Liberty Fund Inc.,2003.395.
    ③王晋新、姜德福.现代早期英国社会变迁[M].上海:上海三联书店,2008.11.
    ④朱寰.学思录[M].北京:中央广播电视大学出版社,2008.405.
    ⑤张乃和.大发现时代中英海外贸易比较研究[M].长春:吉林人民出版社,2002.264.
    ⑥ Powell, Ken and Cook, Chris. English Historical Facts,1485-1603 [M]. London:The Macmillan Press,1977. 196.
    ① Levin, Carole. The Reign of Elizabeth Ⅰ [M]. Basingstoke:Palgrave,2002.106.
    ② Bowen, Catherine Drinker. The Lion and the Throne [M]. Boston and Toronto:Little, Brown and Company, 1957.172.
    ③ McLaren, A. N. Political Culture in the Reign of Elizabeth Ⅰ:Queen and Commonwealth,1558-1585 [M]. Cambridge:Cambridge University Press 1999.161.
    ① Powell, Ken and Cook, Chris. English Historical Facts,1485-1603 [M]. London:The Macmillan Press,1977 196.
    ② Levin, Carole. The Reign of Elizabeth I [M]. Basingstoke:Palgrave,2002.106-107.
    ③ McLaren, A..N. Political Culture in the Reign of Elizabeth I:Queen and Commonwealth,1558-1585 [M]. Cambridge:Cambridge University Press 1999.161.
    ④ Hughes, Paul L. and Larkin, James F. eds. Tudor Royal Proclamations [M]. New Haven and London:Yale University Press,1969.235.
    ⑤ Hughes, Paul L. and Larkin, James F. eds. Tudor Royal Proclamations [M]. New Haven and London:Yale University Press,1969.235-236.
    ⑥ Bindoff, S.T. Tudor England [M]. Harmondsworth:Penguin Books Ltd,1950.288.
    ① Coke, Edward. The Eleventh Part of the Reports of Sir Edward Coke [M]. London,1658.85b.
    ② Coke, Edward. The Eleventh Part of the Reports of Sir Edward Coke [M]. London,1658.86a.
    ③ Coke, Edward. The Eleventh Part of the Reports of Sir Edward Coke [M]. London,1658.86b.
    ① Coke, Edward. The Eleventh Part of the Reports of Sir Edward Coke [M]. London,1658.87a-87b.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.1. Indianapolis:Liberty Fund Inc.,2003. Introduction ⅹⅹⅴ.
    ① Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.1. Indianapolis:Liberty Fund Inc.,2003.264.
    ② Coke, Edward. The Eighth Part of the Reports of Sir Edward Coke [M]. London,1658.117a.
    ③ Davies, Godfrey. The Early Stuart,1603-1660 [M].Oxford:Oxford University Press,1937.23.
    ④由于屡屡抵制詹姆斯一世王权的膨胀,柯克先是被国王从普通民事法庭调往王座法庭,后来又于1616年被撤销王座法庭首席法官的职务。参见[美]小詹姆斯·R.斯托纳.普通法与自由主义理论:柯克霍布斯及美国宪政主义之诸源头[M].姚中秋译.北京:北京大学出版社,2005.24.
    ⑤ Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.3. Indianapolis:Liberty Fund Inc.,2003.1195.
    ⑥ Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.3. Indianapolis:Liberty Fund Inc.,2003.1199.
    ① Bowen, Catherine Drinker. The Lion and the Throne [M]. Boston and Toronto:Little, Brown and Company, 1957.425.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]:Vol.3. Indianapolis:Liberty Fund Inc.,2003.1199.
    ③ Davies, Godfrey. The Early Stuart,1603-1660 [M]. Oxford:Oxford University Press,1937.328.
    ④ Bergero, David M. King James and letters of homoerotic desire [M]. Iowa City:University of Iowa Press,1999. 115-116.
    ⑤ The Statutes of the Realm [M]:Vol.4, Buffalo:William S. Hein and Co., Inc.,1993, pp.1208.
    ① Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd,1997. 113.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.1. Indianapolis:Liberty Fund Inc.,2003. Chronology of Events lⅹⅰ.
    ③ Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd,1997. 116.
    ④张乃和主编.现代公民社会的起源[M].哈尔滨:黑龙江人民出版社,2007.47.
    ⑤ The Statutes of the Realm [M]:Vol.4. Buffalo:William S. Hein and Co., Inc.,1993, pp.1212.
    ⑥ The Statutes of the Realm [M]:Vol.4. Buffalo:William S. Hein and Co., Inc.,1993, pp.1212.
    ① The Statutes of the Realm [M]:Vol.4. Buffalo:William S. Hein and Co., Inc.,1993, pp.1213-1214.
    ② Coke, Edward. The Second Part of the Institutes of English Law [M]. London,1642.47.
    ①[英]布伦达·拉尔夫·刘易斯.君主制的历史[M].荣予、方力维译.北京:三联书店,2007.131.
    ① Stroud, Angus. Stuart England [M]. London and New York:Taylor & Francis e-Library,2002.48.
    ② Berman, Harold J. Law and Revolution, Ⅱ, The Impact of the Protestant Reformations on the Western Legal Tradition [M]. Cambridge:Belknap Press of Harvard University Press,2003.215.
    ③ Larkin, James F. Stuart Royal Proclamations:vol. Ⅱ, Royal Proclamations of King Charles 1,1625-1646 [M]. Oxford:Clarendon Press,1983.110-111.
    ④ Hirst, Derek. The Privy Council and Problems of Enforcement in the 1620s [J]. The Journal of British Studies, 1978,18(1):47-48.
    ⑤ Stroud, Angus. Stuart England [M]. London and New York:Taylor & Francis e-Library,2002.46.
    ⑥人身保护令是指一种为保护臣民自由而颁发的法庭令状,颁发这种令状是为了保证释放被非法监禁的人。根据普通法,任何自由人如果不是因为犯有刑事罪行或者由于民事负债而被监禁,均有权要求王座法庭向实施监禁的监狱颁发人身保护令,要求解交被监禁者,并说明监禁的理由,以便法庭对其适当性予以裁断,从而确定将被监禁者或移送监狱、或准予保释、或予以释放。这种人身保护令在《大宪章》之前即已存在,它是在17世纪时作为审查非法监禁的正当程序而确立。参见[英]戴维·M.沃克.牛津法律大辞典[M].李双元等译.北京:法律出版社,2003.494.
    ①齐延平.自由大宪章研究[M].北京:中国政法大学出版社,2007.216-217.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.1. Indianapolis:Liberty Fund Inc.,2003. Chronology of Events lxiii.
    ③[英]杰弗里·罗伯逊.弑君者:把查理一世送上断头台的人[M].徐璇译.上海:新星出版社,2009.25.
    ④ Cook, Chris and Wroughton, John. English Historical Facts,1603-1688[M]. Totowa:Rowman and Littlefield, 1980.29.
    ⑤ Seel, Graham E. and Smith, David L. The Early Stuart Kings,1603-1642 [M]. London and New York:Taylor& Francis e-Library,2005.48.
    ⑥ Berman, Harold J. Law and Revolution, Ⅱ, The Impact of the Protestant Reformations on the Western Legal Tradition [M]. Cambridge:Belknap Press of Harvard University Press,2003.215.
    ① Sandoz, Ellis ed. The Roots of Liberty:Magna Carta, Ancient Constitution, and the Anglo-American Tradition of Rule of Law[M]. Indianapolis:Liberty Fund, Inc.,1993.152-153.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.3. Indianapolis:Liberty Fund Inc.,2003.1227.
    ③ Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.3. Indianapolis:Liberty Fund Inc.,2003.1227.
    ④ Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.3. Indianapolis:Liberty Fund Inc.,2003.1228.
    ① Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.3. Indianapolis:Liberty Fund Inc.,2003.1228.
    ② Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.3. Indianapolis:Liberty Fund Inc.,2003.1228-1229.
    ①Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.3. Indianapolis:Liberty Fund Inc.,2003.1229-1230.
    ②[英]杰弗里·罗伯逊.弑君者:把查理一世送上断头台的人[M].徐璇译.上海:新星出版社,2009.25.
    ③ Seel, Graham E. and Smith, David L. The Early Stuart Kings,1603-1642 [M]. London and New York:Taylor & Francis e-Library,2005.61.
    ④ Cromartie, Alan. The Constitutional Revolution:An Essay in the History of England,1450-1642 [M]. Cambridge:Cambridge University Press,2006.229.
    ⑤ The petition of right:exhibited to His Maiestie, by the Lords and Commons assembled in Parliament, concerning divers rights, and the liberties of the subject [M].1642.1.
    ① The petition of right:exhibited to His Maiestie, by the Lords and Commons assembled in Parliament, concerning divers rights, and the liberties of the subject [M].1642.1.
    ② The petition of right:exhibited to His Maiestie, by the Lords and Commons assembled in Parliament, concerning divers rights, and the liberties of the subject [M].1642.1-2.
    ③ The petition of right:exhibited to His Maiestie, by the Lords and Commons assembled in Parliament, concerning divers rights, and the liberties of the subject [M].1642.2.
    ④ Coke, Edward. The Fifth Part of the Reports of Sir Edward Coke [M]. London,1658.91b.
    ① Hill, Christopher. Intellectual Origins of the English Revolution:Revisited [M]. New York:Oxford University Press,1997.211.
    ② The petition of right:exhibited to His Maiestie, by the Lords and Commons assembled in Parliament, concerning divers rights, and the liberties of the subject [M].1642.2.
    ③ The petition of right:exhibited to His Maiestie, by the Lords and Commons assembled in Parliament, concerning divers rights, and the liberties of the subject [M].1642.2-3.
    ① Relf, Frances Helen. The Petition of Right [M]. Minneapolis:Bulletin of the University of Minnesota,1917. Preface.
    ② Hostettler, John. Sir Edward Coke:A Force for Freedom [M]. Chichester:Barry Rose Law Publishers Ltd,1997. 133.
    ③ Seel, Graham E. and Smith, David L. The Early Stuart Kings,1603-1642 [M]. London and New York:Taylor & Francis e-Library,2005.56.
    ④ Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.1. Indianapolis:Liberty Fund Inc.,2003. Introduction ⅹⅹⅵ.
    ①[英]杰弗里·罗伯逊.弑君者:把查理一世送上断头台的人[M].徐璇译.上海:新星出版社,2009.24.
    ② Seel, Graham E. and Smith, David L. The Early Stuart Kings,1603-1642 [M]. London and New York:Taylor & Francis e-Library,2005.65.
    ① Hill, Christopher. The Century of Revolution,1603-1714[M]. London and New York:Routledge,2002.67.
    ② Seel, Graham E. and Smith, David L. The Early Stuart Kings,1603-1642 [M]. London and New York:Taylor & Francis e-Library,2005.66.
    ③ Maitland, F. W. The Constitutional History of England [M]. London:Cambridge University Press,1908.308.
    ④ Adair, John. A Life of John Hampden, the patriot (1594-1643) [M]. London:Kogan Page,2003.124.
    ① Gordon, Scott. Controlling the State:Constitutionalism from Ancient Athens to Today [M]. Cambridge and London:Harvard University Press,2002.252.
    ② Hill, Christopher. Intellectual Origins of the English Revolution:Revisited [M]. New York:Oxford University Press,1997.219.
    ③ Gordon, Scott. Controlling the State:Constitutionalism from Ancient Athens to Today [M]. Cambridge and London:Harvard University Press,2002.255.
    ④ Coke, Edward. The Second Part of the Reports [M]. London,1658. Preface. The Eighth Part of the Reports [M]. London,1658. Preface. The Ninth Part of the Reports [M]. London,1658. Preface.
    ① Woodbine, George E. ed., Thorne, Samuel E. tr. Bracton on Laws and Customs of England [M]:Vol.2. Cambridge:Harvard University Press,1968.19.
    ② Woodbine, George E. ed., Thorne, Samuel E. tr. Bracton on Laws and Customs of England [M]:Vol.2. Cambridge:Harvard University Press,1968.33,110,306.
    ③ Malcolm, Joyce Lee. The Struggle for Sovereignty:Seventeenth-Century English Political Tracts [M]:Vol.1. Indianapolis:Liberty Fund, Inc.,1999. Introduction ⅹlⅳ.
    ④1616年,詹姆斯一世和枢密院认为柯克的《判例汇编》包含很多不在法律之内甚至是出格的观点(extravagant and extravagant opinions),遂命其删除这些内容,但并未凑效。1621年,柯克被囚禁在伦敦塔之时,他的手稿被抢走,其中三部分再也没有找回。参见Hill, Christopher. Intellectual Origins of the English Revolution:Revisited [M]. New York:Oxford University Press,1997.218.
    ⑤ Hill, Christopher. Intellectual Origins of the English Revolution:Revisited [M]. New York:Oxford University Press,1997.218.
    ⑥ Coke, Edward. The Selected Writings and Speeches of Sir Edward Coke [M]. Vol.1. Indianapolis:Liberty Fund Inc.,2003. lⅹⅴ.
    ⑦ Coke, Roger. A Detection of the Court and State of England during the Four Last Reigns [M]:Vol.1. London, 1696.107.
    ① Hill, Christopher. Intellectual Origins of the English Revolution:Revisited [M]. New York:Oxford University Press,1997.218.
    ② Maitland, F. W. The Constitutional History of England [M]. London:Cambridge University Press,1908.275.
    ③[英]杰弗里·罗伯逊.弑君者:把查理一世送上断头台的人[M].徐璇译.上海:新星出版社,2009.46-47.
    ④苏格兰原属天主教国家,苏格兰宗教改革的领袖约翰·诺克斯(John Knox)得到了1560年苏格兰议会的支持,加尔文宗长老派在苏格兰得以立足,1567年玛丽女王被废黜之后,长老派成为苏格兰国教。
    ① Belloc, Hilaire. Charles I [M]. Norfolk:Ihs Press,2003.190王觉非.近代英国史[M].南京:南京大学出版社,1997.37.
    ② Hyde, Edward, Earl of Clarendon. Selected and Edited with an Introduction and Notes by Paul Seaward. The History of the Rebellion:Anew selection [M]. Oxford:Oxford University Press,2009.464. Seel, Graham E. and Smith, David L. The Early Stuart Kings,1603-1642 [M]. London and New York:Taylor & Francis e-Library,2005.80.
    ③ Gardiner, Samuel Rawson ed. The Constitutional Documents of the Puritan Revolution,1628-1660 [M]. Oxford: Clarendon Press,1889.64-65.
    ① Gardiner, Samuel Rawson ed. The Constitutional Documents of the Puritan Revolution,1628-1660 [M]. Oxford: Clarendon Press,1889.65.
    ② Whitlocke, Bulstrode. Memorials of the English affairs, or, An historical account of what passed from the beginning of the reign of King Charles the First, to King Charles the Second [M]. London,1682.35.
    ①蒋孟引.英国史[M].北京:中国社会科学出版社,1988.339Hyde, Edward, Earl of Clarendon. Selected and Edited with an Introduction and Notes by Paul Seaward. The History of the Rebellion:Anew selection [M]. Oxford:Oxford University Press,2009.464.
    ②斯特拉福德即斯特拉福德伯爵(Earl of Strafford,1593-1641),原名为托马斯·温特沃斯(Thomas Wentworth)。1628年,温特沃斯成为下院领袖之一,由于拒绝缴纳强制借款而遭到监禁,这是其议会职业生涯的顶峰。但是,他很快就被查理一世招安了,1628年议会休会之后就被封为温特沃斯男爵,并被任命为北部委员会首席大臣,成为国王在英格兰北部的全权代表。1632年,温特沃斯被任命为爱尔兰总督,他遂全力维护国王的权威,增加国王的财政收入。1640年11月,议会下院以叛逆罪对其提出控告,次年春天受到审判,并很快被处以极刑。Fritze, Ronald H and Robison, William B eds. Historical Dictionary of Stuart England,1603-1689 [M]. London:Greenwood Press,1996.545-546.
    ③[英]阿·莱·莫尔顿.人民的英国史[M].谢琏造等译.北京:三联书店,1958.300.
    ① Greenberg, Janelle. The Radical Face of the Ancient Constitution:St Edward's "Laws" in Early Modern Political Thought [M]. New York:Cambridge University Press,2006.178.
    ②劳德全名为威廉·劳德(William Laud,1573-1645),作为坎特伯雷大主教与查理一世的重臣之一,劳德在内战的爆发过程中扮演了重要的角色。早年事业并不顺利,在受到白金汉公爵赏识之后,才开始迅速发达起来。1621年,劳德被任命为圣戴维斯(St. Davis)主教,但詹姆斯一世对其心存芥蒂。然而,查理一世继位之后对劳德极为赏识。1629年,劳德成为牛津大学校长,1633年起开始担任坎特伯雷大主教,并且成为国王的重臣,参与管理王国事务。劳德由于推行倾向于天主教的宗教政策而受到普遍的质疑。1637年,劳德企图将《公祷书》强加给苏格兰,引起苏格兰的武装起义。1640年12月18日,劳德被长期议会以叛逆罪(high treason)弹劾,1641年被囚禁在伦敦塔,1644年3月被判处死刑,1645年1月10日被砍头。参见Fritze, Ronald H and Robison, William B eds. Historical Dictionary of Stuart England, 1603-1689 [M]. London:Greenwood Press,1996.284-285.
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